📣 Help Shape the Future of UKRI's Gateway to Research (GtR)

We're improving UKRI's Gateway to Research and are seeking your input! If you would be interested in being interviewed about the improvements we're making and to have your say about how we can make GtR more user-friendly, impactful, and effective for the Research and Innovation community, please email gateway@ukri.org.

Corruption, the 'Common Good' and the emergence of the 'Public Service Ethos' in western Europe in the nineteenth century

Lead Research Organisation: University of Stirling
Department Name: History and Politics

Abstract

Rationale

Western Europe is widely regarded as a region where cultural and political changes in the modern era have led to an unusually high proportion of countries who are regularly rated highly for their standards in public life and governance and low tolerance of corrupt behaviour by administrators and officials. The 2018 Corruption Perception Index, produced by Transparency International, featured 12 western European countries in its top 20 'least corrupt countries'. This project intends to explore the regional and international influences on campaigns against corruption within western European civic life between 1820 and 1900. My initial research has revealed considerable communication between policy makers, administrators and contemporary commentators and journalists in the drive to counter corrupt behaviour by state bureaucrats in early nineteenth century Europe. This project aims to develop an interdisciplinary forum for intellectual exchange between researchers in nineteenth century European history, political scientists, policy-makers, think-tanks and lobby groups. Following a successful international symposium held in Oxford in January 2019, funded by the British Academy 'Rising Star' Engagement Award scheme, the project now seeks to hold similar events across Europe to promote further collaboration between academics and policy-makers to take on research challenges together, as well as to navigating the often divergent methodological traditions between historians and political scientists.

Research Context

Historians working on the campaigns against corruption in Britain have hitherto tended to focus on three issues: the campaign against 'old' (or political corruption) in Britain until 1832; the impact of the Northcote-Trevelyan report of February 1854; corruption and its elimination in local government at the end of the nineteenth century.

The concept of a 'public service ethos' in administration has only recently attracted historical attention, as previously, studies of public institutions merely emphasised the growing 'professionalism' of the public services in Britain in the nineteenth century, as if the behaviours required by public servants were value-free and uncontested. The process whereby atavistic and self-serving behaviours among individual public officers were replaced with what Frank Carr terms 'an intangible set of values' and John Girling calls 'the pursuit of virtue' remains significantly neglected in British, if not in European, historiography, however.

The political press and popular literature played a substantial role in the promotion of agreed standards of public behaviour at this time, however, and the growing culture of public service and its promotion can be analysed through a study of press and print culture, focusing on responses to corruption scandals in the early nineteenth century, while a study of mid-nineteenth century literature can provide evidence of how these cultural values became embedded into public and civic mentalities.

Two significant edited collections: S. Tiihonen (ed.) 'The History of corruption in central government' (Oxford, 2003) and R. Kroeze et al (eds.) 'Anticorruption in History: From Antiquity to the Modern Age' (Oxford, 2017) indicate that much work has already been done on the cultural reform of administrations at the national level, outside Britain, especially in Scandinavian countries, but that there has been little work on how intellectual, political and cultural exchange helps to account for a similar process of reform occurring across western Europe in this period. The need for scholars working on the historical problem of corruption and its alternatives to discuss the areas of common experience across the region and the evidence for contemporary study of other countries' policies and experiences is now overdue.

Planned Impact

Corruption remains an endemic problem in the majority of modern societies, especially in those with little democratic tradition. This research network will provide a case-study of how one region (western Europe) created structures, protocols and systems that enabled the challenges of embezzlement, vested interest, class, ethnicity or family favouritism and institutional disinterest to be overcome. Though constantly evolving, corruption remains an obstacle to the effective implementation of public policy and administration of public services. As politics and the economy have become globalised, so have those practices that undermine fair, transparent decision-making and conduct.

The UK Government's Anti-Corruption Strategy 2017 to 2022 sets out a vision for increased prosperity, reduced threats to national security, and trusted national and international institutions. In many ways this complements and extends the European Union's 2014 Anti-Corruption Report which concluded that corruption deserves greater attention in all EU countries. This research network which considers to what extent a public service ethos was successfully embedded within public life in nineteenth century Europe, will offer insights for how modern anti-corruption policies can affect change in attitudes and practice.

Proposed Impacts:
- Improving the UK and EU's resilience to administrative corruption by identifying the key features of a robust public service ethos as it emerged in western Europe in the nineteenth century and the protocols which subsequently defended, enhanced and sustained it
- Feeding directly into public policy by offering historical cases studies of states, regions and individual administrative systems which successfully overcame corruption in the modern era
- Creating multi-stakeholder networks that generate new perspectives and solutions to reducing corrupt behaviour among public servants and civic bodies
- Delivering benefits to the quality of governance by helping to reduce instances of corruption in modern administrative systems.

These symposiums will enable politicians, administrators, lobbyists, journalists and academics to come together to identify key obstacles to and strategies towards a public service ethos in nineteenth western European administration. These will facilitate fruitful discussions as to the relevance of this history for present-day anti-corruption legislators and campaigners and establish academic and professional networks that cross professional and scholarly boundaries for the future analysis of a global issue which has remained persistent because the study of it largely remains confined within limiting intellectual boundaries.

Many of the academics who will host the symposiums outside UK participated in the EU's Anticorruption Policies Revisited: Global Trends and European Responses to the Challenge of Corruption (ANTICORRP) research project which started in March 2012 and ended in February 2017 (but which lacked expertise from scholars of nineteenth century British history). They will use the networks that this project will provide to enable politicians, administrators, lobbyists, journalists and academics to identify key obstacles to and strategies towards a public service ethos in nineteenth western European administration. The network will also engage the UK Parliament's Anti-corruption champion, the UK Parliament's All-Party Parliamentary Group on Corruption, the Scottish Parliament's Standards, Procedures and Public Appointments Committee, the Constitution Unit at University College, London, the EU Commission Expert Group on Corruption, the European Anti-Fraud Office (OLAF) the OECD Global Anti-corruption and Integrity Forum, the Council of Europe's Group of States against Corruption (GRECO) and the United National Global Compact Anti-corruption Working Group.

Publications

10 25 50
publication icon
Ian Cawood (2023) 'Cleaning Up: Labour governments past and the examples they set' in Times Literary Supplement

publication icon
Ian Cawood (2022) Everything to Everybody in Journal of Liberal History

publication icon
Ian Cawood (2022) Limits to Liberalism The survival of a deeply conservative society in Times Literary Supplement

publication icon
Cawood, I (2022) Standards of misconduct: The long history of British sleaze in Times Literary Supplement

publication icon
Cawood, I (2021) The price of Union subsidies: Can money keep the Four Nations together? in Times Literary Supplement

 
Description This project brought together experts in the history of corruption and the struggle for better standards of governance, administration and public life from across Europe and North America in order to identify common patterns of reform across national boundaries and to encourage new research collaborations and partnerships. They identified the nineteenth century as a unique period in modern history where the standards of administrative probity and the gradual implementation of meritocratic principles of recruitment and promotion were introduced nearly simultaneously across almost every western country, even while colonial projects of conquest, exploitation and cultural suppression were taking place in these countries' empires.
The participants at the final conference held at the award holder's institution concluded that improved standards of public administration across western Europe in the nineteenth century were required by international economic and military competition, the need for greater expertise in increasingly complex systems of governance, as well as the growing demands for better standards of administration among the governed classes as they became more literate, more taxed and better informed. The conference also revealed how such improved standards were achieved - partly due to heightened awareness of the consequences of corruption among religiously motivated, scientifically trained and increasingly humanitarian public servants themselves.
The conference noted, however, that there is little evidence that improved standards of professional conduct among public servants were the result of government legislation or the exposure of 'scandals' or 'abuses' in the political press, but that there is plenty of evidence of self-motivated reform from within public bodies themselves. This process was by no means linear, nor consistent, and certain bodies did suffer a decline in standards with the death or retirement of crucial figures or political opposition, but the influence that significant reforming administrators had was often disseminated across institutions and even across nations by sympathetic politicians, policy-makers and journalists. Modern anti-corruption strategies such as the use of Transparency International's annual Corruption Perceptions Index can be seen as the result of this international approach to challenging poor standards of governance.
Although the misuse of public office and the pursuit of personal gain by public servants were gradually replaced by a more meritocratic ethos in the administration of nineteenth century western Europe, it is equally clear that certain powerful bodies such as monarchies, armies, churches, commercial and financial institutions, colonial bodies and even parliaments were able to restrict access to positions of power and to retain systems of elite patronage. As the nineteenth century progressed, they supplemented this with a mutually self-serving operation in the issuing of commercial contracts and the distribution of personal benefits, such as the employment of former ministers and civil servants by commercial bodies after their retirement from public life. The legacy of this process of incomplete reform can be felt in the on-going crises of political probity and public life which have become common-place in the west since the advent of the twenty-first century.
Exploitation Route How political, social and cultural change can both bolster and erode the ethos of the public servant was the central theme of the project and the project leader has been invited to discuss the implications of his findings at both the Scottish Parliament's Festival of Politics in August 2024 and at a consultation event to be held at the Ministry of Levelling Up, Housing and Communities in May 2024. He continues to be invited to take part in media events and to be invited to address meetings with policymakers across Europe.
Sectors Government

Democracy and Justice

 
Description The ultimate impact of this work has been in informing policy-makers and the wider public of the historical experience of tackling corruption as an area of intellectual urgency and national and international policy priority. The project has proved that the personal ethics of those in public office were a crucial guard against 'state capture' by vested interests and anti-democratic forces, far more important than the introduction of institutional rules, professional protocols and standards and codes of conduct. This research has begun to have an impact on the approach to improving civic ethics, through projects currently underway with the Standards Commission for Scotland, which include a new qualification for prospective and current local councillors and with other projects currently in development with the Committee for Standards in Public Life
First Year Of Impact 2024
Sector Government, Democracy and Justice
Impact Types Policy & public services

 
Description Academic Symposium: International Finance and Corruption in modern Britain 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact A one-day symposium, funded by the AHRC networking award Corruption, the 'Common Good' and the emergence of the 'Public Service Ethos' in western Europe in the nineteenth century, held at the Blavatnik School of Government, University of Oxford, 26th July 2021
Programme:
Paper 1: Professor Mark Knights (University of Warwick) - The East India Company and Corruption in Office in the later Eighteenth and early Nineteenth Centuries.
Paper 2: Dr Damian Clavel (University of Oxford and Institute of Historical Research) - Revisiting the "Greatest Financial Fraud in History": Poyais, Atlantic trade, and British Informal Imperialism 1820-1824.
Paper 3: Dr Simon Skinner (Balliol College, Oxford) - "Oh, Christian Country! Oh, Paradise of The Devil!": Victorian religious responses to business
Paper 4: Dr Michael Aldous (Queen's University, Belfast) - The Liverpool Cotton Brokers Association, 1811-1900: The role of private order institutions in the governance of global trade
Paper 5: Professor Herman Lebovics (Stony Brook University NY) - "I Wish to Report a Theft!"...of Heritages and All That They Make Valuable.
Paper 6: Dr James Taylor (University of Lancaster) - Henry Lowenfeld and the Shady Origins of International Portfolio Diversification in Edwardian Britain.
Paper 7: Dr Tom Crook (Oxford Brookes University) - Wire-pullers, vampires and hidden hands: The populist politics of corruption and international finance, c. 1880-1914
Paper 8: Dr Ian Cawood (University of Stirling) - "One of the most fœtid cess-pools of corruption in the world"- The City of London Corporation - 1869-1889.
Plenary Session:
Jon Benton - Former head of the International Corruption Unit at the National Crime Agency
Richard Brooks - Private Eye
Professor Robert Barrington - Former director of Transparency International UK

Owing to COVID 19 restriction, in-person audience was limited to invited post-graduate students. Attendance via Teams included scholars from UK, USA, Germany, the Netherlands, France and Sweden.

The final plenary session which reflected on the significance of the historical treatment of international finance's influence on UK politics and public life, raised interest in a wider event on the history of standard in public life, which will be hosted by Prof Robert Barrington and the award holder at University of Sussex's Centre for Corruption Studies in April 2022, to be attended by current and former civil servants, politicians, leaders of NGOs and members of the Committee on Public Standards in UK.
Year(s) Of Engagement Activity 2021
URL https://royalhistsoc.org/calendar/international-finance-and-corruption-in-modern-britain/
 
Description Cambridge University Core Seminar in Economic & Social History: Whitehall and the problem of public service in nineteenth century institutional reform 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Postgraduate students
Results and Impact This was an invited paper, given at the University of Cambridge, Seeley History Library on 28th October 2021, for the Core Seminars in Economic and Social History

The paper, "Whitehall and the problem of public service in nineteenth century institutional reform" sought to debunk claims by historians, politicians and public servants that the Northcote-Trevelyan Report of 1854 led directly to the 'Westminster model' of public administration in UK. Instead, it sought to assert the crucial role of contemporaries such as Edwin Chadwick, James Kay and Leonard Horner, later nineteenth century administrators such as James Bryce, John Simon and Matthew Arnold and twentieth century civil service leaders such as Warren Fisher, Percival Waterfield and Edward Bridges.
Year(s) Of Engagement Activity 2021
URL https://talks.cam.ac.uk/talk/index/163522
 
Description Corruption and Standards in British Politics 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact An on-line policy discussion, hosted by History and Policy and the Institute of Historical Research.
How has corruption shaped - and undermined - the history of public life in modern Britain? We take a new collection of essays as the starting point for an examination of this question. It considered two and a half centuries of history, from the first assaults on Old Corruption and aristocratic privilege during the late eighteenth century through to the corruption scandals that blighted the worlds of Westminster and municipal government during the twentieth century. And it reflected on the emergence of the concept of standards of governance in modern Britain and identify potential parallels between the challenges of the era which the book covers and those facing UK politics today.

Joining the editors Dr Ian Cawood (University of Stirling) and Dr Tom Crook (Oxford Brookes University) to discuss the book were:

Anneliese Dodds MP (Shadow Secretary of State for Women and Equalities)
John Penrose MP (United Kingdom Anti-Corruption Champion at the Home Office 2017-2022)
Prof Mark Knights (University of Warwick. Specialist in the history of corruption in Early Modern Britain)
Dr Kathryn Rix (Assistant Editor, House of Commons 1832-1945, History of Parliament)
This event was chaired by Professor Philip Murphy, Director of History & Policy.
Year(s) Of Engagement Activity 2022
URL https://www.youtube.com/watch?v=LX6Sw8Diogc
 
Description Edinburgh Festival of Politics panel: 'Are standards in public life really declining?' at the Scottish Parliament 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact This was a public panel, with myself, a fellow expert in administrative ethics and a former UK Permanent Secretary, chaired by the Convener of the Scottish Parliament's Standards, Procedures and Public Appointments Committee, which took a survey of the state of governance in Britain across the past two centuries and identified key deficiencies in current standards among politicians and public officials.
Year(s) Of Engagement Activity 2024
URL https://www.scottishparliament.tv/meeting/festival-of-politics-2024-are-standards-in-public-life-rea...
 
Description Ethics and the Civil Service - past, present, and future 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Ethics and the Civil Service - past, present, and future

Agenda

Morning theme: where are we now on standards in UK public life - and what next?
09.30-10.00 Registration
10.00 Opening remarks - Dr Ian Cawood
10.10 Keynote The Contested Legacy of the Northcote-Trevelyan Report
Michael Coolican - former Assistant Secretary, DTI, author of No Tradesmen,
No Women: The Origins of the British Civil Service (2018)
10.40 Panel How robust is the UK's standards system and what needs to change?
Professor Elizabeth David-Barrett (University of Sussex)
Dr Gillian Peele (University of Oxford)
Dr Susan Hawley (Executive Director, Spotlight on Corruption)
Facilitator: Professor Robert Barrington (University of Sussex)
11.30 Break
11.45 Panel A view from within public service: standards, civil servants and Ministers
Baroness (Gisela) Stuart of Edgbaston
Sir Philip Rutnam (Former Permanent Secretary to the Home Office)
Professor Jill Rutter (Institute for Government & King's College, London)
Facilitator: Professor David-Barrett (University of Sussex)
12.40 Lunch

Afternoon theme: how did we get here - and what lessons can we learn?
13.30 Keynote Above the law? Parliament and public standards since 1850
Professor Miles Taylor (Centre for British Studies, Humboldt Institute, Berlin)
14.00 Presentations The Civil Service and the British Empire
Dr Colin Alexander (Nottingham Trent University)
Dr Steven Pierce (University of Manchester)
15.00 Break
15.20 Presentations The rivals of Charles Trevelyan in C19th administrative reform
Professor Lauren Goodlad (Rutgers University)
Professor Stuart Jones (University of Manchester)
Dr Ian Cawood (University of Stirling)
16.50 Closing Remarks
Year(s) Of Engagement Activity 2022
 
Description Final Project Conference 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact A two day residential international conference bringing together leading academics, policymakers and politicians.

This conference brought together experts in the history of corruption and the struggle for better standards of governance, administration and public life from across Europe and North America in order to identify common patterns of reform across national boundaries and to encourage new research collaborations and partnerships. They identified the nineteenth century as a unique period in modern history where the standards of administrative probity and the gradual implementation of meritocratic principles of recruitment and promotion were introduced nearly simultaneously across almost every western country, even while colonial projects of conquest, exploitation and cultural suppression were taking place in these countries' empires.
Year(s) Of Engagement Activity 2023
URL https://royalhistsoc.org/calendar/corruption-public-service-and-the-common-good-in-western-europe-in...
 
Description Interview for on-line news service 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Media (as a channel to the public)
Results and Impact A interview with 'The Ferret' on-line media organisation on the topic "What does it take for a politician to lose their job?"
Year(s) Of Engagement Activity 2023
URL https://theferret.scot/what-does-it-take-for-politician-to-lose-their-job/
 
Description Interview on BBC Radio Scotland 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact The award holder was interviewed on BBC Radio Scotland's Sunday Morning With Tony Kearney on ethics in politics
Year(s) Of Engagement Activity 2022
URL https://www.bbc.co.uk/programmes/m0014631
 
Description Participation in Government Workshop 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact I took part in an online Engagement Seminar on Local Government Structures at HMG Department of Levelling Up,
Housing and Communities by the History and Policy unit at the Institute of Historical Research
This was attended by over 200 civil servants from the Department
Year(s) Of Engagement Activity 2024
 
Description Publication on The Conversation: A History of British Sleaze 
Form Of Engagement Activity Engagement focused website, blog or social media channel
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact A public engagement article, published by 'The Conversation', identifying the connections between corrupt political behaviour in eighteenth century and the present Conservative administration in Britain.

The engagement included on-line discussion with those commenting on the article on The Conversation website

This has led to invitations to write for the press and to be interviewed for radio.
Year(s) Of Engagement Activity 2021
URL https://theconversation.com/a-history-of-british-political-sleaze-and-why-we-should-worry-about-the-...
 
Description The Black Book and the Reform of Public Life in early nineteenth century Britain 
Form Of Engagement Activity A broadcast e.g. TV/radio/film/podcast (other than news/press)
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Podcast interview with Faculti on my recent research into anti-corruption activism in early C19th Britain and its significance in the emergence of modern definitions of corruption and standards in public life
Year(s) Of Engagement Activity 2023
URL http://faculti.net