Harvesting the sun twice: Enhancing livelihoods in East African agricultural communities through innovations in solar energy

Lead Research Organisation: University of Sheffield
Department Name: School of Biosciences

Abstract

Access to energy is a widespread problem across East Africa, where 73% of the population still do not have reliable electricity. Proving secure and affordable energy infrastructure is crucial to promoting inclusive development of rural communities in this region, and solar power is a sustainable way of achieving this. However, ground mounted arrays of solar panels also remove land from food production at a time when crop yields are threatened by a changing climate and increasing populations, insecure ownership and land "grabbing" are putting pressure on land resources. In practice, economic growth linked to conventional solar arrays may be outweighed by reduced income from crop production and greater food insecurity. Renewable energy technologies which resolve energy, climate and land security conflicts are urgently needed.
So called agrivoltiac (AV) systems permit the delivery of solar electricity, crop production, and rainwater harvesting on the same land area. Instead of being ground mounted, arrays are several meters high, enabling crops to be grown underneath. In locations with high light intensity, high temperature, and low rainfall, such as many places in East Africa, the productivity of crops grown beneath these elevated solar arrays can be significantly improved because shade from the panels creates a more favourable growing environment with reduced heat stress and water loss. This more favourable environment for plants means the range of crops can be extended to higher-value ones, which can improve farmer incomes in disadvantaged rural communities. Crops may also be grown in locations previously unsuitable, further increasing food supplies and revenue sources.
Working with African solar developers and a Kenyan agribusiness company, as well as non-governmental organisations, regional political organisations and local communities, we have identified case study sites in Kenya and Uganda where solar arrays are being installed and our interdisciplinary research can be conducted. The project aims to provide a real test case for the application and adaptation of AV systems to the needs of communities in Eastern Africa by:
a) Identifying areas in Kenya, Uganda and Tanzania that are most physically suitable (e.g. climate, existing land use, lack of energy access) for realising the benefits of AV systems and their uptake by communities.
b) Field testing of AV systems in communities in Kenya & Uganda to provide data on resulting livelihood enhancement (increasing crop yield and farmer income, access to sustainable energy) as well as perceptions and attitudes of rural communities to AV systems.
c) Using the data collected to develop a decision support tool for regional and national governments and NGOs to deliver AV systems effectively and in line with community needs.
The findings from this project will reveal the potential this technology to lead to livelihood improved access to energy and increased incomes through production of higher-value crops, as well as the barriers within local communities to the uptake of AV systems. It will also show which economic, social, cultural and political factors help or hinder the expansion of AV systems in this region. We will assess how AV technology can best be co-designed with the users and seek input from national and regional policymakers to inform the potential rollout of AV systems across East Africa and potentially beyond.

Planned Impact

Developing agrivoltaic (AV) systems combining energy and food production will provide multiple socio-economic, livelihood, and ecological benefits, extending well beyond technology and electrification. As AV systems are climate change resilient, reduce evapotranspiration, mitigate drought stresses and enhance crop growth, this project's ultimate goal is to increase energy, food, water and land use security, benefiting the individuals who live and work in rural East African communities. The project beneficiaries represent numerous groups, directly and indirectly, within both the project areas and extended geographical region.

Initially, farm workers, smallholders and other stakeholders near the study sites, whose livelihoods depend on agriculture will gain significant benefits from the project. Improving growing conditions under AV systems has previously facilitated the growth of high-value crops where previously they would not grow. This project will therefore lead to increased value of crop yields and subsequent economic benefits for businesses and landowners. Less stressed plants are also more nutritious, thereby improving the health of consumers. Working under AV shade, rather than in direct sunlight, improves the health and wellbeing of farm labourers. Conventional energy developments may detract from community members' sense of place, which are often administered and built by foreign multinationals solely for electricity generation and income. AV systems directly involve the local community, providing them with an income source through improved marketable crops and maintenance jobs, and maintaining engagement with energy developments.

Secondary beneficiaries will be the local populations, initially located in the study sites, but later on a larger spatial scale. As conventional solar energy developments are typically constructed on open land, critical ecosystem services are often lost through the removal of existing flora and fauna, thereby limiting, for example, carbon sequestration, soil stabilisation, and the flood mitigation properties of the land. By building AV systems on existing arable land, combining electricity and food production, the land use change barriers to electrification are overcome. This mitigates negative livelihood impacts from energy projects by enhancing ecosystem services (e.g. providing plants for carbon sequestration, reducing soil erosion, and restricting flood water runoff) rather than degrading them, while still providing the benefits associated with supplying low carbon, renewable and stable electricity. This multifunctional land use will become increasingly critical in stressed future East African environments. Further population-level benefits include water conservation, improving local population's water sources for drinking water abstraction: we predict a 25% reduction in water consumption for AV systems with rainwater harvesting in southern Kenya. Water conservation is a significant challenge in East Africa, with crop yields predicted to decline by 8-45% under simulated future
conditions. Increasing the volume of rainwater available for crop irrigation will reduce overall water stress, increasing the amount available for drinking and other uses.

On the larger temporal scale, increased electrification in East Africa will bring a number of subsequent benefits. Reduced diesel generator usage at the household level will improve local air quality by limiting the release of harmful pollutants (notably NOx, SOx and PM), thereby positively affecting air quality and human health. In parallel, the replacement of household biomass cook-stoves with electric cookers will further improve indoor air quality. Further, enhanced electrification for rural communities offers increased refrigeration for food storage and post-harvest production, predictable storage of medicines, lighting for evening study, and computer technologies for schools.

Publications

10 25 50
 
Description Through field experiments in Kenya and Tanzania we identified the potential for agrivoltaics to improve food, energy and water security in East Africa. In this region more than half of the population lack access to electricity in East Africa and a similar proportion of the population also experiences some form of food insecurity annually. Agrivoltaic systems use raised solar panels to provide clean energy whilst allowing crops to be grown underneath, and water running off the panels can be stored for irrigation during periods of drought. In our experiments, cabbages grew 21% larger underneath the partial shade of the solar panels when compared with an open field crop system, while spinach yields increased 82%. Even where slight reductions in yield were observed - in onions and sweet peppers - the viable harvests resulted in higher revenues for the farmers as well as more food for the community. All crops studied improved the economic viability of photovoltaic systems, with the sale value of the crops exceeding the added installation cost to facilitate crop production. Latia Farm's energy bills were also halved, saving over $530 a month that can be reinvested into their education facilities and programmes, while Sustainable Agriculture Tanzania, an off-grid site, generated $137 USD worth of electricity a month, powering lighting, fridges, computer screens and systems and charging point for students laptops and devices; this therefore improves the capabilities of the centre to deliver training services, and evidences the electricity potential for this technology across the region. Water use for irrigation was also reduced: the partial shade reduces evaporative water loss from the crops and soil, and to date the two farms have used 36-47% less irrigation to water the crops underneath the solar panels compared with the adjacent open-field system. Agrivoltaics is completely new to East Africa, and the design and implementation of the systems will depend on the needs of the end users. To identify the different applications of agrivoltaics, we hosted a workshop online with international participants. Three main stakeholder niches emerged from the discussions and surveys. First, agribusinesses in areas with both high energy needs and high agricultural potential. Second, in marginalised communities that receive inadequate rainfall for many crops, where some crops could be grown successfully underneath the partial shade of the solar panels that reduces water loss, excessive temperatures, and UV damage. Third, governments could implement agrivoltaics to achieve many objectives such as rural electrification, drought mitigation and community integration with solar mini-grids. With the agrivoltaic system constructed and experiments underway, the next step was to communicate our work and initial findings with key stakeholders. We held a launch event to showcase the system, which was attended by participants including government representatives, local agribusinesses, energy developers and national media. In addition to presenting our project, we held a technical tour to disseminate the key aspects of the system and had poster systems to share our findings. The event concluded with an insightful panel debate with four external stakeholders representing energy and agriculture businesses and policy makers to gain their perspectives of the opportunities, challenges, and next steps for the uptake of the technology.
Exploitation Route These findings will inform renewable energy developers of the most appropriate locations and best business models for constructing agrivoltaic systems in East Africa. The outcomes form the social science methods to understand the perspectives of local communities will ensure these systems are designed in a way to provide maximum engagement with, and benefit for, the rural communities in which they are sited. Lastly they provide an understanding of where these systems provide the maximum benefit for agriculture, including identifying regions thought to be unsuitable for crop growing which may become so if agrivoltaics is used.
Sectors Agriculture, Food and Drink,Communities and Social Services/Policy,Energy,Environment

URL https://www.theguardian.com/global-development/2022/feb/22/kenya-to-use-solar-panels-to-boost-crops-by-harvesting-the-sun-twicehttps://www.weforum.org/agenda/2022/03/solar-energy-security-farm-africa/
 
Description The agrivoltaic systems we have established in Kenya and in Tanzania have had societal end economic benefits for local communities by supporting the production of organic foods which have been sold for profit, and by generating low carbon electricity which has supplemented grid consumption and provided power for lighting and charging of electronic devices and equipment. It has also reduced irrigation needs and conserved water on the farms. Through a policy-focussed workshop and media outlets (including press, radio and local TV) we have showcased the research findings and demonstrated the benefits of this technology to regional energy policy makers and electricity providers in Kenya.
First Year Of Impact 2022
Sector Agriculture, Food and Drink,Energy,Environment
Impact Types Societal,Economic

 
Description Sustainable, secure and competitive energy supply (HORIZON-CL5-2022-D3-01)
Amount € 4,079,701 (EUR)
Funding ID HORIZON-CL5-2022-D3-01-06 101096409 
Organisation Sixth Framework Programme (FP6) 
Sector Public
Country European Union (EU)
Start 01/2023 
End 12/2027
 
Description Further funding for the project from a partner in Tanzania 
Organisation Sustainable Agriculture Tanzania
Country Tanzania, United Republic of 
Sector Public 
PI Contribution SAT is hosting one of our experimental sites - we are providing expertise in agrivoltaics and an agrivoltaic system with rain water harvesting as well as social science research methods on community engagement.
Collaborator Contribution SAT are providing the site, information on local crops and farming practises and the electric cabling for the site. They are also collecting data on soil moisture and light levels on the plots, as well as crop yields and value.
Impact The outputs will be multidisciplinary: - social science research on community engagement with new technology - economic data on livelihood benefits of AV systems - crop science: improved yields from AV systems
Start Year 2020
 
Description Practical support from a partner 
Organisation Latia Agribusiness Solutions
Country Kenya 
Sector Private 
PI Contribution Latia are hosting one of our experimental sites. We are providing expertise in social science and socioeconomic methods and in agrivoltaic systems and their potential benefits. We are providing a large agrivoltaic system with rainwater harvesting.
Collaborator Contribution They are providing the land for the site for a nominal 1 USD, and providing a dedicated site manager to oversee and direct the day-to-day farming activities and crop growth.
Impact This collaboration will provide multidisciplinary outputs: - social science analysis of community engagement with, and barriers to uptake of, agrivoltaic technology - economic assessment of livelihood benefits - agronomic data on crop yields under these systems
Start Year 2020
 
Description Article on World Economic Forum webpage 
Form Of Engagement Activity Engagement focused website, blog or social media channel
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Industry/Business
Results and Impact An article on the World Economic Forum global section on our project and its potential impact on energy and food security in east Africa and reporting our project as the first agrivoltaic system in East Africa
Year(s) Of Engagement Activity 2022
URL https://www.weforum.org/agenda/2022/03/solar-energy-security-farm-africa/
 
Description Presentation about the potential for Agrivoltaics in East Africa at an event called Innovations in Renewable Energy Supply hosted by the Future Economy Network 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact The presentation covered the relationship between Agrivoltaics and the Sustainable Development Goals and introduced the research project, our partners in the Global South and the project objectives. We addressed questions about public awareness and attitudes towards agrivoltaics and the potential for agrivoltaics in the UK. There were 30 attendees and this event led to several follow-up conversations between the project team and UK suppliers of renewable energy interested in the possibilities for AV in the UK, namely suppliers Ecotricity and Thrive Renewables.
Year(s) Of Engagement Activity 2020
 
Description Report on the project in a national newspaper - the Guardian 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Media (as a channel to the public)
Results and Impact An article in the Guardian newspaper (online) written by a Kenyan journalist who visited our project and wrote about its impact in the region
Year(s) Of Engagement Activity 2022
URL https://www.theguardian.com/global-development/2022/feb/22/kenya-to-use-solar-panels-to-boost-crops-...
 
Description TV and radio interviews on sustainable energy 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact A BBC Look North TV interview on helping the planet at home and a BBC Radio York interview providing a commentary on the UK Governments 10 point green revolution to publicise the importance of renewable energy for sustainable economic development and how the general public can be involved.
Year(s) Of Engagement Activity 2020
 
Description Talk at the Royal Society at the launch of the Institute of Sustainable Food 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Supporters
Results and Impact An event at the Royal Society to launch the Institute of Sustainable food - I gave a talk on our project to a range of interested parties and supporters including the CEO of Tesco global, businesses and industrial partners and other stakeholders
Year(s) Of Engagement Activity 2022