Rehabilitating Probation: Rebuilding culture, identity and legitimacy in a reformed public service

Lead Research Organisation: Liverpool John Moores University
Department Name: School of Justice Studies

Abstract

The Probation Service plays a key role in the criminal justice system providing public protection, managing risk and supporting the rehabilitation of offenders. Probation services are responsible for supervising around 250,000 people who are serving community-based sentences or on licence following release from prison. In 2013 the Government took the decision to transfer or 'outsource' over half of the work (and workforce) of the Service to newly created private companies (CRCs), whilst retaining a smaller public sector National Probation Service (NPS), to supervise the highest risk offenders. In 2021 these CRCs will be dissolved and the NPS will expand to absorb most of their work (and workforce). Thus, the Probation Service will experience an unprecedented process of 'reunification' and 're-nationalisation'. Not only does this have major implications for how probation work is delivered, but it also offers researchers a unique opportunity to understand how public services adapt when 'outsourcing' policies fail; how individual and organisational identities are re-built after major organisational change; and how organisations seek to (re-)build the confidence of their staff and the organisations and stakeholders with whom they work (e.g. courts; police).

The aims of the research are to examine the implementation of a significant programme of public service reform which will bring formerly outsourced probation services back into the public sector. The study aims to understand experiences and consequences of reform at local, regional and national levels and from a variety of perspectives, including: probation staff; senior managers; policy makers; service users; and external stakeholders. The research will explore the impact of reform on the roles, identities and cultures of probation workers and observe how a newly reconfigured probation service seeks to (re-) build legitimacy with its external partners.

The research will be undertaken by a team of researchers over three years as the reform agenda commences and unfolds, and there are five Work Packages (WPs) which will run in parallel:
WP1 will entail interviews with probation workers in one case study area so that we can gain detailed insights into how the reform is experienced by staff. We will conduct a total of 180 interviews (60 per year) with a mixed sample of staff in different roles, aiming to 'track' the experiences of about 75% of the sample through the project.
WP2 will entail interviews with the senior managers in all 12 of the NPS regions, enabling us to understand the process of change nationally. We will seek to repeat these interviews annually (total 36 interviews).
WP3 will entail interviews and observation of inter-agency meetings (e.g. local Criminal Justice Boards) to gain insights into how the NPS seeks to represent itself to other organisations and stakeholders, and with what success. This WP will focus on the case study area but will also engage national organisations whose perceptions of probation are important (e.g. the Magistrates' Association).
WP4 will entail interviews with senior policy officials in order to gain an understanding of the process of policy implementation at a national level. In the first year 15-20 interviews will be conducted, followed (in years 2 and 3) by two further waves of 5-10 follow-up interviews to capture policy makers' emerging thinking as the implementation of the reforms unfold.
WP5 will explore service users' experiences of probation service reform, and the researchers will engage former service users to design, co-produce and deliver research.

The project has built-in milestones to share research findings with a variety of audiences via a series of interactive forums including practitioner engagement events; project website; action learning sets with Regional Managers; and an end of project dissemination event. Written briefing reports and academic publications will extend the reach of the research.

Publications

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Annison H (2023) Making Good?: A Study of How Senior Penal Policy Makers Narrate Policy Reversal in The British Journal of Criminology

 
Description Practitioner Engagement Event for Host Probation Region Management Team, February 2023 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact Rehabilitating Probation Research Project members Matthew Millings, Lol Burke and Elly Surridge - as part of the delivery plan for the project's pathways to impact - ran a workshop for the Senior Management Team of the Probation Service Region within the project's Case Study area. The session allowed the team to share emergent findings from the first sweep of activity with probation workers in the case study host organisation and provided a platform for those in attendance to reflect on how the probation landscape has changed since the fieldwork took place. The workshop provided a dedicated space to the help managers reflect upon the processes of organisational change they had sought to influence and then on how the research insights helped assess how staff within the wider group were making sense of the impact of the unification programme. In line with the longitudinal character of the project the research team shared the themes to be explored in the second sweep of fieldwork activity - commencing in February 2023 - and were able to establish timelines to lead into a further research-informed workshop at the end of the second sweep of fieldwork activity in the Case Study. The workshop helped to recruit new participants from within the leadership group, confirmed follow-up interviews with some of our tracker cohort, and discussed ideas to help broaden the recruitment push to new teams nd offices within the Region.
Year(s) Of Engagement Activity 2023
 
Description Presentation at the 'Commodification of the Public Good: Who Wins, Who Loses?' Conference, July 2022, University of Nottingham 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact Nicola Carr from the Rehabilitating Probation Research Project shared emerging findings from across the project Work Packages as part of a presentation to a conference on Commodification in Public Services organised by the Public Administration Committee of the Joint University Council, Academic Services for Public Management at the University of Nottingham in July 2022. This audience were public service specialists (academic and practitioners), but were unfamiliar with probation services and the recent reform programme that had involved the reunification of probation services. A planned output from the event is a special issue of a journal capturing emergent themes arising from the conference.
Year(s) Of Engagement Activity 2022
 
Description Presentation of Project Research Data in Session Delivered as part of HM Inspectorate of Probation Staff Development Event, February 2023 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact Rehabilitating Probation Project team members, Matthew Millings and Nicola Carr, delivered an invited hour-long online session to practitioners from HM Inspectorate of Probation (HMIP) as part of a package of online sessions delivered across three days in February 2023 of Staff Development Activity Events. The input, dedicated to the project and Chaired by the Research Manager at HMIP, shared emerging findings from the first sweep of research activity in the case study area (Work Package 1) and then involved engaging with attendees about probation practitioners experiences of engaging with inspection processes and the Inspectorate. The discussions that followed the presentation helped identify how many of the key findings resonated with the experiences Inspectors are encountering across Probation Regions during this immediate post-unification period but then moved to highlight and share fresher insights around how practitioner's consumption of inspection reports in their and other probation areas dynamically shapes their sense of practice esteem and confidence in wider organisational robustness at a time when the staff perceive the service to be organisationally vulnerable as it comes to terms with the significant organisational change(s) in the sector witnessed through Transforming Rehabilitation and now the unification of the Probation Service, and of staff capacity issues. Based on the level of interest and interaction it was agreed that the research team would return to a future round of Staff Development Activity Days to share fresher insights from on-going fieldwork activity.
Year(s) Of Engagement Activity 2023
 
Description Presentation of Project Research Findings to the British Society of Criminology Midlands Conference: Reimagining Probation, January 2023 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Other audiences
Results and Impact As an invited Keynote speaker, Nicola Carr from the Rehabilitating Probation Research Project team gave the opening address at the British Society of Criminology's Midlands Branch Event at the University of Wolverhampton (in January 2023) concerned with 'Reimagining Probation'. To an audience of academics and probation practitioners the presentation was able to explain the ambitions of the research project and share some of the emergent data from our case study location that captured staff reflections on the experiences and consequences of the reunification of probation services.
Year(s) Of Engagement Activity 2023
URL https://www.britsoccrim.org/event/reimagining-probation-and-the-rehabilitation-of-offenders-conferen...
 
Description Presentation of proposed research activity to online meeting of the Probation Service's National Senior Leadership Team, November 2021 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact The Chief Probation Officer for England and Wales invited members of the Rehabilitating Probation Research Project team Matthew Millings and Harry Annison to attend and and present at an online meeting of the Probation Service's National Senior Leadership Team in November 2021. The presentation and briefing notes provided beforehand explained the project is being funded and identified the support secured - when applying for research funding - of probation service organisational leads at a regional level within our case study area, and then at a national level within the Ministry of Justice. The delivered presentation helped mapped out the sequenced research fieldwork activities running across the project's five Work Packages and of the planned outcomes written into the three-year project timeline and beyond. The presentation provided especially rich detail of the specific Work Package developed to explore the experiences of implementing enacting organisational change of Regional Probation Directors. Following the presentation of the research a follow-up session with the Chief Probation Officer for England and Wales (in January 2022) formalised plans that - with their full agreement - involved the Regional Directors representing all the 12 probation Divisions of England and Wales agreeing to be interviewed three times each through the project and the research team committing to deliver three research workshops specifically for the Regional Director group to share emergent findings through the lifetime of the project.
Year(s) Of Engagement Activity 2022,2023
 
Description Research Presentation of Emergent Findings to Regional Directors of Probation at Senior Probation Leaders Organisational Development Workshop, October 2022 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact The Chief Probation Officer of England and Wales and their Leadership Development Team allocated dedicated session time within their Organisational Development Workshop (in October 2022) to present emergent findings from the Rehabilitating Probation Research Project. Lol Burke presented and facilitated discussion of the emerging research themes from the first sweep of research activity in our Case Study work package and then Matthew Millings presented and facilitated discussion of the themes generated from the first round of interviews with the Regional Director cohort themselves in a second of project work packages. The engagement with all 12 Directors of Probation Divisions throughout the three years of the project ensures the research is able to capture the range of regional perspectives on administering organisational change within the unified service. The dedicated workshops with Regional Directors to share and discuss our generated research data help us explore the extent to which our case study data resonates with leaders across England and Wales and provides scope for Senior organisational leaders to reflect on the leadership strategies and behaviours they draw upon to support processes of organisational change and transition within the probation service. Briefing notes and questions to consider made available ahead of the session help stimulate the discussion and focus on the personal and professional leadership challenges of managing organisational change. After the session, the research team were asked to produce (and wrote) a short summary of our project findings for the Minister for Prisons and Probation and the Chief Probation Officer and members of their Leadership Development Team connected the research team up with a series of thematic programme teams working within HM's Prison and Probation Service's Probation Workforce Programmes.
Year(s) Of Engagement Activity 2022,2023
 
Description Research Project Workshop for people with lived experience of criminal justice, October 2022 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Study participants or study members
Results and Impact Within the five Work Packages that run, in parallel, through the three-years of the Rehabilitating Probation Research Project Work Package 5 is focused exclusively on the lived experience of people who have been supervised by probation service and seeks to work collaboratively with people with lived experience of probation to develop co-produced research tools to help understand and narrate the experience of being supervised. This workshop, in October 2022, involved recruited participants sharing their experiences of being on probation and of the experiences and insights they felt need to be captured when making sense of supervision and beyond in individual's biographies. Organised and facilitated by Research Team members Nicola Carr, Elly Surridge and Lol Burke the workshop shared details of research materials being used within the study and engaged participants in dialogue about how the voices of service users can be captured and used to effect change. The workshop represented the first of a series of sessions being run for participants to provide research training inputs to develop their role as co-producers of research tools, ideas, and outputs.
Year(s) Of Engagement Activity 2022,2023
 
Description Research team members engagement with HMPPS' Probation Reform Evidence and Evaluation Team, March 2022 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact Members of the Rehabilitating Probation Research Project team Matthew Millings and Gwen Robinson delivered a project overview and engaged in discussion with staff from HM's Prison and Probation Service's Probation Reform Evidence and Evaluation Team to explore how our planned project activities could feed into on-going lines of activity they are pursuing (and to avoid unnecessary duplication and placing of excess demand on frontline practitioners). Our application to the Ministry of Justice's National Research Committee (NRC) to facilitate our research fieldwork had been flagged to the Evidence and Evaluation Team as the Committee reviewed and approved the submission in January 2022. The meeting - in March 2022 - represented an opportunity for the research team to share the planned timeline of research activity and of planned outputs from phases of research activity across all five work packages that run in parallel though the three-years. Follow up meetings have continued that have allowed members of the research team to share insights from the project that help provide a rich picture of the experiences and consequences for managers and staff of the organisational change the unifying of probation services has involved.
Year(s) Of Engagement Activity 2022,2023