GCRF: Dynamics of Health & Environmental Inequalities in Hebei Province, China

Lead Research Organisation: University of Sheffield
Department Name: Sheffield Methods Institute

Abstract

Hebei province has some of the most polluted cities in the world. A key priority for the 74 million people who live there is to find ways of reducing air pollution and to address the associated social and health inequalities. It is crucial that the true cost of pollution is included in economic planning. The first step is to develop the necessary data infrastructure needed to provide the government a clear picture of how pollution, health and social deprivation are related and how they have changed over time.

Our proposal offers an outstanding opportunity to make a step change in the quality and richness of evidence available to decision makers in Hebei Province. The potential for impact is exceptional due to: (a) the scale and importance of the problem we are seeking to address, and (b) access to senior policy makers made possible through collaboration with the Hebei Institute of Statistical Sciences (HISS). HISS plays a vital role in generating data and developing decision support tools for the Hebei government.

Over the past year we have been forging a collaboration agreement with HISS. This is fortuitous in that it sets out a long-term vision for data access and research that will inform industrial restructuring and social policy in Hebei Province during a crucial phase in its development. The imperative for change has become all the more pressing since 2014 when the Premier of China declared "war" on air pollution. Because of Hebei's proximity to Beijing (Hebei essentially surrounds the capital), it has become a target for drastic measures to reduce air pollution. There is an urgent imperative, therefore, to provide an evidence base that will inform these decisions to make them as efficient and socially just as possible, maximising the benefits for the socially vulnerable. So, our proposed project is both timely, and highly relevant to the development challenges facing Hebei.

The proposed programme of research will provide the Hebei government with robust estimates of the spatial dynamics of poverty, pollution and health. Ours will be the first attempt to construct deprivation indices for Hebei province and the first estimates anywhere in China of how the geography of deprivation has changed between the 2000 and 2010 Censuses. We will also provide a range of nuanced measures that capture how the spatial structure of poverty and segregation has evolved over time, revealing, for example, whether poverty has become less centralised in Hebei's key cities (an important trend in many Western conurbations but, as yet, an unexplored issue in China). We also want to help the Hebei government understand how pollution, health and deprivation are related by developing robust statistical models. This is vital if the true costs of pollution are to be included in economic and social policy decisions in a rational and systematic way.

These research plans are made possible by the unprecedented opportunities for data access afforded through the collaboration between SMI and HISS. Together with the pressing policy issues noted above the newly available data also opens up an opportunity for world-leading methodological innovation. Our research team has pioneered statistical techniques for incorporating the effects of both spatial proximity and hierarchical structuring (e.g. individuals nested within neighbourhoods) in geographical data. The health variable we plan to model has particular features (bounded between 0 and 100). This motivates a novel extension of our methodology that will yield more reliable models of the relationship between health and pollution exposure. Our project will also establish a platform for exciting ambitious research opportunities in future, paving the way for further data linkage and potentially leading to a world-class longitudinal dataset that links individuals from multiple Censuses over time.

Planned Impact

Introduction

The main beneficiaries of our research will be the policy makers in Hebei Province and the 74m citizens of the Province. Other Provinces will benefit will also benefit from the our blueprint for data infrastructure and analysis. There are also global benefits due to the potential of our work to help inform and motivate reductions in greenhouse gases. We also list benefits to the academic community from our proposed methodological innovations which have potential applications across a wide disciplinary spectrum.

Policy Impact

The potential for policy impact is exceptional due to: (a) the scale and importance of the problem we are seeking to address - Hebei Province has some of the most polluted cities in the world; and (b) access to senior policy makers, made possible through our collaboration with the Hebei Institute of Statistical Sciences (HISS). HISS provides data and decision support tools for the Hebei government. Note also that Hebei is under pressure from the Chinese government to address air pollution emissions which are having an impact on quality of life in Beijing which Hebei surrounds. Our project comes at an opportune time, and will help the government of Hebei achieve a step-change in the quality of data and analysis available to support economic restructuring decisions.

Our project is so well-tailored to the needs of policy makers because it has been "co-produced" from the outset, developed in close collaboration with the Hebei Institute of Statistical Science (HISS) and the Chinese Academy of Science (CAS). This was made possible through the year-long placement at the Sheffield Methods Institute (SMI) and a research visit by Prof Hui Song, Director of HISS, in May 2016. Our proposed schedule of work is informed by HISS's longer term ambition to reshape macro-economic and industrial policy by linking it with robust micro estimation and data infrastructure.

In collaboration with HISS, we have developed pathways to impact that include interaction with senior policy officials from Hebei province through a series of meetings and workshops, enabling us to showcase and shape our work and facilitate dialogue with the Hebei government. These knowledge exchange activities will identify: (a) practical ways in which our analysis can be included directly in the decision support tools currently managed and developed by HISS; (b) ways to make our analysis useful to them more generally; and (c) next steps for future projects, data access and further opportunities for impact. The project will therefore establish a platform on which future projects can be built, with the potential to have a major impact on the quality of life in the Province. We shall also provide training to HISS and government researchers on how to implement our statistical procedures, and make our training materials widely available. This will help improve take-up of our methods and build capacity in the relevant techniques in China.

Academic Beneficiaries

Our procedures for data linkage and cutting-edge analysis will provide a template for academic researchers to replicate and improve our results, and develop similar measures and models in other Provinces. We will make our computer code available via public depositories such as GitHub.

We also propose methodological innovation that will benefit researchers in a wide variety of contexts where the dependent variable is bounded between 0 and 100 (e.g. % in good health, % unemployed, % in rented accommodation, % time spent working or some other activity) or where the dependent variable is measured on bounded continuous scale (e.g. self-reported ratings of health, bank measures such as credit ratings, secondary debt pricing relative to book value etc.). The code for implementing estimating this new approach also be made freely available via our existing HSAR (Hierarchical Spatial Autoregressive Model) R package.

Publications

10 25 50
 
Description There are four key findings from our research:

1. Our study of segregation in the capital of Hebei Province, Shijiazhuang, was the first of its kind in China. We found has substantial segregation of migrants coming from other provinces of China, and of different socioeconomic groups. The most isolated group was people with high socioeconomic status. A university degree means you are part of the group least evenly spread throughout the city. Many residential communities have over 90% of their inhabitants with university degrees whereas many others have fewer than 10%. Incomes in these highly educated neighbourhoods are likely be much higher, the buildings of higher quality, with access to the best schools and employment opportunities.

2. We found that segregation is most extreme at a local residential community level, but increasingly segregation is developing at larger scales. Migrant neighbourhoods for example, are becoming more likely to be found in the same larger districts of the city. As Chinese cities continue to grow, they are going to have to face the challenges that this rapid expansion has brought - not least segregation. If they want real quality growth they will have to address prosperity for the whole city not just the affluent areas.

3. We find significantly negative and spatially varying associations between air pollution and life satisfaction. "Willingness to pay" analysis reveals that residents are willing to pay about 2.6% of their annual income for per unit air pollution abatement on average.

4. We studied the geography of self-rated health for the elderly in Hebei province, China, by using a unique individual census records data. The results reveal a fragmented geography of self-rated health with evidence of "health boundaries" -- geographic borders, the opposite sides of which are associated with contrasting differences in health.

There have also been a number of methodological contributions including:

1. An extension of the Geographically Weighted Ordinal Regression (GWOR) model for exploring ordinal categorical response outcomes. GWOR flexibly models spatially varying relationships between variables extending the local spatial modelling framework.
2. A Bayesian locally adaptive spatial multi-level logistic modelling approach that simultaneously accounts for global spatial auto-correlation and local step changes often observed in the distribution of geographical outcomes. This is a pioneering innovation draws on the recently devised Pólya-Gamma distribution to create a unified statistical framework that captures both the multi-scale structure and the spatial dependence of geographical data. And it does this in a way that permits "cliffs" and "slopes" (i.e. spatial asymmetries).
3. A guide to estimating robust indices of multiple deprivation in China, with an application to the Hebei Province capital, Shijiazhuang. These indices have the potential to be a vital tool in helping policy makers achieve their goal or eradicating poverty.

We have also developed a high quality short video summarising some of our key findings. The launch of this video -- which we will circulate on the web and via social media - will coincide with the publication of the relevant journal article to maximise impact.
Exploitation Route 1. Our practical guide to estimating indices of multiple deprivation in China and our application to the Hebei Province capital, Shijiazhuang, demonstrates how robust deprivation index measures can be computed using Chinese Census data. Given the new policy emphasis in China, on improving quality of life, not just boosting growth, we hope that this will help catalyse the computation of deprivation indices right across China and become an important factor taken into account when developing policy.
2. Our methodological contributions to Geographically Weighted Ordinal Regression and Bayesian locally adaptive spatial multi-level logistic modelling have a wide range of potential applications. We have made the code for estimating these new methods freely available to help encourage take up.
Sectors Communities and Social Services/Policy,Energy,Environment,Healthcare,Government, Democracy and Justice,Transport

 
Description Our findings have been used by the Hebei Statistical Bureau to help them better understand the distribution of deprivation in Hebei Province. This has led to further collaboration emerging with Hebei Statistical Bureau including their involvement in the ESRC Understanding Inequalities Project. Although we are not aware of specific policy changes as a result of our work with them, our inputs and data infrastructure construction help create a platform for shifting the Province away from a singular focus on economic growth towards a more balanced view that takes into account human welfare and wellbeing. This is inline with the "New Normal" strategy that has been outlined by the Premier of China that includes a focus on human development. As a result of the GCRF project on the Dynamics of Health and Environmental Inequalities in Hebei Province, China, in 2020, Prof Gwilym Pryce was been invited to be an Honourable Deputy President for the Institute for Input-output and Big Data Analytics in Hebei Province. This will provide an ongoing opportunity for Prof Pryce to have an ongoing advisory role in the Province.
Sector Communities and Social Services/Policy,Environment,Government, Democracy and Justice
Impact Types Policy & public services

 
Description As a result of the GCRF project on the Dynamics of Health and Environmental Inequalities in Hebeit Provice, China, Prof Gwilym Pryce has been invited to be an Honourable Deputy President for the Institute for Input-output and Big Data Analytics in Hebei Province. This will provide an ongoing opportunity for Prof Pryce to have an ongoing advisory role in the Province.
Geographic Reach Asia 
Policy Influence Type Participation in a guidance/advisory committee
 
Description ESRC Large Grant
Amount £2,020,750 (GBP)
Organisation Economic and Social Research Council 
Sector Public
Country United Kingdom
Start 10/2017 
End 09/2020
 
Description Engagement Event with Policy Makers and Academics in Hebei Province in September 2018 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact In September 2018 co-Is Prof Song, Prof Gwilym Pryce and Dr Guanpeng Dong were plenary speakers at an event organised by the Hebei Statistical Bureau (a government agency that provides information and decision support tools to the Hebei Government). The event included senior policy makers from the Hebei Government, professionals and academics and and postgraduate from various universities in Hebei.

Director of the Department of Economics and Social Development of the Provincial Government Policy Research Office, Jiao Dongfang
Director of the Provincial Department of Agriculture, Yan Chunxiao
Deputy Director of the Department of Engineering Consulting and Research, Provincial Development and Reform Commission, Li Wei

At the event we presented our proposed approach for computing the first deprivation indices for Hebei Province which has a population of over 70 million. We also had the opportunity to explain to policy makers the potential importance and usefulness of deprivation indices for targeting government resources and intervention strategies.
Year(s) Of Engagement Activity 2018
URL http://www.hgu.edu.cn/info/1088/7096.htm
 
Description Hebei Province Stakeholder Engagement Events: Week-long series of workshops and meetings in August 2017 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact As part of our engagement with the Hebei stakeholders, the Sheffield and Liverpool research teams visited Hebei Province to organise and participate in a week-long series of workshops and meetings with the stakeholders involved in the project from the statistical bureau in the government of Hebei Province. These activities were aimed to facilitate co-production of research, helping us shape the aims, objectives and timescale of the various elements of the project, negotiate access to data, agree an appropriate strategy for data security, and discuss longer term collaboration, taking forward earlier discussions about the potential involvement of the project team in establishing a data research centre in Hebei Province, and the involvement of stakeholders in the Understanding Inequalities research project.
Year(s) Of Engagement Activity 2017
 
Description Presentation on China's urban development in Renmin University China in December 2018 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact Yu Chen presented a paper on China's migration and neighbourhood development in the Centre of Population Develoopment Studies, Renmin University in December 2018. About 20 people attended the seminar, which ended with a vibrant discussion.
Year(s) Of Engagement Activity 2018
 
Description Presentation on health inequality in Renmin University China in December 2018 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact Our project team member, Gwilym Owen, delivered a presentation on health inequality and statistical methods in the Centre of Population Develoopment Studies, Renmin University in December 2018. About 20 people attended the seminar, which ended with a vibrant discussion.
Year(s) Of Engagement Activity 2018
 
Description Sino-UK Collaborative Workshop on Advanced Statistical Analysis in Hebei University in December 2018 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact Our Chinese collaborator, Professor Hui Song, organised this workshop on advanced statistical analysis in Hebei University in Boding. Speakers included professors from Beijing University, Hebei University, Hebei GEO University, Hebei Statistical Bureau, and University of Sheffield. Gwilym Owen, Yu Chen and Hui Song shared their experiences of data analysis at the workshop. More than 100 people attended the workshop, including staff and students from Hebei University, Hebei GEO University, Hebei Agricultural University and Hebei Economic and Trade University. There was a vibrant discussion afterwards.
Year(s) Of Engagement Activity 2018
 
Description Stakeholder Engagement Events: Week-long series of workshops and meetings in Sheffield May 2017 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact This was a week-long series of workshops and meetings with the stakeholders involved in the project from the statistical bureau in the government of Hebei Province. These activities were aimed to facilitate co-production of research, helping us shape the aims, objectives and timescale of the various elements of the project, negotiate access to data, agree an appropriate strategy for data security, and discuss longer term collaboration including the potential involvement of the project team in establishing a data research centre in Hebei Province.
Year(s) Of Engagement Activity 2017
 
Description Workshop on deprivation and health inequality in Hebei GEO University in December 2018 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Undergraduate students
Results and Impact Gwilym Owen, Yu Chen, Bifeng Wang, Hui Song presented papers on urban development, health inequality, and input-output analysis in Hebei Province, together with practitioners, staff and students in Hebei GEO University. The workshop was organised by Dr Bifeng Wang based at Hebei GEO University. About 50 people participated in the workshop, and we had a good discussion about deprivation and segregation in Hebei.
Year(s) Of Engagement Activity 2018