Participatory Design and Open Data Platforms for a Data Commons in Scotland: case study - waste management

Lead Research Organisation: University of Stirling
Department Name: Communications, Media and Culture

Abstract

How can we design technologies that go beyond simply making data publicly accessible, and instead open up data to effective, innovative and potentially transformative public use?

There is a broad consensus that the availability of digital data and communication technologies can foster economic and social well-being, as well as business innovation and productivity. Indeed, this has been a key expectation of Open Data policies since the G8 Open Data Charter of 2013. Following Open Knowledge International, the recognised definition of Open Data ensures quality and encourages compatibility between different pools of open material. It is data that anyone can access, use and share: "Knowledge is open if anyone is free to access, use, modify, and share it - subject, at most, to measures that preserve provenance and openness". Citizen empowerment is a principle driven by expectations that new technologies facilitate more responsive governments - access to, and use of, information engenders economic growth as well as creative and social fulfilment.

Research in the UK is forward-looking in terms of thinking about Open Data as a public resource for connecting communities and empowering citizens, and creating prosperity. It is hoped that the development of "transformational technologies which connect people, things and data together, in safe, smart, secure, trustworthy, and productive ways" will help foster a data economy for a Connected Nation. Although there are a few examples of excellent practice, Open Data platforms in Scotland are often characterised by an isolated, silo approach to design and implementation.

Through initial scoping research, the project team has identified three major problems resulting from this: disjointedness; single-level use design, and inconsistency. Using the everyday social issue of waste management as a case study, "Data Commons Scotland" will prototype an adaptive, learnable Open Data platform with multiple secondary applications and immediate UK-wide implications for Open Data infrastructure, to tackle these problems. In bringing together research expertise in the fields of Human Computer Interaction (HCI), digital learning and data ethics, we will develop participatory design methodologies needed to produce learnable Open Data platforms, underpinned by intentionally designed economic, social and ethical values.

Our objectives are to:
1. Design and prototype an Open Source, multi-level Open Data platform for waste management information and community engagement.
2. Develop a learning methodology for participatory design, embedding a recommender system in the platform to support user data literacy.
3. Develop a (co-)design methodology for learning platforms.

These objectives address issues relating to at least two Digital Economy Priority Themes:

Trust, identity, privacy and security. The project will operate within policy guidelines as set out in the G8 Open Data Charter (2013), the Open Data Strategy for Scotland (2015) and will be fully compliant with ICO guidance on GDPR. This project will take as its baseline principles, a number of the EPSRC's ambitions for innovative research. Amongst these, the project will deliver an Open Data prototype platform that will contribute essential understanding of human interaction with Open Data, in turn contributing to the development of a secure, collaborative, socially-aware Open Data infrastructure.

Content creation and consumption. This project will build a prototype to enable the co-creation and exchange of content for social, cultural or business purposes We will explicitly develop, through co-design research and technical standardisation, a platform for curation and distribution of Open Data on waste management. We believe that such inclusive technology will support behaviour change in a number of fields (such as circular economy or Open Energy), fostering collaborative, sustainable environmental awareness through data literacy.

Planned Impact

Through a series of project deliverables, we will build impact in the following ways.

The Project Website will link to the prototype once a public-facing version has been iterated. Updates will reflect project board meetings, KE workshops and dissemination events. This will increase understanding of the role of linked Open Data in promoting participatory democracy, freedom of information, and public services for a wide range of audiences including individuals who are extensions of our existing networks. The main beneficiaries of this activity will include civil servants and other LA representatives, through the Life in Data Network membership [see Track Record]; HCI and service designers working on linked OD projects; project partners and networks [as outlined in the CfS]. Project Advisory Board Meetings will promote benefit to our project networks. We will work with our Advisory Board to facilitate understanding of the role of linked Open Data in promoting the above principles for scientific advance in HCI; knowledge of OD and design-thinking best practice in multiple sectors; increasing project network through people pipeline associated with board membership networks and website interaction.

Knowledge Exchange Workshops, themed according to project stage, will accelerate this process through building multi-sectoral understanding of the challenges faced in service design, in local government and civic life, and in specific waste management and environmental awareness. Beneficiaries will include project team, project network members and affiliates, and LA representatives participating in the workshops. Additional HCI professional workshops will disseminate practice-based findings. Benefits will include awareness of and increase in Open Data skills; data ethics, commons & literacy; research method innovation; design methods, and development of co-design methodologies for learning and participatory design for Open Data. The project itself will benefit from insight into investment opportunities, product forging, and wealth creation. This will be fed forward into follow-on project development.

Academic papers will report on conceptual framework, empirical data and analytics generated from the project to share knowledge about the potential of Data Commons in Scotland. There will be a number of academic beneficiaries from this activity [see relevant section on Je-S form for details]. The material benefit that will come from the applied, practice-based orientation of this research is anticipated to include developing knowledge of data ethics. Also, the notion of data commons, as a concept and a practice as part of a publicly accessible, reusable Open Data infrastructure. The beneficiaries of these activities will include members of the University of Stirling Research Programmes, their networks, and researchers at HEIs included in the Life in data membership.

Our project partner, Stirling City Council, has instigated work to open up data relating to waste management. This is timely, and provides an opportunity for prototype development around this theme. From household domestic waste, to street cleaning, to the environmental impact of industrial waste, this is a multi-level problem for which there is a public requiring information who would benefit from the opportunity to engage in participatory problem-solving. DCS will encourage immediate replicability across high-profile environment policy to benefit local and national government, including individuals and organisations working in (Open) Energy; Heritage, tourism and conservation; Planning and place-making; and circular economy sectors. The prototype is replicable across a number of applications in citizen engagement, participatory budgeting, community decision-making, and public administration. This will provide benefit to citizens, activists and campaigners for greater local democracy.

Publications

10 25 50
 
Title Data Commons Scotland at SODU2020 
Description Presentation video - the DCS project team produced a short video to highlight lessons learned to date Autumn 2020, from the perspective of both potential users and ourselves as researchers/designers. The first part of the video is based on one of the scenarios the DCS project team created as part of our user-design process. The second part of the video was based on the DCS team's perspectives and initial thoughts from the process. 
Type Of Art Film/Video/Animation 
Year Produced 2020 
Impact It was used on the DCS weblog, anticipating requests for follow-up information for SODU2020 delegates. 
URL https://campuspress.stir.ac.uk/datacommonsscotland/resources/
 
Description The DCS project has achieved the following in respect of its Objectives:

We demonstrated effective ways of engaging and representing multi-level users in platform design (multi-level in the sense of novice, intermediate or expert users).
We developed methodological approaches for making socio-political and ethical values central to Human-Computer Interaction design (not only in terms of creating intuitive and ergonomic interfaces, but embedding value-sensitive principles in design processes).
We originated conceptual developments towards a data commons; and made initial inroads towards the development of tools (technologies) and operations (data sorting, manipulating, and sharing practices) to enable a data commons.

In addition to these main research outcomes related to our objectives, we:
Identified and began to address the gap in collecting/generating data/metrics on the Circular Economy relating to the third sector.
Identified/articulated key barriers and decision points in enabling creation of/participation in data commons.

These objective-related outcomes and findings have been documented via our project weblog, the prototype daughter site, and the GitHub repository for the project.
Exploitation Route Our technologies, demonstration models/widgets, datasets and derivatives, processes, methods, and prototype are Open Source (following the principle, "open by default", and are made available for use towards facilitating Local Government operational process and capacity. These may be useful in many fields of public administration of data - not just waste management data and waste data, but any field where the participatory accounting of social impact could be seen as a way to promote awareness, improve information flows, and engage the public. We also developed general working processes for opening data funded through public administration services for public use, and these are processes that could be applied to any field where there is an imperative to make data more open, and processes more transparent. We have shown that service design is not a matter of user-testing and an application of mechanistic like/dislike metrics. Indeed, HCI design for learning technologies in our methodological framework worked well because we had built-in Values-Sensitive Design Principles - a meaningful reflection of what people feel is needed in a number of given scenarios, for multiple levels of data literacy, competency, and confidence.
Sectors Digital/Communication/Information Technologies (including Software),Education,Environment,Other

URL https://campuspress.stir.ac.uk/datacommonsscotland/
 
Description Stirling City Council used procedures and recommendations from the DCS project to inform their Open Data Phase 2 project (itself resulting from pre-March 2022 ERDF resourcing for opening data for operational and strategic use). The "Lessons Learned" data from that project have been released to the DCS team for further analysis which we hope will feed into follow-on publication materials associated with the project (with due acknowledgment to SSC).
First Year Of Impact 2022
Sector Digital/Communication/Information Technologies (including Software),Environment,Government, Democracy and Justice
Impact Types Policy & public services

 
Description Waste Stories
Amount £198,285 (GBP)
Funding ID RPG-2021-079 
Organisation The Leverhulme Trust 
Sector Charity/Non Profit
Country United Kingdom
Start 03/2021 
End 02/2024
 
Title Building linked open data about carbon savings. 
Description An online presentation of DCS work on the Participatory Accounting of Social Impacts (in Scotland) - PASI. 
Type Of Material Improvements to research infrastructure 
Year Produced 2021 
Provided To Others? Yes  
Impact An online report providing a "walk-through" series of recommendations around methods and principles developed as part of the Data Commons Scotland project on how we can build linked open data (LoD), using carbon savings from dissimilar data sources as a case study to model processes. 
URL http://wastemattersscotland.org/carbon-savings/doc/building-lod-about-carbon-savings/building-lod-ab...
 
Title Human Computer Interaction Design Qualitative Interviews and Phenomenographic Analysis 
Description • Conducted 30+ plus semi-structured interviews, open questions, diversity of individuals including waste practitioners, general public, activists, government, third sector, business • We developed a phenomenographic approach to analysing the interviews, exploring variation in the ways people experience something or think about something. • The phenomenographic analysis led to the development of an outcome space where we considered the different experiences people may have of encountering data, drawing out categories such as agency and change, aims/values and quality/availability/transparency of data. 
Type Of Material Improvements to research infrastructure 
Year Produced 2020 
Provided To Others? Yes  
Impact These outcomes presented in activities documented elsewhere on this submission. The phenomenographic approach used was developed by the DCS project team from social sciences (in particular, education) research, and is not ordinarily used in this way in conjunction with HCI methods. The justification for this approach, and its novelty, was to develop a meaningful co-design method to conduct empirical research on potential users' attitudes towards and capacities for action with respect to waste management, recycling and Open Data use. We then used these insights to prototype development in an iterative co-design process based on persona and scenario development; and in turn, based upon the reuse of existing Open Source software products that exemplify good Open Data practice in existing linked service design initiatives, developed the technical aspects of the prototype based upon Values-Sensitive Design (VSD), emphasising how the prototype should evolve, designed with particular sets of values as framing devices. 
 
Title Phenomenographic Analysis and Outcome Space 
Description From the phenomenographic phase of research, the DCS project team created an analysis and outcome space. 
Type Of Material Improvements to research infrastructure 
Year Produced 2020 
Provided To Others? Yes  
Impact • The project team conducted phenomenographic analysis of interview data to produce design personas and scenarios. The analysis and outcome space guided the formation of the six personas and six scenarios, which describe individuals who might be interested in using the platform and their potential experience of engaging with it and the data. These personas and scenarios provided insight into potential user requirements. • We used the personas and scenarios and these user requirements to produce wireframes - conceptual, mocked-up visualisations based on insights developed thus far. • The DCS project team built on the initial wireframes and created some content for front-end presentation of the prototype. We then conducted iterative rounds of user testing which considered the look and feel of the website and initial experiences of engaging with a sample of relevant OD datasets on waste management and reuse. 
 
Title Curated Datasets - Data Commons Scotland 
Description Datasets curated by the DCS project team which are the result of the project re-working some of the existing source open data on waste, waste management, and reuse, so that it is easier to use, understand, consume, parse, and all in one place. 
Type Of Material Database/Collection of data 
Year Produced 2021 
Provided To Others? Yes  
Impact Curation of data held in one place to enable users to represent, exploit, link, and otherwise engage with, publicly available open data via various applications, widgets and visualisation tools developed for the Waste Matters Scotland prototype web-based portal. 
URL https://github.com/data-commons-scotland/dcs-easier-open-data#readme
 
Title Data Commons Scotland Weblog 
Description A series of on-line articles about open data in Scotland and how to access/make use of it. Whereas some of the articles report accounts of knowledge exchange and dissemination activities (e.g. workshops, conference attendance etc.) the majority of articles give accounts of experimentation, methodological development, and development of software and web-based tools to There are also some articles accounting for qualitative methods developed through interviews and co-created data with interview participants. 
Type Of Material Data analysis technique 
Year Produced 2019 
Provided To Others? Yes  
Impact The accounts of experimentation, methodological and tool development enabled the project team to work through some of the problems that became apparent (through the development of the personas and scenarios qualitative research phase), problems associated with awareness of, access to, engagement with, open datasets for users who have wide carnation in data literacy levels. This work was technical (development), analytical, and methodological in nature. 
URL https://campuspress.stir.ac.uk/datacommonsscotland/posts/
 
Description Project Partners 
Organisation Stirling Council
Country United Kingdom 
Sector Public 
PI Contribution Worked with Stirling Council to open up a new dataset that provided tonnage data at the bin route level, rather than local authority level. On-going analysis work on Stirling Council Open Data Phase 2 "lessons learned" log. Testing knowledge exchange activities with MSc Big Data students; students from same cohort co-opted to help with beta-testing of user experience (part-facilitated through The Data Lab student network).
Collaborator Contribution Stirling Council: nominee attendance at project management committee, participation in KE Workshops and other activities, associated management and transfer of real-time Waste Management data. The Data Lab: Representation on project management committee, representation at KE activities, administration of student network
Impact Outcomes stated elsewhere in this submission.
Start Year 2019
 
Description Project Partners 
Organisation The Data Lab - Innovation Centre
Country United Kingdom 
Sector Private 
PI Contribution Worked with Stirling Council to open up a new dataset that provided tonnage data at the bin route level, rather than local authority level. On-going analysis work on Stirling Council Open Data Phase 2 "lessons learned" log. Testing knowledge exchange activities with MSc Big Data students; students from same cohort co-opted to help with beta-testing of user experience (part-facilitated through The Data Lab student network).
Collaborator Contribution Stirling Council: nominee attendance at project management committee, participation in KE Workshops and other activities, associated management and transfer of real-time Waste Management data. The Data Lab: Representation on project management committee, representation at KE activities, administration of student network
Impact Outcomes stated elsewhere in this submission.
Start Year 2019
 
Title Waste Matters Scotland 
Description A website to help non-experts learn about waste management in Scotland through Open Data. Links to back-end curated dataset available here: https://github.com/data-commons-scotland/dcs-easier-open-data#readme 
Type Of Technology Webtool/Application 
Year Produced 2021 
Open Source License? Yes  
Impact Prototype web-based portal designed to be included as a daughter site relating to Open Data on waste management as part of the Scottish Environmental Protection Agency's SEweb (subject to organisational resourcing for moderation, management and legacy hosting). 
URL https://wastemattersscotland.org
 
Description DE Crucible Workshop 1: Emerging technologies in domestic scenarios 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact DCS PI presented talk on "Ethics and the Connected World" as part of a workshop addressing a group of around 12 social workers, carers, and other health/MH practitioners around the ethical issues and potential harms arising from the introduction of connected technologies in domestic settings. The talk was funded through the Digital Economy Crucible (Cherish.de) and the talk was directly informed through the findings resulting from the Scenarios and Personas phase of the DCS project.
Year(s) Of Engagement Activity 2020
 
Description Outreach, Informal Collaboration, and Development of Proof of Concept 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Third sector organisations
Results and Impact Summary of outreach activities with organisations the DCS project team collaborated with (especially in relation to opening up datasets for public use):
• Worked with local charities and social enterprises to help them utilise and share data on reuse and diversion from waste (Stirling Community Food, The Green and Blue Space (University of Stirling), Alloa Community Enterprises). Ash created dashboards for each, helping them to understand and visualise their data. We also provided advice on data capture and recording.
• Worked with Stirling Council to open up a new dataset that provided tonnage data at the bin route level, rather than local authority level.
• Worked with Zero Waste Scotland to explore making Waste Compositional Analysis data openly available (we were looking at how we could use the data to show proof of concept but covid lockdown had an impact on the ZWS new waste comp study, pushing the inception data backwards, which led to it falling outside of the DCS project funded period.
Year(s) Of Engagement Activity 2019,2020,2021,2022
 
Description Presentation at Data and sustainability: the good, the bad and the ugly side of digitalisation - Glasgow. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact Around 25 people attended talks hosted by the University of Strathclyde and University of Dundee, as part of FROM THE LOCAL TO THE GLOBAL, a 2 week CLIMATE EMERGENCY EVENTS PROGRAMME for COP26. Discussion on digitalisation and sustainability: how digital data can lead to more sustainable outcomes, but how digitalisation is not always the answer to sustainability problems. The DCS team presented as part of an interdisciplinary panel, exploring 'good', 'bad' and 'ugly' examples of data and sustainability, covering topics from (renewable) energy to waste management to work.
Year(s) Of Engagement Activity 2021
 
Description Project Update - to SEPA data officers' forum 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Other audiences
Results and Impact A project update delivered by the DCS team to SEPA - who were interested in developing our prototype website "Waste Matters Scotland" as a daughter site for their suite of online resources SEweb.
Year(s) Of Engagement Activity 2020
 
Description Smart Cities Now and Future Seminar, Dundee City Council 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact A meeting of around 40 stakeholders from across Scotland to discuss the future drivers of services through the imaginative use of technology and data, and outlining alternative visions to enable cities to become more liveable and resilient through the use of Data and Digital Technology.

Ongoing projects and initiatives included smart waste bins, sensors used to monitor levels of waste, and using renewables such as solar power to process rubbish. The focus of discussion included open data, public participation and access/inclusion initiatives.

Stakeholders included Dundee City Council's smart cities team, representatives from various Local Authorities across Scotland, businesses, academics and third sector representatives. Also in attendance, representatives from the Scottish Cities Alliance (a collaboration of Scotland's seven cities and the Scottish Government working together to deliver economic growth through investment in infrastructure) whose projects are jointly funded by the European Regional Development Programme.
Year(s) Of Engagement Activity 2019
 
Description Sustainability Symposium - RGU Runway to COP26 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Other audiences
Results and Impact Presentation and panel discussion as part of a series of events looking at various issues including student and alumni engagement around issues of sustainability in the fashion sector, the Emerging Stronger project which focused on developing academic and student understanding of sustainability in relation to RGU's Net Zero actions and the UN's SDGs to support embedding of sustainability narratives within RGU courses.

The free symposium was part of RGU's wider 'Creative Conversations' for the COP26 initiative and will also featured: a live talk examining the potential of supernatural stories in a contemporary world to challenge our understanding of landscapes and cultural heritage; a live conversation with Kevin Keane, BBC Scotland's Environment, Energy & Rural Affairs Correspondent; an exploration of the possible sustainability impacts of virtual try-on technologies, in relation to the behaviours of people returning clothes purchased online after trying them on them at home, and a number of other events looking at Tourism, Constructing the Environment Sustainably and Ethically, and issues around open data, digital platform design and the circular economy.
Year(s) Of Engagement Activity 2021
 
Description Waste Data Practitioners Workshop, Perth 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Third sector organisations
Results and Impact A forum of around 50-60 participants from across Scotland, drawn mainly from third section organisations, local government, Scottish Government, NGDBs, business and industry, in February 2020. Discussing the use of technology and data to improve business intelligence, operations, and effective waste management and reduction.

DCS team presented a project introduction, participated in discussion and debate, and led an interactive workshop involving scenarios and speculative solutions.

A repeat of this event was held in February 2021, which entailed a project update from the DCS team.
Year(s) Of Engagement Activity 2020,2021
 
Description Workshop session for Scottish Open Data Unconference - "The Usefulness of Putting Datasets into Wikidata" (2020); "Helping re-use organisations publish OD" (2021) 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Third sector organisations
Results and Impact Scottish Open Data Unconference solicited participants from across Scotland - around 25 people made up of academics, developers, programmers, entrepreneurs, charity, third sector and public sector representatives. The event was organised by Code the City, Aberdeen, and ran virtually via Zoom, involving a number of formal and informal presentations, ad hoc discussions, and workshops. In September 2020, the DCS team ran a workshop session getting participants to address questions around: helping potential data providers feel more comfortable making 'imperfect' data open; identifying good practice on other open data sites; discussion on best linking approaches (such as semantic web/shared labels); and a frank debate on the reliability issues associated with community sourced linked open data. DCS team attended another SODU event in September 2021, this time participating in a number of sessions, including: a virtual "corridor chat" about the preservation of railway history as represented by its data records (mostly paper based); Git persistence, and the zeitgeist for shared ledger databases with explicit temporal support, and the implication of this for recording Open Data; a session on how to nudge the government into making open, more of the data which it holds, including proposals for aggregating, curating and making searchable all of the responses arising from FOI-requests to local and national government, in "Open by Default" principles; a live editing session on Wikidata run from participants in Sweden, contributing to the project to add better data about Scottish government agencies into Wikidata. The DCS project received valuable feedback after we demonstrated our latest prototype website For example, more needs to be done to help navigate a path-of-interest through the prototype website. This tied in with one of our project's (as then unrealised) tech development goals: to weave interest-based navigation maps through our data site.
Year(s) Of Engagement Activity 2020,2021