Living on the Margins: Using literary comics to understand the role of borderland brokers in post-war transitions

Lead Research Organisation: University of Bath
Department Name: Social and Policy Sciences

Abstract

This project uses literary comic strips to promote understanding of the role of borderland brokers in Nepal and Sri Lanka. Borderland brokers play an important but little understood role in mediating relations between the centre and periphery and in turn shaping the course of post-war transitions. These brokers include local political or military elites, traders or businessmen and women, or religious figures who mediate between centre and periphery and/or across international borders. The project will conduct life histories of a range of men and women from borderland or frontier regions in Nepal and Sri Lanka, two South Asian countries that have recently seen wars end.

The project builds on the considerable momentum generated by two existing research projects ('Borderlands, Brokers and Peacebuilding in Sri Lanka and Nepal: War to Peace Transitions viewed from the margins' (funded by ESRC Dec 2015- Nov 2017) and 'State, Frontiers and Conflict in the Asia-Pacific' (2014-18, funded by the University of Melbourne), and several academic and policy networks established through these projects. It explores the life histories of brokers in order to better understand how these figures have shaped and responded to changing post-war dynamics linked to international and domestic peacebuilding and statebuilding interventions. We will collect multiple oral histories of respondents from the two research sites and from those, choose four stories from contrasting regions in Nepal and Sri Lanka (2 from each) to illustrate. The comics will be used in tandem with policy packs and educational resources to communicate key policy messages stemming from the research.

We understand brokerage as a social relation that shapes how power is imposed and negotiated through the capacity of key individuals to mediate across social boundaries and between different scales. Brokers are 'network specialists' whose ability to straddle multiple life-worlds enables them to act as gatekeepers who mediate power and filter access to resources. We focus on brokers who are physically located at the margins of the state.

Our starting assumption is that brokerage is central to post-war transitions. Military, political and economic brokers mediate valued resources and ideas between centre and periphery and across the borderline. In post-war transitions their roles may change; for example military actors become political party leaders or morph into businessmen, or development brokers. These figures may play a critical role in determining the extent to which borderland regions are integrated into the post-war settlement. For example, political leaders in the southern Tarai region of Nepal used their leverage to impose a cross-border blockade in protest at a new constitution. Their stories can therefore help to shed light on the shifting social, political and gender dynamics of conflict and peace, and paint a compelling picture of why conflict persists or how peaceful relationships are built.

The project will produce literary comic strips and books, illustrating first person testimonies recorded with a range of brokers including Muslim politicians in Sri Lanka who struggle to mediate between the interests of their core constituency and the demands of the central state, 'manpower' agents who provide opportunities for marginalised villagers in Nepal to work overseas, and former para-military rebel leaders in Sri Lanka who switched allegiances during the war and went on to take up key positions in the Provincial administration.

We will aim to publish these illustrated stories in the international mainstream media and through a variety of media platforms in Sri Lanka and Nepal. The project will critically examine the potential role of literary comics in research on borderlands and brokers, generating findings that will be of relevance to a wide range of researchers and scholars working on conflict and development.

Planned Impact

The project is designed to influence key policy debates that are central to development policy and the ongoing post-war transitions in Nepal and Sri Lanka. Questions of state reform, transitional justice, and post-war development are highly salient in both countries, yet international NGOs, donors and local politicians often fail to engage constructively with the public on these issues.

A focus on borderlands and brokers also provides a radical challenge to the existing international policy consensus on areas such as post-war reconstruction and development, peacebuilding and statebuilding, and good governance. International policymakers have tended to suffer from 'borderland blindness', viewing problems through national frameworks, and neglecting subnational or transnational dimensions of conflict. National and international policy actors often engage with borderland regions through brokers or gatekeepers. This research will help these policy actors to understand more clearly the effects of these engagements, providing insights into which types of brokers are more likely to channel resources or open up spaces for the vulnerable. More specifically the research will have an impact on the following actors and issues:

General public in Nepal, Sri Lanka and the UK
We will ensure the research engages the general public in Sri Lanka and Nepal by aiming to publish the comics on leading news and social affairs websites in the two countries such as recordnepal.com (Nepal) and groundviews.org (Sri Lanka), and via national print media in Sri Lanka (e.g. Daily Mirror) and Nepal (The Himalayan). It is hoped that the comic strips will also be published on leading international news websites such as The Guardian, BBC or Huffington Post.

Civil society organisations
The research will benefit a range of national and international NGOs working in the two countries in the fields of development, human rights, peacebuilding and the arts. Key international NGOs working in both countries include International Alert, Search for Common Ground and Oxfam. NGOs and media organisations include from Sri Lanka the Centre for Policy Alternatives (CPA) and the National Peace Council, and from Nepal the Nepal Peacebuilding Initiative and Social Science Baha. By providing engaging and in-depth accounts of borderland brokers from peripheral regions, the project will provide important insights to inform these organisations' peacebuilding and development work, as well as providing them with tools to engage participants in workshops designed to initiate debates on topics such as state reform or transitional justice.

Multi-lateral and bi-lateral donors
The research is highly relevant to donor agencies working in Sri Lanka and Nepal, including UNDP, USAID, DFID, GIZ, ADB and the World Bank. Donors face significant challenges in their efforts to influence policy processes relating to the post-war transitions in both countries. The research will be of particular relevance to UNDP's work on transitional justice and the Asia Foundation's work on local governance and security. The research will help to assist these agencies to understand how brokerage affects their work and to engage more effectively with the general public on questions of state reform and transitional justice. The policy briefs will draw out the wider policy implications of the broker life histories and will be of relevance to ongoing work on political settlements, decentralisation and post-war governance, and infrastructure policy.

National and local government
We will seek to engage with national and local government representatives through the members of the policy advisory groups in Nepal and Sri Lanka (particularly Martin Chautari and Centre for Poverty Analysis), many of whom have extensive networks with government at all levels. This engagement will seek to influence government policy in marginal regions relating to areas such as post-war development and transitional justice.

Publications

10 25 50
 
Title Illustrated essay 
Description An illustrated essay based on the project findings. The essay explores the key concepts of the project (borderlands, boundaries and brokers), provides contextual background to the war-to-peace transitions in Nepal and Sri Lanka, and provides four life histories of borderland brokers. The illustrated essay ends with some wider reflections on methods and conclusions. 
Type Of Art Artwork 
Year Produced 2018 
Impact The illustrated essay has been translated into four languages (Nepali, Maithili, Sinhala and Tamil). 500 copies of the essay have been printed in each of these translated languages and 2000 copies have been printed in English. These booklets have been distributed at policy events and exhibitions. The illustrated essay has been turned into an exhibition, which has been displayed on 6 separate occasions in Colombo, Batticaloa, Kathmandu, Rajbiraj, London and Bath. 
URL http://borderlandsasia.org/living-on-the-margins
 
Description First, the illustrated life histories have generated original findings about the lives of borderland brokers and their role in post-war transitions. The life histories involved the use of a novel methodological approach, which allowed us to explore processes of transition through the eyes of a single individual, providing fresh insights into how structure and agency come together during key moments of transition. The illustrated accounts place greater emphasis on aspects of brokers' lives that are often glossed over in political economy work on brokers and post-war transitions: their connections to place, the emotional dimensions of their lives, and the personal tensions and dilemmas they faced in their work as brokers. These accounts provide an important corrective to mainstream accounts of brokers, which have tended to focus on the material and strategic dimensions of these individuals' roles.

Second, the project has provided new knowledge about the use of the comics medium in political economy research, highlighting some of the benefits and challenges of combining the production of literary comics with political economy research on conflict. The illustrated essay format was engaging and accessible and maximised scope for the marginalised narratives of borderland brokers to reach diverse audiences and influence public debates on post-war transitions. The comics medium made translation into local languages relatively straightforward, which allowed us to engage a wide range of key individuals, organisations and communities in capital cities but also beyond in marginalised or peripheral regions of Sri Lanka and Nepal.

Third, the project also highlighted particular challenges associated with our approach, including the tendency for the literary comics approach to generate selection bias towards less contentious brokers. In this project, this bias meant that the illustrated essay was unable to capture the experience of certain types of brokers (particularly high-profile figures or those engaged in corruption/violence), and therefore was unable to capture the full range of brokers analysed in the wider research project. In addition, some details of these brokers' lives were highly contested, making it difficult for the research team to decide whether and how these details should be presented.

Finally, the process of producing, publishing and exhibiting the illustrated essay, generated political and social consequences for the brokers, which the project team had to navigate and mitigate. These include both potentially negative consequences (e.g. the accounts being misrepresented by critics) and opportunities for enhancing their reputation (e.g.brokers harnessing the fact that they were being profiled in an international publication to boost their own standing). The project therefore highlighted some of the unique ethical challenges associated with generating public-oriented accounts of brokers in conflict-affected regions. Furthermore, the project emphasised the intense reputational politics that surround brokers and their vulnerability. The project has highlighted the need for researchers to pay close attention to these.
Exploitation Route The project's methodological findings about combining literary comics with social science research (particularly political economy research on conflict) can be used to inform the design and implementation of future interdisciplinary research projects. A growing number of research projects are using literary comics to disseminate findings (e.g. the GCRF-funded Drugs and Disorder project, ES/P011543/1) and this project's reflections on the challenges and benefits of this approach can inform this work. We are currently in the process of finalising a policy brief based on the findings of this research project and the associated ESRC-funded 'Borderlands, Brokers and Peacebuilding' project (ES/M011046/1). This policy brief will be circulated amongst key peacebuilding and development policymakers. Three key contributions that are expected to have concrete impacts on policy debates related to conflict and peacebuilding are: (1) how to counteract 'borderland blindness' amongst aid donors; (2) how to incorporate borderlands into political settlement analysis; (3) how to engage with brokers in post war transitions.
Sectors Communities and Social Services/Policy,Government, Democracy and Justice,Security and Diplomacy

URL http://www.borderlandsasia.org
 
Description The project has generated widespread public interest - in the UK, Sri Lanka and Nepal. In particular (and unusually) we have generated considerably public interest in the project's findings by holding public exhibitions and outreach events in some of the borderland regions where the research was conducted (Batticaloa in eastern Sri Lanka and Rajbiraj in southern Nepal). Over 2,000 booklets in local languages (Nepali, Maithili, Sinhala and Tamil) were distributed in Sri Lanka and Nepal, in addition to 500 copies in English. A further 1,500 copies have been printed in English and are being circulated in the UK at relevant exhibitions, academic and policy events attended by the PI and CI. Our project website, which features the illustrated essay, has been visited 7,000 times (with 35% of total page views on the illustrated essay). Similarly, the use of artistic methods encouraged public engagement with our wider research findings from a diverse range of audiences - we held exhibitions in Colombo, Batticaloa, Kathmandu, Rajbiraj, London and Bath, which were attended by over 500 people in total. We gathered some feedback from the Bath exhibition (held in February 2019) and 15/15 respondents who provided detailed feedback agreed or strongly agreed that the exhibition had changed the way they thought about the role of borderland regions in post-war transitions in Sri Lanka and Nepal. Illustrations from the project were used in a policy report published by Conciliation Resources, a leading UK-based international peacebuilding organisation. This report has been widely shared with international policymakers (including representatives from DFID and the World Bank) and has been well received.
First Year Of Impact 2018
Sector Communities and Social Services/Policy,Creative Economy,Government, Democracy and Justice,Security and Diplomacy
Impact Types Societal,Policy & public services

 
Description Citation in Conciliation Resources policy report on 'Borderlands and Peacebuilding'
Geographic Reach Multiple continents/international 
Policy Influence Type Citation in other policy documents
URL https://www.c-r.org/accord/borderlands-and-peacebuilding-insight
 
Description SOAS Impact Acceleration Fund
Amount £8,000 (GBP)
Organisation School of Oriental and African Studies (University of London) 
Sector Academic/University
Country United Kingdom
Start 08/2017 
End 07/2018
 
Title Borderlands, brokers and peace building in Sri Lanka and Nepal, qualitative interviews 2015-2018 
Description The data consists of qualitative interview notes in English for 246 interviews: 111 interviews across four locations in Sri Lanka and 135 interviews across four locations in Nepal. The locations are comprised of the respective districts (three per country) in which the study was undertaken, plus the capital cities of the two countries (for national data-mapping). 13 of the Sri Lanka interviews and 20 of the Nepal interviews are with the brokers who were the focus of the study. Political economy critiques of the mainstream literature on statebuilding and post-conflict reconstruction, highlight its ahistorical, functionalist and technocratic orientation (Cramer, 2006; Migdal et al; Schlichte, 2005; Roxborough, 2012; Pugh et al, 2008). This critique emphasises the historically-divergent and contested trajectories of state formation/building, and the importance of studying the state as it actually exists rather than as an ideal type. The corollary to this is the need to disaggregate the state through coalitional analysis, to appreciate the role that coercion and the distribution of rents play in shaping political (dis)order and the critical importance of informal networks, brokers and power relations that underpin formal state structures and institutions (North et al 2012, De Waal 2009, Mac Ginty 2010). However, important though these political economy insights are, they rarely deal explicitly with questions related to the territorialisation of power, or the spatial dimensions of scarcity, abundance and dependence (Le Billon, 2012). The implicit spatial assumption is that post-war statebuilding and development involves the creation or rebuilding of institutions at the centre, followed by the diffusion or radiation of power outwards to the margins of the state. This research challenges this narrative, drawing upon insights from political geography, political ecology and border studies which examine the interactions between territory, space, scales, resources and political processes (Agnew, 2008; Jessop et al, 2008; Korf et al, 2009; Nugent, 2003; Paasi, 2011; Watts, 2004). The research focuses on the specific histories of conflict and post-war statebuilding, the networks, brokers and institutions which link centre and periphery, and the evolving geographies of war to peace transitions. From this perspective, the margins are not merely reflective of power relations at the centre, but may actually be constitutive of those power relations (Scott, 2009; Goodhand, 2008, 2013). The research aims to open up the black box of subnational governance and study how different kinds of peripheries and differing brokering relationships may define institutional arrangements and political processes at the national level. The margins may be crucial arenas which determine how peace is built in the aftermath of war. The research consists of a structured, focused comparison of the spatial dynamics of war to peace transitions in the borderlands/frontier regions of two conflict-affected states in South Asia - Sri Lanka and Nepal. The comparison between two different types of peripheries - borderlands, which span an international border as in the case of Nepal, and internal frontiers which lie on the margins of an island state as in Sri Lanka - will be particularly fruitful in revealing differing dynamics of conflict, brokerage and post-war consolidation. These cases also represent two contrasting post-war settlements: while Sri Lanka's war ended with a military victory leading to a victor's peace; Nepal's war concluded with a negotiated settlement and a subsequent period of protracted bargaining between the centre and borderland regions. These contrasting characteristics will help us to develop an understanding of how different contextual features shape the role of borderlands and brokers in post-war transitions, and broaden the applicability of these findings to a wider set of cases in South Asia and beyond. The research will have three strands (national mapping study, district-based studies, and programme/broker studies), which will allow us to capture different levels of analysis and explore the connections and pathways linking structures, institutions and agents. In order to shed light on the complex international/national/local interface, the research deploys a multi-sited research design that mixes methods, including interviews, surveys, life histories and historically-informed contextual analysis. 
Type Of Material Database/Collection of data 
Year Produced 2019 
Provided To Others? Yes  
Impact None to date. 
URL https://reshare.ukdataservice.ac.uk/853588/
 
Description Exhibition of Living on the Margins illustrated essay and artwork 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact Around 300 people attended this exhibition held at 44AD Gallery, Bath 19-24 Feb. On 21 Feb, we held a small evening launch event where we gave a short talk about the research project and answered questions. We gathered some feedback from the exhibtion and 15/15 respondents who provided detailed feedback agreed or strongly agreed that the exhibition had changed the way they thought about the role of borderland regions in post-war transitions in Sri Lanka and Nepal.
Year(s) Of Engagement Activity 2019
URL https://www.bath.ac.uk/events/living-on-the-margins-exhibition/
 
Description Exhibition of Living on the Margins illustrated essay at Swami Vipulananda Institute of Aesthetic Studies(SVIAS), Eastern University, Batticaloa 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact We exhibited our Living on the Margins illustrated essay and associated artwork, which ran for two days. We also organised a small event where we presented emerging research findings at an event attended by local NGO representatives, politicians and government officials. Around 50 people attended this event.
Year(s) Of Engagement Activity 2018
 
Description Exhibition of Living on the Margins illustrated essay, Park Gallery, Kathmandu 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact We exhibited the Living on the Margins illustrated essay at the Park Gallery which ran for two days. We held a small launch event attended primarily by INGO and donor representatives, academics, and students.
Year(s) Of Engagement Activity 2018
URL http://www.parkgallery.com.np/exhibition_archives/detail/living-on-margins
 
Description Joint Analysis Workshop for Conciliaiton Resources publication, 'Peacebuilding and Political Settlements' (London, UK) 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact 30 policymakers, academics and practitioners attended this two-day workshop in London on borderlands and political settlements. The workshop was designed to help develop ideas for a policy-oriented publication produced by Conciliation Resources, which members of the project team (Plonski, Walton, Goodhand, Meehan) are co-editing. The workshop was an opportunity to share ideas generated through the project and discuss the application of these ideas with policymakers
Year(s) Of Engagement Activity 2017
 
Description Policy roundtable, Colombo, Sri Lanka 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact Around 30 policymakers and practitioners attended a policy roundtable. The initial event was designed to spark interest in the project and gather feedback about our approach and how we could ensure the project impacted effectively on ongoing debates around post-war development, justice and accountability and state reform. There was a lively discussion about the research and the use of comics for communicating and exploring our key findings. The final event was designed to share emerging research findings with the policy community in Nepal. A number of key policymakers (from the Sri Lankan government and from various European donors and leading INGOs) attended.
Year(s) Of Engagement Activity 2017,2018
 
Description Policy roundtable, Kathmandu, Nepal 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact Around 30 policymakers, practitioners, business people and students attended policy roundtables in 2017 and 2018. The initial event was designed to spark interest in the project and gather feedback about our approach and how we could ensure the project impacted effectively on ongoing debates around post-war development, justice and accountability and state reform. There was a lively discussion about the research and the use of comics for communicating and exploring our key findings. The final event was designed to share emerging research findings with the policy community in Nepal. A number of key policymakers (from the Nepali government and from various European donors and leading INGOs) attended.
Year(s) Of Engagement Activity 2017,2018
 
Description Public Exhibition, Sapumal Foundation Gallery, Colombo 7 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact We held a two-day exhibition of the Living on the Margins illustrated essay and two pieces of commissioned artwork. We held an evening event where Oliver Walton gave a brief talk (with two local artists) about the research project and answered questions. Around 60 people attended.
Year(s) Of Engagement Activity 2017
URL https://www.facebook.com/events/232674267297094/
 
Description aunch event for latest Accord Insight: Borderlands and peacebuilding: a view from the margins 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact This event launched the Conciliation Resources Accord publication on Borderlands and Peacebuilding which draws on research from the 'Borderlands, Brokers and Peacebuilding' and 'Living on the Margins' projects. Jonathan Goodhand and Oliver Walton both presented at the event, which was attended by around 40 people, mostly NGO representatives and academics.
Year(s) Of Engagement Activity 2018
URL http://www.politicalsettlements.org/event/launch-event-for-latest-accord-insight-borderlands-and-pea...