Improving the Role of Information Systems in Anticipatory Disaster Risk Reduction (IRIS)

Lead Research Organisation: London School of Economics and Political Science
Department Name: Centre for the Analysis of Time Series

Abstract

Humanitarian agencies are able to use weather (and other) forecasts to act in anticipation of humanitarian crises. For example, when a heatwave or hurricane is forecast, supplies can be moved into position early and emergency supplies positioned or pre-distributed. This reduces the overall impact and the cost of responding to the disaster. However, financing in advance of a disaster requires a high level of confidence in the forecast, to avoid the possibility of misallocated or wasted resources. Many forecasts are currently available but not all are accompanied by an assessment of the forecast quality. For example, it may be that the forecast is over-confident, predicting an event more times than it is actually observed, or it could be under confident, failing to predict events which do then occur.

We propose to develop and demonstrate a general method of measuring and displaying the information content of forecasts, using a novel idea which is based on existing research and freely available data. This will allow humanitarian agencies to act confidently in anticipation of humanitarian crises when there is sufficient information in the forecast, and to implement forecast-based financing schemes such as insurance or anticipatory funding allocation only when there is known to be confidence that the scheme will be effective.

Planned Impact

The direct impact of this work will be to improve the robustness and confidence of anticipatory disaster risk reduction mechanisms. This will have benefits for the following stakeholders:

1. Third sector disaster risk reduction organisations will benefit from more transparent and objective use of model forecasts in their decision making procedures. This not only improves efficiency, saving costs and potentially lives, but also mitigates to some extent the reputation risks associated with having opaque decision-making procedures or being seen to make "wrong" decisions or misallocating resources. This will be achieved by keeping the project open and transparent, working directly with our Start network partners throughout the duration of the project, and regularly soliciting open feedback from humanitarian and other organisations. As we near the end of the project we will seek to identify individuals within the Forewarn group who might take on development of the methodology and insights, and/or make further funding applications to develop the tool in new directions if further productive avenues are identified.

2. People caught up in the types of disasters we have studied will have earlier and better-targeted access to humanitarian assistance. Many of the alerts in the case studies we have chosen to focus on affect thousands or tens of thousands of people; some even more. Cost effective humanitarian interventions at an early stage can be critical in minimising the immediate and ongoing negative impacts of these events: for example, choosing between longer-term actions like constructing reservoirs and digging wells versus short-term distribution of water (and the many options in between).

3. The Government of Botswana faces challenges in making decisions about appropriate uptake of disaster financing mechanisms with respect to regional drought events, which have recently been severe. Our work with the Botswana Institute of Technology, Research and Innovation will help to strengthen the evidence basis for these types of investment decisions and allow an informed choice between the different options on offer, including the fallback option of investment in local infrastructure and resilience rather than in financial instruments.

4. The insurance industry including our partner Lloyd's of London will benefit from the increased robustness of the evidence basis for the use of model forecasts to produce disaster risk financing mechanisms such as parametric or forecast-based insurance. This will expand their potential markets into relatively undeveloped geographical regions, which are also attractive from the point of view of being relatively uncorrelated with many other major risks taken on by insurers and reinsurers. To ensure the knowledge transfer in this direction we plan to hold a workshop for insurance and humanitarian stakeholders about halfway through the project, and will solicit feedback and insights from the community. Our project partner at Lloyd's will also offer commentary and insights on a more regular basis on the outputs of the project, and will help to connect us with other relevant contacts in the sector.

Publications

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Thompson E (2019) Escape from model-land in Economics

 
Description The most important achievement has been to improve the Start Network's use of forecasting systems when deciding whether to release funding in anticipation of a crisis. We have been working on a general framework for use of forecasts in disaster anticipation, including ways to assess the quality of information in advance and improve the efficiency and responsiveness of operating procedures when a relevant forecast is issued. We have also undertaken outreach/engagement activities to help improve basic levels of understanding of the concept within the Start Network's member agencies, supporting implementation and roll-out of anticipation activities more widely than the first pilots. Our work on cyclone forecasting has also suggested ways to improve the Start Fund criteria for raising and assessing anticipatory alerts, streamlining the process and helping members make use of the facility.
Exploitation Route The Start Network and their humanitarian member agencies are using these results to guide operational decision making. This work will also influence our own future research and that of related researchers working on similar topics.
Sectors Communities and Social Services/Policy,Environment,Healthcare

 
Description Our research has been used to support an increase in the Start Network's anticipation activities over the last few years. There was 1 anticipatory alert raised (of which 1 funded) in 2015, 8 (of which 5 funded) in 2016, 7 (3) in 2017, 14(10) in 2018, and 13(11) in 2019. Although numbers are still small and obviously dependent on what events happen in each year, the trend is towards more anticipatory action and better-prepared protocols resulting in quicker alerts and a greater percentage being funded. In addition to the information being useful to members deciding whether to raise an alert, our work on cyclone forecasting also identified ways that the Start Fund itself could make changes to operating procedures in order to streamline the process, which has been communicated to members.
First Year Of Impact 2018
Sector Communities and Social Services/Policy,Environment,Healthcare
Impact Types Societal,Economic,Policy & public services

 
Description Start Network member briefing on Cyclone in the Philippines
Geographic Reach Asia 
Policy Influence Type Influenced training of practitioners or researchers
Impact The guidance we have provided is informing development of operational procedures for humanitarian action based on publicly-available cyclone forecasts, across the Philippines. Although it has not yet been used directly in the preparation of an alert, it has already been used as background and improved communication and understanding within humanitarian organisations.
 
Description Start Network member briefing on Heatwave in Pakistan
Geographic Reach Asia 
Policy Influence Type Influenced training of practitioners or researchers
Impact From a Start Network internal learning document: "Health messages helped communities to adopt protective measures against the negative health impacts of heatwaves. Through the project, communities were made aware of symptoms of heat exhaustion and measures to reduce its likelihood. A wide cross section of the community in Karachi reported implementing the health messages provided, including shopkeepers, drivers, students and mechanics. The information provided on heatwaves eliminated the confusion and uncertainty faced by members around which forecasts to use, which enabled them to raise alerts earlier than previous alerts in 2015 and 2017. The webinar also facilitated collaboration on the alert process and resulting project, by providing a shared under- standing of the risks and how to address them."
URL http://www.ericathompson.co.uk/wp-content/uploads/2020/03/Anticipating-crises-due-to-extreme-heat-in...
 
Description Start Network pre-alert guidance note: Heatwave
Geographic Reach Multiple continents/international 
Policy Influence Type Influenced training of practitioners or researchers
Impact From a Start Network internal learning document: "Health messages helped communities to adopt protective measures against the negative health impacts of heatwaves. Through the project, communities were made aware of symptoms of heat exhaustion and measures to reduce its likelihood. A wide cross section of the community in Karachi reported implementing the health messages provided, including shopkeepers, drivers, students and mechanics. The information provided on heatwaves eliminated the confusion and uncertainty faced by members around which forecasts to use, which enabled them to raise alerts earlier than previous alerts in 2015 and 2017. The webinar also facilitated collaboration on the alert process and resulting project, by providing a shared under- standing of the risks and how to address them."
URL http://www.ericathompson.co.uk/wp-content/uploads/2020/03/Heatwave-Pre-Alert-Guidance-Note.pdf
 
Description Trial of rapid-activation cyclone anticipation (Madagascar)
Geographic Reach Africa 
Policy Influence Type Contribution to new or Improved professional practice
Impact In advance of cyclones Batsirai and Emnati in February 2022, the Start Fund released £419,046 and then £216,290 to member agencies for anticipatory action in Madagascar regions forecast to be affected. At the time of writing there is not yet a detailed evaluation available of how well the funds achieved their aims but Start will be doing a full evaluation of the process and outcomes soon.
URL https://startnetwork.org/start-fund/alerts/579-madagascar-anticipation-cyclone
 
Description From models to insight: Effective use of models to inform decisions
Amount £877,914 (GBP)
Funding ID MR/V024426/1 
Organisation Medical Research Council (MRC) 
Sector Public
Country United Kingdom
Start 10/2021 
End 05/2028
 
Description Start Network Anticipation work 21-22 (Madagascar cyclone) 
Organisation Start Network
Country United Kingdom 
Sector Charity/Non Profit 
PI Contribution Providing cyclone forecasting expertise; guidance in the use of cyclone forecasting tool to activate financial mechanisms based on forecast of cyclone in Madagascar; ad hoc assistance with queries; supports for local network members implementing the new tool
Collaborator Contribution Expertise in forecast-based financing; access to local and national stakeholders in Madagascar including local meteorological service; practical and logistical considerations.
Impact Use of a cyclone forecasting tool to activate humanitarian action in advance of Cyclone Batsirai (Feb 2022); Use of a cyclone forecasting tool to activate humanitarian action in advance of Cyclone Emnati (Feb 2022); Supported Start Network collaboration with Madagascar Meteorological service; Improved national response to humanitarian crises.
Start Year 2021
 
Description Start Network Cyclone Anticipation work 20-21 (Madagascar cyclone, coldwave) 
Organisation Start Network
Country United Kingdom 
Sector Charity/Non Profit 
PI Contribution Providing cyclone forecasting expertise; developing cyclone forecasting tool to activate financial mechanisms based on forecast of cyclone in Madagascar; extending concept to other locations. Provided pre-alert guidance note for coldwave.
Collaborator Contribution Expertise in forecast-based financing; access to local and national stakeholders in Madagascar including local meteorological service; practical and logistical considerations.
Impact Improved humanitarian understanding of the capability of cyclone forecasts in Madagascar; Development of a cyclone forecasting tool to activate humanitarian action; Supporting the development of further forecast-based financing mechanisms; Collaboration with Madagascar Meteorological service; Improved national response to humanitarian crises.
Start Year 2020
 
Description Confidence and uncertainty in extreme climatic events. OECD Environment Policy Committee, Dec 2021 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Presentation as a part of OECD Environment Policy Committee (EPOC) meeting, Dec 2021 (online).

Title of meeting section: Showcasing Recent EPOC Work-Managing Climate Risks, Facing up to Losses and Damages ENV/EPOC(2021)24

Title of my talk: Confidence and uncertainty in extreme climatic events.

About 120 members attended (politicians and civil servants plus OECD supporting staff).
Year(s) Of Engagement Activity 2021
 
Description ECMWF forecast user group conference 2019 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Attended the ECMWF user group conference on "Using ECMWF Forecasts" and presented talk about informing anticipatory humanitarian action to about 100 other delegates from academia, industry and national meteorological services. Questions and discussion followed the talk and we are now engaging more directly with ECMWF in order to connect their forecasts with users in the humanitarian sector.
Year(s) Of Engagement Activity 2019
 
Description Interview for the Economist 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Media (as a channel to the public)
Results and Impact Gave media interview to journalist Joel Budd for article in The Economist
Year(s) Of Engagement Activity 2020
 
Description Invited panel member, Systemic Resilience, OECD-NAEC / Fields / Rebuilding Macroeconomics webinar, May 2021 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Invited panel member for a discussion about Systemic Resilience (online). About 80 people attended.
Year(s) Of Engagement Activity 2021
 
Description Invited reflection: The Potential for Anticipatory Action and Disaster Risk Financing, Start Network Assembly, London, Oct 2022 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Industry/Business
Results and Impact Invited reflection: The Potential for Anticipatory Action and Disaster Risk Financing, Start Network Assembly, London, Oct 2022
Year(s) Of Engagement Activity 2022
 
Description Research Showcase (LSE) 
Form Of Engagement Activity Participation in an open day or visit at my research institution
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Undergraduate students
Results and Impact Presented our work at an interactive stall in the LSE's Research Showcase. A couple of hundred people attended, mainly undergraduate LSE students. Two contacted us afterwards to ask about other research and the possibility of getting involved.
Year(s) Of Engagement Activity 2019
URL http://www.lse.ac.uk/CATS/Research-Showcase
 
Description STRINGS seminar: How do evidence-based models contribute to the SDGs? (Uni of Sussex, online) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact Virtual event
Year(s) Of Engagement Activity 2020
URL https://www.youtube.com/watch?v=JRIMptVShkU
 
Description Start Network Anticipation Practitioner Conference (Nov 2019, Bangkok/virtual) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Third sector organisations
Results and Impact Dr Erica Thompson gave a talk and Q&A session for humanitarian practitioners, attended by about 50 people. The talk was about our work on anticipating crises and making use of forecasts. They were very engaged and asked lots of good questions, and several followed up afterwards on social media (Twitter) and email.
Year(s) Of Engagement Activity 2019