Improving research infrastructure on social assistance

Lead Research Organisation: University of Manchester
Department Name: Environment, Education and Development

Abstract

Since the turn of the century low and middle income countries have introduced or expanded programmes providing direct transfers to families in poverty or extreme poverty as a means of strengthening their capacity to exit poverty. The rationale underpinning these programmes is that stabilising and enhancing family income through transfers in cash and in kind will enable programme participants to improve their nutrition, ensure investment in children's schooling and health, and help overcome economic and social exclusion.
The expansion of antipoverty transfer programmes has accelerated. Estimates suggest that around 1 billion people in developing countries reside with someone in receipt of a transfer. As would be expected, the spread of social assistance has been slower and more tentative in low income countries due to implementation and finance constraints and limited elite political support.
Antipoverty transfer programmes in developing countries show large variation in design, effectiveness, scale, and objectives. In most countries, there are several interventions running alongside one another with diverse priorities and designs, and often targeting different groups. In many countries social public assistance programmes work alongside social insurance programmes for formal sector workers and humanitarian or emergency assistance. Social assistance focuses on groups in poverty, provides medium term support, and is budget-financed.
The spread of social assistance in developing countries has revealed significant gaps in the knowledge, for example as regards their effectiveness, reach, and sustainability. Comparative analysis is essential to fill in these gaps and improve national, regional and global policy. For example, achieving a zero target for extreme poverty, as has been suggested in the context of the post-2015 international development agenda, would require effective and permanent institutions ensuring the benefits from economic growth reach the poorest. Social assistance is essential to achieving this goal.
This research project focuses on improving research infrastructure on social assistance, in terms of concepts, indicators and data. This is urgently needed to support comparative analysis of emerging social assistance institutions. The project will identify indicators to assess social assistance programmes and will collect information on these for 2000 to 2015 for all developing countries. The database will be made available online to researchers and policy makers globally.
As part of the project, the database will be analysed to examine patterns or configurations in social assistance programmes and institutions. Our interest is in identifying ideal types, broad features of social assistance programmes or institutions which enable reducing the large diversity of programmes and interventions to their core characteristics. These ideal types are social assistance regimes. Further analysis will test for potential combinations of political, demographic, economic and social factors linked to specific social assistance regimes. This analysis will allow us to examine what conditions can help explain the expansion of social assistance in developing countries; what factors influence the specific configuration of social assistance institutions in different countries and regions; and what conditions are needed for their effectiveness and sustainability. This research will throw light on the contribution of social assistance to the reduction of poverty and vulnerability and to economic and social development.

Planned Impact

The outcomes of this project will have significant scientific and societal impact. The fact that the proposal is explicitly oriented to develop research infrastructure underlines our commitment to strengthening comparative research on social assistance in developing countries. As indicated in the Case for Support, the rapid expansion of social assistance in low and middle income countries has laid bare important gaps in concepts, indicators and data preventing progress in comparative research. Our proposal will contribute to filling in these gaps and encourage much needed comparative research. The harmonised database will be made available online to researchers globally. The potential impact of the harmonised database can be gauged from that of the 2010 Social Assistance in Developing Countries database which records 3380 views and 820 downloads in SSRN, one of the websites from which it is available. It has been used and cited extensively by researchers including 4 United Nations Reports. The harmonised database will have an even greater impact as it will provide quantitative panel data as a ready-made, accessible, and reliable input for comparative work.
The proposed Concept Note and Indicators are also expected to have a large scientific impact. In the empirical literature, there is fuzziness as regards the scope, objectives, and instruments of social assistance. Much greater clarity can be achieved through defining and classifying practice in more conceptually consistent terms. The proposed research will have a strong impact in this respect.
The proposed research will also influence policy-makers and practitioners at the national, regional and global level through improving their understanding of the role, scope, and outcomes of social assistance and informing policy reforms. We will work in close contact with other institutions engaged in developing databases (e.g. World Bank, ILO, UNICEF), with a view to collaborating and influencing their work, aiming to achieve stronger and more effective data collection to support comparative analysis. The planned outcomes will inform policy makers at the international level, for example by measuring progress towards sustainable goals. This will reinforce impact on post-2015 international development discussions from a background paper for the High Level Panel Report by the PI. Collaboration with multilaterals and bilaterals through our Advisory Group will maximise impact. At the national level, the outcomes from the research will inform policy making through an improved understanding of the political and economic influences on the adoption and sustainability of social assistance programmes, especially in lower income countries where developments have been more tentative. At the regional level, our research will influence regional bodies' collection of information on social assistance. This will also apply to international NGOs like Age International.
In sum, researchers and policymakers at the national, regional and international levels will benefit from the research outcomes, through access to the harmonised database, improved information on social protection indicators, an improved understanding of the political and economic factors determining the sustainability of social assistance, and an improved understanding of the effectiveness of social assistance.
The global focus of this research project makes a key stakeholder workshop a less effective tool to maximise impact than visits to key organisations engaged in developing research infrastructure, the World Bank, the ILO, UNICEF, ECLAC, the Asian Development Bank, and Age International at the start of the project; engaging key representatives in an Advisory Group to guide progress with the research project. It will be important to maintain regular contact with research institutes and networks engaged in collecting social protection data for high income countries, including InGRID, CWED, and the OECD.

Publications

10 25 50
 
Description Social Assistance Paradox - bigger and better in middle income countries where poverty is lower
Economic growth, the provision of basic services, and social assistance are the main drivers of poverty reduction. Social assistance supports disadvantaged families in their efforts to stay out of poverty.
Ideally, social assistance should be stronger where poverty is greater. In practice, richer countries have stronger social assistance than poorer countries. To an important extent, countries' resources and capacity explain this paradox. But institutions are important too. Social assistance is comparatively larger in some countries because of their institutional trajectories.
Uneven expansion of social assistance
Low and middle income countries' provision of social assistance has expanded fast since the turn of the century, in terms of reach and budgets.
But this expansion has been uneven across regions and countries. Latin America and the Caribbean expanded its social assistance programmes earliest and fastest. From a low baseline in 1990, social assistance programmes now reach one third of the population. Social assistance growth in Africa has been slower, except for countries in Southern Africa and, more recently, East Africa. Trends in Asia are mixed, with rapid expansion in China, India and South East Asia.
Types of social assistance programmes
Large scale programmes providing tax-financed and rules-based transfers to families in poverty are the main component of social assistance.
For comparative analysis, there are four main types of programmes:
• Pure income transfers like social pensions see poverty primarily in terms of consumption deficits and transfer income to families in poverty to reduce them;
• Conditional income transfers understand poverty as productivity deficits and combine income transfers to reduce consumption deficits with incentives for human capital accumulation especially schooling and health;
• Employment guarantees combine income transfers with the accumulation of community assets such as roads and irrigation. They aim to reduce consumption deficits and improve infrastructure in rural areas;
• Integrated antipoverty programmes emphasise the role of social inclusion deficits in poverty and combine income transfers with multidimensional interventions and intermediation. They aim to address consumption, productivity, and inclusion deficits
Measured by their reach, the numbers of direct and indirect beneficiaries, the expansion of pure income transfers is roughly proportional to the expansion of conditional income transfers and integrated antipoverty programmes combined. The implication is that the expansion of typically compensatory transfers has been roughly proportional to the expansion of social investment transfers. Social investment transfers support improvements in schooling and health.
Exploitation Route The database generated by this project supports comparative analysis of emerging welfare institutions in low and middle income countries. It tracks a very large expansion of social assistance in low and middle income countries in the 21st century. This is the first comprehensive panel dabase on social assistance programmes in low and middle income countries made available to researchers and policy makers with a specific focus on social assistance programmes. The dataset will support comparative research leading to the development and testing of theories of welfare insttutional development in these countries. It will also enable comparison with relevant theory and policy in high income countries. It will encourage and facilitate comparative research on why the expansion of social assistance programmes, their design and institutional orientation, and their likely contribution to poverty reduction and economic development. The findings provide important pointers to policy makers on the nature of emerging institutions (for example the mix of protection and social investment in existing provision); their evolution over time and sustainability.
Sectors Communities and Social Services/Policy,Government, Democracy and Justice

URL http://www.social-assistance.manchester.ac.uk
 
Description The findings, conceptual framework, and data collection protocols developed for this project have been used to inform and advice on data collection and analysis for a UNDP/Africa Union/UNECA Data Platform and Report on Social Assistance in Africa. See Social Assistance in Africa Data Platform and Report The State of Social Assistance in Africa [2019] UNDP, Africa Union in partnership with ILO, UNECA, UNICEF, Addis Ababa. https://social-assistance.africa.undp.org/index.php/report. This is the first ever comprehensive report on social assistance in Africa. The PI was invited to participate in this project as an advisor. A UNDP data analyst visited the Global Development Institute at the University of Manchester in September 2017 for one week to familiarise himself with data collection and data harmonisation work. Data from this project were contributed to the UNDP report, website and database. UNDP plans to produce regular updates in the future. This contribution is acknowledged in the Report and Data Platform.
First Year Of Impact 2019
Sector Communities and Social Services/Policy,Government, Democracy and Justice
Impact Types Societal,Policy & public services

 
Description Influence on Africa Social Assistance database and report
Geographic Reach Africa 
Policy Influence Type Participation in a guidance/advisory committee
Impact I participated as an Advisor in a UNDP/Africa Union/UNECA project to produce a Report on Social Assistance in Africa. The project influenced the UNDP project in several ways: advice on conceptual framework; protocols for data collection; training of UNDP data analyst; and data. The findings from the infrastructure project influenced the UNDP specifically on the definition of social assistance as distinct from humanitarian and emergency assistance which is common in Africa. UN agencies focus on safety nets combining social assistace and emergency assistance due to their operational needs. The UNDP project will instead focus on regulare and reliable entitlements as a means to address poverty. The UNDP project also made use of the data collected for the infrastructure project and of the protocols developed for data collection and harmonisation. The project and website will be launched in 2019.
 
Title Social assistance in low and middle income counyries 
Description The tool describes and implements an approach to defining, measuring and evaluating social assistance provision in low and middle income countries. It defines an informational basis for the comparative analysis of social assistance in these countries. It also developed a list of variables to capture the main features of social assistance institutions in these countries. They provide the basis for the collection of a database and the development of a dataset to support comparative analysis. A working paper describes this tool: Barrientos, Armando (2018) The informational basis of emerging social assistance in low and middle-income countries. GDI Working Paper 2018-023. Manchester: The University of Manchester. A codebook describes the variables ad their coding. A website proviodes accessto the working paper, codebook, and data. 
Type Of Material Improvements to research infrastructure 
Year Produced 2018 
Provided To Others? Yes  
Impact The data portal in the website has been visited 518 times in pthe period between July 2018 and 25 February 2019. 
URL http://www.social-assistance.manchester.ac.uk
 
Title Social Assistance in Low and Middle Income Countries 
Description The Social Assistance in Low and Middle Income Countries database provides harmonised information on design, reach, institutions and budgets of social assistance programmes in low and middle income countries annually for 2000-2015. 
Type Of Material Database/Collection of data 
Year Produced 2018 
Provided To Others? Yes  
Impact The website 'Scoial Assistance Explorer' hosting the database has an interactive facility called Map Explorer and a Data Portal where the datasets can be downloaded. The Map Explorer provides researchers and policy makers with information on social assistance design, and summary information on reach and budgets. Pointing to a particular country or region, the Map explorer provides information on programme type, number of participants and budgets for each year between 2000-2015. The Data Portal provides acces to the datasets. These can be downloaded in stata or excel formats for particular regions or for all low and middle income countries. The data portal also includes downloadable documentation such as codebook and intercative information on the geographic and time coverage of variables. 
URL http://www.social-assistance.manchester.ac.uk
 
Description Mercator Fellowship 
Organisation University of Bremen
Country Germany 
Sector Academic/University 
PI Contribution Awarded a two-year Mercator Fellowship as part of the Global Dynamics Dynamics of Social Policy Programme at SOCIUM, University of Bremen (SOCIUM Forschungszentrum Ungleichheit und Sozialpolitik / Research Center on Inequality and Social Policy - SFB 1342 Globale Entwicklungsdynamiken von Sozialpolitik / CRC 1342 Global Dynamics of Social Policy.
Collaborator Contribution I am contributing to the research and data collection in this programme, contributing expertise on low and middle income countries.
Impact Barrientos, A. Does a general theory of welfare institutions explain the expansion of social assistance in low and middle income countries? SOCIUM SFB 1342 WorkingPapers, 1, Bremen: SOCIUM, SFB 1342, 2019. Social Policy, International Development, Economics, Politics
Start Year 2019
 
Description Attended and contributed a paper on Social Assistance in Low- and Middle-Income Countries at the 11th Experts' Meeting on Social Assistance in the Asia-Pacific Region, organised by the OECD Korea Policy Centre, 25th/26th October 2016, Seoul 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Policymakers/politicians
Results and Impact The event was organised as part of a collaboration between the OECD and ADB countries on social protection in countries in the region. The event focused on social assistance and I engaged with specialist and country agencies in the region
Year(s) Of Engagement Activity 2016
 
Description Attended and contributed to a workshop on 'Towards a standard vocabulary on social protection: Do the SDGs mandate concerted action?' This was part of a EU Member States and EFTA Countries Meeting on Social Protection in Development Cooperation, BMZ, Bonn 17-18 January 2017 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Contributed to a meeting developing preparations by member countries for the Sustainable Development Goals
Year(s) Of Engagement Activity 2017
 
Description Attended and presented at the Inter-regional Expert Group 'Prioritizing equality in the 2030 Agenda', ECLAC/ECA/ESCAP/ESCWA/UNECE, at ECLAC Santiago 27/28 June 2018 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Participated at an event combining all UN regional development banks, focusing on issues of poverty, inequality and social protection. In addition I held meetings with ECLAC colleagues maintaining their conditional income transfers database who have collaborated with my project from the outset.
Year(s) Of Engagement Activity 2018
URL https://www.cepal.org/en/events/inter-regional-expert-group-meeting-placing-equality-centre-2030-age...
 
Description Contributed to a UNESCAP Strategic Dialogue on Social Protection, 14-15 November 2017, UNESCAP Bangkok. 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Contribute to a regional meeting organised by ESCAP to inform national government agencies in the region leading work on social protection initiatives.
Year(s) Of Engagement Activity 2018
URL https://www.unescap.org/events/strategic-dialogue-building-inclusive-social-protection-systems
 
Description ECLAC Meetings 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Third sector organisations
Results and Impact Over two days, Armando Barrientos and Andrea Barry met with the Social Protection data team at ECLAC, in Santiago Chile. Over these two days, we had an intensive discussion of the data collection methods, definitions of social protection, and the many different variables SAPI will collect. We were offered collaboration for expenditure data, as well as their raw data for the data they have on Latin America and the Caribbean.
Year(s) Of Engagement Activity 2016
 
Description Keynote Lecture on What explains the expansion social assistance in low and middle income countries? at the International Conference on Global Dynamics of Social Policy 25-26 October 2018 University of Bremen 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact I was invited to give a Keynote Lecture at the University of Bremen as part of an international Conferenec to launch their research project on the Global Dynamics of Social Policy. I introduced the data generated by the project and discussed itd potential for the comparative analysis fo social policies.
Year(s) Of Engagement Activity 2018
URL https://www.crc-conf-2018.de/
 
Description Meeting with Inter American Development Bank 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Armando Barrientos met with researchers at the Inter American Development Bank to discuss collaboration with the project. Marco Stampini from the IADB was in attendance, and was very happy to see the project being developed. He also provided significant comments and edits to our working codebook for the data collection. Marco Stampini also offered the opportunity for future discussion and collaborative work between the IADB and U of Manchester for this project topic.
Year(s) Of Engagement Activity 2016
 
Description Paper on Social Assistance in low and middle income countries introducing the SALMIC dataset at the Think WIDER Conference, UNU-WIDER Helsinki 13-15 September 2018 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Introduced the project database to a international audience of international development researchers and policy makers
Year(s) Of Engagement Activity 2018
URL https://www.wider.unu.edu/event/think-development-%E2%80%93-think-wider
 
Description Presented a paper on Developing Research Infrastructure in Social Assistance project at the Experts' Workshop on the preparation of the publication: the State of Social Protection in Africa, UNDP Regional Service Center, Africa Union and UNECA, Addis Ababa 30-31 January 2017 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Policymakers/politicians
Results and Impact Contributed to a workshop on developing a series of reports on social protection in Africa. The Infrastructure project provided guidance and advice on collecting information for social assistance in Africa and contributed data to a database for countries in Africa.
Year(s) Of Engagement Activity 2017
 
Description Presented a paper on Social Assistance in the 21st Century, LSE-IMF Joint Workshop on Social Protection in a changing world, 2nd November 2018 LSE 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact The Seminar was organised jointly by the LSE and the IMF with a view to discussing the future of social protection in low and middle income countries with participation by experts and researchers. I provided a paper on social assistance using the data generated from the project.
Year(s) Of Engagement Activity 2018
URL http://sticerd.lse.ac.uk/case/_new/events/social-protection-workshop/
 
Description Seminar at ECLAC 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact Armando Barrientos gave a talk at a seminar at ECLAC. With other speakers, they began a discussion on social protection in Latin America, where he discussed the main issues the project will address. He also discussed the impact this project will have with respect to Latin America and the Caribbean. There were multiple questions from those in the audience and on the live feed about social protection in the LAC area, as well as how these types of projects are aiming to close the gap.
Year(s) Of Engagement Activity 2016
 
Description UNICEF Meeting 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Third sector organisations
Results and Impact UNICEF is very interested in the project as they can utilise the SAPI database for their projects in Sub Saharan Africa, mostly related to children. There was an overall discussion of the differences between social protection and social assistance. By the end of the discussion, they've agreed to collaborate with us in the future, and requested further information about our project.
Year(s) Of Engagement Activity 2016
 
Description Workshop organised by the German Development Institute [DIE] to present the Social assistance map explorer and SALMIC dataset, 2nd November 2018, German Development Institute (DIE), Bonn 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact THe workshop was set up specifically to introduce and dissmeinate the SALMIC database and datasets to an audience of university researchers and developing agencies
Year(s) Of Engagement Activity 2018
 
Description Workshop with African Union and UNDP 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Armando Barrientos participated in a seminar on social protection in Africa, and then met with the UNDP and African Union on data availability in Africa. They offered significant support for the project, as well as the ability to visit them in Ethiopia and collaborate further on data collection for SAPI.
Year(s) Of Engagement Activity 2017
 
Description World Bank meeting 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Third sector organisations
Results and Impact Meeting with Ugo Gentilini and Oleksiy Ivaschenko about data harmonisation for ASPIRE, the World Bank database on social protection. A discussion and presentation on the different attributes of ASPIRE, and how the SAPI database could utilise this data, and how the World Bank could help data collection. There was a significant impact from this discussion, as they offered their full support and help in harmonisation of ASPIRE and SAPI. They also discussed providing contacts in hard to reach areas in the rest of the world.
Year(s) Of Engagement Activity 2016