Can dual apprenticeships create better and more equitable social and economic outcomes for young people? A comparative study of India and Mexico

Lead Research Organisation: University of Glasgow
Department Name: School of Education

Abstract

The aim of this proposal is to support more effective implementation of dual apprenticeship in India and Mexico and to strengthen the capacity of project partners to evaluate their apprenticeships in the medium to long term. Dual apprenticeships combine a strong component of school-based education with highly regulated work-based training in integrated learning plans leading to a formal qualification and have proven successful in Germanic countries. They are being introduced by the federal governments of India and Mexico to raise the quality of current provision of skills, to improve the labour market conditions for young people, and to increase the productivity levels of the workforce. However, policy transfer across different political, economic and social contexts raise important academic, policy and practice questions: Why and how dual apprenticeships are adopted and re-contextualized by national governments? And, how and under what contextual and institutional circumstances do dual apprenticeships create better and more equitable social and economic outcomes for young people?
To answer these questions, our study develops a comprehensive research approach that scrutinizes the different, but mutually constitutive stages of policy transfer, from the adoption and re-contextualization of dual apprenticeships in national programmes to their implementation and impact on social inequalities in multiple local contexts. A robust comparative and multi-level methodological strategy that combines quantitative and qualitative methods will contribute to advancing such an innovative approach. First, we will synthesise international evidence on the adoption, implementation and impact of dual apprenticeships in low and middle income countries through a realist literature review. Second, we will analyse the drivers of the adoption and re-contextualization of dual apprenticeships in India and Mexico through the analysis of policy documents and in-depth interviews with key policy stakeholders. Third, we will evaluate the implementation and impact of dual apprenticeships on inequalities of access, learning and labour market outcomes among young people through a mixed methods realist evaluation that will combine a national survey of apprentices in India and Mexico with in-depth interviews to apprentices, teachers/trainers and employers. Finally, we will provide evidence-based policy recommendations to inform current design and implementation of dual apprenticeships at the same time that will strengthen the capacity of project partners to evaluate their apprenticeships through innovative methodologies.
The two middle income countries selected for the comparison, India and Mexico, face important educational and socioeconomic developmental challenges that justify the interest in the impact of their dual apprenticeship programmes. India and Mexico present high percentage of young people out of school in upper secondary education (48%, 42%), high occurrence of informal employment (92%, 60%) and large inequalities of income as measured by the GINI index (35, 48). From a policy transfer perspective, they present similarities and differences in the adoption of dual apprenticeships that make the comparison particularly interesting. Both countries share the strong national ownership of the reform and its wide systemic scope, which has already led to significant legislative changes in both countries. On the other hand, while the adoption of dual apprenticeships in India represents an upgrade of its current model of apprenticeships, in the case of Mexico it implies the creation of the first apprenticeship experience in a country where the whole TVET provision was delivered in schools. Given the different TVET traditions and political economies in these two federal countries, it is expected that the factors driving and mediating the adoption, implementation and impact of their dual apprenticeship programmes will differ between them and at local level.

Planned Impact

The federal governments of India and Mexico have recently launched ambitious national programmes of dual apprenticeships to raise the quality of current provision of skills, to improve the labour market conditions for young people, and to increase the productivity levels of the workforce. However, while there is a wide international consensus about the strengths of the dual model of apprenticeships in Germanic countries, there is also extensive evidence on the difficulty of transferring this model at large scale and with the same standards of quality to other political, economic and cultural contexts. The aim of this proposal is to support more effective implementation of dual apprenticeship in India and Mexico and to strengthen the capacity of project partners to evaluate their apprenticeships in the medium to long term.

The project will engage with different profiles of audiences and through different methods.

1. Researchers in India and Mexico: The project will develop capacity among researcher partners in the study countries to apply innovative methodologies in the evaluation of their dual apprenticeship programmes. It will achieve this goal by facilitating close interdisciplinary research collaboration among team members and tailored training sessions for early career researchers.

2. Cooperation agencies in TVET: The project will raise awareness among cooperation agencies of the importance of systematically monitoring and evaluating the impact of apprenticeships. Representatives of cooperation agencies will be involved in the project since its inception through its international advisory committee.

3. Government officials and chambers of commerce responsible for the programmes: The project will improve the understanding among national policy stakeholders of the institutional and contextual requirements for an effective implementation of dual apprenticeships and will generate significant learning on how the management of the programme can reduce inequalities of access, learning and labour market outcomes. The project will engage with these audiences through the close collaboration with their representatives in the national steering groups.

4. Civil society organizations working with young people, individual employers, teachers, trainers, students and their families: The project will increase engagement with apprenticeships among civil society organizations and employers that are not familiar with the potential of these forms of joint provision and will create spaces for hearing the voice and understanding the experiences of practitioners and apprentices. The project will open these spaces in the three national workshops and one showcase event to be held in each study country and will create a diversity of print and online materials (eg project videos).

The effectiveness of these knowledge exchange activities will be monitored and assessed by project team members through focus groups, one-to-one interviews, satisfaction feedback forms, meeting minutes and workshop reports. The project coordination team will revisit and adapt its strategy according to the information obtained from these monitoring tools.
 
Description As a result of the first stages of the project, and particularly of the completion of one ifs work packages, the research team has gained significant insight into the reasons of policymakers in India and Mexico to adopt the dual model of apprenticeships, and how their different institutional conditions explain variations in the way the two countries have re-contextualised this global policy idea.

More specifically, the results of the project show that the decisions made by policymakers in the two countries put India and Mexico in divergent pathways towards the institutionalization of different types of dual apprenticeships. Policymakers in India wanted to expand the opportunities of workplace learning among large numbers of young people rapidly and they considered that reaching out to business representatives or German cooperation would not help them to achieve this objective. Policymakers in Mexico took a different path and co-designed, together with business representatives and German partners, a TVET sub-system that tried to emulate the dual model in the donor countries.
The two countries differ also in the way they have adapted the dual apprenticeship idea into its own institutional context. The Indian goverment opted for a 'dualization' of TVET offer - an option that was less demanding in terms of institutional changes but may dilute the essential principles of dual apprenticeships and jeopardize its effectiveness on quality learning. Conversely, the Mexican government opted for the creation of a small TVET subsystem of excellence mirroring best practices from abroad. This option has proven to be very effective to train a 'blue collar aristocracy' for international companies, but research suggests the model will be difficult to expand to other companies and sectors of the economy given the demanding institutional requirements for its operation.
Exploitation Route While necessarily provisional and partial, these first results might be of interest to the wide range of stakeholders currently engaged in the implementation of the dual apprenticeship policy idea in Mexico and India (including national decision-makers, employers and trainers, but also international partners such as aid agencies). This is so as identifying the motivations that drove the adoption of this idea might be useful in order to anticipate some of the political and institutional challenges posed by the implementation of these policies (for instance those stemming from conflicting or ambiguous expectations).

Within the academic community, these findings might be of interest to scholars and researchers working on TVET policies. More in general, they make an empirical contribution to current debates on policy transfer and the political economy of education reform.
Sectors Education

 
Description College of Social Sciences PhD Scholarship - Awarded to a member of the research team (J A Cervantes)
Amount £48,105 (GBP)
Organisation University of Glasgow 
Sector Academic/University
Country United Kingdom
Start 09/2020 
End 08/2023
 
Description ESRC Open Competition PhD Studentship - Awarded to a member of the research team (E Vanderhoven)
Amount £52,532 (GBP)
Funding ID ES/P000681/1 
Organisation Economic and Social Research Council 
Sector Public
Country United Kingdom
Start 10/2019 
End 07/2023
 
Description Global Challenges Research Fund (GCRF) Small Grants Fund 2020-21 - Covid19 Supplement
Amount £59,692 (GBP)
Organisation University of Glasgow 
Sector Academic/University
Country United Kingdom
Start 09/2020 
End 07/2021
 
Title Interviews with key stakeholders involved in the adoption of dual apprenticeships (Mexico and India) 
Description This dataset consists of the audios and transcriptions of 65 semi-structured interviews conducted with key stakeholders directly involved in the adoption of dual apprenticeships in Mexico (n=40) and India (n=25). Three different profiles were included - namely, national government officials, national non-state (e.g. chambers of commerce) and international stakeholders (e.g. cooperation agencies). To ensure confidentiality and data protection, interviewees have been pseudonymized or coded so taht no participating individual will be identifiable. 
Type Of Material Database/Collection of data 
Year Produced 2020 
Provided To Others? No  
Impact This data collection is one of the main sources of evidence informing the Work Package 2 of the project - oriented at analysing the motivations and contextual factors shaping of the adoption and re-contextualization of dual apprenticeships into different regulatory frameworks at national and local level. 
 
Title Realist Synthesis of the Dual Apprenticeship literature: CMO-C database 
Description The database has been produced in the context of a review of the academic literature concerning the transfer and transferability of the dual apprenticeship model. To this purpose, a search was conducted across 6 repositories. This resulted in the identification of 65 key publications. For each one of them, the Context-Mechanism-Outcome configurations (CMO-Cs) were extracted and organised into a common database. 
Type Of Material Database/Collection of data 
Year Produced 2021 
Provided To Others? No  
Impact The database informs the work of the research team in the context of Work Package 1. It represents thus a key step to synthesising international evidence on how dual apprenticeships have been adopted, implemented and how they have impacted inequalities of access, learning and labour market outcomes in low- and middle-income countries. 
 
Description CR&DALL Webinar - Celebrating Social Justice Research in Education 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Other audiences
Results and Impact Two members of the team presented the Dual Apprenticeship project in the context of the 2021 Webinar Series organised by the Centre for Research & Development in Adult and Lifelong Learning (CR&DALL) in the University of Glasgow. The objective of the webinar was to discuss the objectives and early findings of the project, and exchange experiences and best practices with investigators in other education-related projects.
The webinar was organized in the form of panel, followed by a Q&A section in which the audience posed questions to the speakers. Overall, the event proved a useful dissemination platform that bolstered the visibility of the project in the local context (i.e. the University of Glasgow).
Year(s) Of Engagement Activity 2021
URL http://cradall.org/content/school-education-2021-webinar-series-adult-learning-and-youth-transitions
 
Description Project Dissemination Meeting with National Actors, Tecnológico de Monterrey, Mexico 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Study participants or study members
Results and Impact In this meeting, the research team presented the main objectives and scope of the research project before the main stakeholders involved in the implementation and operation of the Mexican Model of Dual Formation (MMDF), which included civil servants of the Ministry of Education and the Sub secretariat of Upper-Secondary Education, Conalep, German Cooperation Agencies (Camexa and GIZ), and representatives of chambers of commerce and employers organiaations.
Besides introducing the project, the event served as a kick-off meeting of what is intended to be a close relationship in which the research team and the stakeholders will undertake periodical knowledge exchange, findings dissemination, and cooperation actions.

The research team was satisfied with the overall results of the meeting, since it served as both a dissemination and rapport-building platform that lays a solid foundation for the upcoming project activities.
Year(s) Of Engagement Activity 2019
URL https://dualapprenticeship.org/national-workshop-mexico/
 
Description Workshop - Dual Apprenticeships and Skill Development in India - New Delhi 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Study participants or study members
Results and Impact This one-day workshop was conceived as an interactive platform for receiving feedback on the early findings of the research project in relation to the Indian case, as well as thinking about pathways to improve skill development in India. It was attended by key stakeholders engaged in policy planning and adoption of the Dual System of Training and Skill Mission in India.

The researchers attending the workshop judged the meeting to be highly useful, in that it was an opportunity to clarify the nuances of the dual training model as well as the drivers for adoption in India. Other attendees showed also great interest in the results of the project. More specifically, policy-makers and industry representatives noted that the meeting had provided important insight on practical aspects of skilling in India, and how can it be reoriented in line with the local conditions and implemented thereof. It was also noted that the early results of the project were useful to start informing the debate on skill training programmes in the country.
Year(s) Of Engagement Activity 2019
URL https://dualapprenticeship.org/national-workshop-newdelhi/