Re-inventing Tradition: Rhenish Carnival and Cultures of Emotion over the Longue Durée
Lead Research Organisation:
UNIVERSITY OF EXETER
Department Name: History
Abstract
While much scholarship has examined processes of invention of tradition in the recent past, less work has been done on what this study refers to as the "re-invention of tradition"- processes by which continuous forms of ritual tradition take on new meanings over the course of multiple generations. The project takes up this topic through a study of the longue durée history of the Carnival tradition. Looking at the case of the Rhineland and examining Carnival through the lens of the history of emotions, the project excavates the radical re-invention of the tradition's perceived meaning from the sixteenth to the nineteenth century and explores the routes through which its meaning changed. While promoting a new line of inquiry into the re-invention of tradition, the project will also use a history of Carnival to examine changing attitudes towards communal celebration as an emotional practice. In doing so, it will help fill a persistent gap in the history of emotions around studies of "positive" emotions.
While studies of Carnival have typically looked at shorter periods of its history to shed light on politics and social orders, a longue durée purview reveals the profound re-invention of its meaning over generations. Throughout the Late Middle Ages, Carnival was broadly understood as a representation of the Kingdom of Hell defined by worldly pleasure-seeking, Schadenfreude, and violent displays. The Carnival jester appeared as the torturer of Christ, with the medieval tradition representing the fallen state of man to be overcome on Ash Wednesday when Carnival ends and the fasting of Lent begins. Much evidence, however, suggests that Carnival had taken on very new meanings by the nineteenth century. While the Carnival jester had been transformed into the "happy victor," celebrants described Carnival joy not as representing the fallen state of man, but rather as a positive, social, healing, and community-forming emotion which compensated individuals for the burdens of industrial production. Modern Carnival simultaneously represented a site of debate over exuberant joy, the proper means of its pursuit, and the relationship of the emotion to social class, politics, morality, and public order.
The project will address a series of questions: What made Carnival so re-inventable and how did this contribute to its survival? Did these changes occur through intergenerational slippage and forgetting or intentional efforts to revise its meaning? When, exactly, did these changes occur and what do they tell us about evolving ideas about communal celebration as an emotional practice? When did Carnival celebrants begin to describe the emotions of Carnival as healing and when did they reject Schadenfreude as an appropriate Carnival emotion? The emotional history of the tradition, finally, evokes questions about theories of modernity as defined by growing demands for emotional control. Does an emotional history of Carnival support or problematize this theory?
The project findings will particularly be useful for public bodies involved in recent efforts to "safeguard" forms of intangible cultural heritage. While Carnival traditions have been included in ICH lists, this project calls for greater attention to how meanings of such forms of heritage have changed. Failure to understand these histories of transformation magnifies the risk of closing off routes of re-invention in the name of preservation.
The project findings will be disseminated through academic and popular channels, including through a special museum exhibition, monograph, and journal articles. In the framework of the project, I will also co-organize an international workshop on the history of Carnival with partners at the University of Frankfurt. The workshop will bridge across divisions in the study of Carnival based on national context and time period and will result in an edited volume which explores the possibilities opened up by breaking through these barriers.
While studies of Carnival have typically looked at shorter periods of its history to shed light on politics and social orders, a longue durée purview reveals the profound re-invention of its meaning over generations. Throughout the Late Middle Ages, Carnival was broadly understood as a representation of the Kingdom of Hell defined by worldly pleasure-seeking, Schadenfreude, and violent displays. The Carnival jester appeared as the torturer of Christ, with the medieval tradition representing the fallen state of man to be overcome on Ash Wednesday when Carnival ends and the fasting of Lent begins. Much evidence, however, suggests that Carnival had taken on very new meanings by the nineteenth century. While the Carnival jester had been transformed into the "happy victor," celebrants described Carnival joy not as representing the fallen state of man, but rather as a positive, social, healing, and community-forming emotion which compensated individuals for the burdens of industrial production. Modern Carnival simultaneously represented a site of debate over exuberant joy, the proper means of its pursuit, and the relationship of the emotion to social class, politics, morality, and public order.
The project will address a series of questions: What made Carnival so re-inventable and how did this contribute to its survival? Did these changes occur through intergenerational slippage and forgetting or intentional efforts to revise its meaning? When, exactly, did these changes occur and what do they tell us about evolving ideas about communal celebration as an emotional practice? When did Carnival celebrants begin to describe the emotions of Carnival as healing and when did they reject Schadenfreude as an appropriate Carnival emotion? The emotional history of the tradition, finally, evokes questions about theories of modernity as defined by growing demands for emotional control. Does an emotional history of Carnival support or problematize this theory?
The project findings will particularly be useful for public bodies involved in recent efforts to "safeguard" forms of intangible cultural heritage. While Carnival traditions have been included in ICH lists, this project calls for greater attention to how meanings of such forms of heritage have changed. Failure to understand these histories of transformation magnifies the risk of closing off routes of re-invention in the name of preservation.
The project findings will be disseminated through academic and popular channels, including through a special museum exhibition, monograph, and journal articles. In the framework of the project, I will also co-organize an international workshop on the history of Carnival with partners at the University of Frankfurt. The workshop will bridge across divisions in the study of Carnival based on national context and time period and will result in an edited volume which explores the possibilities opened up by breaking through these barriers.
Description | Conference Organized in Framework of Fellowship. "Rethinking Carnival from the Pre-modern to the Present" |
Form Of Engagement Activity | A formal working group, expert panel or dialogue |
Part Of Official Scheme? | No |
Geographic Reach | International |
Primary Audience | Professional Practitioners |
Results and Impact | The conference, organized by myself and a project partner in the framework of the fellowship, brought together scholars working on the history of Carnival from twelve different countries and working on Carnivals in different time preiods and contexts. The aim of the conference was to bridge across deep divisions in studies of the tradition across national lines and time periods. It also brought together scholars from different disciplines, including history, anthropology, ethnomusicology, and cultural anthropology. The conference lasted for four days and built lasting research networks between scholars working on the tradition. We are currently planning an edited volume based on select contributions from the conference. We have published a conference report on the conference with H-Soz-Kult, which reaches a very large readership (for a link to the report, see the attached URL below). Several new insights were generated through the conference and forged the basis for new directions in research. As the findings of the conference indicated, the tradition can help shed light on processes of reinvention of tradition in which forms of tradition took on very new meaning in different periods. A major theme to emerge from the conference was the shifting role of religion in shaping ideas of Carnival's meaning, which only becomes apparent by breaking through temporal boundaries and taking in a longue durée view. A panoply of medieval symbols and rituals reflected understandings of Carnival as associated with the sinful and fallen state of mankind. This framing could be seen in the use of the devil as the representative of Carnival, portrayals of the jester as the embodiment of sin and as a torturer of Christ, or evocation of the ship of fools as a representation of the anti-Christ, with redemption found by leaving the sinking ship of fools and entering the ship of the church. In places including Central Europe, the carnival number "11" represented a symbol of overstepping the ten commandments. Theatrical and literary late medieval and early-modern depictions of Carnival battles, however, one interprets their outcome, inevitably cast the forces of Carnival gluttony and sin against the piety of the fasting of Lent. These perceptions were re-enforced with the prominence of the monstrous as representative figures of Carnival in the late Middle Ages. By bridging across late medieval, early modern and modern studies, however, we noted a clear decline in such religious metaphors and older systems of meaning, beginning in the latter early modern period and having largely been completed by the nineteenth century. Many ritual forms and symbols continued but demonstrated a remarkable ability to take on new meanings. The Carnival jester shed many of its sinister and sinful connections, the theme of the Carnival battle increasingly juxtaposed Carnival less against Lent and more against forced of modern industrial life or negative emotions. This went hand in hand with re-interpretations of Carnival joy and pleasures as serving new purposes, with many increasingly describing such pleasures less as sinful (when held within the proper bounds) and more as a healing, community-forming, and positive emotion. Ideas of how Carnival joy should be pursued, however, also changed with growing rejection of Schadenfreude and emphasis on joining Carnival pleasures with empathy towards others. Another major theme to emerge throughout the conference was how Carnivals in modernity became celebrations of a sense of place. In thinking through this question, we expanded beyond earlier thinkinga bout modernity an Carnival as only about trajectories of social discipline. While Carnivals in late medieval and early modern communities had included prolific performances of social relationships within communities, modern Carnivals in a range of nations, regions and localities were shaped into a celebration of place-based heritage, with Carnival traditions becoming contested symbols which defined imagined communities. Celebrating Carnival came to sit at the heart of what it meant to be Brazilian, Trinidadian, a Rhinelander, a New Orleanian, or a denizen of Nice, among others. As the cases we explored in the conference demonstrated, however, the territorial scale of such appropriations were different. In places where Carnival was celebrated on a national scale, Carnival particularly came to be framed as a symbol of national identity and heritage. Places like Brazil and Trinidad offer prime examples. In places where celebrations were geographically uneven, Carnival instead became a symbol of local or regional identities. The confessionally-fragmented landscapes of Germany and Switzerland, where Carnival was limited to particular regions, represented a prime example of cases where the tradition was perceived as a site of local or regional heritage. The same could be said for more confessionally uniform countries where Carnival celebrations were fragmentary, including in France, Belgium or Spain. Within this context, debates about how Carnival was celebrated and organized and whom they included became debates about the contours of local, regional and national identities themselves. Contestations over community and heritage in Carnival encompassed diverse registers, from race and religion to gender and sexuality. Inventing new aspects of tradition could be used to attempt to exclude certain groups and foster a particular idea about ideas of community being celebrated. Alternatively, Carnival could also be used to challenge such ideas, with examples of more inclusively minded groups in different places using them to advocate for more cosmopolitan ideas about community. Drawing on these insights about modern Carnivals as a celebration of place, a major theme of the conference was the movement and mobility of Carnival forms across space. Celebraiton of Carnival as about a sense of place-based heritage has often led such movements to be underresearched. As discussed throughout the conference, far from being "native" products of place, its celebration and respective forms circulated widely, with many Carnival traditions representing an eclectic mixture of different influences. Italian influences crossed the Alps to their northern neighbours, French, Spanish, and Portuguese Carnivals crossed the Atlantic, where they often mixed with other forms of festival culture, including from Africa, while new Carnival forms from the Americas in several instances would cross the Atlantic and influence Carnivals of their former colonizers. Sometimes these influences were circulated via media and other times through movements of people. By looking comparatively at each others work, howeve,r we found that carnivalists in different times and palces dealt with the histories of these movements different. In some cases, celebration of national identities in Carnival meant seeking to forget the memory of such connections and cast Carnival as a native creation. In other cases, influences from the outside were so prolific that ignoring them seemed all but impossible. Association of Carnival with Brazilian culture in modern Portugal represents a particularly interesting case. In other cases the international connections of the Carnival tradition could be used to argue for the tradition as reflecting the cosmopolitanism of a sense of place. In yet other cases, drawing on the perceived Carnival forms of one place or other could be viewed as part of a "civilizing project." The efforts of nineteenth-century elites in Brazil to promote "European" forms of Carnival represents a case in point. For modern denizens dislocated from their native city, region or country, celebration of Carnival from afar in the manner of their place of home often became an opportunity to assert a claim to continued membership in communities from afar. In several cases, this gave birth to new Carnivals. The export of Caribbean Carnivals to North American and the United Kingdom represent cases in point. In other instances, including in Greek Carnivals in modern Turkey, for example, such efforts disturbed nationalists who sought to expunge them as foreign bodies. While many of these issues explored in the conference brought up very new lines of questioning, a significant result of our conference was how positions on the old question of Carnival's relationship to politics reveal a very clear trend. Older competing schools of thought maintained that Carnival either inherently challenged political authority, while another maintained that Carnival served as a safety-valve which re-enforced social orders. Nearly all participants rejected both schools, arguing instead that Carnival could reflect, reassert or challenge social orders in different ways and at different times. The difficulty of monopolizing Carnival forms often meant that it became a forum for expression of diverging viewpoints which could cross the political spectrum. |
Year(s) Of Engagement Activity | 2023 |
URL | https://www.hsozkult.de/conferencereport/id/fdkn-141974 |
Description | Research Presentation (PI) / Jeremy DeWaal, "A History of Emotions Approach to the Study of Carnival: Examples from the Reinvention of the Rhenish Tradition" |
Form Of Engagement Activity | A talk or presentation |
Part Of Official Scheme? | No |
Geographic Reach | International |
Primary Audience | Professional Practitioners |
Results and Impact | Presentation in International Conference on Rethinking Carnival, which I also co-organized in the framework of the grant. Presented to international scholars working on Carnival from different disciplinary perspectives. Abstract below: Looking at the longue durée history of Carnival in the Rhineland, this paper outlines two new potential approaches for studying the Carnival tradition. The first focuses on attention to "re-invention of tradition." While invention of tradition refers to the creation of new traditions in the recent past, focus on re-invention involves attention to how longer-standing forms of ritual tradition take on often radically new meanings over the course of multiple generations. The evolutions of these meanings, I argue, can be used to shed light on broader cultural, intellectual, or social shifts. The evolution of Carnival's perceived meanings can particularly be used to shed light on shifts in cultures of emotion. Carnival historically loosened the rules of prevailing emotional regimes, while simultaneously representing a forum of contested engagement with them. Thinking about Carnival through an emotional-historical lense evokes many questions: How did celebrants perceive joy in Carnival and how was it to be pursued? Should Carnival permit Schadenfreude? Were feelings of Carnival joy supposed to be followed by feelings of regret or liberation? Was experience of Carnival joy perceived as a reflection of mankind's wickedness or as more unambiguously positive and healing? Carnivalists in different periods, I would argue, offered very different answers to these questions. Comparing late medieval Carnival with modern Carnival in the Rhineland, we see radically different answers to these questions. These differing answers are also reflected in different interpretations of Carnival symbols and rituals. Throughout the Late Middle Ages, Carnival was broadly understood as a representation of a kingdom of Hell defined by worldly pleasure-seeking, Schadenfreude, and violent displays. By the nineteenth century, Rhenish Carnival was depicted as am embodiment of positive and healing forces to be embraced. Acceptance of Schadenfreude was replaced by the slogan "to everyone well and to no one pain." Carnival had also transformed into a celebration of local identity. The perceived meaning of the panoply of Carnival symbols and rituals underwent similar reinventions. |
Year(s) Of Engagement Activity | 2023 |
Description | Webinar Series Organized in Framework of Fellowship. "Fat Worlds and Carnivals Webinar" |
Form Of Engagement Activity | A formal working group, expert panel or dialogue |
Part Of Official Scheme? | No |
Geographic Reach | International |
Primary Audience | Professional Practitioners |
Results and Impact | The webinar series has been organized within the framework of the fellowship and it occurs on average monthly or bi-monthly. It has brought together scholars all over the world in an online format to facilitate presentation of emerging research on Carnival. As an extension of our international conference on Carnival, these webinars are used to help break through persistent barriers in study of the Carnival tradition across place. Study of Carnival has heretofore been very much defined by national divisions in research. The webinars also serve to forge collaborative relationships and establish a community of researchers working on the subject. For a list of presentations for the 2023-2024 year, see the attached URL. We are planning on doing another round of webinars starting again in 2025. |
Year(s) Of Engagement Activity | 2023,2024 |
URL | https://www.hsozkult.de/event/id/event-137442?language=en |