Towards a methodology for prospective governance in quantum computing technologies

Lead Research Organisation: University of Oxford
Department Name: Computer Science

Abstract

Project summary
This project will examine and critique the stakeholder-involvement frameworks that have been incorporated into some areas of practice within UK quantum technology research. It aims to create a methodology for going beyond existing 'requirements' type approaches to offer researchers and developers practical techniques for connecting their work to broader societal contexts.

Project background
A perceived disconnect between 'science' on the one hand and 'society' on the other has deep roots, stretching back to debates about 'public understanding' of science in the latter half of the 20th century. These debates have resurfaced in the last decade as negative impacts on society from many and various technologies have become increasingly apparent. Issues include (but are not limited to) data misuse, algorithmic unfairness, and the incorporation of unproven and problematic technology such as facial recognition into everyday society.

The set of technologies collectively known as quantum computing technologies represents an opportunity to 'reset' some part of this troubled narrative. Frameworks from human-computer interaction (HCI) disciplines that aim to address breaches between scientific development and societal concerns - using techniques such as anticipatory governance and stakeholder involvement - have recently been embedded into some funding and regulatory and governance systems. Quantum computing technology, though responsible for significant advances in the modern world, remains a small and focused field. If the techniques described above can be used in quantum to create an end-to-end methodology that will truly embed science within its societal context, this could provide a model that can be rolled out elsewhere in computer sciences and technology development.

Aims
To create a methodology for embedding responsible techniques into research and development practice in quantum computing technologies throughout the field, from grassroots training out to industrial applications.

Objectives
This project will examine epistemological and pedagogical challenges around teaching and training ICT students in 'responsible' methodologies, the foundations of these systems in ethical and jurisprudential theories of justice and social contract, and the value and practicability of incorporating them at the level of research and development. The project will focus on how societal challenges can be embedded into quantum computing research and development in a way that focuses on responsiveness and mutuality.

The project will be carried out through mixed-methods research. Subject to supervisory approval and necessary alterations as the project progresses, this is currently envisaged as:
Fieldwork including observation of the teaching of responsible innovation to doctoral students and interviews with senior academics tasked with delivering responsible technology training
Delphi study with commercial quantum technology companies.
Systematic literature review on policy frameworks worldwide that seek to embed responsible innovation approaches.

Impact/contribution
Given the relative novelty of the incorporation of frameworks such as RRI into funding and governance, there is as yet little research on the effectiveness of these frameworks or their usefulness in actual research and development. It is critical for the future of such techniques that there is ongoing assessment of the way in which they are incorporated, and their value as a practical methodology. This research seeks to provide such an assessment vis-à-vis quantum technologies and with wider applicability to computer sciences, with the aim of creating a methodology that can be utilised as an assurance of responsible and pro-social behaviour.

This project falls within the EPSRC Quantum technologies research area

Publications

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Studentship Projects

Project Reference Relationship Related To Start End Student Name
EP/R513295/1 01/10/2018 30/09/2023
2220046 Studentship EP/R513295/1 01/10/2019 30/03/2023 Carolyn Ten Holter
 
Description This research has worked to illustrate the process of embedding responsible innovation methodologies in training for doctoral students. Within the new Centres for Doctoral Training funded by EPSRC (cohorts commencing 2019) there was a mandatory requirement for the inclusion of responsible innovation training - this represented the largest cross-discipline change in research practice training, and the largest rollout of responsible innovation (so far as we can discover) anywhere in Europe. The research study carried out as part of this doctoral thesis is the only analysis to date of the rollout, and demonstrated the patchiness/incompleteness of the process.
Exploitation Route 1. Further research on the rollout of responsible innovation across universities and its development as part of an overhaul of research practice would make for a valuable study.
2. EPSRC could utilise the findings of this study to assess the rollout of responsible innovation in the mid-term review of the CDTs
3. A longitudinal study of the students trained under this new mandate would be beneficial both for understanding their responses to the responsible innovation mandate, but also as a piece of action research, prompting reflection on the necessity for taking responsible innovation forward into their future work.
Sectors Digital/Communication/Information Technologies (including Software)

 
Description Findings from the quantum landscape study were used to develop a roadmap for responsible innovation in quantum computing and an accompanying set of policy recommendations that were launched at the Industry Forum in 2021.
First Year Of Impact 2021
Sector Digital/Communication/Information Technologies (including Software)
Impact Types Societal

 
Description Contribution to BEIS consultation on quantum strategy
Geographic Reach National 
Policy Influence Type Contribution to a national consultation/review
 
Description Quantum Ethics Project 
Organisation University of Waterloo
Country Canada 
Sector Academic/University 
PI Contribution Co-operation across disciplinary and international boundaries to work on responsible deployment of quantum computing
Collaborator Contribution Support and network of international researchers
Impact Ongoing
Start Year 2022
 
Description Quantum Humanities Network 
Organisation University of Innsbruck
Country Austria 
Sector Academic/University 
PI Contribution Part of Steering Committee for QHN conference
Collaborator Contribution Support and co-creation of conference
Impact The network provides support across multiple disciplines to those working on responsible quantum technology deployment
Start Year 2022
 
Description Guest lecture on participatory design and responsible innovation 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Postgraduate students
Results and Impact Invited to give guest lecture on participatory design as part of Ethics in Computing course. Students very responsive to the ideas and topics raised in the talk.
Year(s) Of Engagement Activity 2022
 
Description Industry Forum roundtable 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Industry/Business
Results and Impact The vast scale of the potential changes and opportunities presented by quantum computing were outlined at an Industry Forum virtual roundtable on 'The Policy Implications of Quantum Computing'. Leading the discussion was Ilyas Khan, CEO of Cambridge Quantum Computing, who highlighted the intense interest from countries such as Germany, China and the US, the high levels of investment by major digital technology companies, and the sky-high valuations of some pre-revenue startups. Marina Jirotka, Professor of Human Centred Computing at Oxford University, and colleagues Philip Inglesant and Carolyn Ten Holter described the research work they have undertaken leading to the launch of their new report 'Creating a Responsible Quantum Future'. Overall it was clear that the UK is one of the leaders in quantum computing and this could bring big business opportunities and associated economic benefits. Avoiding some of the mistakes made when previous major digital technology changes occurred will, however, require planning and resourcing that must be coordinated and involve central government.
Year(s) Of Engagement Activity 2021
URL http://www.industry-forum.org/event/policy-implications-of-quantum-computing/
 
Description Invited talk for Quantum Economic Development Consortium (USA) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Industry/Business
Results and Impact Gave an invited talk to the Quantum Economic Development Consortium in the US as part of its programme of connecting research and industry. Generated discussion of how research in quantum computing's societal impact can help to inform governance of other technologies.
Year(s) Of Engagement Activity 2023
URL https://www.youtube.com/watch?v=tSzDoVOhYwg
 
Description Panel event on quantum at CogX 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Industry/Business
Results and Impact The panel at Cog X looked at some of the challenges around responsible quantum deployment and who should be considered to be stakeholders.
Year(s) Of Engagement Activity 2022
URL https://www.techuk.org/resource/event-round-up-cogx-2022-are-we-ready-for-a-quantum-future.html
 
Description Poster session at Oxford Quantum Institute day 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Other audiences
Results and Impact A day to bring together all the various quantum-field researchers at the University of Oxford from many different fields.
Year(s) Of Engagement Activity 2022
 
Description Presentation of thesis Framework 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Other audiences
Results and Impact Engagement with quantum computing hub to discuss Framework developed as part of doctoral work.
Year(s) Of Engagement Activity 2022
 
Description Quantum technologies workshop 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact The Responsible Quantum Technologies Workshop in Karlsruhe invited speakers and panellists to discuss numerous issues related to the deployment of quantum tech into society.
Year(s) Of Engagement Activity 2022