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Sustainable livelihoods, deforestation, and supply chains: Analysis of environmental and socio-economic data from the frontier of the Peruvian Amazon

Lead Research Organisation: University of Sussex
Department Name: University of Sussex Business School

Abstract

This project supports sustainable economic development and welfare in farming communities in the Western edge of the Peruvian Amazon, by assisting a non-governmental organisation (NGO) in Peru called CIMA (Centro de Conservación, Investigación y Manejo de Areas Naturales) to analyse and manage its socio-economic and geospatial data. Through analysis of extensive secondary data on farmer households and agricultural supply chains, alongside geospatial data providing evidence of patterns of deforestation in the landscape, the project aims to gain a better understanding of current practices, challenges, and opportunities for improving agricultural sustainability in the region. It will examine the data needed to inform and monitor the levels of sustainable rural livelihoods and forest conservation in the landscape, and seek to understand how sustainable agriculture (e.g. Fair Trade and organic certifications; agroforestry schemes) can be incentivised and promoted. Importantly, the project will develop standardised processes for data analysis to help support CIMA's objectives for improving the quality of life of local communities while conserving forests.

As CIMA is required to report on how its conservation work benefits local people, the project will support the development of a data management approach that is based on community needs and wants, and helps to develop a holistic approach to understanding the links between livelihoods, supply chains, and deforestation. The proposed project will involve collection, cleaning and consolidation of the NGO-held data, and develop a platform on which the data can be stored and easily accessed by CIMA in the long-term. This will support the NGO in project monitoring and evaluation duties, and reporting to funding agencies, impact investors and against policy frameworks such as the UN Sustainable Development Goals and the UN Convention on Biological Diversity. Following the principles of mutual learning and transparency, all data and analysis will be shared by all members of the project team, and regular online meetings will be held between the research team and CIMA, to ensure that the data platform is developed with the input of users and to ensure that the project meets CIMA's needs. The project is based on a strong relationship between the research team and the local partners, CIMA, who have successfully worked together on a preliminary ESRC IAA fund.

The research term at the University of Sussex will organise a series of three participatory workshops (project inception; capacity building; outputs and impact workshops) in Peru, with the project's beneficiaries and stakeholders, including local and national government agencies. This will help to ensure that the project is supportive of Peru's national vision for sustainable development and that the project can inform sub-national and national policy in Peru. Furthermore, the project has important implications for a large international community of practice (including business, civil society, funding agencies, governments) working on the intersection of forests, supply chains and local livelihoods; which demands a strong evidence base for action. The research team is interdisciplinary in nature, bringing together environmental scientists, human geographers, sustainable supply chain and performance indicator experts. Outcomes of the research will then also inform those various academic communities, leading to better understanding of the influences between rural development, agricultural commodity production, including for export to global markets, and environmental conservation.

Planned Impact

The diverse rural communities surrounding Cordillera Azul National Park in Peru face several challenges in developing sustainable livelihoods, but knowledge is fragmented on how best to address these challenges while conserving forests in the landscape. To support local natural resource governance and improve the wellbeing of local people, analysis of socio-economic, supply chain and environmental (geospatial) data is required to better understand the pressures and opportunities for more sustainable development pathways. While a significant amount of this data already exists and is held by the local NGO partner, CIMA (responsible for the management of the National Park and the buffer zone), the NGO currently lacks the capacity to undertake systematic analysis of this data. Thus, this project addresses the current gap in data analysis related to sustainable livelihoods, forest landscapes and supply chains.

The direct beneficiaries of this project will be the local NGO partner, CIMA; and indirect beneficiaries will be the local communities in Peru with whom the NGO works on implementation of quality of life plans, agroforestry and sustainable agriculture projects, and forest conservation.

The research impacts are action-oriented, from the research design to the plan for disseminating the research findings. CIMA have contributed to the proposal from the research design stage by sharing details of their data collection methods and identifying their data analysis and management needs. The NGO is committed to recruiting a research assistant/ data analyst to help build long-term in-house capacity for data management and analysis. This will support CIMA to: monitor and evaluate their conservation development projects, identify areas that require greater attention that impede progress towards sustainable development (e.g. identification of social or ecological risks), and effectively and efficiently report to donors, the government, and against international policy frameworks. CIMA's projects require the use of participatory methods in collecting socio-economic and environmental data from communities (e.g. community mapping through participatory GIS, focus group discussions and workshops), and the project will extend these participatory methods to ensure that the development of data management platform is user-led, and responds to the needs of CIMA and the communities it represents. CIMA's data is rich, but contains some gaps in data collected and lacks clear and systematic protocols for data collection, management, and analysis. The proposed project intends to assist the NGO in addressing these existing shortcomings.


For dissemination of the findings, we are targeting diverse interdisciplinary academic, policy and practitioner audiences to inform both research and future interventions for sustainable development. To ensure sub-national and national policy relevance, and to further strengthen the findings of the project, the project will involve three multi-stakeholder workshops across the project lifecycle. This will impact on the local partners and other stakeholders, the concepts and methodologies used in this project will help inform other projects related to sustainable development; increasing the replicability and scalability to other areas in Peru and Latin America facing similar deforestation and socio-economic risks.

Other user communities are outlined in the project's Pathways to Impact statement, and include local government offices, government agencies in Peru (SERNANP and MINAM), donors (impact investors and multilateral agencies), and business, civil society, funding agencies, governments) working on the intersection of forests, supply chains and local livelihoods.
 
Description The nature of the Sustainable Development Goals as a framework for ground-level social, environmental and economic performance monitoring and reporting is explored. Some SDG indicators and metrics are applicable to the local level. Some alignment with existing recorded data on livelihoods, agricultural output and environmental impacts is possible, allowing for changes over time to be observed. Such data can also align with the requirements of funders in sustainability outcomes, meaning that a coordination between SDGs at a policy level and as a framework for impact investing can be considered. Some forms of existing data are only partly aligned with the SDG metrics, meaning no like-for-like connection can be made between data sets. Elsewhere potential contradictory elements are found, where one goal and its indicators may undermine the achievement of another.

In order to address SDG 15 on halting deforestation, investigation into the drivers of this at the local level in forest-frontier regions was undertaken, in the formal 'buffer zone' of a national park / protected area of rainforest in Peru. This finds that economic development of rural communities is associated with the production of food commodities for export to world markets. Therefore, international conservation policy must address the impact of the global food system on challenges such as deforestation, and also consider how to address poverty in forest-frontier communities as outlined in other SDG targets.

Additional findings considered specific commodities being produced, and the lack of clear traceability between point of production and point of export, hence difficulties in international buyers knowing the provenance of their products. Some 'single origin' supplies could establish this, via segregated supply chains but these were small in scale. Blended or 'co-mingled' commodities may employ 'mass-balance calculations' to approximate volumes of 'sustainable commodity production'. The nature of international requirements for no deforestation or no illegal deforestation in supply chains thus encounter difficulties that must be overcome through better oversight and engagement in agricultural practice in forest frontiers.
Exploitation Route Findings presented at conferences and workshops (both academic and policy-facing) and have been developed as policy briefings.
Various papers are in production based on the project yet to reach publication stage.
Sectors Agriculture

Food and Drink

Environment

 
Description 1) Analysis of secondary data collected on community livelihoods in the forest-frontier national park buffer-zone enabled CIMA to develop policy to shape their future strategic livelihood plans for the buffer-zone, aligned with the SDGs and based on a community development planning process 2) Consolidation of their existing data resources and encouragement of new internal processes in CIMA provided, firstly, benefit in aligning reporting of performance metrics to government and investors with SDG indicators, enabling more effective production of reporting indicators on future investment funds, and secondly, enabling better internal reporting of performance outcomes from projects. This alignment was immediately put to use for a successfully funded impact investment project aimed at linking forest restoration with improved farmer livelihoods. 3) Advice on improved data management practices, including data collection, data storage, data protection and data ethics, provided longevity and resilience to the organisation better enabling it to carry out its social and environmental work, and upgraded systems to better reflect national and international best practice. 4) Presentation of project findings to national academic and policy audiences helped raise the profile of the SDGs as a policy framework for addressing the challenges of deforestation and rural poverty. 5) presentation of work derived from the project to international policy for a, namely the UN Convention of Biodiversity (CBD) COP15 process, including publication in the journal Science Advances, co-authored with leading international biodiversity policy experts, helped to promote the need to align the CBD and SDG agendas. 6) Further academic journal publication provided in the Journal of Business Ethics special issue on SDGs as a wicked problem, with new theoretical framework provided showing the contrasting technocratic and participatory processes in the SDGs. Applied to the case of deforestation and using insights from business, NGOs and government in relation, this paper highlights the importance of considering economic development, species conservation, and well-being of rural populations in tandem, not in isolation.
First Year Of Impact 2020
Sector Agriculture, Food and Drink,Environment
Impact Types Societal

Economic

Policy & public services

 
Description Contribution to Convention on BioDiversity zero draft consultation
Geographic Reach Multiple continents/international 
Policy Influence Type Contribution to a national consultation/review
URL https://www.cbd.int/doc/c/abb5/591f/2e46096d3f0330b08ce87a45/wg2020-03-03-en.pdf
 
Title Sustainable Livelihoods, Deforestation, and Supply Chains: Analysis of Environmental and Socio-economic Data from the Frontier of the Peruvian Amazon 
Description The dataset is to assist the capability of researchers to conduct socio-economic analysis in the buffer zone of the Cordilliera Azul National Park in Peru. This is a designated 'protected area' of rainforest, defined around a natural valley at the Western edge of the Amazon rainforest, and thus containing high and unique natural biodiversity. The Western edge of the park is a forest-frontier buffer zone, with a population of around 250,000, crossing a number of different local authority areas, with a number of towns and connected by all-season roads. The Eastern edge of the park has various indigenous areas in the vicinity. Rising levels of deforestation within the buffer zone prompt a need to better consider the nexus of conservation, livelihoods (well-being) and trade (in timber and agricultural commodities). This data set has been assembled as an index of relevant secondary data sources from across different government departments in order to help researchers explore this nexus. The index includes: 27 sets of agricultural data, 4 sets of livelihood data incl. census data and locations of indigenous groups, and 3 sets of deforestation data, plus geodata for the four local authorities bordering the park: Huanuco, Loreto, San Martín, Ucayali. This index of different data sources relevant to exploring the links between agricultural productivity, incomes and conservation data was assembled by a researcher with extensive experience on the ground in this region, a fluent Peruvian Spanish speaker working with government agencies on this topic and on the issues of data availability and data quality. The index brings together sources that are not readily to hand yet are freely available, and the act of bringing them together helps bridge between departmental silos. The linked data is in the format of Power BI dashboards, and data points and geographic levels are listed. 
Type Of Material Database/Collection of data 
Year Produced 2022 
Provided To Others? Yes  
Impact A research paper is currently submitted to a journal and is still under review as of March 2023. 
URL https://reshare.ukdataservice.ac.uk/855590/
 
Description Centro de Conservación, Investigación y Manejo de Areas Naturales (CIMA) 
Organisation Center for Conservation, Research and Management of Natural Areas (CIMA)
Country Peru 
Sector Charity/Non Profit 
PI Contribution Under the ESRC GCRF NGO Secondary Data Analysis Initiative, I established a partnership with the Peruvian NGO, Centro de Conservación, Investigación y Manejo de Areas Naturales (CIMA). This organisation is tasked by the Government of Peru to manage a protected area of rainforest roughly 250 miles in length along the Western frontier of the Amazon basin. Through this project we have been assisting them in understanding the data assets that they hold, which include some 15 years worth of local livelihood, agricultural production and conservation data. The project is focused on capacity building and through a series of workshops we have been assisting their staff and senior management. The data also provides valuable insights into the links between economic prosperity, social well being (livelihoods) and environmental impacts. A number of papers are being produced in relation to the issues explored during the project. The PI, Co-I and PDRA have worked closely with the NGO on the curation of the data assets, improving data management policy and subsequent analysis. We have also taken the lead in preparing findings for publication.
Collaborator Contribution The project has been based on a co-creation approach whereby the research agenda is shaped by what is relevant to the NGO and its wider context. The areas of most interest include how to optimise sustainability reporting for external funders and the Government of Peru, aligning key performance indicators with data collection. The sustainable development goal (SDG) metrics are used to align existing data assets with external reporting. This will help improve future opportunities for impact investment by philanthropists, companies and governments. The NGOs role has been to gather the various data assets from across their five regional offices, and determine their alignment with SDG indicators. Senior Director at CIMA, Dr. Lily Rodrigues, who is also involved in international policy forums such as the Intergovernmental Panel on Biological and Ecosystem Services (IPBES), has enabled findings to be developed for policy recommendations ahead of the UN Convention on Biodiversity, conference of the parties (COP)15, to be held later this year. These are summarised in a paper in a forthcoming issue of Science Advances (published March 19th 2021), in a special issue aimed at this policy event. Additional policy-facing recommendations are in production for distribution to the Government of Peru departments for agriculture and forest conservation (MINAM and SERNANP). Dr Rodrigues will be co-author on a paper summarising how the use of SDG indicators at a local scale interacts with national and international SDG targets.
Impact Academic papers are forthcoming (not published at the time of this submission) and so are not included here. Submission to UN Convention on Biodiversity post-Aichi targets consultation. The collaboration is interdisciplinary, involving management scholars (on performance indicators and influence of global supply chains), geographers and environmental scientists (on conservation and development issues and spatial analysis)
Start Year 2019
 
Description CIMA external advisory panel meeting 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact I was invited to participate in an external expert advisory panel to a conservation NGO in Peru, made up of international academics expert in economics and management, to address potential implications around international conservation funding.
Year(s) Of Engagement Activity 2020
 
Description Cadenas de valor sustainable? El caso de San Martin 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Summary of our initial research findings presented as a case study to an audience of policy makers, NGOs and academics
Year(s) Of Engagement Activity 2020