Scottish Election Study 2016

Lead Research Organisation: University of Edinburgh
Department Name: Sch of Social and Political Science

Abstract

In May 2016 Scottish residents aged 16+ will vote in the fifth election to the Scottish Parliament. This takes place a year after the UK General Election in which the SNP won all but three Scottish seats, and 20 months after a referendum in which support for independence rose to 45%, a figure surpassed in some recent polls. This election provide an opportunity to explore long-term electoral realignment in Scottish politics, the specific impact of the referendum, and youth electoral engagement following the extension of the franchise. In addition we will address more habitual concerns about the impact of campaigning or opinion polls and the predictors of vote choice.

We will conduct an online survey before the election to identify the factors influencing vote intention, and return to the same respondents in an immediate post-election survey to identify how and why people voted the way they did. Via this panel design, we can determine how intentions translate into behaviour and see how expectations influence reactions to the election result. The pre-election survey will be conducted across the last four weeks of the campaign to capture reaction to campaign events and polls. In addition, we will collect data on campaigning through a survey of party agents, interviews with party officials, and data on leader visits and campaign spending. We will also collect data on opinion polls from January 2016, tracking these alongside the campaign survey data to assess the impact of these polls.

Primarily we are interested in exploring whether and how individuals decide to vote, how this process might be shaped by factors distinct from UK general elections, and also whether previous models of voting behaviour in devolved elections are still able to account for partisan preferences after the referendum. We will not only link preferences in the 2016 election to past voting behaviour in devolved and UK elections but also probe opinion on two wider issues: constitutional change in the UK (in England as well as Scotland) and the possibility of British exit from the EU. In each case, we can examine how this relates both to partisan preferences and campaign strategies in the 2016 SP elections.

Throughout we will locate Scottish findings within a comparative context through our collaboration with the 2016 Welsh Election Study team, with whom we will conduct a Massive Open Online Course on the devolved elections. We will also include a core of questions from the comparative Making Electoral Democracy Work project, which to date has conducted sub-state surveys in five states . Our project will provide the first UK data for analysis within this comparative project. Our research questions, discussed in detail in the case for support, relate to contested theories of voting behaviour in elections. We focus on the extent to which voting behaviour is a function of identity, issue positions (especially on the independence question), ideology, evaluations of government performance, and leader preferences. We draw on a rich body of research on Scottish voting behaviour, much of which has been generated by previous Scottish Election Study data.

We are eager to contribute to public debate and to facilitate engagement with the research process. We will hold consultation events before the survey begins, will invite academic researchers and school students to suggest survey questions, will provide the data in a format that is easy to analyse online and will employ a communications team to reach key stakeholders. Online research facilitates the quick release of research findings so that we will be able to contribute to wider debates about the election result. We will conduct briefing events and produce briefing papers as well as generate top quality academic research for journals and a monograph targeted at a top university press. We will also hold capacity building events to facilitate access to data for secondary school and university students.

Planned Impact

*Who will benefit from this research?*
Election surveys generate insights about public opinion and political behaviour. Much of the impact of this research is diffuse and indirect but we know that our research findings (SES 2007, SES 2011, SRS 2014) has been sought by those in Scottish and UK government, political parties, broadcast and press media, campaigning organisations and members of the public and we expect that this will be true for the 2016 SES as well. We have already discussed this proposal with a number of practitioners, policy makers and other impact partners, including researchers in the Scottish Government, non-academic organisations such as the Electoral Reform Society, broadcasters - notably the BBC and STV - and teachers of Modern Studies and Mathematics. The extension of the franchise to 16 and 17 year olds provides another set of impact partners in terms of both students and schools.

*How will they benefit?*
Our data and analysis will provide political parties with information about the perceived effectiveness of their campaign strategies on, government officials with details about voter preferences for different party policies, and the public with data about the wider electorate. To bodies such as the BBC, Electoral Commission and Electoral Reform Society we will provide data about the perceived fairness of the electoral process and evaluations - and awareness - of these specific institutions. In addition, the data will be of direct benefit to academic users who will be able to analyse the data to pursue their own research agendas.

*How will we facilitate impact?*
We will engage with impact partners at three key stages:
1. Designing the surveys. In addition to inviting comments from our advisory board on drafts of the survey we will also engage with impact partners in two ways: first, by open consultation for all other interested parties in which we will invite proposal for questions; second, by two parallel competitions among researchers and among secondary school students for small amounts of questionnaire space. In these ways we will capitalise on existing links and forge new ones. These are practices we trialled with the Scottish Referendum Study to very useful effect: generating survey questions for use by other academics (Brandenburg et al., 2015) and of interest to young voters.

2. Initial headline findings. The speed of internet surveys means that findings from our pre-election survey will be available the day after polling and post-election findings will follow just days later. We have some experience with this. We successfully presented preliminary data from the Scottish Referendum Study shortly after the referendum, for example, to a large public dissemination event at Dynamic Earth in Edinburgh. The findings will be circulated to our impact partners and other interested parties via a range of channels coordinated by our communications officer such as press releases, media appearances, social media, the project website and policy blogs.

3. Further analysis. In parallel to our scientific outputs we will produce non-technical briefings on key issues as well as matching teaching materials for use in schools, with further readings and issues for discussion. Likely topics include but are not limited to youth engagement, new SNP voters and the impact of opinion polls. These will serve as the basis for workshops at which our impact partners can discuss the broader implications of our findings.
 
Description In 2019 we were awarded an additional £45 to conduct another two rounds of the survey before and after the 2019 election. We analysed these data and quickly produced two publications, one for the in-house magazine of the Political Studies Association and the other for Scottish Affairs. They help to explain why people voted for the SNP (and the relative importance of Brexit and indyref) and why the Labour party fared so poorly in Scotland. Among other things, the results suggest that continued hostility to independence is costing Labour support among voters.

For the devolved elections, our findings suggest that valence considerations about government performance as well as national identity, constitutional preferences and leader evaluations played a role. Our results show limited split ticket voting and a general convergence of partisan preferences with Holyrood and Westminster preferences now more similar than was the case in 2010/2011. Furthermore our data show that preferences are converging on Holyrood preferences. In other words preferences across electoral levels are now more similar than they were because Westminster preferences have changed to align with Holyrood voting preferences. All of this points to preliminary evidence of voter de-alignment.

This was the first election in which the tax policies of parties were expected to play a role in the campaign. Our data suggest that voters typically misunderstood the tax proposals of the main parties, with voters believing parties to have policies to the left of their actual policies. In terms of modelling the impact of policy preferences our results suggest that while constitutional policy preferences matter for vote choice, tax policy preferences do not.

We also have evidence that attitudes to the Brexit referendum would cause movement in independence referendum preferences for approximately 20% of our sample. We are still at a preliminary stage of data analysis and are devoting energies to examining the relationship between indyref, 2016 election and Brexit preferences.

Our book, which analyses voting behaviour from 2014 to 2019 covers the referendum and its aftermath in terms of its impact on polarisation, engagement, losers' consent, as well as how it structures vote choice in different electoral contests. The book, delayed by the frequent arrival of elections in the five years after 2014, as well as successive rounds of lockdown in which the PI was homeschooling children, has now been accepted by Palgrave and will be in print in 2022.
Exploitation Route We have deposite the data in the UKDA so that researchers might identify topics of interest.
Sectors Government, Democracy and Justice

URL http://www.scottishelections.ac.uk
 
Description Our research funding enabled us to run a Massive Open Online course on the devolved elections (in partnership with colleague at Cardiff university). The course had 2651 joiners and 1085 learners and involved taped interviews, live Twitter events, Q&A videos and other resources. We have conducted several presentations including presentations to large public audiences in May 2016 (in Edinburgh and London) as well as several private briefings to officials in the Scottish Government, as part of a keynote address to the Cabinet Office Devolution and International Relations conference in November 2016. This in turn led to an invitation to present our findings to officials in HM Treasury in February 2017 and a further invitation to present findings to a UK government minister and representatives of the Cabinet Office and Scotland Office in March 2017. We have received considerable media coverage of our findings. Johns and Henderson were both involved in election night coverage for STV as well as various radio and television interviews for the BBC. Since then, the investigators have been invited to deliver multiple presentations to large public audiences as well as to practitioners, to generate multiple chapters in reports conducted by the UK in a Changing Europe initiative.
First Year Of Impact 2016
Sector Government, Democracy and Justice
Impact Types Policy & public services

 
Description British Politics After Brexit 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact Panel organised by UK in a Changing Europe to discuss British Politics After Brexit. My contribution drew on data from the Scottish Referndum and Scottish Election Studies
Year(s) Of Engagement Activity 2022
 
Description Devolved Elections 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact Online panel organised by UK in a Changing Europe focussing on the May 2021 devolved elections
Year(s) Of Engagement Activity 2021
 
Description Keynote Lecture "UK Attitudes to Devolution" Cabinet Office conference on Devolution and Intergovernmental Relations (London) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact Around 200 civil servants from various UK government departments. Lecture was followed by questions and answers. Has led to subsequent invitations to specific UK government departments.
Year(s) Of Engagement Activity 2016
 
Description Meeting with Electoral Commission on Democratic Engagement of Young People 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact The Electoral Commission organised a workshop on Democratic Engagement of young people to discuss research findings about youth engagement and best practice in terms of future developments. Research discussed included findings from both the Scottish Referendum Study and Scottish Election Study.
Year(s) Of Engagement Activity 2018
 
Description Podcast for Polling Matters 
Form Of Engagement Activity Engagement focused website, blog or social media channel
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact 30 minute podcast on polling and survey data from SRS and SES on attitudes to Scottish independence.
Year(s) Of Engagement Activity 2017
 
Description Presentation "Tax, the constitution and past performance: what influenced voters in the 2016 Scottish Parliament election?" following 2016 Scottish elections 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Media (as a channel to the public)
Results and Impact Attended large public event to present early findings from the 2016 SES. Held less than one week after the 2016 Scottish elections the event offered an opportunity for researchers to highlight any previous research. In our case we were able to showcase research from the pre-election wave of the 2016 SES which allowed us to comment on why voters had backed different parties. The presentation was followed by questions and discussion and led to several media interviews
Year(s) Of Engagement Activity 2016
URL http://www.aog.ed.ac.uk/events/what_just_happened_the_results_of_the_2016_scottish_parliament_and_we...
 
Description Presentation of data to SNP party conference 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact Presentation of ESRC-funded research data to fringe event at SNP party conference, March 2017.
Year(s) Of Engagement Activity 2017
URL https://d3n8a8pro7vhmx.cloudfront.net/thesnp/pages/3923/attachments/original/1489483076/SNP_Spring_C...
 
Description Presentation on Scottish attitudes post-Brexit to UK Government Minister and civil servants 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact Presented data on Scottish attitudes to indyref and Brexit to UK government minister, 2nd permanent secretary of Cabinet Office and Director of Scotland Office as well as two other civil servants.
Year(s) Of Engagement Activity 2017
 
Description Presentation to civil servants in HMTreasury 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact Presentation on Scottish attitudes to indyref and Brexit which sparked questions and discussion afterwards as well as follow-up requests for further meetings.
Year(s) Of Engagement Activity 2017
 
Description Research seminar 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Postgraduate students
Results and Impact Research seminar at the University of Newcastle
Year(s) Of Engagement Activity 2017
URL http://www.ncl.ac.uk/gps/about/events/item/polseminarseries22feb.html
 
Description Roundtable Constitution Unit event on 2016 devolved elections 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Other audiences
Results and Impact Participated in roundtable event at Constitution Unit on devolved elections. Provided evidence from the Scottish Election Study 2016. Presentation followed by questions and answer session and general discussion.
Year(s) Of Engagement Activity 2016
URL https://www.ucl.ac.uk/constitution-unit/constitution-unit-events/250516
 
Description TV commentary on election night 
Form Of Engagement Activity A broadcast e.g. TV/radio/film/podcast (other than news/press)
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact Commentary on STV's election results programme, including mentions of insights from the SES's pre-election survey.
Year(s) Of Engagement Activity 2016
URL https://stv.tv/news/politics/1352961-how-to-watch-stvs-election-night-coverage-on-air-and-online/