Taut foliations, representations, and the computational complexity of knot genus

Lead Research Organisation: King's College London
Department Name: Mathematics

Abstract

This project involves the fields of topology (the mathematical study of shapes) and computational complexity (how to solve questions efficiently using a computer).

This project starts with the study of three-manifolds. A 'three-manifold' is a space that locally looks like the 3D space surrounding us. For example, imagine the complement of a closed, possibly tangled rope (i.e., a knot) inside 3D space. If we can continuously deform one knot into another one without tearing that first knot, we (topologists) consider the two knots to be the same knot. We can find a natural occurrence of such knots in our very own DNA structure, where the topological features of DNA (knots) reflect some inherited characteristics of the person they belong to.

Continuing from three-manifolds, we also look at 2D manifolds, known as 'surfaces', which locally look like geometric planes. Spheres and doughnuts (i.e., a torus, which has one handle) are the simplest examples of surfaces. If we were to remove a small disk from each of these surfaces, we'd get what we refer to as 'a surface with a boundary'. The 'genus' of this surface is the number of handles it has. Topologists have known that an important topological feature of a knot is indeed the 'knot genus'. We can define the genus of a knot (K) as the minimum genus between all, possibly tangled, orientable surfaces whose boundary coincides with K.

Determining the genus of a knot has been a very difficult question for quite some time. Agol, Hass and Thurston showed that if we allow both the knot and the ambient three-manifold to vary, then the question of `knot genus' is `NP-complete'.

The term 'NP-complete' deserves further explanation: There are many seemingly different questions across computational knowledge, from network theory to financial markets to internet security, all of which are actually equivalent from the pure mathematical angle. This means that if we have the solution to one of these questions, then we have the master key to unlock them all! Therefore, a solution to one NP-complete question is the gateway to a huge list of important answers across computational knowledge. This is one of the most fascinating beauties of mathematics: our work may unify these otherwise distant phenomena.

To this date, the only practical way of determining the knot genus involves what is known as the 'theory of foliations'. The theory's terminology is inspired by stratified rocks in geography, which gives a nice visual to the timeless nature and immensity of the kind of space we're talking about.

Moving forth, we understand a foliation of a three-manifold to be a partition of the three-manifold into surfaces (called 'leaves', the terminology being inspired by tree leaves), such that locally, the surfaces fit together no different than a stack of papers. The caveat here is that there can be infinite surfaces as well, something that we do not discuss here. A particularly important class of foliations are called `taut foliations'. Intuitively, a taut foliation has the property such that all its leaves minimize the area (like 'soap films', which are created when two soap bubbles merge and create a thin film between them).

The work of Agol, Hass and Thurston is also important for our understanding of the `P vs. NP question', a famous one that has puzzled computer scientists for decades. The P vs. NP is on the list of million-dollar Millennium Prizes by the Clay Institute, and it is the very basis of data encryption used by the public on a daily basis via the World Wide Web.

My proposed project aims to understand taut foliations and other related notions, and to continue the work of Agol, Hass and Thurston for furthering our understanding of the knot genus questions. This project will create new bridges between different areas of mathematics and computer science and can potentially have important applications to the study of DNA, and our understanding of the P vs NP question.

Planned Impact

I propose to undertake fundamental research in mathematics that will interconnect several different areas of mathematics and computer science such as three-dimensional topology, contact topology, group theory and computational complexity. I will outline two different Pathways to Impact through which the proposed project can contribute to the scientific and technological advancements and the creation of wealth within the UK and more broadly in the world.

1) Technological advancements and wealth creation through data encryption and internet security: Cryptography and data protection are vital in the information age, as they are used on a daily basis in the financial markets and the World Wide Web. Therefore, it is of utmost importance to guarantee the safety of our encryption methods. The conjecture that the complexity classes P and NP are distinct is the basis of many cryptography methods. By the work of Agol-Hass-Thurston and Lackenby the unknot recognition now lies in both NP and co-NP but is not known to have a polynomial time algorithm. This was generalized by the work of Lackenby and I to `Determining knot genus in any fixed 3-manifold'. The current project builds on the work of Agol-Hass-Thurston to further our understanding of the unknot recognition and knot genus problems, which can shed new lights on the important P vs. NP question, or suggest new difficult questions as the basis of data encryption.


2) Scientific and technological advancement through applications of knot theory to the study of DNA: In the past decades, knot theory has been used for the study of the structure of DNA itself, and how DNA interacts with proteins (enzymes) in the cells. My project directly concerns with knots and in particular the unknot recognition problem, and can potentially lead to better algorithms for deciding whether a knot represents the unknot, and improved methods of computations for knot invariants such as knot genus. Historically taut foliations and contact structures have been successfully used to answer difficult questions about knots such as the Property R and Property P conjectures. Therefore, the systematic study of these structures in my project can help us in our understanding of knot theory which in turn can be used in the study of DNA as well as other tangled structures formed in the nature such as linked fluid vortices.

Publications

10 25 50
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Lackenby M (2023) The computational complexity of knot genus in a fixed 3-manifold in Proceedings of the London Mathematical Society

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Sivek S (2023) Thurston norm and Euler classes of tight contact structures in Bulletin of the London Mathematical Society

Related Projects

Project Reference Relationship Related To Start End Award Value
EP/T016582/1 01/12/2020 29/09/2021 £294,553
EP/T016582/2 Transfer EP/T016582/1 30/09/2021 30/07/2024 £224,022
 
Description This project furthered our understanding of the relation between three different but intimately related structures on a 3-dimensional manifold, namely taut foliations, tight contact structures, and actions on the circle. It also used the theory of taut foliations to shed light on the algorithmic complexity of problems about embedded surfaces in 3-manifolds. New collaborations were formed in order to tackle some of the research questions posed in this proposal, and new avenues of research are formed for future investigation.
Exploitation Route Some of the findings are already published in peer-reviewed journals and some are under writing. They can be used by other researchers in the field to enhance our understanding of 3-manifolds and to find new connections between different geometric and algebraic structures on a 3-manifold.
Sectors Other

 
Description Collaboration with David Sheard from King's College London 
Organisation King's College London
Department Department of Mathematics
Country United Kingdom 
Sector Academic/University 
PI Contribution I formulated the problem regarding Euler classes arising from real places of holonomy hyperbolic representations of two-bridge links, and brought in my knowledge of 3-manifold and the Euler class. For the next step I plan to calculate the longitude of two-bridge links as a word in the standard generators for the fundamental group of the two-bridge link complement.
Collaborator Contribution David Sheard has experience in programming with Mathematica and Python. He will be writing the code in Mathematica or Python for calculating the Euler class of representations arising in this context.
Impact This is still an ongoing project.
Start Year 2023
 
Description Collaboration with Marc Lackenby and Eric Sedgwick 
Organisation DePaul University
Country United States 
Sector Academic/University 
PI Contribution I formulated the first problem. Together with Lackenby we showed that it lies in NP, using previous results of Lackenby. I formulated the second problem and proved that it is NP-Hard. With Eric Sedgwick we worked on how to show the problem is in NP using the JSJ decomposition.
Collaborator Contribution Marc Lackenby brought in his expertise in 3-manifold topology, and in particular the parallelity bundles, to prove a key step in showing that the second problem is in NP.
Impact With Lackenby we showed that the following problem is in NP: Given a triangulated closed orientable 3-manifold, does M contain an embedded incompressible surface. With Lackenby and Sedgwick, we have shown that the following problem is NP-complete: Given a triangulated closed orientable 3-manifold M and a natural number g in binary, does M contain an embedded incompressible surface of genus equal to g? This collaboration is in the interconnection of low-dimensional topology and theoretical computer science.
Start Year 2023
 
Description Collaboration with Marc Lackenby and Eric Sedgwick 
Organisation University of Oxford
Department Mathematical Institute Oxford
Country United Kingdom 
Sector Academic/University 
PI Contribution I formulated the first problem. Together with Lackenby we showed that it lies in NP, using previous results of Lackenby. I formulated the second problem and proved that it is NP-Hard. With Eric Sedgwick we worked on how to show the problem is in NP using the JSJ decomposition.
Collaborator Contribution Marc Lackenby brought in his expertise in 3-manifold topology, and in particular the parallelity bundles, to prove a key step in showing that the second problem is in NP.
Impact With Lackenby we showed that the following problem is in NP: Given a triangulated closed orientable 3-manifold, does M contain an embedded incompressible surface. With Lackenby and Sedgwick, we have shown that the following problem is NP-complete: Given a triangulated closed orientable 3-manifold M and a natural number g in binary, does M contain an embedded incompressible surface of genus equal to g? This collaboration is in the interconnection of low-dimensional topology and theoretical computer science.
Start Year 2023
 
Description Collaboration with Prof. David Gabai from Princeton University 
Organisation Princeton University
Country United States 
Sector Academic/University 
PI Contribution I brought in my knowledge of left-orderable groups and taut foliations.
Collaborator Contribution Prof. David Gabai is a world leading expert in low-dimensional topology and taut foliations. He has brought in his in-depth knowledge and intuition.
Impact We have started working on one direction of the L-space conjecture, namely whether a 3-manifold admitting a taut foliation has left-orderable fundamental group. We have identified strategies on how to attack this problem, but the work is still in initial stages.
Start Year 2023
 
Description Collaboration with Prof. Marc Lackenby from University of Oxford 
Organisation University of Oxford
Department Mathematical Institute Oxford
Country United Kingdom 
Sector Academic/University 
PI Contribution We have extended our earlier result on the computational complexity of knot genus to 3-manifolds with non-toroidal boundary.
Collaborator Contribution Marc Lackenby is an expert in algorithmic aspects of knot theory and 3-manifold topology.
Impact We have written a preprint of our results, but are planning to extend them further before submitting it online and for publication.
Start Year 2022
 
Description Collaboration with Sam Nariman from Purdue University 
Organisation Purdue University
Country United States 
Sector Academic/University 
PI Contribution I have studied questions regarding the Milnor-Wood inequality and the Euler class in my PhD thesis and afterwards, and these were among the topics that Sam Nariman and I have been collaborating on.
Collaborator Contribution Sam Nariman is an expert in algebraic topology and foliations.
Impact We answer a question of Reznikov which asks to generalise Matsumoto's Injectivity Theorem for maximal surface group representations to the case of totally real number fields. We also simplified the proof of Matsumoto's Rigidity Theorem for surface group representations with maximal Euler class. As a next step, motivated by a new compactification of the Teichmuller space due to Burger et al, we plan to use our methods to generalise Matsumoto's Rigidity Theorem to the context of ordered fields.
Start Year 2022
 
Description Collaboration with Steven Sivek from Imperial College London 
Organisation Imperial College London
Country United Kingdom 
Sector Academic/University 
PI Contribution This collaboration has been on the Contact Topology side of the proposal. I brought in my knowledge of the counterexamples to the Euler class one conjecture published in my previous work [On Thurston's Euler Class-one Conjecture], as well as my geometric intuition of how the situation should be different for contact structures due to a theorem of Honda on the classification of tight contact structures on the solid torus.
Collaborator Contribution My collaborator is an expert in contact topology and 4-dimensional topology, with a thorough knowledge of the field and its techniques. He suggested using 4-dimensional techniques in order to simplify some of the technicalities involved in our initial method; his suggestion proved to be fruitful.
Impact My collaborator and I have written an article summarising our results, titled Thurston Norm and Euler classes of Tight Contact Structures. In this article, we give evidence that that the Euler class one conjecture has a chance of being true for tight contact structures. More precisely, the constructed Euler classes in [On Thurston's Euler Class-one Conjecture] that were not realised by taut foliations, are in fact realised by tight (indeed weakly symplectically fillable) contact structures. Hence we answered sub-project 3A affirmatively; the next step would be to work on Project 3. This work is now published in The Bulletin of the London Mathematical Society.
Start Year 2021