Optimising NFM in headwater catchments to protect downstream communities

Lead Research Organisation: University of Manchester
Department Name: Environment, Education and Development

Abstract

Natural flood risk management (NFM) describes methods of modifying hillslope and catchment runoff through the modification of landscapes to restore natural hydrological behaviour which limits downstream flood risk. This proposal is for a focussed study of NFM benefits associated with wider ecosystem restoration work which is under way across the uplands of the UK. Headwaters comprise 60-80% of the length of most river systems and high slopes and high rainfall mean that they are important areas of hillslope runoff production. Across the UK there are communities which are prone to flash flooding from steep upland catchments. These headwater catchments are relatively small catchments and are areas where extensive upland restoration is occurring and so they are locations where positive impacts of NFM measures are likely to be observed. Vulnerable communities in headwaters are often small and dispersed with land values that rarely justify hard engineering flood defences through standard cost-benefit approaches. If relatively low cost upland restoration approaches can mitigate risk to communities such as this then it will be possible to provide some protection to communities where funding precludes hard engineering approaches.
This project will work with project partners Moors for the Future and Greater Manchester, Merseyside and Cheshire Environment Agency who have existing funded NFM work in the southern Pennines to undertake a series of field experiments. These will assess the potential impact of various forms of gully blocking, restoration of Sphagnum cover on moorlands, and establishment of upland woodlands on hillslope runoff production and channel flow. It will also assess the longer term evolution of woodland and gully blocking approaches through the study of mature woodland and well established gully blocked systems. This is an important consideration since investment in NFM works requires confidence in the long term impact of the restoration on runoff and knowledge of any ongoing maintenance costs for the interventions.

Installation of NFM schemes to mitigate flood risk requires careful planning and prediction of potential impacts. This project will develop conceptually sophisticated but computationally simple models which can run multiple scenarios in order to assess the catchment wide impacts on runoff of NFM measures implemented to a variety of designs and in a variety of spatial configurations.
The model will be developed (with input from project partner CH2M and input from potential users such as EA) and validated using data from the Glossop Brook catchment in Derbyshire which has a history of major flash flooding impacting households in the town of Glossop. The modelling approach will then be used to assess possible NFM interventions in the upland catchments draining to 21 communities at risk on the eastern edge of Greater Manchester. In each of these catchments we will model the optimum configuration of upland restoration measures for NFM benefit.

The project will also work with partners (Environment Agency, Natural Resources Wales, Scottish Environmental Protection Agency, International Union the Conservation for Nature) to identify existing headwater flow records across the UK which relate to areas of significant upland restoration. At these sites we will model expected impacts and interrogate the available flow data for evidence of these effects on runoff.

The project will work with its range of project partners which span England, Wales and Scotland and which comprise regulators, land managers and industry to develop guidelines to optimise future implementation of NFM measures in headwater catchments across upland Britain.

Planned Impact

Increasing frequency of floods with devastating impact on communities has meant that there is widespread interest in approaches to mitigating the impacts of heavy rainfall on downstream settlements. The efficacy of natural flood risk management (NFM) is therefore a pressing area of concern for a wide range of stakeholders including those charged with flood defence and policy (e.g. Environment Agency, Scottish Environmental Protection Agency, Natural Resources Wales and local councils), land managers, environmental consultancies, and communities at risk.
Successful completion of this project will provide a major advance in the understanding of the impact of upland landscape restoration (such as woodland planting and peatland restoration) on downstream flood risk. The project will also develop models to allow optimisation of NFM benefits at the planning stage of restoration works. The project will develop open source modelling approaches which will allow rapid assessment of multiple scenarios of NFM implementation for headwater catchments. These models, developed with input from project partners CH2M and the EA, will be freely available. They will be designed to support and supplement existing industry standard approaches, and could become a part of the standard toolkit for rapid assessment of projects by regulators and consultants. These advances will be of direct use to policy makers in terms of planning new flood defence works, and assessing the catchment scale impact of NFM measures in headwater catchments.
The project will develop guidelines for the optimum implementation of NFM works. We will work with project partners to co-produce these guidelines, and disseminate these to the widest possible range of stakeholders on completion of the project. The guidelines will cover both the design of NFM features and the spatial planning of these approaches. These planning principles will support land managers in the development of upland restoration schemes which will maximise NFM benefits alongside other ecosystem service benefits.
Quantification and prediction of NFM benefits will allow implementation of flood protection schemes based on NFM approaches in areas where hard engineering approaches are too costly, and will also provide the basis for assessing mixed schemes where NFM benefits are able to minimise the degree of hard engineering required for a given protection level. Therefore, there is potential for the implementation of low cost headwater NFM measures that will allow a greater degree of flood protection within limited budgets.
Ultimately, the aim of this work is to positively impact communities at risk of headwater flooding. Demonstration and quantification of NFM benefits associated with upland land restoration may allow the implementation of meaningful flood defence in communities where largescale hard engineering solutions will not be supported. This would empower communities to take local action to protect their homes. The project will produce a travelling exhibition of project findings which will be displayed in local settings to communicate the project's work to communities at risk.
 
Description The project focussed on the potential to optimise moorland restoration techniques to deliver natural flood risk management benefits and on quantifying these benefits. As part of the project we assessed the degree to which various gully blocking techniques mitigate flood runoff ( reduce peak discharge and delay flow). We found that stone and timber dams were more effective than peat dams but that all dam types deliver much increased NFM benefits if they are modified through the incorporation of a pipe to draw down storage between storm events. Gully blocking creates local hillslope storage of water and our survey of 10 year old gully blocks on Kinder Scout demonstrated that about half of this storage is retained after this period by which time the gully blocks have stabilised. In this time period the gullies also significantly re-vegetate. Re-vegetation is another important element of NFM benefits from restoration. Paired catchment experiments demonstrate significant reductions in peak discharge and delay of flow as catchments are re-vegetated and another significant incremental benefit from the establishment of native sphagnum mosses in the catchments. A key finding of the project is that the storage of water on hillslopes caused by slowing the flow through vegetation induced changes in surface roughness is a more significant contributor to NFM than local storage behind blocks. Our modelling work has scaled up the potential impact of these interventions from hillslope microcatchments to headwater catchment scales where there is potential to protect communities at risk. At our type site in Glossop we estimate we can reduce peak discharges by 3-8% through a maximal re-vegetation of the moorland catchment with sphagnum moss. This is a key finding, at the hillslope scale the reductions in discharge and the delays in flow are large but modelling demonstrates that these changes in the moorland component of the catchment can make a meaningful contribution to flood risk management in headwater communities.
Exploitation Route The findings around the role of sphagnum will support the policy agenda and funding bids around ongoing restoration of UK upland peatlands. Our work on modelling the impact of individual large block features on local flood storage has potential to contribute to planning of future protection works. This work has been undertaken in collaboration with the Environment Agency and so will support their work in this area.
Sectors Agriculture, Food and Drink,Environment

URL https://research.reading.ac.uk/nerc-nfm/
 
Description EFRA Peatland Select Committee
Geographic Reach National 
Policy Influence Type Contribution to a national consultation/review
 
Description Responded to Environment Agency FCRM national strategy consultation
Geographic Reach Europe 
Policy Influence Type Contribution to a national consultation/review
 
Description Written evidence to the Environment, Food and Rural Affairs Committee's State of peatland in England inquiry. Evidence submitted by Dr Emma Shuttleworth on behalf of the Environmental Processes Research Group, The University of Manchester
Geographic Reach National 
Policy Influence Type Contribution to a national consultation/review
URL https://www.parliament.uk/business/committees/committees-a-z/commons-select/environment-food-and-rur...
 
Description Innovate UK Knowledge Transfer Partnership
Amount £250,325 (GBP)
Organisation Innovate UK 
Sector Public
Country United Kingdom
Start 04/2022 
End 04/2024
 
Description Nature for Climate Peatland Grant Scheme
Amount £4,800,000 (GBP)
Organisation Natural England 
Sector Charity/Non Profit
Country United Kingdom
Start 09/2021 
End 09/2024
 
Description Towards a microbial process-based understanding of the resilience of UK peatland systems
Amount £45,439 (GBP)
Funding ID NE/S016724/1 
Organisation Natural Environment Research Council 
Sector Public
Country United Kingdom
Start 02/2019 
End 01/2020
 
Description Environment Agency 
Organisation Environment Agency
Country United Kingdom 
Sector Public 
PI Contribution Protect team are working with EA to monitor impact of EA funded NFM work. We have also co-produced research on large stone dams as NFM features (see below)
Collaborator Contribution EA are providing advice, access to data and field support for hydrometry, as well as attending regular project meetings. We have worked closely with EA to install and to understand and optimise the functioning of large stone NFM features at teh Stalybridge site. This work is ongoing beyond the Protect project period but working with the EA these features have been optimised to deliver real world flood protection at this site
Impact Data on the large stone dams will form an important part of a PhD project which is currently completing
Start Year 2018
 
Description Moors for the Future 
Organisation Moors for the Future Partnership (MFF)
Country United Kingdom 
Sector Public 
PI Contribution The team are working closely with Moors for the Future on selecting sites for field experiments which Moors fo the future will undertake restoration on. The team are providing expertise to Moors on experimental design and data analysis for this project and other work. The team are working with Moors to jointly publish data from this and previous projects
Collaborator Contribution Moors are playing a major role in planning field experiment locations and managing relations with landowners.
Impact 2019 Alderson, D.M, Evans, M.G., Shuttleworth, E., Pilkington, M., Spencer, T., Walker, J., and Allott, T.E.H. Trajectories of ecosystem change in restored blanket peatlands, Science of The Total Environment, 665: 785-796 2018 Shuttleworth, E., Evans, M.G., Pilkington, M., Milledge, D. Walker, J. & Allott, T.E.H. (2018) Blanket peat restoration delays flows from hillslopes and reduces peak discharge. Journal of Hydrology X
 
Description National Trust 
Organisation National Trust
Country United Kingdom 
Sector Charity/Non Profit 
PI Contribution Working with the National Trust who are landowners for some of our experimental sites.
Collaborator Contribution Permissions, discussions of sites, feedback at the steering group on gully blocking prctive
Impact None yet beyond those reported for the grant as a whole
Start Year 2017
 
Description Yorkshire Peat Partnership 
Organisation Yorkshire Peat Partnership
Country United Kingdom 
Sector Private 
PI Contribution We have developed a strong working relationship with YPP which has included further bids for funding and led to our involvement in the Great North Bog project and to an Innovate UK KTP project.
Collaborator Contribution YPP are engaged partners who are supportive of developing a scientific understanding of their restoration work. They have contributed to research discussions helping to co-create work and also added real value in developing impact.
Impact KTP and Great North Bog funding listed on Resarch Fish
Start Year 2018
 
Description Accepted to NERC resaerch festival and Manchester Science festival - postponed due to Covid 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Schools
Results and Impact We had planned activities and been accepted in competition to these two events and both have been postponed due to Covid, we expect to attend rescheduled events in due course.
Year(s) Of Engagement Activity 2020
 
Description Article on Peatland Restoration in the Observer newspaper 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Media (as a channel to the public)
Results and Impact Emma Shuttleworth interviewed and quoted in article on peatland restoration in the Observer
Year(s) Of Engagement Activity 2021
URL https://www.theguardian.com/environment/2021/sep/12/for-peats-sake-the-race-is-on-to-save-britains-d...
 
Description Blue Dot festival 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact Stand at Blue Dot science festival demonstrating the impact of gully blocking on runoff using physical models. The physical model engaged children but also led to a lot of interest from parents who reported that they had changed their understanding of catchment based approaches to flood management.
Year(s) Of Engagement Activity 2022
 
Description Downpour game engagement with Cumbria wildlife trust 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact Emma Shuttleworth demonstrated the Downpour game flood engagement activity to Cumbria Wildlife Trust and discussed production of a bespoke version for their needs (ongoing)
Year(s) Of Engagement Activity 2020
 
Description EA NFM roadshow 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact Presentatiuonof 'Mind the gap' to the Environment Agency NFM roadshow
Year(s) Of Engagement Activity 2019
 
Description Emma Shuttleworth chaired a departmental seminar delivered by Diana Kopansky - Coordinator of the UN Global Peatlands Initiative (part of UNEP) 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Third sector organisations
Results and Impact This seminar was highly strategic in terms of raising awareness of the research outputs of the project within the UN Peatland Initiative.
Year(s) Of Engagement Activity 2021
URL http://www.globalpeatlands.org
 
Description Expo booth at 2065 online conference March 2021 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact The project had a virtual booth at the conference showing the Protect NFM video (see other researchfish entry) and showing recordings of the NERC-NFM Webinar series
Year(s) Of Engagement Activity 2021
 
Description Field visit with Regional Flood Committee Members 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Policymakers/politicians
Results and Impact Field visit to Protect field sites to explain the project aims and outcomes to members of the EA Regional Flood Committee.
Year(s) Of Engagement Activity 2021
 
Description IUCN Peatland Programme Annual Conference 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact Presentation on the Protect Project to the IUCN Peatlands Programme annual conference, July 2021 'Peatlands in Partnership a Road to Recovery'
Year(s) Of Engagement Activity 2021
 
Description Key results from Shuttleworth et al (2019) highlighted in Moors for the Future webinar series as part of their Natural England Water Environment Grant (WEG) funded "Building Blocks - Next Steps in Gully Blocking" project 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Third sector organisations
Results and Impact Our work was highlighted the potential for our key project partner, Moors for the Future Partnership's, evidence base of how gully blocking is part of multi-benefit peatland restoration work, including natural flood management. Protect had impact via knowledge transfer to practitioners and policy makers. It is our understanding that this paper has influenced operational decisions: 7800 blocks will be installed as part of this project and MFFP hopes to install a further 100,000 over the next 10-20 years. The MFFP team gave a webinar explaining a key graph from the paper that can be accessed here: https://www.moorsforthefuture.org.uk/our-work/our-projects/weg-building-blocks-next-steps-in-gully-blocking
Year(s) Of Engagement Activity 2019
URL https://www.moorsforthefuture.org.uk/our-work/our-projects/weg-building-blocks-next-steps-in-gully-b...
 
Description NFM article Geography Review 
Form Of Engagement Activity A magazine, newsletter or online publication
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Schools
Results and Impact Article on peatland restoration and NFM by Martin Evans (PI) published in Geography Review magazine which reaches thousands of 6th form geography students across the UK and internationally. (GR 33(2) November 19
Year(s) Of Engagement Activity 2019
 
Description NW Regional Floods and Coasts Committee Presentation 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact Forthcoming presentation to NW Regional Floods and Coasts Committee
Year(s) Of Engagement Activity 2023
 
Description Peatland interview on Farming Today 
Form Of Engagement Activity A broadcast e.g. TV/radio/film/podcast (other than news/press)
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact Lead interview on Farming today on peatlands as in introduction to their peatlands week
Year(s) Of Engagement Activity 2023
 
Description Presentation as part of the Manchester Festival of Climate Change 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact Presentation of Protect project work as part of the Manchester Festival of Climate Change
Year(s) Of Engagement Activity 2021
 
Description Presentation at the Climate Expo COP 26 event 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Presentation to the Climate Expo conference under the theme of nature based solutions. Climate Exp0 was the first conference organised by the COP26 Universities Network - a growing group of more than 55 UK-based universities working together to raise ambition for tangible outcomes from the UN COP26 Climate Change Conference (Glasgow, Scotland, November 2021).
Year(s) Of Engagement Activity 2021
 
Description Project film developed with NERC media team and publicised through Environment Agency press release and social media 
Form Of Engagement Activity A broadcast e.g. TV/radio/film/podcast (other than news/press)
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact This engagement video was made with the NERC media team and will be used widely to publicise the project as outcomes emerge. It has been viewed over 700 times from the UoM twitter account and EA issued a press release about the project which has led to the engagment with ITV reported elsewhere
Year(s) Of Engagement Activity 2020
URL https://youtu.be/t1gGSK80Q0A
 
Description Radio interviews on 5 live and LBC radio 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact 9/11/19 Radio interview with PI (5 live breakfast and LBC radio) about the project in the aftermath of severe flooding in the first week of November 2019
Year(s) Of Engagement Activity 2019
 
Description Response to ITV request for film footage of the project for possible documenetary project 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Media (as a channel to the public)
Results and Impact We are engaged with an ITV producer around featuring the project in a programme they are producing. This has involved a phone discussion with then around the project and making available drone footage and imagery from the period of the installation of the NFM measures on the moorland above Stalybridge
Year(s) Of Engagement Activity 2020
 
Description Stand at manchester University community festival 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact Use of physical model to demonstrate the impact of roughness and gully blocking on runoff and flood prevention. The model engages children but leads on to conversations with parents which they report as changing their understanding of NFM
Year(s) Of Engagement Activity 2022
 
Description Webinar for policymakers and practitioners on Protect as part of the NERC NFM webinar series 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact Webinar presentation of Protect findings to date. Large audience of practitioners and policymakers with good feedback from the group and a lot of interest in our emerging results
Year(s) Of Engagement Activity 2021