Persistent Identifiers as IRO Infrastructure

Lead Research Organisation: British Library
Department Name: Research Services

Abstract

The 2,500 museums, heritage collections and heritage sites in the UK house at least 200 million physical and digital objects. Being able to uniquely identify these objects is key to facilitating their use and curation - you cannot provide a researcher with access to an item or include it in an exhibition if you don't know what it is. Unique accession numbers are therefore a key component in all collection and library management systems but these only include the objects within an individual collection. To fully realise the potential benefits of our national collections in terms of the social and cultural life of the UK, the economic impact of the heritage sector, and the contribution to the UK's international prestige and influence, we need identifiers that will bring together all of the objects from all of the collections.

Persistent Identifiers (PIDs) that provide a long-lasting actionable reference to a digital object are recognised by UKRI as a key component of future research infrastructure enabling data discovery, access and citation. Facilitating wider adoption and consistency of approach to the assigning of PIDs to collection objects, environments, specimens and other relevant entities, is a key step to the persistent, unambiguous linking of collections in order to create a digital UK National Collection. However, the challenges, utility and wider benefits of PID implementation are less well understood across the heritage sector. While many individual institutions are using PIDs to a greater or lesser extent, to date there has been very little cross-sector or cross-collection collaboration and / or support to facilitate a cohesive approach that will maximise the benefits to all organisations.

This foundation project will bring together best practices in the use of PIDs from a collection perspective, building on existing IRO work and expertise developed through existing research projects. By sharing expertise and best practice, we will provide a framework and recommendations on the approach to PIDs for colleagues in local, regional and national institutions across the UK heritage sector. Through a mixture of workshops, desk research and case studies, the project will seek to answer questions such as 'What are the gaps in the existing PID landscape for heritage collections, buildings and environments?' and 'What should a PID infrastructure, strategy and governance framework look like for a unified UK national collection?'.

The project will deliver a set of recommendations to guide the selection, implementation and use of PIDs to heritage collections and related entities and concepts, as well as a number of case studies and supporting resources that can be used across the sector as a guide to real-world PID implementation. In driving the use of PIDs for heritage collections, the project will enable greater use of these collections in all contexts, but especially in research. It will allow improved linking across platforms such as Wikidata, making it easier to associate related concepts and metadata with canonical sources of artefact information and the artefacts themselves. It will provide for the curation and selection of this information from diverse sources to be displayed alongside artefacts in physical spaces and online viewers. Importantly, they will also make this increase in use more evident and measurable, through the improved metrics that PIDs support.

Planned Impact

There are a wealth of stakeholders with an interest in the benefits of persistent identifiers as applied to heritage collections. It is important to separate out the direct benefits of the project from the wider benefits that increased persistent identification of heritage collections brings. Firstly we list those who will directly benefit from the project outputs, and secondly those who will benefit in wider use of PIDs:

Direct beneficiaries:
Holders of heritage collections, both cultural and scientific; in the UK and internationally; and whether local, regional, national or private: The project will set global standards in the field, so that organisations that hold heritage collections will be able to apply the recommendations coming out of the project, enabling them to implement persistent identifiers based on lessons learned by peer organisations. The work will allow small collections, archives and museums to learn from the experience of others, making implementation easier for them, and will make it quicker for them to realise the benefits of PIDs.
Curators: Through involvement in project workshops and through the project final recommendations and case studies, we will build capacity in the field, empowering curators to make the case for organisational implementation of PIDs and take an active part in that implementation. This will be critical to the project to ensure that any proposed solutions meet a genuine need within and across the sector. More broadly, the role of curators in maintaining items and their availability can be recognised.
Heritage IT staff: With recommendations on applying PIDs in a wide variety of contexts, IT staff will have resources for building business cases for PID implementation and the details that will make it simpler for them to apply according to best practices across the sector.
PID providing organisations: Services providing and supporting maintenance of PIDs will better be able to support their heritage-based users, with a better understanding of their particular requirements and barriers.
System vendors: Organisations that provide services for the management of collections will also be able to understand the requirements and barriers to PID implementation, and what they may be able to provide that will support greater use of PIDs.

Indirect beneficiaries:
Funding organisations (including DCMS): With wider implementation of PIDs, those providing funding for the collection and curation of national collections can be provided with both improved use metrics and greater value for money of those collections as they are cited and reused.
Researchers using national collections: Non-academic researchers will be able to locate items used as primary evidence in research more easily, creating greater trust in their work.
Creators/Contributors of items in national collections: With better implementation and linking of PIDs, individuals who have created, or contributed to, the creation of items can gain greater recognition for those contributions. This will come as a result of disambiguation of names through PIDs.
Others represented in national collections: Communities and peoples with a historic connection to collections and the items they contain will be able to link their voices and interpretations of items unambiguously. In this way, collection holders also benefit by bringing those diverse perspectives.
Visitors: The various online and onsite visitors to the heritage organisations will benefit from the increased capacity and tooling to experience the national collection digitally, and through the community lenses that will be enabled by PIDs.
Academics: Please see more detail within 'Academic Beneficiaries'.

Publications

10 25 50
 
Title Persistent Identifiers in Cultural Heritage Collections 
Description Persistent Identifiers help make collections available for the long term so they can be discovered, researched and cited. A range of experts describe how PIDs can help manage, research and digitise collections. 
Type Of Art Film/Video/Animation 
Year Produced 2021 
URL https://bl.iro.bl.uk/concern/time_based_medias/1c850ee1-2549-4aea-be78-26564412799d
 
Description Key recommendations for the heritage sector on use of persistent identifiers have been developed from:
? Bench-marking and follow up surveys of persistent identifier (PID) awareness and use in the UK heritage sector
? Multiple online webinars.
? A demonstrator tool.
? Case studies.
? A literature review.
We have found that with the existing diversity of the approaches to persistent identifiers that a sector-wide approach cannot and should not be overly prescriptive in the types of PIDs that should be used. Organisational needs and capacity vary considerably and determine the most appropriate identifier tool(s). There are sector-wide benefits to a networked approach, in terms of making connections between collections, making collections FAIR, enabling metrics and reducing management burden. A networked approach can still be built on common principles and functionality, without requiring all organisations to use the exact same identifier tools. Community principles can also speak to the varied needs of the sector, to avoid approaches that implement 'PIDs for PIDs sake' and that deliver measurable benefits.
As such, the project recommendations are:
? The TaNC programme, in collaboration with IROs, heritage organisations, higher education institutions and future projects, should define sector-wide principles for an approach to identifiers built on common principles, functionality, and use cases such as those outlined within 'Developing Identifiers'. This approach does not necessarily require all organisations to use the exact same identifier, and so enables the benefits of wider take up, while respecting the diverse management needs, processes, and resource constraints of organisations, and avoiding 'PIDs for PIDs sake'
? We strongly recommend that heritage organisations start to work with their system suppliers to ensure systems meet their PID-based requirements and community principles
? The TaNC programme should look at opportunities to continue to gather cost information on PID implementation from organisations just starting use of PIDs, in particular across a more diverse sample of organisations. Costs should consider professional development in support of better use of integrated PIDs as well as stand-alone PID implementation
? More IROs, higher education institutions and heritage organisations should implement policies on use of PIDs to support linking of items and their metadata across institutional boundaries, and identify a minimum technical passive provision for PIDs that future-proofs new tools and systems for their use
? Where key strategic systems cannot be easily reworked for PID use:
? A: lightweight add-on software can be integrated alongside existing systems.
? B: This may still be beyond the reach of smaller organisations with little or no technical capacity, and so shared infrastructure approaches in support of such organisations should be explored.
? The guidance within 'Developing Identifiers' should be used as a common starting point for the sector, allowing a common understanding and articulation of requirements
? A path to community adoption of the resource will allow it to be maintained, updated, and adapted as use of persistent identifiers in the community evolves, and we call on the community to use, contribute to, and adapt the resource.
Exploitation Route We hope that our findings and recommendations will be taken up the Programme, adopted by the UK heritage sector, and by the second phase projects.
Sectors Digital/Communication/Information Technologies (including Software),Culture, Heritage, Museums and Collections

URL https://tanc-ahrc.github.io/HeritagePIDs/resources.html
 
Description March 2020 submission: Although only half-way through the project, we have successfully held two core project workshops that have reached over 200 attendees. These were largely colleagues from the GLAM sector in the UK, as well as a small number of international colleagues. It's too early to understand the concrete impacts of the project within the community, as this will be tested with a re-run of our awareness survey. However, it will have increased the awareness of PIDs in the sector, preparing the ground for the work to come. We have also had discussions with vendors and associations which has begun the process of enabling better support for PIDs across organisations. Finally, we're also aware of a small number of organisations that have consolidated work on PIDs with the support of the project. All of these initial steps will lead to increase use of PIDs, enabling: better metrics; better provenance for research using cultural heritage items and data; and further opportunities for linked data.
First Year Of Impact 2020
Sector Culture, Heritage, Museums and Collections
Impact Types Cultural

 
Title Developing identifiers workshop analysis 
Description This dataset shows the outcome of an internal project workshop to create the outline of the 'Developing Identifiers for Heritage Collections' resource 
Type Of Material Database/Collection of data 
Year Produced 2021 
Provided To Others? Yes  
Impact This dataset should help users to understand the thought process used in developing the key project resource and guidance. 
URL https://bl.iro.bl.uk/concern/datasets/05a9320d-4949-454d-b729-4159228057b0
 
Title Persistent Identifiers as IRO Infrastructure: Survey 2 Data 
Description The survey ran from 4 October to 8 November 2021 and was open to everyone working in Galleries, Libraries, Archives and Museums internationally but the survey had a clear UK focus. Some responses have been removed or recoded to protect the identity of respondents. 
Type Of Material Database/Collection of data 
Year Produced 2021 
Provided To Others? Yes  
Impact The project was able to use this data to adjust early recommendations into final recommendations, making a note on decreasing barriers to persistent identifier use, in particular noting that awareness of PIDs had increased over the period of the project, and that project resources had been helpful to the sector. 
URL https://bl.iro.bl.uk/concern/datasets/2a47cd4d-0d62-462e-9f6c-631ac8ea2c78
 
Title Persistent Identifiers as IRO Infrastructure: Survey Data 
Description The survey ran from 28 May to 14 September 2020 and was open to everyone working in Galleries, Libraries, Archives and Museums internationally but the survey had a clear UK focus. Some responses have been removed or recoded to protect the identity of respondents. It is intended to re-run the survey in 2021 as a benchmarking exercise. 
Type Of Material Database/Collection of data 
Year Produced 2020 
Provided To Others? Yes  
URL https://bl.iro.bl.uk/work/0e49e388-2349-483d-a136-98061c2a83f1
 
Title Developing Identifiers for Heritage Collections 
Description The code and content underlying the 'Developing Identifiers for Heritage Collections' resource 
Type Of Technology Webtool/Application 
Year Produced 2021 
Open Source License? Yes  
Impact The project has already received good feedback about the usefulness of the resource for supporting heritage organisations in using persistent identifiers 
URL https://tanc-ahrc.github.io/PIDResources/
 
Title Persistent identifiers demonstrator for Towards a National Collection - HeritagePIDs project 
Description The PID Demonstrator is a web bookmarklet that a user can install in their web browser. Once installed it can be used to dynamically display links between the entity being viewed (for example a museum specimen on a museum web site) and another linked entity (such as a scientific paper that cites that specimen). The Demonstrator does not require either the collection or the journal publisher to do anything, and so is a low friction way to show the power of linking collection objects to the wider academic literature via PIDs. 
Type Of Technology Webtool/Application 
Year Produced 2020 
Open Source License? Yes  
Impact The demonstrator was demoed live during a Webinar on persistent identifiers. 
URL https://pid-demonstrator.herokuapp.com
 
Description Collaborative Webinar: Persistent Identifiers in IIIF 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Designed as a seminar to discuss the opportunities and challenges associated with embedding Persistent Identifiers (PIDs) in IIIF resources, this seminar brought together experts in both fields to discuss the potentials for wider implementation of PIDs within the IIIF Framework.

The emergence of the International Image Interoperability Framework (IIIF) has presented researchers with an opportunity to annotate and cite digitised or digital resources. However, many of the creative and scholarly uses of IIIF are stymied by an inability to reliably and persistently link to objects or collections of objects. Persistent identifiers are long lasting, digital references to resources, whether physical or digital, including objects published in IIIF.

The second webinar hosted by the Practical Applications of IIIF Project, highlighted the need for the ability to be able to consistently identify objects or collections of objects in IIIF.

Both the Practical IIIF and Heritage PIDs projects are actively gathering use cases on this topic to understand community needs in this area. Some initial use cases and issues the projects identified include:

The ability to assign a PID for collection level manifests to showcase and present areas of a collection
The ability to identify IIIF manifests with a PID, both static and dynamic
The ability to create PIDs for user generated manifests, collections and annotations
The ability to update existing IIIF manifests with PIDs to reflect new imaging or updated metadata.
This seminar provided an occasion for a panel of international experts to discuss the opportunities and challenges these use cases present and suggest a way forward for individual implementations and the framework as a whole.

Panellists : Ben and Sara Brumfield ( FromThePage), Andy Irving (Bodleian Libraries), Rachael Kotarski (British Library), Joseph Padfield (National Gallery) and Julien Raemy (University of Basel and DaSCH).
Year(s) Of Engagement Activity 2021
URL https://tanc-ahrc.github.io/IIIF-TNC/seminar02.html
 
Description Developing Identifiers for Heritage Collections 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact This event aimed to show case the 'Developing Identifiers for Heritage Collections' reosurce developed by the project. A secondary aim was to receive feedback to improve the resource before the end of the project, by understanding the needs of our target audience.
Year(s) Of Engagement Activity 2021
URL https://youtube.com/playlist?list=PLRIxrpy54RHYlVCPClUzr4XpN1mKg_fBi
 
Description Final event 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact A virtual final event to present the findings and recommendations produced by the project.
Year(s) Of Engagement Activity 2022
 
Description Identifiers in Heritage Collections - how embedded are they? 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Workshop to report on and discuss findings of the projects benchmarking survey regarding PID use and awareness in the GLAM sector.
Year(s) Of Engagement Activity 2020
 
Description Linked Pasts 7 conference poster 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Other audiences
Results and Impact A poster presentation at the virtual Link Pasts 7 conference
Year(s) Of Engagement Activity 2021
URL https://sites.google.com/stanford.edu/2021ld4conf/sessions/posters
 
Description Persistent Identifiers (Rachael Kotarski) & Locating a National Collection (Gethin Rees) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Other audiences
Results and Impact A webinar arranged by the Towards a National Collection programme to showcase the various foundation projects to the sector. This was a join presentation with the Locating a National Collection project
Year(s) Of Engagement Activity 2021
URL https://youtu.be/jLbK4E_ebMM
 
Description Persistent Identifiers as IRO Infrastructure - Project Launch Webinar 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Project launch information session and workshop. The workshop was intended to directly address all project stakeholders, make them aware of the work and it's aimed, and start a 2-way conversation between the project and it's stakeholders.
Year(s) Of Engagement Activity 2020
 
Description Persistent identifiers in IIIF resources - how should they be used? 
Form Of Engagement Activity Engagement focused website, blog or social media channel
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact A public blog created to summarise and review a joint virtual seminar held by two AHRC funded projects, "Practical applications of IIIF" and "Persistent Identifiers as IRO Infrastructure"
Year(s) Of Engagement Activity 2021
URL https://tanc-ahrc.github.io/HeritagePIDs/PIDs%20and%20IIIF.html