Varieties of Risk

Lead Research Organisation: University of Stirling
Department Name: Philosophy

Abstract

The notion of risk plays a central role in economics, finance, health, psychology, law and elsewhere-and is prevalent in managing challenges and resources in day-to-day life. Almost all of the existing literature on risk takes it for granted that there is one and only one legitimate notion of risk: the probabilistic notion on which the risk of an event or state of affairs is equated with its probability. The primary aim of this research project is to challenge this monist view of risk and provide a philosophical framework for a pluralist perspective, on which there are multiple, equally legitimate, notions of risk. This new framework will then be applied to crucial questions about risk that arise in psychology, criminal law, outdoor sports, and risk management.

Philosophy
We develop risk pluralism by drawing on other long-standing debates about pluralism in philosophy, for example, pluralism about truth, value, norms, or logical consequence. We argue that risk pluralism offers not merely a descriptively adequate theory of risk judgments, but also that it is the correct normative theory. Our defence of risk pluralism will tie in with current debates about philosophical methodology and epistemic rationality.

Psychology
It is widely acknowledged that risk judgments that people are inclined to make don't always align with what the probabilistic account would predict to be correct. In research dating back to at least the 1970s psychologists have identified a range of ways in which people's intuitive judgments systematically deviate from the predictions of the probabilistic account. These results have been taken to reveal heuristics and biases which guide our judgments. A pluralist account of risk opens up a new way of interpreting these findings: risk judgments which diverge from the probabilistic account could be reconceived as tracking non-probabilistic notions of risk.

Criminal Law
Many of the rules of criminal procedure are designed to minimise the risk of convicting an innocent person. In particular, the high standard of proof for criminal trials-beyond reasonable doubt-is designed to ensure that the risk of mistaken convictions is very low. And yet, as a number of theorists have observed, many features of the criminal trial process are difficult to square with a probabilistic account of risk. We argue that introducing certain non-probabilistic notions of risk enables us to better account for the realities of legal practice. We will also investigate other ways in which risk figures in criminal trials, e.g. in pre-trial decision about bail or detention, definitions of recklessness, or decisions about parole.

Outdoor sport
Outdoor sports and so-called "extreme" sports, such as mountaineering, base-jumping, or off-piste skiing, involve an increased fatality rate which also affects the most competent practitioners in these activities. In recent studies, numerous "heuristics traps" and biases have been identified that can lead practitioners to misjudge the dangers involved, while the visceral nature of an accident can, in turn, lead non-practitioners to overestimate the dangers of such activities. A pluralist account of risk can help to explain such widespread disagreement in risk judgments by showing that some such judgments are responding to a non-probabilistic notion of risk.

Risk Management
The widespread practice of de minimis risk management involves disregarding certain low risk possibilities, while subjecting moderate and high-risk possibilities to a comprehensive risk analysis. If risk is understood in probabilistic terms, this practice cannot be justified-and it has been criticised on precisely these grounds. We will determine whether the practice may be legitimate relative to a non-probabilistic notion of risk.

Planned Impact

The notion of risk plays a role not only in numerous academic disciplines but affects and underlies human decision-making quite generally. As such, the identification of different concepts of risk and how these distinct notions can affect our decisions and our reasoning--the core aim of our research proposal--has significant potential for distinctive impact beyond academia. We plan to use the expertise and interests of the PI and the Co-I to engage in two well-defined areas of impact, directly related to our research questions.

Risk and outdoor sports decision-making: First, we will work directly with outdoor educators and practitioners to understand better the relevant risk judgments, heuristics and biases that are distinctive to competent outdoor decision-making. Naturally, this will create a feedback loop from impact back to research, since understanding the diversity of competent risk-judgments and identifying potential sources of disagreement of such judgments provides a basis for risk pluralism. Secondly, having engaged with professionals and educators, we will collaborate with them on how these insights can be translated into an outdoor education curriculum so to educate newcomers to outdoor decision-making. We will engage with stakeholders at the Scottish National Outdoor Training Centre (Glenmore Lodge) and with researchers from the Scottish Avalanche Information Service.

Risk and legal decision-making: The research conducted in this project directly bears upon a number of issues about criminal procedure including two that are of current interest to policy makers in Scotland: (I) The use of biometric evidence in criminal prosecution and (II) the corroboration rule. We will pursue two distinct avenues for bringing the results of this research to the attention of policy makers: through the Social Sciences Cross-Party Group and through the Scottish Institute for Policing Research. The Social Sciences Cross Party Group provides a forum for discussing research in the social sciences relevant to current policy issues in Scotland, involving academics, MSPs, and other Social Science and Policy stakeholders. Through this group, the Co-I has already flagged his research with the Police Division of Scottish Government. The Scottish Institute for Policing Research is a collaboration between 14 Scottish Universities and the Police Service of Scotland and includes a research network, Evidence and Investigation, exploring policies for using forensic evidence in criminal investigation and, in particular, the use of biometric databases.

While our plans for impact will target, in the first instance, specific interest groups, we will also communicate the outcomes of our research to a wider audience. We have a budget to produce short videos that summarise and explain the results of our research. The videos will be shared on our website and through social media channels. Both PI and Co-I will draw upon extensive experience engaging in knowledge exchange: the PI co-produced and narrated a short movie that touched on philosophical issues in extreme sports, called Comfort Zones, which was screened at Mountain Film Festivals (Dundee, Braemar, Sheffield) and discussed in newspapers (The Scotsman and The Courier). The Co-I has a track record of high-profile public philosophy and was awarded the inaugural Sanders Prize for Public Philosophy for a paper on probability and surprise that is closely linked to the themes of this project.
 
Title Giada Fratantonio on Risk and Proof Paradoxes 
Description A short 5 min animated summary of the research paper published by Dr Giada Fratantonio 
Type Of Art Film/Video/Animation 
Year Produced 2022 
Impact No notable impact we are aware of as of yet 
URL https://www.youtube.com/watch?v=D8hvkNoYbDE&t=9s
 
Description Award still in progress and we provide a full summary at the next round of all our key findings. We are still waiting for further publications to appear
Exploitation Route The research has had impact and created a risk communication group involving a number of different interest groups -- a project we hope to continue.

There are new collaboration with Norwegian researchers and the European Avalanche Warning Systems -- an organisation that brings together 29 forecasters.
Sectors Education,Environment,Leisure Activities, including Sports, Recreation and Tourism,Culture, Heritage, Museums and Collections

URL http://www.varietiesofrisk.info
 
Description We created a risk communication group that involves the Scottish Avalanche Information Service and other organisations -- our research has informed that group We have contributed to the European Avalanche Warning Services annual meeting as keynote speaker with the result of a creation of a dedicated risk communication group on which one of is a member. Ongoing collaboration with the Scottish Mountain Rescue
First Year Of Impact 2022
Sector Education,Environment,Leisure Activities, including Sports, Recreation and Tourism,Other
Impact Types Economic,Policy & public services

 
Title Gratuitous Risk Taking Data set: Survey response to a study on danger and recklessness judgements 
Description 2000 Survey responses collected in 2019 with support of RSE. Analysed in 2020 in preparation for the submission of the paper in October 2020 with support of AHRC 
Type Of Material Database/Collection of data 
Year Produced 2020 
Provided To Others? Yes  
Impact None yet. 
URL https://github.com/iandurbach/gratuitous-risk-taking
 
Description Associate Member of the GUESSED Research project at the University of Tromsø 
Organisation University of Tromso
Country Norway 
Sector Academic/University 
PI Contribution GUESSED is a large scale research project (Funding source: NordForsk [105061] ) that investigate risk, risk perception and risk management with a specific focus on outdoor sports. PI has attended numerous talks and events such as a workshops and directly collaborated with one core research members for which there is now one output.
Collaborator Contribution The provide research time and research funds to support our joint research
Impact Safety in Numbers (2022) co-authored with Michael Morreau who is a Co-I on the project.
Start Year 2021
 
Description Providing expert advise to SAFOS as part of the newly formed risk communication group 
Organisation Sport Scotland
Country United Kingdom 
Sector Charity/Non Profit 
PI Contribution **Please note that my interaction has not been with Sports Scotland directly but with SAFOS which is under the umbrella of Sport Scotland** Since 2019 I'm a member of SAFOS (Snow and Avalanche Foundation of Scotland) which is part of Sport Scotland and since Autumn 2020 I'm part of the newly formed risk communication group that develops new strategy for SAFOS to communicate with the public. In addition, I've been involved in an expert team of reviewers: reviewing recently published academic work that is relevant to the SAFOS group and relevant for future CPD's of professional bodies such as the Mountaineering Council of Scotland etc.
Collaborator Contribution The risk communication group has recently been created and we are currently working on ways in which to improve risk communication
Impact The reviews team involves mountain guide professionals as well as Dr Jane Blackford (Edinburgh) Geology.
Start Year 2020
 
Description Research Collaboration with Scottish Avalanche Information Services 
Organisation Sportscotland Avalanche Information Service
Country United Kingdom 
Sector Public 
PI Contribution In consultation with the Head of SAIS we designed a user survey to investigate risk understanding of end users of the survey. The collaboration will provide academic support to SAIS to improve their avalanche bulletins using an evidence-based approach. We provide the expertise to design surveys, and the expertise to analyse the responses. Moreover, we drew on existing academic research to assess how risk is perceived by SAIS end users.
Collaborator Contribution Mark Diggins from SAIS consulted on the survey and made sure it is technical appropriate and provides the "expert standard" by which to assess users responses. Moreover SAIS has been actively engaged in widening reach of the survey by advertising it to its members and users.
Impact The collaboration is multi-disciplinary and also involves a colleague of mine from Economics at the University of Stirling, Dr David Comerford, and it will likely also involve a dedicated statistician Dr Ian Durbach (St Andrews)
Start Year 2020
 
Description CPD event on decision-making under risk for Scottish Mountain Rescue 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Third sector organisations
Results and Impact I offered a one day (two seminars for 3h to 20 people each) seminar on decision-making under risk and group decision-making as part of a Training Event for members of Scottish Mountain Rescue. We discussed heuristics and biases, wicked learning and the pros and cons of group decision-making when engaging in a rescue operation. The event was great and resulted in excellent feedback and the request by Scottish Mountain Rescue to continue collaborating with them
Year(s) Of Engagement Activity 2022
 
Description Interview about environmental risk and normalcy on Italian online news. 
Form Of Engagement Activity A magazine, newsletter or online publication
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Media (as a channel to the public)
Results and Impact I was interviewed about my work and, more precisely, about my talk on environmental risk that I gave at COP26 in Nov 2021.
Year(s) Of Engagement Activity 2021
 
Description Is it too risky to lift lockdown early in the UK? It depends on the kind of risk 
Form Of Engagement Activity Engagement focused website, blog or social media channel
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact Article in The Conversation on the ethics of risk management for Covid restrictions, given different varieties of risk. 10,646 people viewed the article, 3 made comments. It was shared on twitter 12 times, and on Facebook 81 times.
Year(s) Of Engagement Activity 2021
URL https://theconversation.com/is-it-too-risky-to-lift-lockdown-early-in-the-uk-it-depends-on-the-kind-...
 
Description Lecture for SnowSport Scotland on how to improve group decision-making in risky environments. Part of a CPD event 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact 1,5 h Online lecture that was recorded and available to professionals working for snowsport scotland to gain CPD credits. People chose from a number of lectures (including mine) and have to write short essays summarising my lecture and what they take from it to acquire one CPD credit.
Year(s) Of Engagement Activity 2021
 
Description Scottish Avalanche Information -- Forecasters meeting 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Professional Practitioners
Results and Impact Meeting all the Avalanche Forecasters of the Scottish Avalanche Forecasting Service to talk about the theoretical challenges in forecasting. Talking about the pitfalls and some of the formal issues to do with trying to find a Europe wide approach to forecasting.

We shared and discussed the suggestions made by the European Avalanche working group which contains a lot of academic language and make it more accessible to everyday forecasters.
Year(s) Of Engagement Activity 2021
 
Description Scottish Mountain Rescue the Ethics of Donation 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Third sector organisations
Results and Impact Claire Field (PostDoc on the project) organised a workshop together with the Scottish Mountain Rescue Service on the ethics of soliciting donations. The event was a collaboration between members of the Varieties of Risk project, other members at the department for Philosophy at Stirling and the person responsible for donation solicitation at the Scottish Mountain Rescue Service. We invited donors as well as people that have been rescued to share their own experience and discussed how best to reach out to people to increase donation to the service.
Year(s) Of Engagement Activity 2022
 
Description Seminar discussion on Puzzles of the Evidence 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Public/other audiences
Results and Impact I run a seminar on puzzles of the evidence and risk for a charity called The Stuart Low Trust, which runs philosophical sessions for people suffering from isolation and mental health issues.
Year(s) Of Engagement Activity 2021
 
Description Series of lectures on "Why how we assess evidence and risk matters" at Italian high school A. Frattini, Varese. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Schools
Results and Impact I introduced a group of 19 high-schoolers to some of the foundational issues about the epistemology and psychology of risk. In particular, I addressed the following questions: i) how *should* we evaluate risk and evidence? ii) how *do* we tend to evaluate risk and evidence? iii) Why how we assess risk and evidence matters?

These series of lectures were officially acknowledged as part of the high-school's 36 hours of Civic Education, compulsory in every Italian School.

By asking the students to think about real-life cases, they learnt about the cognitive biases that often underpin our risk judgments and that often make our perception of risk come apart from how probable a negative event actually is. Finally, we discussed why it's important to be vigilant in how we perceive and assess risk, for instance, when spending time on social medias, when considering conspiracy theories, and when deciding who to trust and distrust. The lectures were followed by a lively discussion with the students, who were able to think about how they engage with social media, and how they consume information on the internet.
Year(s) Of Engagement Activity 2021
 
Description Talk at CPD event of SAIS forecasters 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact Presentation of research outputs to 25 active Avalanche forecasters working for the Scottish Avalanche Information Services. Resulted in wide ranging discussion about the use of so called snow pit and follow up engagements with two different forecasters potential leading to new research interests.
Year(s) Of Engagement Activity 2020
 
Description Talk on "Normalcy and Environmental Risk" for COP26, Glasgow, panel on Wellbeing Risk and Climate Justice 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Media (as a channel to the public)
Results and Impact I gave a talk as part of a panel on Wellbeing Risk and Climate Justice, at COP26 in Glasgow (Nov 2021). The panel included, philosophers, policy makers, and the third sector. The aim of the panel was to discuss issues at the intersection between climate change, risk assessment, and wellbeing. In my talk, I showed how comparing the notion of normic risk that we have been developing as part of the Varieties of Risk Project with the traditional notion of probabilistic risk can be useful in explaining the reasoning underpinning the actions of many climate change skeptics.
Year(s) Of Engagement Activity 2021
 
Description Workshop on Risk Communication involving MetOffice, Police Scotland, Mountain Safety Group, Mountaineering Council of Scotland and Scottish Avalanche Information Services 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Third sector organisations
Results and Impact Together with Mark Diggins from Scottish Avalanche Services Scotland, we organised an event to bring together organisation that are involved in communicating risks in an outdoor setting. Philip Ebert as we as the MetOffice presented their work and there is a desire to continue collaborating on how best to tailor risk messages to the wider public.
Year(s) Of Engagement Activity 2022