Resilience In Groundwater Supply Systems: integrating resource-based approaches with agency, behaviour and choice in West Africa (RIGGS)

Lead Research Organisation: Cardiff University
Department Name: Cardiff School of Planning and Geography

Abstract

Access to safe and reliable water supplies is a key goal across most of Africa. Groundwater reserves increasingly play a critical role in achieving this as part of resilient water supply services. Yet, risks of contamination and over-abstraction threaten to undermine the resilience of this supply. The rapidly rising trend for privately-developed wells and boreholes raises concerns about the vulnerability of water supplies to natural or man-made environmental shocks. However, the social, political and economic processes underpinning this are poorly articulated. The potential scale of the situation is particularly marked in Nigeria where the use of boreholes has increased exponentially since 1999 (from 10% of the population to 38% in 2015), with most other forms of water supply, notably piped tap water, falling.

Developing effective groundwater management approaches that build the resilience of communities is challenging, not least given the range of different actors involved, their competing interests and demands, and variations in the hydrogeological environment. Insights from resilience studies in social science emphasise how the resilience of ecological resources to shocks and change is critically linked to the adaptive capacity of social systems and their agents. Choices made now have long-lasting effects, yet these choices are little understood. Understanding the choices made by consumers, drillers and policy actors requires a strong interdisciplinary dimension and argues for new perspectives as to how the resilience of communities and societies might be built.

The project brings together a unique interdisciplinary collaboration between academics in the fields of economic geography, psychology, hydrogeology and journalism studies from the UK and Nigeria. The project will develop and test an innovative framework for understanding the interplay between environmental resources, social systems and behavioural choices affecting the resilience of groundwater supplies. It will do this through developing a mixed-methods approach that will be trialled in three pilot study areas in Nigeria. This will enable the study team to consider the role groundwater resources can play in building the resilience of communities to future potential environmental shocks; the risks posed by private abstraction trends to the resilience of communities to sudden or slow-onset environmental hazards; the role of different media in framing communities' understanding of groundwater resources, and individuals' and organisations' perceptions, choices and behaviour; and how perceptions, choice, behaviour and agency can influence (policy) actions to reduce vulnerabilities and enhance resilience.

The project builds on the published interests of the World Bank, UNICEF, WaterAid and other key actors in Nigeria and Africa. It will build links with these, and other, organisations to ensure that the project is relevant to their interests and can inform their future thinking. To maximise the effectiveness of the project we are working closely with the leading network operating in this area - the Rural Water Supply Network (RWSN). This includes participation in the quinquennial RWSN Forum, a survey of RWSN members and webinars hosted by RWSN. These actions will extend the reach of the project and set a context for the findings of the pilot actions.

Overall, the project will strengthen knowledge for building the resilience of groundwater resources in the face of environmental hazards, through integrating resource-based approaches with a stronger appreciation of the influence of human agency. It will inform our understanding of the underlying drivers of disaster risk, how actions are incentivised in different contexts, the role of communications and media in influencing the choices and decisions being taken and the role played by multi-level governance actors in framing these choices through their policy actions.

Planned Impact

The project has been designed with the involvement of organisations active in the field of water supply in Africa. This is a clear demonstration of the perceived demand for this research and its relevance to users and beneficiaries. There are five main non-academic groups who are likely to benefit from the research:

1) Development and Humanitarian agencies: The project will work with influential actors to deepen their understanding of the factors that contribute to developing resilience and the risks facing groundwater resources. Specific organisations include UNICEF, WaterAid, the World Bank and the African Development Bank. We have deliberately brought the network RWSN into the project through Skat Foundation as this enhances the potential impact of our work. They provide a credible means of engaging key actors, alongside the development of direct linkages with relevant bodies in Nigeria, the developing world and core humanitarian and donor bodies. This will assist in maximising the impact of the project beyond Nigeria.
2) Policy-makers and governments: Insights into risks and resilience in respect of groundwater resources will also be valuable for governance actors addressing community needs and supporting development. Key actors to be engaged include the Lagos State Water Regulatory Commission and the Federal Ministry of Water Resources. Our activities are designed to engage key agencies, such as the AMCOW (African Ministers' Council on Water) secretariat (based in Nigeria) and will act to inform the developing agenda for African Water Week (2017). The project will influence discussion on policy, while promoting partnerships and informing the groundwater resilience agenda.
3) Drilling sector and water service providers: Providing improved understanding of the hydrogeological resources and risks affecting water supply and demand will assist private-sector organisations involved in water extraction and provision. Example organisations to benefit include the Nigerian Drillers Association (AWDROP) and the informal networks of manual drillers in the country.
4) Civil Society Organisations: Similarly, CSOs supporting community development and addressing poverty in developing regions will be supported through novel insights into how to increase resilience in these vulnerable territories. This will influence the effectiveness of CSOs in developing strategies to maximise the economic and social benefit of a resilient water supply.
5) Communities and households in developing countries: The public in ODA countries will benefit through greater understanding of environmental and social risks to provision of groundwater for meeting basic needs (e.g. drinking, and washing). Longer-term, policy and practice impacts through the engagement of all the groups listed above will have an impact on the availability, of a safe and reliable water supply in ODA countries.

The project also has strong international policy relevance in that it supports the Sustainable Development Goal of ensuring the availability and sustainable management of water and sanitation for all (particularly goals 6.1, 6.6 and 6.b), and Sustainable Development Goal 11 of making cities and human settlements inclusive, safe, resilient and sustainable. It will also contribute to wider goals relating to the ending of poverty, climate change and ensuring healthy lives.

Publications

10 25 50
 
Description This research has significantly enhanced our understanding of the role of groundwater as a key determinant of the resilience of communities in LMICs to environmental shocks. The principal findings can be summarized as follows:

(a) The significant proliferation of privately-commissioned boreholes in urban areas in Nigeria and other parts of Africa is such that it may now form the primary means of domestic water supply in one of the largest and fastest growing cities in the world (Lagos). Similar trends are reported across Africa by professionals working in the water supply sector, suggesting that this experience is not unique to Nigeria.
(b) Individual household choices and behavior play a key role in this proliferation. Households regard borehole proliferation as an outcome of the failure of government to either connect households to a public water supply, or ensure a guaranteed supply of water through the public supply. Other drivers for borehole growth identified through this research include: the falling costs of drilling boreholes; ease of access to groundwater in particular hydrogeological environments; a permissive institutional environment with limited regulation of borehole development; household preferences for boreholes and their perceptions regarding the quality and availability of the groundwater resource; and the assets available to households (in the form of incomes, access to credit and possessed property rights). It is the intersection of these forces that determines the propensity for borehole development in any given location.
(c) The proliferation of domestic boreholes and the lack of procedures for monitoring, managing or otherwise governing the use of household boreholes for domestic water supply risk both contaminating the groundwater resource and over-abstraction.
(d) The perceptions of households regarding sources of water supply are complex, and their perceptions of groundwater quality and quantity do not always match observed reality. Households generally perceive the groundwater resource to be both 'inexhaustible' and safe to drink, but this is not always the case.
(e) Household perceptions of the groundwater resource are mainly shaped by a constructed narrative from family and respected members of the community. Traditional media sources do not have a strong reach, and tend not to cover the topic of groundwater quality or quantity.
(f) The rise in use of private and shared boreholes has the capacity to enhance community resilience in LMICs to shocks in the short-term, such as those associated with failures of municipal water supplies.
However, this may transfer risk and vulnerability to both the urban poor (who may not be able to invest in boreholes), and into the future (through potential contamination of the aquifer on which domestic water supplies now depend). These emergent distributional and temporal trade-offs from individual actions inform contemporary debates on the themes of subjective, constructed and negotiated resilience and open up a number of questions for future research.
Exploitation Route Our findings will help a wide range of organisations with an interest in water security and resilience to understand the nature and source of risks. Drilling organisations will also help from valuable new knowledge about where to site boreholes and households will better understand the importance of borehole hygiene.
Sectors Communities and Social Services/Policy,Education,Electronics,Environment,Government, Democracy and Justice

URL https://www.cardiff.ac.uk/research/explore/find-a-project/view/523269-resilience-in-groundwater-supply-systems-integrating-resource-based-approaches-with-agency,-behaviour-and-choice-in-west-africa-rigss
 
Description The research sets the foundations for future economic and societal impacts in LMICs. Despite its very recent completion (and small scale), there are signs that the project was able to engender the incipient development of a new discourse on the risks and opportunities of borehole proliferation in Nigeria. This is evidenced through invitations of local (and UK) researchers involved in the study to discuss the issue with local media. This is the first instance of this occurring (according to the media sources involved). However, realising this potential for impact will only be achieved through ongoing actions in this area. The project has also led to an exchange of knowledge with local practitioners (and researchers), the outcomes of which include the uptake of new approaches for testing water quality amongst some drilling contractors. This will indirectly provide societal benefits as tests for e-coli are mainstreamed. The project has also led to a greater awareness of the importance of regular cleaning of storage tanks associated with motorized boreholes - which again will have an important societal impact. The project has led to the issue forming one focus of the work of Urban Network of the International Association of Hydrogeologists, offering potential for impact on a wider scale. Similarly, new links have been forged with key practice based organisations - such as Oxfam and Wateraid - offering pathways to future impact as the results of the project are further developed and disseminated.
First Year Of Impact 2017
Sector Communities and Social Services/Policy,Environment,Government, Democracy and Justice
Impact Types Societal

 
Description Case study included in Africa Groundwater Atlas (British Geological Survey)
Geographic Reach Africa 
Policy Influence Type Citation in other policy documents
URL http://earthwise.bgs.ac.uk/index.php/Case_Study_Use_Perceptions_Groundwater_Lagos
 
Description Cardiff University funding for GCRF pilot projects
Amount £20,000 (GBP)
Organisation Cardiff University 
Sector Academic/University
Country United Kingdom
Start 04/2018 
End 07/2018
 
Description The co-I on the RIGGS project has successfully applied to the UKRI Future Leaders Fellowship Scheme
Amount £900,000 (GBP)
Funding ID MR/S031863/1 
Organisation United Kingdom Research and Innovation 
Sector Public
Country United Kingdom
Start 10/2019 
 
Title Household surveys 
Description Research tools developed by the project have been adapted for use in Namibia by staff of the University of Namibia working in the field of public health. Use of the qualitative household surveys will enable students and researchers to better appreciate the role of domestic boreholes in communities. The research tools have also been shared with the Universities of Ibadan, Maiduguri and Nasarawa State University, Keffi. It is hoped that use of the household surveys will form the basis of future student assignments and so contribute to the development of student skills and expertise. The quantitative Household Survey tool has also been adapted for use in Windhoek, Namibia and Cape Town, South Africa. This will form part of a subsequent study that is currently underway, providing a rich comparative dataset. 
Type Of Material Model of mechanisms or symptoms - human 
Year Produced 2017 
Provided To Others? Yes  
Impact See above 
 
Description Further new collaborations 
Organisation International Association of Hydrogeologists (IAH)
Country United Kingdom 
Sector Charity/Non Profit 
PI Contribution Dr. Healy was invited to give the annual Burdon Memorial Lecture to the Irish Chapter of the International Association of Hydrogeologists (IAH). Dr. Healy also presented the findings of the project at the annual conference of the IAH, which reached a research and practice audience from both developing and developed countries.
Collaborator Contribution See above
Impact None as yet
Start Year 2017
 
Description New collaboration during research 
Organisation Nasarawa State University, Keffi
Country Nigeria 
Sector Academic/University 
PI Contribution During the fieldwork, an additional collaboration was developed with staff of the Nasarawa State University, Keffi in Nigeria. This has offered a further route to support capacity building with a new LMIC organization. We shared fieldwork resources.
Collaborator Contribution See above
Impact None as yet
Start Year 2017
 
Description Research team partnership 
Organisation British Geological Survey
Country United Kingdom 
Sector Academic/University 
PI Contribution The research project involved a new collaboration between partners. A strong collaborative relationship was developed, with all parties contributing substantially to the different work packages. The collaboration involved Cardiff University, British Geological Survey (BGS), SKAT Foundation and staff from the Universities of Ibadan and Maiduguri in Nigeria. The collaboration was intensified owing to the fact that BGS were unable to undertake fieldwork in Nigeria due to the security situation. This placed an onus on Cardiff University to support the fieldwork undertaken by staff from the Universities of Ibadan and Maiduguri - including the introduction of novel techniques. The collaborations developed as part of the research project (with BGS, Skat Foundation and academics from the Universities of Ibadan and Maiduguri) are continuing beyond the life of the project. This currently involves developing the results for publication and dissemination, but opportunities to extend the project through additional research, or influence on learning and teaching activities are being pursued.
Collaborator Contribution A strong collaborative relationship was developed, with all parties contributing substantially to the different work packages. The collaboration involved Cardiff University, British Geological Survey (BGS), SKAT Foundation and staff from the Universities of Ibadan and Maiduguri in Nigeria.
Impact The project team's outcomes are reported under the 'key findings' section. This collaboration brought together human geographers, media scholars, psychologists and hydrogeologists.
Start Year 2016
 
Description Research team partnership 
Organisation Skat Foundation
Country Switzerland 
Sector Charity/Non Profit 
PI Contribution The research project involved a new collaboration between partners. A strong collaborative relationship was developed, with all parties contributing substantially to the different work packages. The collaboration involved Cardiff University, British Geological Survey (BGS), SKAT Foundation and staff from the Universities of Ibadan and Maiduguri in Nigeria. The collaboration was intensified owing to the fact that BGS were unable to undertake fieldwork in Nigeria due to the security situation. This placed an onus on Cardiff University to support the fieldwork undertaken by staff from the Universities of Ibadan and Maiduguri - including the introduction of novel techniques. The collaborations developed as part of the research project (with BGS, Skat Foundation and academics from the Universities of Ibadan and Maiduguri) are continuing beyond the life of the project. This currently involves developing the results for publication and dissemination, but opportunities to extend the project through additional research, or influence on learning and teaching activities are being pursued.
Collaborator Contribution A strong collaborative relationship was developed, with all parties contributing substantially to the different work packages. The collaboration involved Cardiff University, British Geological Survey (BGS), SKAT Foundation and staff from the Universities of Ibadan and Maiduguri in Nigeria.
Impact The project team's outcomes are reported under the 'key findings' section. This collaboration brought together human geographers, media scholars, psychologists and hydrogeologists.
Start Year 2016
 
Description Research team partnership 
Organisation University of Ibadan
Country Nigeria 
Sector Academic/University 
PI Contribution The research project involved a new collaboration between partners. A strong collaborative relationship was developed, with all parties contributing substantially to the different work packages. The collaboration involved Cardiff University, British Geological Survey (BGS), SKAT Foundation and staff from the Universities of Ibadan and Maiduguri in Nigeria. The collaboration was intensified owing to the fact that BGS were unable to undertake fieldwork in Nigeria due to the security situation. This placed an onus on Cardiff University to support the fieldwork undertaken by staff from the Universities of Ibadan and Maiduguri - including the introduction of novel techniques. The collaborations developed as part of the research project (with BGS, Skat Foundation and academics from the Universities of Ibadan and Maiduguri) are continuing beyond the life of the project. This currently involves developing the results for publication and dissemination, but opportunities to extend the project through additional research, or influence on learning and teaching activities are being pursued.
Collaborator Contribution A strong collaborative relationship was developed, with all parties contributing substantially to the different work packages. The collaboration involved Cardiff University, British Geological Survey (BGS), SKAT Foundation and staff from the Universities of Ibadan and Maiduguri in Nigeria.
Impact The project team's outcomes are reported under the 'key findings' section. This collaboration brought together human geographers, media scholars, psychologists and hydrogeologists.
Start Year 2016
 
Description Research team partnership 
Organisation University of Maiduguri
Country Nigeria 
Sector Academic/University 
PI Contribution The research project involved a new collaboration between partners. A strong collaborative relationship was developed, with all parties contributing substantially to the different work packages. The collaboration involved Cardiff University, British Geological Survey (BGS), SKAT Foundation and staff from the Universities of Ibadan and Maiduguri in Nigeria. The collaboration was intensified owing to the fact that BGS were unable to undertake fieldwork in Nigeria due to the security situation. This placed an onus on Cardiff University to support the fieldwork undertaken by staff from the Universities of Ibadan and Maiduguri - including the introduction of novel techniques. The collaborations developed as part of the research project (with BGS, Skat Foundation and academics from the Universities of Ibadan and Maiduguri) are continuing beyond the life of the project. This currently involves developing the results for publication and dissemination, but opportunities to extend the project through additional research, or influence on learning and teaching activities are being pursued.
Collaborator Contribution A strong collaborative relationship was developed, with all parties contributing substantially to the different work packages. The collaboration involved Cardiff University, British Geological Survey (BGS), SKAT Foundation and staff from the Universities of Ibadan and Maiduguri in Nigeria.
Impact The project team's outcomes are reported under the 'key findings' section. This collaboration brought together human geographers, media scholars, psychologists and hydrogeologists.
Start Year 2016
 
Description Closing event 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Study participants or study members
Results and Impact A closing event was also held in Cardiff University. This focused more strongly on the academic findings of the work (rather than the policy and practice findings emphasised in Lagos). 15 people attended, three of whom were from LMICs.
Year(s) Of Engagement Activity 2017
 
Description In country workshop 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact The emerging findings of the study were shared at an in-country workshop held in Lagos in July 2017. This brought together 40 individuals from a diverse range of backgrounds including community representatives, government officials, NGOs, drilling contractors and the UK Deputy High Commission (Science and Innovation Network). It provided a forum to discuss the research findings, to test possible conclusions and to provide greater ownership of the results amongst participants. 21 of the participants were from LMICs. A summary of the project's initial findings was provided to all participants.
Year(s) Of Engagement Activity 2017
 
Description Project kick off workshop in Nigeria 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact A kick-off workshop was held in Lagos, Nigeria which involved 44 participants including representatives of State Government, NGOs, Community Organisations and the private sector. 42 of the participants were from LMICs. The workshop was interactive and participatory and involved working groups and drama sessions as well as short presentations introducing the study. A short report on the workshop was provided to all participants. A key outcome of the workshop was the agreement of community leaders on the involvement of their communities in the project.
Year(s) Of Engagement Activity 2016
 
Description Webinars 
Form Of Engagement Activity A broadcast e.g. TV/radio/film/podcast (other than news/press)
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Two webinars were undertaken during the project's lifespan. Taken together, the webinars engaged with some 55 external participants, stimulating debate, shared experiences and a request to adopt the study methodology in a fourth location (Port Harcourt, Nigeria). Whilst the exact location of all participants is not known, from the details available at least two-thirds were from LMICs.
Year(s) Of Engagement Activity 2017