A hidden crisis: unravelling current failures for future success in rural groundwater supply

Lead Research Organisation: Overseas Development Institute
Department Name: Water Policy Programme WPP

Abstract

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Planned Impact

Our research project tackles one of the most pressing and under-researched areas within the African water sector: why do so many groundwater based rural water supplies fail within a short space of time, and what steps can be made in designing new water points to increase their sustainability? The ultimate beneficiaries of this research are the rural people within Africa who currently use unreliable shared water points and the estimated 300-400 million people who still have no access to improved water services. Given the high rates of source failure (30-40%), the research has the potential to make a major impact on the sector. Increased sustainability of water supplies will enable the benefits of improved health, nutrition, education opportunities, safety/dignity and livelihood security, to accrue within communities, rather than being repeatedly lost in cycles of supply failure. This is essential for long-term development and will particularly benefit women and children who bear the brunt of water collection.

There are a number of intermediary beneficiaries and direct users of the research who can directly use the new knowledge and techniques (1) multi-lateral agencies and donors with both regional and country-specific 'support' and funding mandates (e.g. WSP, DFID); (2) government ministries, departments and development partners (including NGOs) at national and regional level involved in the design of guidelines and policies; (3)implementing agencies, such as local government, NGOs and private sector actors, that develop and backstop rural water supply infrastructure (e.g. drilling companies); (4) the academic community, who can build on the detailed interdisciplinary research and data generated.

Donors and multinational agencies. The research outcomes will particularly help in mapping trajectories to targets such as the proposed new Sustainable Development Goals. Our research with more nuanced definitions of functional water points and the forecasting of future functionality under various scenarios will be of particular benefit.

Government Departments and national NGOs. This group set national policy and standards and mechanisms for monitoring. The research outcomes will help define the combination of factors that lead to water source failure, or success, and also propose a strategy for increasing the potential for rural water supply service to remain functional. This group will be engaged in the project from the outset by the strong links WaterAid and our Africa academic partners have with national government and regional stakeholders (e.g. AMCOW; Ethiopia's Water Sector Advisory Group). A wider international community of government, NGO and water industry stakeholders will be engaged through forums such as World Water Week.

Local government, NGOs, Practitioners. These are the people that actually commission, site and drill boreholes, install handpumps, mobilise communities and set up water user groups. The research will equip this group with investigative techniques, and knowledge of which factors are critical in different areas to long term sustainability. This group will take part in the country research programmes, and we will publish a comprehensive manual targeted at this group and online resources.

Research community: There is currently no comprehensive interdisciplinary dataset providing a post construction audit of rural water supplies. The research will deliver an innovative research methodology, and dataset, relating to functionality, governance, institutional functioning and groundwater resources. The research will be disseminated to international community through several, potentially benchmark, papers in high impact journals, and international conferences providing cutting edge of thinking about hybrid governance and critical institutionalism, and understanding of African groundwater. Long-term open access to the new dataset will enable future comparative and longitudinal work.
 
Description Through an audit of water points carried out in rural Uganda with WaterAid, the team discovered that a major cause of breakdowns and poor performance was shoddy construction. Previously, other factors had been blamed for such problems, including low/inadequate cost-recovery for repair and maintenance. There was also evidence that district level governments in Uganda, Ethiopia, and Malawi had limited capacity to respond to breakdown of rural water points. In Malawi, the research found that providing water services could be a source of patronage from politicians to civilians. In Ethiopia, the findings pointed to limited ability for local governments to track and maintain inventories of rural water points (despite nation-wide efforts to create an inventory of water points) and a need for better resource mapping. In Uganda, the findings showed that urban water and piped supplies are the priority, to the detriment of rural water supply.
Exploitation Route WaterAid works in all three countries, and will be incorporating some of the recommendations from the reports into their national programming.
Sectors Agriculture, Food and Drink,Environment,Government, Democracy and Justice

 
Description The research has informed the book chapter: Calow, R.C., MacDonald, A.M. and Le Seve, M (2018). The environmental dimensions of universal access to safe water. Chapter 7 in: Achieving Equality in Water and Sanitation Service Delivery, edited by Tom Slaymaker and Oliver Cummings. Routledge, as well as the 2017 World Bank flagship report, Maintaining the Momentum While Addressing Service Quality and Equity : A Diagnostic of Water Supply, Sanitation, Hygiene, and Poverty in Ethiopia. https://openknowledge.worldbank.org/handle/10986/30562 More recently, research findings have informed a series of climate risk reports commissioned by FCDO for different regions of Africa. Although commissioned by and for FCDO country and regional offices (to help them define priorities, develop business plans etc), the reports are publicly available through Met Office and ODI websites. Roger Calow is one of of the authors (now as an associate of ODI), together with colleagues from the UK Met Ofice and ODI. See: https://www.metoffice.gov.uk/services/government/international-development/climate-risk-reports
First Year Of Impact 2020
Sector Environment,Government, Democracy and Justice,Other
Impact Types Societal,Economic,Policy & public services

 
Description Climate Risk Reports - East Africa, Central Africa, Southern Africa. 
Organisation Meteorological Office UK
Country United Kingdom 
Sector Academic/University 
PI Contribution Contracted as an independent consultant through ODI (I am a senior associate and ex member of staff), I lead a team of 3 social scientists for each climate risk region working together with additional climate scientists from the Met Office (Met Office lead this work). My role is to assess the likely impact of Met Office climate projections in each region to 2050 on (1) agriculture-food security, (2) water resources, (3) environment, (4) infrastructure-settlements, (5) health and (6) coasts-marine environment. The NERC award ('Hidden Crisis') has informed the water component of this work.
Collaborator Contribution Met Office (lead) map out climate projections to 2050: rainfall, temperature, extreme events, fire weather, sea level rise. ODI provide the social science (impact analysis) based on projections above using in-house staff and contractors (myself included).
Impact East Africa Climate Risk Report (2021). Central & Southern Africa (2023).
Start Year 2021
 
Description Climate Risk Reports - East Africa, Central Africa, Southern Africa. 
Organisation Overseas Development Institute (ODI)
Country United Kingdom 
Sector Charity/Non Profit 
PI Contribution Contracted as an independent consultant through ODI (I am a senior associate and ex member of staff), I lead a team of 3 social scientists for each climate risk region working together with additional climate scientists from the Met Office (Met Office lead this work). My role is to assess the likely impact of Met Office climate projections in each region to 2050 on (1) agriculture-food security, (2) water resources, (3) environment, (4) infrastructure-settlements, (5) health and (6) coasts-marine environment. The NERC award ('Hidden Crisis') has informed the water component of this work.
Collaborator Contribution Met Office (lead) map out climate projections to 2050: rainfall, temperature, extreme events, fire weather, sea level rise. ODI provide the social science (impact analysis) based on projections above using in-house staff and contractors (myself included).
Impact East Africa Climate Risk Report (2021). Central & Southern Africa (2023).
Start Year 2021
 
Description UNICEF and GWP 
Organisation UNICEF
Country United States 
Sector Public 
PI Contribution ODI and HR Wallingford commissioned by UNICEF and Global Water Partnership (GWP) to develop technical briefs and training materials on climate-resilient WASH programming for promotion - dissemination via UNICEF and GWP regional offices.
Collaborator Contribution UNICEF and GWP provided oversight and steer during preparation, and continue to promote via websites
Impact 1. Technical briefs and training materials. ODI's main contribution: Linking risk with response: options for climate resilient WASH https://www.gwp.org/globalassets/global/about-gwp/publications/unicef-gwp/gwp_unicef_linking_risk_with_response_brief.pdf 2. Keynote presentations at World Water Week (Stockholm, 2015) and for DFID (now FCDO) water & environment advisors (internal).
Start Year 2015
 
Description World Bank WASH Poverty Diagnostics - Ethiopia 
Organisation World Bank Group
Country United States 
Sector Public 
PI Contribution Contracted by the World Bank, Ethiopia, to prepare a background note for flagship publication on WASH in Ethiopia under Bank's 'WASH Poverty Diagnostic' initiative
Collaborator Contribution Background note included emerging lessons lessons from the NERC-DFID funded 'Hidden Crisis' project
Impact Acknowledged contribution, via background note, to: Maintaining the Momentum while Addressing Service Quality and Equity A Diagnostic of Water Supply, Sanitation, Hygiene, and Poverty in Ethiopia (World Bank, 2018). See here: file:///C:/Users/rcalo/Downloads/117212-P156418-W%20(2).pdf
Start Year 2016
 
Description Public event, international audience: ODI 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Public event held at ODI, London, entitled 'Achieving Equality in Water & Sanitation'. Panellists from government, academia, NGO and donor communities. Around 50 people attended, plus 50-80 online (international). Presented and debated findings from a number of projects, including this one.
Year(s) Of Engagement Activity 2018
URL https://www.odi.org/events/4599-achieving-equality-water-and-sanitation-services
 
Description Summary of Political Economy Analysis findings across three country case studies 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact A summary briefing of the three country case studies findings, shared with the various researchers across the team and with Ugandan politicians that were invited to the workshop.
Year(s) Of Engagement Activity 2018