Web-Based Natural Dam-Burst Flood Hazard Assessment and ForeCasting SysTem (WeACT)

Lead Research Organisation: Loughborough University
Department Name: Architecture, Building and Civil Eng

Abstract

Catastrophic floods resulting from the failure of dams that impound glacier lakes are known as glacial lake outburst floods (GLOFs). A hydrodynamically similar natural hazard is caused by the failure of a river dam that has been formed by a landslide. GLOFs and landslide dam-burst floods, jointly termed natural dam-burst floods (NDBFs), have been recognised as one of the most serious natural hazards in populated mountainous regions across the globe. Of all South Asia countries, Nepal is subject to some of the highest national-level socio-economic impacts from natural dam-burst floods (NDBFs), threatening thousands of people, hundreds of villages and basic infrastructure downstream. Therefore, it is imperative that a national capacity is developed for increasing awareness, early warning, and risk mitigation for NDBFs. Although the Nepalese Government has been actively seeking to reduce and mitigate the NDBF risks, effective early warning and risk mitigation strategies are still lacking across the country. Early warning systems have recently been developed and implemented in various global locations for NDBFs. However, the potential of the latest remote sensing and high-performance flood modelling technologies has yet to be adequately explored and exploited in the existing NDBF monitoring and early warning systems.

In short, there is an urgent societal need to develop reliable NDBF hazard risk assessment, forecasting and warning tools to improve preparedness and build resilience at the community level; and there is a clear research gap in exploiting the latest monitoring and modelling technologies to support practical NDBF risk mitigation applications. To meet the societal need and fill the current research gap, the overarching aim of WeACT is to exploit recent contemporary advances in EO and high-performance dam-break flood modelling to innovate a web-based NDBF hazard assessment and forecasting system to improve community flood preparedness and resilience in Nepal. Although the proposed project has a focus case study in Nepal (the 3,400 km2 Sun Kosi catchment), the developed methods and tools will be transferable to other mountainous countries in South Asia or cross the globe that are suffering from NDBFs.

Planned Impact

WeACT will improve community-level preparedness and resilience to natural dam-burst floods (NDBFs) in Nepal through the development of an innovative web-based hazard assessment and forecasting tool. Impact and knowledge exchange will evolve with the progress of the project. The established researcher-stakeholder-community alliance and representative advisory board (RAB) will play a key role in delivering the project impact. Our in-country partners, ICIMOD and Tribhuvan University, will adopt the research outcomes to support their research. ICIMOD will be able to extend the research impact to other South Asian countries and influence hazard risk mitigation policies through its influential research, training and application programmes.

Who might benefit from this research?
Taking advantages of the recent contemporary advances in earth observation and high-performance flood modelling, WeACT will create a rich source of knowledge products in the form of datasets from different sources (i.e. communities, field survey and earth observation), numerical tools together with the associated modelling outputs, and a web-based NDBF hazard assessment and forecasting tool. The research will have a wide range of beneficiaries including:
- At risk communities in the case study site (i.e. Sun Koshi catchment, Nepal);
- Local/regional stakeholders in disaster risk mitigation (local governments, community leaders, disaster inspectors, NGOs, business people, etc.);
- Stakeholders in risk mitigation/resilience to other forms of hazard in Nepal, with reciprocity of learning to the UK;
- Disaster management organisations in South Asia;
- In-country project partners (i.e. Tribhuvan University and ICIMOD);
- Interdisciplinary researchers in NDBF and other natural hazards research, including community-based hazard management.

How might they benefit from this research?
By establishing a strong researcher-stakeholder-community alliance to promote research co-design and co-development with users, the project will inherently ensure effective dissemination of the project outcomes and deliver impact. Communities and stakeholders will be engaged in all stages of the project to effectively enhance awareness of NDBF risk, create a sense of ownership and encourage uptake of the research outcomes. The web-based hazard assessment and forecasting tool will be housed and operated by local project partners (ICIMOD) and accessed by public users and stakeholders to better prepare indigenous people to face the increasing natural hazard risk, thus improving resilience and sustaining local socio-economic development. The developed models and tools will be readily available and used by local partners to support capacity building. Project workshops will help disseminate research outcomes to other stakeholders (e.g. NGOs, emergency planners, government agencies, etc.) and ICIMOD will transfer and apply the approaches to other South Asia regions, e.g. Bhutan. The project will train researchers and the innovative nature of the work will lead to the publication of high-quality research outputs, benefiting interdisciplinary researchers in NDBF and other natural hazards research and creating academic impact.

Publications

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Li T (2020) UAV-Based Photogrammetry and LiDAR for the Characterization of Ice Morphology Evolution in IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing

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Peppa M (2020) GLACIAL LAKE EVOLUTION BASED ON REMOTE SENSING TIME SERIES: A CASE STUDY OF TSHO ROLPA IN NEPAL in ISPRS Annals of the Photogrammetry, Remote Sensing and Spatial Information Sciences

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Walker David W. (2021) Citizen Science Water Projects in Nepal: Participant Motivations And the Impacts of Involvement in WATER ALTERNATIVES-AN INTERDISCIPLINARY JOURNAL ON WATER POLITICS AND DEVELOPMENT

 
Description 1. The hydrodynamics of glacier lake outburst floods (GLOFs) can be simulated using a computer model and the potential impact of a outburst flood event can be effectively assessed by coupling the simulation results with remote-sensing data. Detailed results are now available and submitted for publication.

2. The GLOF simulation results, presenting on maps, provide effective material and have been used in WeACT to support public engagement and participatory mapping. The regular engagement activities and workshop have effectively improved the community's awareness of GLOF risk. According to the report/feedback provided by the attendees of the engagement events and workshop, people's view on GLOF risk has changed.

3. The data collected by multiple GPS receivers on the glacier can effectively analysed to assess to detect the movement of moraine dam up to cm level. This can be further used to identify unstable movement of the dam that can potentially lead to failure.
Exploitation Route The key research findings will be published in academic journals to disseminate to other academic researchers so that they can adopt the approaches in further researchers. The GLOF modelling tool will be used by the local partners, especially ICIMOD, for their future projects. Training courses to apply the model have been planned and will be delivered by Loughborough researchers to help capacity development. The Nepal government, i.e. Department of Hydrology and Meteorology (DHM), has expressed interests in adopting HiPIMS to improve their current flood forecasting capability. They have been invited to attend the training course and an MoU has been explored between DHM and our local partner Tribhuvan University to strengthen the collaboration.
Sectors Communities and Social Services/Policy,Digital/Communication/Information Technologies (including Software),Education,Energy,Environment

 
Description WeACT has developed and used the high-performance flood modelling tool to simulate the detailed hydrodynamics of possible GLOF scenarios and assess their potential impacts. The flood simulations and risk assessment are supported by improved understanding and data acquired using the latest earth observation technologies and from other open sources. In addition to the delivery of a range innovative GLOF modelling and earth-observation tools and relevant academic publications, the simulation results, in terms of flood inundation and risk maps as well as detailed statistics on the impacted population, houses, farmlands and infrastructure, have been used to support community engagement activities including participatory mapping in regular community engagement events. The research outputs have been used to support the development of a web tool for GLOF susceptibility and forecasting, hosted in ICIMOD. One of the most important objectives of WeACT is to improve risk awareness of and communication with communities to enhance their resilience to glacier lake outburst floods (GLOFs). Through regular community engagement events organised by in-country team from Tribhuvan University, the research team has been able to effectively acquire local knowledge, disseminate research findings and receive feedback from local communities and stakeholders, also encourage them to participate in and co-develop the research programme. In particular, the WeACT team organised and attended the project's major engagement workshop in November 2019 in Singati, Dolakha, Nepal. Apart from the UK and in-country project team, the workshop was attended by over 50 participants including policy-makers/ parliamentarians such as the Hon'ble Member of the House of the Representatives of Nepa and government minister, members of the Provincial Assembly, heads of the Local Government, local community (farmers, school teachers, women, local police, social activists), representatives from concerned Government Departments i.e. Department of Hydrology and Meteorology (DHM), local hydropower and business community representatives, local NGOs, UNDP (Nepal) and researchers from other research institutions. The workshop was a great success and achieved all of its major objectives in terms of i) directly interacting with different stakeholders using participatory approach to encourage research co-production and local knowledge acquisition; ii) disseminating information about the project activities and research findings of the scientific work; and iii) obtaining feedback from the policy makers, local community and other key stakeholders for managing the GLoF risk in a sustainable way. Member of the House of Representatives and Minister of Women, Children and Senior Citizens Parwat Gurung, State Assembly member Pashupati Chaulagain, former State Minister Devi Khadka, chairman of Sigati Rural Municipality Yudhistir Khadka, Swayam Bahadur Khadka and Nar Bahadur Shrestha stressed the need for finding a sustainable solution to mitigate the risk of flooding in Tsho Rolpa. Representative from DHM, Mr Nirakar Thapa, was impressed by the research findings and outputs, and subsequently called on a meeting back in Kathmandu to arrange the WeACT project team to meet up with the Director General of DHM and other department experts to further discuss the research and explore future collaborations. DHM was interested in the flood modelling and remote sensing technologies developed in this project and pathways to uptake some of the outputs are currently being explored. The workshop was well covered by local media. For example, Gorkhapatra national daily published the news of the workshop in Nepali language. Similarly, the Rising Nepal English national daily also published the news of the workshop on November 8, 2019 (https://risingnepaldaily.com/nation/report-on-tsho-rolpa-glacial-lake-published). The regular engagement activities and the workshop have effectively improved the community's awareness of GLOF risk. According to the report/feedback provided by the attendees of the engagement events and workshop, people's view on GLOF risk has changed. The core project team, including e.g. PI Q Liang, Co-I Dr X Wen and H Chen from the UK team, has also now become core members of the transboundary Koshi Disaster Risk Reduction Knowledge Hub (KDKH) initiated by ICIMOD and actively engaged with the transboundary working groups (TWGs) in GLOF and flooding, etc. KDKH is a platform led and driven by its members to foster transboundary collaboration on disaster risk reduction and explore the interlinkages between science, policy, and practice, providing an ideal pathway to disseminate WeACT research outputs, encourage uptake, influence policy-making, thus creating long-term impact. The final project dissemination workshop that took place in May 2022 in Kathmandu was jointly organised by ICIMOD and Loughborough University and ICIMOD. In addition to the project team and researchers from local universities and research organisations, the workshop was attended by important representatives from governments of Nepal, industry and NGOs. The GLOF monitoring, modelling and impact assessment methodologies are now recognised as 'WeACT approach' by the government users (e.g. the National Disaster Risk Reduction & Management Authority (NDRRMA) and Department of Hydrology and Meteorology) and ICIMOD and have been applied to other 'dangerous' glacier lakes in the country. The project has contributed significantly to local capacity building and created real-world impact.
First Year Of Impact 2019
Sector Communities and Social Services/Policy,Digital/Communication/Information Technologies (including Software),Education,Energy,Environment,Government, Democracy and Justice,Culture, Heritage, Museums and Collections,Transport
Impact Types Societal,Economic,Policy & public services

 
Description Membership of transboundary working groups (TWGs) of the Koshi Disaster Risk Reduction Knowledge Hub (KDKH)
Geographic Reach Asia 
Policy Influence Type Membership of a guideline committee
 
Description Fit-for-purpose high-resoLution risk Assessment and forecasting System for rainfall-induced Hazards in Bhutan
Amount £161,637 (GBP)
Organisation Natural Environment Research Council 
Sector Public
Country United Kingdom
Start 10/2021 
End 03/2022
 
Description ODA Additional Funds for FLASH 'Fit-for-purpose high-resoLutionrisk Assessment and forecasting System for rainfall-induced Hazardsin Bhutan'
Amount £10,000 (GBP)
Organisation Natural Environment Research Council 
Sector Public
Country United Kingdom
Start 11/2022 
End 03/2023
 
Title GLOF risk assessment and management tools 
Description The checklist consisted questions on bio-physical condition, past hazard events, losses and impacts from GLOF in the past and exposure to the risk of GLOF in the future. Vulnerability and capacity included institutional arrangement to deal with the risk of GLOF. It also included the strategies and activities carried out in the past for GLOF risk reduction and appropriate measures necessary to implement in the future 
Type Of Material Improvements to research infrastructure 
Year Produced 2019 
Provided To Others? No  
Impact Visual and statistical tables were very much valuable to communicate the results of the research. 
 
Title Google Earth Engine based automatic glacier lake extraction 
Description The GEE-based online executable script was developed to extract the lake extend automatically throughout time using opensource satellite image series. The tool can extract the lake area in the past and find out its evolution overtime. This could potentially help predict the future changes in area and volume that would be useful for future GLOF scenario simulation. 
Type Of Material Improvements to research infrastructure 
Year Produced 2020 
Provided To Others? Yes  
Impact No actual impacts have been achieved yet. 
URL https://mvpeppa.users.earthengine.app/view/rf-classification-sentinel-2
 
Title Long-term high-precision GPS monitoring of the end moraine subsidence at Tsho Rolpa Glacial Lake Nepal 
Description Data is taken from 3 GPS receivers. All data is stored and then post processed. The GPS data was processed as individual precise point positioning solutions as well as using double differencing to monitor the receiver position over time. 
Type Of Material Improvements to research infrastructure 
Year Produced 2019 
Provided To Others? No  
Impact GPS data was collected by three receivers on the glacier. One receiver was positioned on stable ground and the other two on the potentially moving end moraine. The position of the receivers was computed using a variety of techniques to assess if the moraine was moving and if so by how much. Using these technologies, it is possible to detect movements down to cm level and then inform the downstream peopla of the potential risk. 
 
Title A high-performance flood modelling strategy for Natural dam-burst floods (NDBF) 
Description The full 2D High-Performance Integrated hydrodynamic Modelling System (HiPIMS) has been developed to simulate GLOFs using DEMs from different open sources to produce hazard maps for different dam-break scenarios. 
Type Of Material Computer model/algorithm 
Year Produced 2021 
Provided To Others? Yes  
Impact With the land-use maps embedded with community information and infrastructures, detailed impacts of GLOFs on communities, infrastructures, and agricultural production can be evaluated. The impact information has been displayed online to communicate risk to communities and improve their understanding and awareness of risk. 
 
Title Buildings, infrastructure, and population in the potentially impacted areas by glacier lake outburst floods of Tsho Rolpa, Nepal, 2020 
Description The data consists of identified exposed objects subject to flooding risk from the Tsho Rolpa Lake. The Tsho Rolpa Lake is the largest moraine-dammed proglacial lake in Nepal and was identified as one of the country's most dangerous glacier lakes with a high possibility of outburst. 
Type Of Material Database/Collection of data 
Year Produced 2021 
Provided To Others? Yes  
URL https://catalogue.ceh.ac.uk/id/3834d477-7a1d-4ad3-8a41-d38fc727dbd8
 
Title Database on Tshop Rolpa glacial lake field data 
Description Database includes field data of the Tsho Rolpa Glacial Lake such as high resolution DEM and orthoimages (from UAV), topographic survey from dGPS, GPR data of end moraine and GPS node data. It will also include socio-economic data to demonstrate hazard level. 
Type Of Material Database/Collection of data 
Year Produced 2020 
Provided To Others? Yes  
Impact Not yet. 
URL http://geoapps.icimod.org/tshorolpa/
 
Title Digital elevation models and bathymetry data of Tsho Rolpa glacier lake, Nepal, 2019 
Description 3D digital elevation models of Tsho Rolpa glacier lake, Nepal, generated from unmanned aerial vehicle (UAV) imagery, with a spatial resolution of 10 centimetres. It is combined with bathymetry data so that both the lakebed elevation (DTM) and the lake surface elevation (DSM) are obtained. 
Type Of Material Database/Collection of data 
Year Produced 2021 
Provided To Others? Yes  
URL https://catalogue.ceh.ac.uk/id/8e483692-3b65-41d2-a7fd-5a3cd589a71c
 
Title GLOF risk assessment and management database 
Description Socio-economic database from field survey, hazard chronology, community based GLOF risk maps 
Type Of Material Database/Collection of data 
Year Produced 2019 
Provided To Others? No  
Impact The data are very much useful for developing strategies and activities for the reduction of GLOF risk. Local government can also use the data in their DRM planning. 
 
Title Long-term high-precision GPS observations at Tso Rolpa 
Description GPS observations are currently being collected at Tso Rolpa since May 2019 
Type Of Material Database/Collection of data 
Year Produced 2019 
Provided To Others? No  
Impact Not yet. 
 
Title Natural dam-burst floods (NDBF) hazard maps of different dam-break scenarios for Tshop Rolpa glacial lake 
Description Natural dam-burst floods (NDBF) hazard maps under different dam-break scenarios associated with breach width, breach depth, and lake water level for the Tsho Rolpa Glacial Lake have been created using the developed modeling strategy. 
Type Of Material Database/Collection of data 
Year Produced 2019 
Provided To Others? Yes  
Impact The resultant flood maps have been used to analyze the detailed impact of these NDBFs on local communities and key infrastructure systems. The flood hazard maps and impact information have become a core component of the web-based susceptibility tool developed for information sharing for stakeholders. 
 
Title Outburst flood simulations of various dam failure scenarios from Tsho Rolpa glacial lake, Nepal, 2020 
Description This dataset contains maximum water depth and maximum water velocity for 12 different Glacial Lake outburst floods (GLOFs) scenarios of the Tsho Rolpa Lake, Nepal. Also included is the water depth of dam breach flow and discharge of dam breach flow under each scenario. The GLOFs scenarios were created using a simple dam breach model. A high-performance hydrodynamic model was then used to simulate the resulting flood hydrodynamics. 
Type Of Material Database/Collection of data 
Year Produced 2021 
Provided To Others? Yes  
URL https://catalogue.ceh.ac.uk/id/f4292d99-de93-4a28-a821-b2a6a826df4c
 
Description Collaboration with Department of Hydrology and Meteorology (DHM), Nepal 
Organisation Government of Nepal
Department Department of Hydrology and Meteorology,
Country Nepal 
Sector Public 
PI Contribution The research team of WeACT gave speeches, and helped train staff members and assist in model development as capacity building.
Collaborator Contribution Department of Hydrology and Meteorology (DHM), Nepal helped to examine getting lake levels for the GLOF site (from other existing projects).
Impact Not yet.
Start Year 2019
 
Description Field Investigation Support from Kathmandu University, Nepal 
Organisation Kathmandu University
Country Nepal 
Sector Academic/University 
PI Contribution Through this partnership ICIMOD will collaborate on joint paper with Kathmandu University.
Collaborator Contribution Kathmandu University provided field equipment such as GPR, dGPS and provided in-kind support to collect field data, processing, and analysis.
Impact Field report (completed) and data analysis (on-going).
Start Year 2019
 
Title High-performance integrated hydrodynamic modelling system for GLOFs and impact 
Description The High-Performance Integrated hydrodynamic Modelling System (HiPIMS) has been extended and tested for simulating GLOFs and assessing their impact by coupling with remote sensing data. HiPIMS solves the fully dynamic shallow water equations using a finite volume shock-capturing numerical methods and has been implemented on GPUs to achieve high-performance computing. HiPIMS has been used in WeACT to simulate a series of GLOF scenarios for Tsho Rolpa Glacier Lake and assess their potential impact to inform community engagement and also provide results to develop the proposed web-based warning tool. 
Type Of Technology Software 
Year Produced 2019 
Impact No actual impacts have been achieved yet. But the tool and the results were presented to the Department of Hydrology and Meteorology (DHM), Nepal; and DHM has since expressed strong interests in the tool and further collaboration with the team. 
URL https://github.com/lukessmith/hipims-ocl
 
Title Web Tool on Tsho Rolpa Glacial Lake for possible Breach Scenario 
Description Breach scenarios of the Tsho Rolpa glacial lake will show possible affected area in the downstream. This web tool was developed to disseminate risk information to the stakeholder including public and policy makers. 
Type Of Technology Webtool/Application 
Year Produced 2020 
Open Source License? Yes  
Impact Not yet. 
 
Description Engagement with different communities 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Public/other audiences
Results and Impact Local community members were first briefed about the research and asked about the GLOF, potential risk, vulnerability situation, potential loss, and damage under different breach scenarios. Local people happily participated in vulnerability mapping and provided potential socio-economic losses and damage.
Year(s) Of Engagement Activity 2019
 
Description Final project dissemination workshop 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact The final project dissemination workshop was jointly organised by ICIMOD and Loughborough University in May 2022 was to disseminate the WeACT research outputs and encourage uptake. In addition to the project team and researchers from local universities and research organisations, the workshop was attended by important representatives from governments of Nepal, industry and NGOs, totalling more than 50 participants. The GLOF monitoring, modelling and impact assessment methodologies developed through the project has already highly recognised and known as 'WeACT approach' by the government users (e.g. the National Disaster Risk Reduction & Management Authority (NDRRMA) and Department of Hydrology and Meteorology) and ICIMOD. These organisations have been applied the 'WeACT approach' to other 'dangerous' glacier lakes in the country. The workshop also discussed current challenges in GLOF and other flood risk mitigation research and practice in Nepal, and explored different pathways for further collaboration.
Year(s) Of Engagement Activity 2022
URL https://www.icimod.org/news/findings-and-learnings-from-the-weact-project-in-the-upper-koshi-basin/
 
Description Stakeholder Engagement and Dissemination Workshop of the Web-Based Natural Dam-Burst Flood Hazard Assessment and ForeCasting SysTem (WeACT) project 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact About 90 people participated in the workshop. The team leader (PI) briefly introduced the project and its intended outcome. Altogether there were nine presentations on various aspects of the research. It also presented the community-based GLOF hazard map. The workshop brought together different research institutions/stakeholders working on Tsho Rolpa Glacial Lake potential GLOF hazard. Local people who were skeptical about the Tsho Rolpa have now realized the potential threat and requested mitigation measures from the policymakers and local government. The local government has also realized the importance of the research and asked to cover the whole downstream areas. The local community of the upstream, midstream and lower mid-stream worked on the potential threats, possible measures, and role of different institutions for mitigation. Importantly, the local community said that they also learned many things about the GLOF hazard and about the lake situation from the scientists. The national-level media has well covered the workshop news. The Gorkhapatra, a national daily, published the workshop news on October 20. The event was also well covered by Rising Nepal, a national daily newspaper in the English language.
Year(s) Of Engagement Activity 2019
URL https://risingnepaldaily.com/nation/report-on-tsho-rolpa-glacial-lake-published