Interactions between Dynamic Effects and Alternative-Based Inferences in the Study of Meaning

Lead Research Organisation: University College London
Department Name: Linguistics

Abstract

Several open questions exist about how the division of labour between Semantics (the conventional aspect of meaning associated with words and other expressions) and Pragmatics (kinds of meaning that arise due to principles of conversation and general reasoning) is to be understood. Two empirical domains are of particular interest here. First, dynamic effects (DEs): when a linguistic expression affects the interpretation of another one following it, we say that a DE obtains. E.g. in (1) the interpretation of the pronoun "it" is affected by (resolved to) the indefinite "a Ferrari", as it is dependent on it.

(1) Bill owns a Ferrari. It is parked outside.

Second, alternative-based inferences (ABIs): if a sentence's inference arises by negating (an aspect of the meaning of) an alternative sentence, it is alternative-based. E.g. the scalar implicature of (2) that Helen did not eat both a steak and a salad arises by negating the alternative to (2) with "and" instead of "or".

(2) Helen ate a steak or a salad.

The two domains have given rise to two similar debates. (i) While there is consensus that both DEs and ABIs involve a combination of semantics and pragmatics, it is controversial what role each one plays. (ii) It is debated whether the characterisation of (1) and (2) and related phenomena as involving DEs or ABIs is correct to begin with. This gives rise to the broader issue whether a dynamic perspective and in addition an alternative-based perspective should be adopted at all.
To address debate (i), this project adopts the working hypothesis that indeed one should adopt both perspectives. Based on this it investigates a hitherto largely neglected empirical domain, namely the non-trivial interaction of DEs and ABIs; non-trivial insofar as taking a particular dynamic perspective has immediate consequences for which alternative-based perspective one needs to take and vice versa. As such the theoretical consequences of the combined investigation of DEs and ABIs are profound. Apart from contributing to the individual theoretical debates about DEs and ABIs, it will offer novel and important insights into the nature of the semantics-pragmatics interface. Moreover, the success of such an approach contributes to debate (ii), as it will bolster a view that adopts both the dynamic and the alternative-based perspective.
To substantiate the theoretical perspective sketched, the project adopts a broad variety of experimental measures for data collection promising new insights into the debates. Moreover, it extends the empirical coverage of the theory beyond simple spoken language by taking a cross-modal view. It does so by investigating the influence of gesture on DEs and ABIs and their visualisation in sign languages.
The novelty and originality of this project thus lie in its empirical focus, both novel and broad at once, the ensuing theoretical implications and the variety of experimental methods used for investigation.

Publications

10 25 50
 
Description We have been looking closely at the meaning of definite plurals in various grammatical contexts, and we have so far obtained major findings that help us answer two of the three main questions we set out to investigate:
- Q1: What is the proper theory of Dynamic Effects (DEs) in natural language and beyond?
- Q3: And what are the consequences on the division of labour between semantics and pragmatics?

We have been looking closely at the meaning of definite plurals in various grammatical contexts, and we have so far obtained major findings that help us answer two of the three main questions we set out to investigate:
- Q1: What is the proper theory of Dynamic Effects (DEs) in natural language and beyond?
- Q3: And what are the consequences on the division of labour between semantics and pragmatics?
Firstly, we have found that definite plurals give rise to unexpected ambiguity when they occur in the restrictors of quantificational determiners like "every" and "no" (which have particular logical properties, namely, they are downward entailing with respect to their restrictor but trigger an upward entailing existence presupposition). This is a novel observation, and we have constructed a theory of meaning composition that systematically derives the ambiguity. A crucial component of the theory is the dynamic relation between the presuppositional and assertive meaning. In other words, according to our theory, anaphoric dependency observed across sentences is observed between different dimensions of meaning of single sentences as well. This theory gives a partial answer to Q1 and also paves the way for further investigations on peculiar properties of the restrictors of these quantificational determiners that have been noted in the literature, concerning presupposition projection, discourse anaphora, and vagueness.
Secondly, regarding Q3, we have been gathering experimental evidence for the context dependent nature of the meaning of plural definites. The results so far confirm that they are context dependent, and also show that they are context dependent in different ways depending on what grammatical contexts they occur in. There are two major approaches to the meaning of plural definites in the current theoretical literature, which differ with respect to how the semantics and pragmatics of plural definites related to each other, in particular regarding what mechanism is responsible for the context dependent meaning of plural definites and whether it involves 'alternatives', and we argue that our findings pose challenges for both. We are currently running further experiments in order to adjudicate between them.
Exploitation Route The outcomes mainly benefit the academic community that is interested in language, meaning, and reasoning.
The outcome of the theoretical work has been presented at the 1st Workshop on Homogeneity and Non-Maximality and also at University of Utrecht. We are currently preparing an article based on this work for publication in an academic journal. This work will benefit linguistic theory and could lead to further development in the theory of meaning, especially regarding presupposition projection, discourse anaphora, and vagueness.
The experimental work has been presented at the 27th meeting of Sinn und Bedeutung and a paper for its proceedings is in preparation. It was also presented at two other international conferences, AMLaP 2022 and XPRAG 2022. This work has led to further theoretical questions and we are currently running further experiments to answer them. One academic journal publication is going to be prepared and submitted to an academic journal within the first half of 2023. We expect this work to foster further experimental research on plural definites and other related phenomena that specifically targets theoretical questions.
Sectors Digital/Communication/Information Technologies (including Software),Education

 
Description IDEAlISM 
Organisation Goethe University Frankfurt
Country Germany 
Sector Academic/University 
PI Contribution These are the institutions that the main team of researchers are based at, besides UCL. DFG has awarded Clemens Mayr at University of Göttingen funding as part of the AHRC-DFG collaboration grant.
Collaborator Contribution This is the main research team of the project.
Impact Papers - Augurzky, Petra, Marion Bonnet, Richard Breheny, Alexandre Cremers, Cornelia Ebert, Clemens Mayr, Jacopo Romoli, Markus Steinbach & Yasutada Sudo (to appear) Putting plural definites into context. Proceedings of SuB 27. Conference presentations - Mayr, Clemens & Yasutada Sudo (2022) Domain variables, homogeneity projection, and two notions of entailment. Online talk at the 1st Workshop on Homogeneity and Non-Maximality. 18-19 November, 2022. - Augurzky, Petra, Marion Bonnet, Richard Breheny, Alexandre Cremers, Cornelia Ebert, Clemens Mayr, Jacopo Romoli, Markus Steinbach & Yasutada Sudo (2022) Putting plural definites into context. Talk at XPRAG 9. - Augurzky, Petra, Marion Bonnet, Richard Breheny, Alexandre Cremers, Cornelia Ebert, Clemens Mayr, Jacopo Romoli, Markus Steinbach & Yasutada Sudo (2022) Putting plural definites into context. Talk at Sinn und Bedeutung (SuB) 27. - Augurzky, Petra, Marion Bonnet, Richard Breheny, Alexandre Cremers, Cornelia Ebert, Clemens Mayr, Jacopo Romoli, Markus Steinbach & Yasutada Sudo (2022) Plural definites in context. Poster at AMLaP 2022.
Start Year 2021
 
Description IDEAlISM 
Organisation Heinrich Heine University Düsseldorf
Country Germany 
Sector Academic/University 
PI Contribution These are the institutions that the main team of researchers are based at, besides UCL. DFG has awarded Clemens Mayr at University of Göttingen funding as part of the AHRC-DFG collaboration grant.
Collaborator Contribution This is the main research team of the project.
Impact Papers - Augurzky, Petra, Marion Bonnet, Richard Breheny, Alexandre Cremers, Cornelia Ebert, Clemens Mayr, Jacopo Romoli, Markus Steinbach & Yasutada Sudo (to appear) Putting plural definites into context. Proceedings of SuB 27. Conference presentations - Mayr, Clemens & Yasutada Sudo (2022) Domain variables, homogeneity projection, and two notions of entailment. Online talk at the 1st Workshop on Homogeneity and Non-Maximality. 18-19 November, 2022. - Augurzky, Petra, Marion Bonnet, Richard Breheny, Alexandre Cremers, Cornelia Ebert, Clemens Mayr, Jacopo Romoli, Markus Steinbach & Yasutada Sudo (2022) Putting plural definites into context. Talk at XPRAG 9. - Augurzky, Petra, Marion Bonnet, Richard Breheny, Alexandre Cremers, Cornelia Ebert, Clemens Mayr, Jacopo Romoli, Markus Steinbach & Yasutada Sudo (2022) Putting plural definites into context. Talk at Sinn und Bedeutung (SuB) 27. - Augurzky, Petra, Marion Bonnet, Richard Breheny, Alexandre Cremers, Cornelia Ebert, Clemens Mayr, Jacopo Romoli, Markus Steinbach & Yasutada Sudo (2022) Plural definites in context. Poster at AMLaP 2022.
Start Year 2021
 
Description IDEAlISM 
Organisation University of Göttingen
Country Germany 
Sector Academic/University 
PI Contribution These are the institutions that the main team of researchers are based at, besides UCL. DFG has awarded Clemens Mayr at University of Göttingen funding as part of the AHRC-DFG collaboration grant.
Collaborator Contribution This is the main research team of the project.
Impact Papers - Augurzky, Petra, Marion Bonnet, Richard Breheny, Alexandre Cremers, Cornelia Ebert, Clemens Mayr, Jacopo Romoli, Markus Steinbach & Yasutada Sudo (to appear) Putting plural definites into context. Proceedings of SuB 27. Conference presentations - Mayr, Clemens & Yasutada Sudo (2022) Domain variables, homogeneity projection, and two notions of entailment. Online talk at the 1st Workshop on Homogeneity and Non-Maximality. 18-19 November, 2022. - Augurzky, Petra, Marion Bonnet, Richard Breheny, Alexandre Cremers, Cornelia Ebert, Clemens Mayr, Jacopo Romoli, Markus Steinbach & Yasutada Sudo (2022) Putting plural definites into context. Talk at XPRAG 9. - Augurzky, Petra, Marion Bonnet, Richard Breheny, Alexandre Cremers, Cornelia Ebert, Clemens Mayr, Jacopo Romoli, Markus Steinbach & Yasutada Sudo (2022) Putting plural definites into context. Talk at Sinn und Bedeutung (SuB) 27. - Augurzky, Petra, Marion Bonnet, Richard Breheny, Alexandre Cremers, Cornelia Ebert, Clemens Mayr, Jacopo Romoli, Markus Steinbach & Yasutada Sudo (2022) Plural definites in context. Poster at AMLaP 2022.
Start Year 2021