Reengineering of sand dams to reduce water scarcity and meet Millennium Development Goals

Lead Research Organisation: Cranfield University
Department Name: School of Water, Energy and Environment

Abstract

There are 748 million people in the world who do not have access to improved sources of drinking water and 43% of these live in sub Saharan Africa (WHO and UNICEF 2012). They face long walks to fetch water, during which time they are not in school or earning money. The water they drink may be so contaminated it makes them ill. There are lots of technologies that can bring clean water close to people's homes. One option, particularly in Kenya, is sand dams. Sand dams are impermeable concrete structures constructed across seasonal rivers in order to trap both water and sediment (sand) behind them during rain storms. The water is stored in the spaces between the sand grains for abstraction using a well during the dry season. With no standing water, there are fewer threats from water-borne vectors like mosquitoes (Hut et al 2008, Lasage et al 2008).

However, there are to date no studies on the quality of water removed from sand dams. There is an assumption that the water quality is protected by the sand, but this has not been tested. We know that pathogens are removed by biological processes when water is passed through clean sand - this principle of slow sand filtration (SSF) is used in conventional water treatment. So in this research we are testing the hypothesis that water in a sand dam is not only protected from contamination, but its quality is improved as it passes through the sand. This hypothesis will be tested through a combined programme of field measurements, laboratory experiments and computer modelling. If sand dam water quality can be demonstrated to be of acceptable microbiological quality then it can be drunk safely without any further treatment and it is a more attractive water supply option to communities and agencies serving them.

There are principle concerns about how well sand dams will remove contaminants:
1. We know that more pathogens are removed as water passes through fine sand than coarse sand. However, sand dams trap coarse sand.
2. The biological processes that remove pathogens in engineered SSFs happen mainly in the upper 2cm of the sand. However, this layer in sand dams is disturbed during the rain storms so the biological processes may not work effectively.
3. During rain events the water trapped by the dam has high turbidity. This means it has a lot of fine particles. These may change biological processes.
Overall, through this research we will comprehensively measure the quality of water trapped behind sand dams, determine whether grain size or turbidity affect water quality and thus propose how sand dams can be better designed to maximise water quality.

The field measurements will be supported by Excellent Development, a UK based charity who have built 325 sand dams in Kenya since 1985. We will randomly select three of their sand dams and install piezometers after the seasonal rain storms. A piezometer is a tube with holes in it such that the water level in the tube reflects the water level in the trapped sand. Water levels will be measured daily. Samples for water quality testing will be collected from these tubes weekly. A range of water quality parameters will be measured including coliforms, which are the bacteria that cause diarrhoea, and turbidity.
The next stage will be to do lab experiments that replicate conditions within sand dams from the end of the flood events. Columns will be filled with sand of different grain sizes, and then saturated with water with similar coliform counts and turbidity to that measured in the field. The coliform count of water removed gradually from the bottom of the column over a four month period will be measured to establish the efficiency of pathogen removal.

The final stage will be to create computer models of the sand dam system using the results of the lab and field work. These can be used to understand the effects of factors like grain size, sand dam size and input water quality so that recommendations on sand dam design can be made.

Planned Impact

The major impact of this project will be to inform development practice by improving the scientific understanding of sand dams so as to provide donors with the confidence to invest in this low cost technology and thereby improve welfare. Sand dams are the cheapest way to store rainwater in low income rural areas (Batchelor et al 2011) but there is no evidence to demonstrate drinking water quality. By providing the evidence base for cheaper technologies donor's funds can stretch further, or communities will be able to afford to invest in improving their own water supplies and realise the benefits.

These benefits include less time spent collecting water. Foster and Tuinhof (2004) found that sand dams reduced household water collection time from 5 hours per day to 1 hour per day averaged over 200 000 households in the Kitui region. This means more time can be dedicated to education and income generating activities, which helps release households from the cycle of poverty. These benefits are particularly experienced by women and children who are the principal water collectors.

A further benefit of a clean, local water supply is increased water consumption by households. Lasage et al (2008) found that sand dams increased domestic water use by 50%. This has been widely demonstrated (e.g. Curtis et al 1995) to improve hygiene.

It is estimated that they catch only 2-3% of rainfall (Hut et al 2008, Ertsen and Hut 2009), so the ultimate result is that communities have a local water supply but the impact on downstream water users is minimal.
 
Description Three areas of knowlegde have been advanced with respect to sand dams: the quality of water trapped by them, their water balance and the evaporation from them. The microbiological quality of water both contained in the sand dam via test holes and abstracted from it through covered wells and scoop holes has been tested. In total, the values of thermotolerant coliform (TTC) concentration, turbidity and pH were measured for 47 covered wells, 36 scoop holes and 29 test holes and conductivity values in conductivity in 39 covered wells and 11 scoop holes. The water from test holes and covered wells was microbiologically of better quality than scoop holes with median TTC levels of 0/100mL, 0/100ml and 159/100ml respectively. However, the median values of turbidity for both scoop holes (20-30 NTU) and covered wells (5-10 NTU) exceed World Health Organisation (WHO) guideline values. In addition the conductivity of water from 23% of scoop holes and 26% of covered wells is above the recommended WHO limit. This study also found that sanitary surveys are not a useful indicator of water quality in sand dams; however they can identify areas in which sanitation and improvement of water sources are needed. From the water balances it is clear that each of the dams performs differently due to their unique relationship with the surrounding aquifer. For example dams may gain water at the start of the dry season upstream then subsequently lose it, gain water throughout the dry season or consistently lose water. The effect this has on the ability of the dams to the supply and store water is also clear with some dams becoming dry and the water levels or decreasing substantially over the monitoring period. In order to ensure that the dams function effectively greater care needs to be taken when siting them. However in all cases the community benefit from the additional storage created by the dams for at least partway through the dry season regardless of their leakage. Additionally the dams should be properly sealed to prevent additional water loss. Unlike evaporation from open water, the magnitude of evaporation from bare soil decreases as the water table falls. Bare soil evaporation studies have included field and laboratory experiments, mathematical formulations and semi-empirical models. However, there is only limited field information, especially concerning evaporation from bare sand. The semi-empirical approach of the FAO Irrigation and Drainage Paper 56, which contains guidelines for computing crop water requirements, can be adapted for bare soil evaporation with a three stage process. The suitability of the FAO 56 approach for bare sand evaporation is investigated by installing lysimeters in sand dams. Sand dams are shallow groundwater storage systems, which are designed on the assumption of reduced evaporation as the water table falls. The field results from the lysimeters are simulated adequately by a water balance model based on FAO 56 with an additional component to represent both the difference between the variable saturation with depth, which occurs in practice, and the assumption in standard water balance models of a sudden change from dry to fully-saturated conditions at the water table. This study demonstrates and quantifies the reduction in bare soil evaporation compared to open water or cropped areas and confirms the validity of the three stage FAO semi-empirical approach.
Exploitation Route (1) The fact that water is being recontaminated during abstraction suggests that the NGOs promoting sand dams should take further action to ensure that water points are further protected.

(2) The finding that some sand dams leak substantially into the aquifer below, and the wide varieties of uses that sand dam water is put to needs to be taken into account by NGOs who promote sand dams like Excellent Development as they consider their strategy of how to deploy sand dams to best benefit local communities.
Sectors Agriculture, Food and Drink,Environment,Other

 
Description The NGO "Sand Dams Worldwide" (formerly Excellent Development") have become aware of the wide range of purposes for which water from sand dams has been used, and the imapct of water quality on these uses. They are redesigning the abstraction methods from sand dams based on the research findings. The NGO "WaterAid" have become aware of how structures like sand dams can be evalauted using simple field techniques. The NGO "the Christian Council of Mozambique" have used the methods and findings to inform the monitoring of sand dams in Mozambique. The NGOs "The Water Project" (USA) and "The Charitable Foundation" (Australia) are using the findings to evaluate the projects that they will fund in the future. The Kenyan NGO "Africa Sand Dam Foundation" have also been briefed on the findings. The Makueni County Minister for Water was very interested in the research as he is about to start a programme to build 300 sand dams. The Alliance for Global Water Adaptation are itnerested to use their findings in a project with FCDO.
First Year Of Impact 2018
Sector Agriculture, Food and Drink,Environment,Other
Impact Types Policy & public services

 
Description MSc teaching
Geographic Reach National 
Policy Influence Type Influenced training of practitioners or researchers
Impact Lecture on sand dams incorporating new research given as part of Water Source Engineering module of MSc in Community Water and Sanitation and MSc in Clean Tech.
 
Description EPSRC Centre for Doctoral Training in Water and Waste Infrastructure Systems Engineered for Resilience (Water-WISER)
Amount £6,453,010 (GBP)
Funding ID EP/S022066/1 
Organisation Engineering and Physical Sciences Research Council (EPSRC) 
Sector Public
Country United Kingdom
Start 05/2019 
End 11/2027
 
Description NERC Water quality programme grant
Amount £450,000 (GBP)
Funding ID NE/R003351/1 
Organisation Natural Environment Research Council 
Sector Public
Country United Kingdom
Start 01/2018 
End 12/2020
 
Description Optimizing the hydrogeological performance of sand dams (Impact Acceleration Award)
Amount £31,053 (GBP)
Organisation Engineering and Physical Sciences Research Council (EPSRC) 
Sector Public
Country United Kingdom
Start 05/2018 
End 05/2020
 
Description RAEng Frontiers of Engineering for Development seed funding
Amount £20,000 (GBP)
Funding ID FoESF\1617\216 
Organisation Royal Academy of Engineering 
Sector Charity/Non Profit
Country United Kingdom
Start 03/2017 
End 12/2017
 
Description Collaboration with Oxford University on smart hand pumps 
Organisation University of Oxford
Country United Kingdom 
Sector Academic/University 
PI Contribution Excellent Development requested some help to compile data on water usage from sand dams to create a convincing case to their donors. Cranfield University have provided significant advice on data collection and facilitated collaboration with the University of Oxford, resulting in Excellent Development funding a Cranfield MSc student to collect some of the data. This work is being continued by an EPSRC WaterWISER CDT student wirth addiitonal funding from Excellent Development.
Collaborator Contribution Cranfield University have provided significant advice on data collection and facilitated collaboration with the University of Oxford. A Cranfield Unviersity PhD student is now analysing the data. The University of Oxford provided the handpump accelerometers, training on how to use them and are collating the data. Excellent Development are part-sponsoring the PhD student and providing additional perspectives on data analysis.
Impact MSc thesis - Water Science PhD first year report - Water Science
Start Year 2018
 
Description Collaboration with the University of Texas 
Organisation University of Texas
Country United States 
Sector Academic/University 
PI Contribution Collaborated on review paper on sand dams building on knowledge from this award.
Collaborator Contribution Brought knowledge of sand dams from Tanzania
Impact Ritchie H, Eisma JA & Parker A (2021) Sand dams as a potential solution to rural water security in drylands: existing research and future opportunities, Frontiers in Water, 3 Article No. 651954.
Start Year 2020
 
Description Collaboration with the Unviersity of Florence 
Organisation University of Florence
Country Italy 
Sector Academic/University 
PI Contribution Contributed to review paper, based on project derived knowledge
Collaborator Contribution Led review paper drafting
Impact STOTEN paper accpeted subject to corrections
Start Year 2021
 
Description Re-engineering sand dams by biological design 
Organisation University of Glasgow
Department School of Engineering Glasgow
Country United Kingdom 
Sector Academic/University 
PI Contribution Providing access to field sites, data collection tasks following training and expertise on sand dams.
Collaborator Contribution Providing expertise and training on microbial diversity analysis. Sample and data analysis.
Impact Data analysis ongoing
Start Year 2017
 
Description AGU presentation 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact A presentation was made at the American Geophysical Union Meeting Fall Meeting in December 2019. This resulted in an invitation for another sand dam researcher from Purdue University to visit Cranfield University in March 2020.
Year(s) Of Engagement Activity 2019
URL https://agu.confex.com/agu/fm19/meetingapp.cgi/Paper/521355
 
Description AfWA presentation 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Conference presentation at the Africa Water Association conference
Year(s) Of Engagement Activity 2023
URL https://www.abidjan2023.com/event/c62a255f-726d-4e73-bf47-354593deb6f0/summary
 
Description Blog posts and infographic 
Form Of Engagement Activity Engagement focused website, blog or social media channel
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Media (as a channel to the public)
Results and Impact Blog posts have been published to summarise the journal papers for a lay audience. An infographic is in preparation.
Year(s) Of Engagement Activity 2019
URL https://www.excellentdevelopment.com/a-summary-of-an-assessment-of-the-microbiological-water-quality...
 
Description Ineson lecture 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact A poster was presetned at the Ineson Lecture of the Geological Society prompting several good conversations.
Year(s) Of Engagement Activity 2017
URL https://upgro.org/tag/ineson-lecture/
 
Description Institute for Neglected Tropical Diseases annual Water conference 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact Presented at the Institute for Neglected Tropical Diseases annual Water conference in London. It sparked interesting discussions with future collaborators, including the University of Oxford and the Natural History Museum.
Year(s) Of Engagement Activity 2016
URL http://www.isntdwater.com/
 
Description Key note presentation at Roorkee Water Conclave 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact Invited keynote talk at Roorkee Water Conclave, 2-4 March 2022
Year(s) Of Engagement Activity 2022
URL https://www.iitr.ac.in/rwc/
 
Description Steering Group 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Third sector organisations
Results and Impact Two meetings were held with the steering group consisting of representataives from NGOs including Excellent Development, WaterAid and Groundwater Relief.
Year(s) Of Engagement Activity 2017
 
Description Visit to Kenya 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact A visit to Kenya in July 2019 included presentations to the Minister for Water, Sanitation, Environment and Climate Change, Government of Makueni County, Africa Sand Dam Foundation and three of the communities involved in the research.
Year(s) Of Engagement Activity 2019
 
Description Water and Health Conference 2018 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Poster at a major sector conference where practitioners come to meet researchers.
Year(s) Of Engagement Activity 2018
URL http://waterinstitute.unc.edu/conferences/waterandhealth2018/
 
Description Webinar with The Water Project 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Third sector organisations
Results and Impact Webinar with The water Porject who are currently fundign sand dam projects.
Year(s) Of Engagement Activity 2018