Survivors of Modern Slavery in Prisons: The Blind Spot of the UK Anti-Slavery Regime
Lead Research Organisation:
University of Essex
Department Name: Law
Abstract
This project examines whether the UK government has established an appropriate regime to identify and assist survivors of modern slavery in prisons in line with its international obligations and the responses to survivors of modern slavery justifiably in prison for crimes unrelated to their status as a victim but who still have a legitimate request for identification, protection, and assistance both within and outside prison. .
This research is important and timely because there is almost no knowledge about the number and treatment of survivors of modern slavery in UK prisons, nor whether the current legislation and policy allow for their identification and adequate support. The statutory guidance for the implementation of the 2015 Modern Slavery Act expressly notes that prisons 'have responsibility for identifying and supporting victims and raising awareness of this crime amongst prisoners . . . and staff.' Yet, there is to date no understanding about whether and how this responsibility is implemented.
This gap in our knowledge is striking given that in 2020 more than one third of the adults referred to the National Referral Mechanism (NRM) - the UK framework for identifying and supporting victims of modern slavery - reported that they had been compelled to commit crimes while they were a victim of modern slavery. Anecdotal evidence suggests that in many instances their status as a survivor of modern slavery has not been considered or deemed relevant during criminal proceedings resulting in their imprisonment. Such practices are contrary to legislation and policies introduced to ensure that people who commit crimes under the compulsion of traffickers or as a direct consequence of being a victim of modern slavery can be protected from being punished for those crimes.
Not only do such practices contradict national and international law established to protect victims of modern slavery, but they also result in those responsible for subjecting them to modern slavery going unpunished- both for subjecting victims to modern slavery and for crimes that the latter are compelled to commit. This undermines the UK's efforts to fight modern slavery and the importance of the legislation and policies it has introduced towards this goal, including the 2015 Modern Slavery Act.
The suitability of the current regime is assessed by both reviewing the existing law and policy on victim identification and by interviewing survivors of modern slavery with the experience of imprisonment, alongside other stakeholders, such as prison officials, defence lawyers, and NGO representatives supporting survivors.
The research will help us to understand what happens to victims of modern slavery who end up in prisons, and whether existing policies and legislation provide the opportunity for them to be identified and access the necessary support and assistance they are entitled to. These findings will inform future policy and legal frameworks to improve the identification and responses to survivors of modern slavery.
Beyond such immediate contribution to the UK's regime on modern slavery, the research will enable the issue of modern slavery to be adequately mainstreamed within the policy and legal frameworks for the administration and oversight of prisons. The research will consider the extent to which the current lack of consideration of the issue of modern slavery within the prison regime stems from the absence of the adequate training of prison officials. By combining empirical data and a comprehensive legal analysis of the relevant laws and policies, the research will provide a solid evidence base to inform the required reforms, shape future practices, and stimulate further research.
This research is important and timely because there is almost no knowledge about the number and treatment of survivors of modern slavery in UK prisons, nor whether the current legislation and policy allow for their identification and adequate support. The statutory guidance for the implementation of the 2015 Modern Slavery Act expressly notes that prisons 'have responsibility for identifying and supporting victims and raising awareness of this crime amongst prisoners . . . and staff.' Yet, there is to date no understanding about whether and how this responsibility is implemented.
This gap in our knowledge is striking given that in 2020 more than one third of the adults referred to the National Referral Mechanism (NRM) - the UK framework for identifying and supporting victims of modern slavery - reported that they had been compelled to commit crimes while they were a victim of modern slavery. Anecdotal evidence suggests that in many instances their status as a survivor of modern slavery has not been considered or deemed relevant during criminal proceedings resulting in their imprisonment. Such practices are contrary to legislation and policies introduced to ensure that people who commit crimes under the compulsion of traffickers or as a direct consequence of being a victim of modern slavery can be protected from being punished for those crimes.
Not only do such practices contradict national and international law established to protect victims of modern slavery, but they also result in those responsible for subjecting them to modern slavery going unpunished- both for subjecting victims to modern slavery and for crimes that the latter are compelled to commit. This undermines the UK's efforts to fight modern slavery and the importance of the legislation and policies it has introduced towards this goal, including the 2015 Modern Slavery Act.
The suitability of the current regime is assessed by both reviewing the existing law and policy on victim identification and by interviewing survivors of modern slavery with the experience of imprisonment, alongside other stakeholders, such as prison officials, defence lawyers, and NGO representatives supporting survivors.
The research will help us to understand what happens to victims of modern slavery who end up in prisons, and whether existing policies and legislation provide the opportunity for them to be identified and access the necessary support and assistance they are entitled to. These findings will inform future policy and legal frameworks to improve the identification and responses to survivors of modern slavery.
Beyond such immediate contribution to the UK's regime on modern slavery, the research will enable the issue of modern slavery to be adequately mainstreamed within the policy and legal frameworks for the administration and oversight of prisons. The research will consider the extent to which the current lack of consideration of the issue of modern slavery within the prison regime stems from the absence of the adequate training of prison officials. By combining empirical data and a comprehensive legal analysis of the relevant laws and policies, the research will provide a solid evidence base to inform the required reforms, shape future practices, and stimulate further research.
Publications
Jovanovic MJ
(2024)
The Responsibility of Prisons for Securing the Rights of Modern Slavery Survivors: Prison as a Safe House?
in Prison Service Journal - Thematic Edition on Modern Slavery and Human Trafficking
Description | 1. Although no statistics are consistently collected and analysed on the number of survivors of modern slavery in UK adult prisons, there is a high likelihood of unidentified survivors of modern slavery currently being imprisoned across the UK. 2. Challenges to the identification of modern slavery survivors in prisons in practice include: barriers to disclosure in prison; an apparent lack of systematic information-sharing between prisons and the designated Home Office Competent Authorities; and prison staff not being authorised to act as First Responders. These noted challenges often appeared to be further compounded by a need for more training and awareness raising for both prison staff and potential survivors of modern slavery in prison. 3. Both survivors formally identified through the National Referral Mechanism (NRM) as well as those potential survivors whom prison staff have reasonable grounds to believe to be victims of modern slavery, are entitled to support in line with Articles 10 and 12 of the Council of Europe Convention on Action Against Trafficking in Human Beings (ECAT) and Article 4 of the European Convention on Human Rights (ECHR). However, even when adult survivors of modern slavery in prisons are identified through the NRM, a lack of specialised support is reported. The research findings highlight unmet needs for appropriate accommodation and specialist mental health support in prisons. Adequate and coordinated support with different actors is also found to be crucial in order to prevent re-trafficking of modern slavery survivors both in prison and following their release. Furthermore, once survivors are bailed or released, awareness of rights and entitlements is key to ensuring that specialist support can be quickly accessed. 4. The research found several examples of good practice in the identification and support of survivors of modern slavery, but they were often described as ad hoc and dependent on individual commitment and effort rather than systematic institutionalised practice. |
Exploitation Route | The findings of this study have initiated debate on this overlooked aspect of anti-slavery action both throughout the UK and internationally. Namely, While the prison service in England and Wales has developed guidance for prisons, which has been shaped and influenced by the findings of this research, prison services in Scotland and Northern Ireland are yet to engage with this issue. It is hoped that the findings from this research and ongoing engagement of researchers with officials in Scotland and Northern Ireland will assist in that process. On an international level, the launch of the policy report was attended by the Executive Secretary of the Council of Europe's expert body tasked with overseeing States' compliance with the Convention on Action Against Trafficking in Human Beings as well as Chief of Mission of IOM UK. Both organisations have confirmed the paucity of data and action pertaining to this issue globally, and agreed to take steps to address this gap in the coming period. This study will therefore serve as an important model for undertaking similar research in other countries. |
Sectors | Government Democracy and Justice |
URL | https://modernslaverypec.org/resources/modern-slavery-uk-prisons |
Description | The findings of our study have been used to shape ongoing efforts of HM Prison & Probation Service to develop two operational policy frameworks and supporting guidance on modern slavery. This has been done in two ways. Firstly, through regular briefings with the HMPPS' Head of Modern Slavery and Human Trafficking Operational Policy throughout the project's lifecycle, the researchers were able to communicate real time data and findings from empirical research which fed directly into their activities, training and updates of the HMPPS Modern Slavery Guidance for prisons in England and Wales, first published in 2022. Secondly, following the end of the research project in 2023, HMPPS has appointed both the PI and Co-I to a small group of experts (The Modern Slavery and Human Trafficking External Working Group) whose mandate is to support further development of two operational policy frameworks and supporting guidance. These two operational policy frameworks are: • Modern Slavery and Human Trafficking 1a: Safeguarding individuals from exploitation and retrafficking - Identifying survivors of modern slavery and providing assistance and protection required by binding international and domestic law; • Modern Slavery and Human Trafficking 1b: Managing and supporting those convicted of, or at risk of, MSHT offending. The External Working Group meets on a bi-monthly basis (a total of 4 meetings) from Jan - Aug 2024 and provides written comments on the draft documents in between. |
First Year Of Impact | 2023 |
Sector | Government, Democracy and Justice |
Description | External advisory working group to support the development of Modern Slavery and Human Trafficking operational policy frameworks and supporting guidance |
Geographic Reach | National |
Policy Influence Type | Participation in a guidance/advisory committee |
Description | HMPPS Modern Slavery and Human Trafficking External Working Group |
Organisation | Her Majesty’s Prison and Probation Service |
Country | United Kingdom |
Sector | Public |
PI Contribution | HM Prison & Probation Service has appointed a small group of 7 experts including both the PI and C-I, to serve on the Modern Slavery and Human Trafficking External Working Group. The task of this External Working Group is to support the development of two operational policy frameworks and supporting guidance (1a: Safeguarding individuals from exploitation and re-trafficking - Identifying survivors of modern slavery and providing assistance and protection required by binding international and domestic law; 1b: Managing and supporting those convicted of, or at risk of, MSHT offending). |
Collaborator Contribution | The contributions of the partner (HMPPS) concern mainly an opportunity to influence and shape the new policy that they have been developing. |
Impact | This partnership started in early 2024. Meetings of the External Working Group are to be held bi-monthly (a total of 4 meetings) from Jan - Aug 2024. There has been only one meeting so far where we have agreed the workplan for the coming months. |
Start Year | 2023 |
Description | Conference to launch the final project report |
Form Of Engagement Activity | Participation in an activity, workshop or similar |
Part Of Official Scheme? | No |
Geographic Reach | International |
Primary Audience | Professional Practitioners |
Results and Impact | The event marked the publication of the report 'Tackling the Blind Spot of the UK Anti-Slavery Regime: The Role of Prisons in Securing the Rights of Modern Slavery Survivors', resulting from the research conducted by the University of Essex, International Organization for Migration, and Hibsicus Initiatives. The panel discussion brought together key stakeholders in this area to discuss findings and recommendations from the report and consider avenues for future developments in this overlooked aspect of anti-slavery action. The event was extremely well attended with around 30 participants attending in person and over 100 online. It resulted in further engagement activities (i.e. the event organised by the House of Lords in January 2024 (reported separately)) as well as plans to hold a similar event in Strasbourg hosted by the Council of Europe's expert body tasked with monitoring States' compliance with the Convention on Action Against Trafficking in Human Beings. |
Year(s) Of Engagement Activity | 2023 |
Description | Discussed research under the award at HMPPS roundtables on policy development related to the research |
Form Of Engagement Activity | A formal working group, expert panel or dialogue |
Part Of Official Scheme? | No |
Geographic Reach | National |
Primary Audience | Policymakers/politicians |
Results and Impact | Attended HMPPS roundtables for policy development on responses to survivors of modern slavery in prison. Discussed the planned research and some initial findings from the research which were relevant to design of policy. Also able to build a relationship with key stakeholders involved from HMPSS which was important for facilitating access to HMPPS staff for the research. |
Year(s) Of Engagement Activity | 2022,2023 |
Description | Discussion of research at human trafficking foundation adviusory forum |
Form Of Engagement Activity | Participation in an activity, workshop or similar |
Part Of Official Scheme? | No |
Geographic Reach | National |
Primary Audience | Professional Practitioners |
Results and Impact | Discussed early key findings from the research being conducted under the award and invited relevant stakeholders in the audience to participate directly in the research. |
Year(s) Of Engagement Activity | 2023 |
Description | House of Lords, a roundtable on modern slavery and prisons in the UK |
Form Of Engagement Activity | Participation in an activity, workshop or similar |
Part Of Official Scheme? | No |
Geographic Reach | National |
Primary Audience | Policymakers/politicians |
Results and Impact | This roundtable, chaired by the Lord Bishop of Bristol with support from the Lord Bishop of Gloucester, brought together experts from the worlds of civil society, support work, academia and prison chaplaincy with parliamentarians to discuss the impacts of recent legislation on survivors of modern slavery in the UK's prison system, and the broader emerging impacts of the Illegal Migration and Nationality and Borders Acts on tackling modern slavery in the UK. Following a roundtable, a report was published by the organisers and circulated to a number of stakeholders including parliamentarians, government ministers, and their opposite numbers in opposition parties. The report was also submitted to the House of Lords Special Inquiry Committee on the Modern Slavery Act, relevant stakeholders in the Home Office and shadow Home spokespeople, the Independent Commissioner's office, and parliamentarians who have expressed an interest in the report or the subject matter. |
Year(s) Of Engagement Activity | 2024 |
Description | Seminar: Identification and support of people with lived experience of modern slavery in UK prisons |
Form Of Engagement Activity | A talk or presentation |
Part Of Official Scheme? | No |
Geographic Reach | International |
Primary Audience | Professional Practitioners |
Results and Impact | One of a series of lunchtime seminars organised by Modern Slavery and Human Rights Policy and Evidence centre, established to provide an additional platform for modern slavery researchers to share their findings and recommendations with a broad and diverse audience, including policymakers, practitioners and people with lived experience of modern slavery. |
Year(s) Of Engagement Activity | 2023 |
URL | https://modernslaverypec.org/latest/lunchtime-seminars-series |