Diversity in blood flow control to the brain: moving from individualized modelling towards personalized treatment of the injured brain

Lead Research Organisation: University of Southampton
Department Name: Faculty of Engineering & the Environment

Abstract

The brain, more than any other organ in the body, requires a constant supply of blood in order to maintain its function. When blood pressure drops, small arteries dilate to restore flow levels, and when pressure rises, they constrict to protect the most delicate blood vessels and avoid bleeding in the brain. This control system can however become impaired for example following stroke, head trauma, in dementia or following premature birth and this has been associated with worse outcomes for the patient. Failure of the control system also has important implications for the management of patient's blood pressure: changes in blood pressure could be dangerous without the protection of this 'autoregulatory' system.
This project aims to improve methods for measuring cerebral autoregulation and to gain a deeper understanding of the complex relationship between blood pressure and blood flow in healthy individuals and patients following stroke. While much work has been done in this field, experimental and technical challenges in assessing the control function has so far led to only limited benefit to patients. The control system is highly complex and, typical of such biological systems, there are multiple complementary physiological mechanisms working in parallel. There are indications that even in healthy individuals there are differences in the manner and the extent to which they control the flow. Impairment may also affect different mechanisms to a varying extent in different individuals. This has important implications for grading an individual's autoregulation, as the conventional approach, based on a single number to quantifying the strength of autoregulation, is likely to be inadequate.
This project sets out in a new direction for the field, by focussing on the diversity of ways in which brain blood flow may operate in different individuals, rather than studying average group behaviour, which has so far been the predominant approach. It also breaks new ground methodologically by integrating the study of blood flow control with that of blood pressure control, based on the complementary roles these have in ensuring that the brain receives sufficient blood.
We will thus investigate a sample of healthy volunteers in detail. We will repeatedly record blood pressure and flow, heart-rate and carbon dioxide levels during spontaneous fluctuations at rest, and during challenges in a range of protocols (periodic squatting, raising the upper body of volunteers, applying random pressure changes to a cuff around the thighs, breathing air with 5% CO2). Using advanced data analysis methods (signal processing and mathematical modelling), some of which will be developed and optimized as part of this project, we will quantify the simultaneous control of blood pressure and flow and aim to identify characteristic differences between individuals and sub-groups.
Building on the differences observed in the healthy subjects, we will also study a group of patients during the first days and weeks after they have suffered a stroke. We aim to quantify the impairments in blood flow and blood pressure control, with a view to improving understanding of the evolution of this condition, and how this might impact the management of their blood pressure in the acute and chronic phase. Correct functioning of these control systems is thought to be key in making effective clinical decisions, but currently there are no clear guidelines due to a lack of understanding of the impairments in each individual patient and also the methods for their measurement.
The overarching aim of this multicentre and multidisciplinary project is thus to lay the foundations for a personalized approach to managing blood pressure control after stroke, based on characterising individuals' blood pressure and flow control, and thus to protect patients' brains from further damage.

Planned Impact

In the UK, an estimated 150 000 people suffer a stroke each year, with about 1/4 of cases in patients of working age and an estimated cost of £8.2 billion*. Following a stroke, 50 - 70% of survivors regain independence, 15 - 30% are permanently disabled and 20% still require institutional care after three months. In the over 65 age group, 30% were found unable to walk after 6 months, and 26% were institutionalized in a nursing home [1]. The personal, social and economic (cost of care/loss of income) impact of stroke is clearly severe. One of the main risk factors for stroke is hypertension (high blood pressure) associated with an approximately 50% increase in stroke occurrence. The quality of care immediately following a stroke can greatly improve recovery, by saving neurons in the area around the primary insult, but how and when to control blood pressure during this period remains unclear [2].
This proposal seeks to lay the foundations for a new approach in evidence-based personalized care following stroke, based around the interaction between the management of blood pressure and cerebral blood flow. The goal is to reduce mortality and improve patients' and carers' quality of life and independent living, reduce the cost of care, and to develop new methods and associated healthcare technologies for this purpose. Promising results at this stage will be followed up by larger clinical studies to impact over the next 5 - 10 years on the development of clinical guidelines (recommended by medical societies and NICE) for the management of blood pressure after stroke. In addition, this work will also impact on patients following premature birth, traumatic head injury and with some forms of dementia or a number of other conditions, where autoregulation is key. There is also a very real opportunity to exploit the proposed personalized approach to the control of hypertension in the wider population and address an even larger societal challenge in the prevention of stroke and heart-attacks. The new diagnostic approach aims to allow drug (and other) therapies to be targeted to the specific needs of the individual, improving patients' long term outcomes and making treatments more effective and cheaper.
The tools for estimating autoregulation that will be developed here will be non-invasive and portable, able to be applied cheaply at the bedside. Such new diagnostic systems (including the necessary hardware and software) would provide new commercial opportunities for healthcare industries, most likely in the SME sector, and a significant income stream to the UK when exploited worldwide.
Our integrated team with engineers, a physician and a neurosurgeon, and our leadership in the Cerebral Autoregulation Research Network (www.car-net.org) will allow this work to be disseminated for wide impact on clinical practice, relevant industries, and related research. The multidisciplinary and multicentre research environment will provide excellent training for research fellows (and PhD students) developing their career at the interface of engineering, medicine and physiology. This team will also engage in outreach to disseminate to the broader public (especially those approaching the end of school) an insight into the process of scientific research and the excitement of applying technology for the benefit of patients.


1 Roger VL et. al.: Heart Disease and Stroke Statistics-2012 Update: A Report From the American Heart Association. Circulation 2012;125:E2-E220.
2 Jordan JD, Powers WJ: Cerebral Autoregulation and Acute Ischemic Stroke. American Journal of Hypertension 2012;25:946-950.

* http://www.stroke.org.uk/news/stroke-facts-and-statistics-your-area, accessed 14/8/2012

Publications

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Angarita-Jaimes N (2014) Optimising the assessment of cerebral autoregulation from black box models. in Medical engineering & physics

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Claassen JA (2016) Transfer function analysis of dynamic cerebral autoregulation: A white paper from the International Cerebral Autoregulation Research Network. in Journal of cerebral blood flow and metabolism : official journal of the International Society of Cerebral Blood Flow and Metabolism

 
Description The initial hypothesis that between-subject differences in brain blood flow control are a significant contributor to the dispersion of observed blood flow control measures in healthy individuals has been confirmed. Diversity between healthy subjects, between repeated measurements and over time within measurement sessions have been quantified. Furthermore, it appears that innovative experimental methods do provide more robust assessment of subjects' blood flow control, but can enhance between-subject differences in healthy subjects. This may set a limit on how protocols can be used to establish clearer divisions between normal and impaired physiological function. We have developed new methods for the assessment of within and between subject diversity that permit confounding factors to be disentangled. New signal analysis methods to estimate statistics of cardiovascular variables have been proposed and validated, which permit estimates from individuals, not only the more commonly used group differences to be assessed. This successful project has thus contributed to both increasing understanding of cardio- and cerebrovascular regulation, but also the signal analysis methods available for such studies.
Exploitation Route Development of improved diagnostic methods, through specialized equipment.
Improved guidelines for patient treatment after stroke.
Implementation in commercial clinical devices.
Sectors Healthcare

 
Description The project has raised awareness of the importance of cerebral blood flow control in a number of clinical conditions. This is affecting clinical practice in managing patients especially in neuro-intensive care. A number of companies are actively pursuing technologies to allow the clinical assessment of cerebral blood flow control. Science outreach on biomedical engineering has reached a wider audience.
First Year Of Impact 2016
Sector Healthcare
Impact Types Societal

 
Title Software for the analysis of autoregulation 
Description Algorithms and software for the analysis of brain blood flow control 
Type Of Material Model of mechanisms or symptoms - human 
Year Produced 2015 
Provided To Others? Yes  
Impact Standardization of data analysis tool across international centres, some of which do not have strong expertise in signal processing. The availability of the tool ensures consistent analysis and avoids one source of error in comparing results from different publications. Previously, the analysis software was made available in an ad-hoc manner, and this has now been formalized through the network of the international collaborative research group. Use in an international multi-centre evaluation of alternative methods. International, multi-centre funding applications. 
URL http://www.car-net.org/content/resources/tools#tabTools
 
Description CARNet 
Organisation The Cerebral Autoregulation Research Network
Country Unknown 
Sector Learned Society 
PI Contribution The Cerebral Autoregulation Research Network (CARNet) is a non-profit organisation comprised of approximately 120 scientists from across the world to provide a framework for collaboration and exchange of ideas in the field of human cerebrovascular research. Our group (together with collaborators from Leicester and Oxford) was played a key role in establishing the network in 2011 and in 2015 we hosted the 5th annual conference in Southampton. David Simpson was chairman of the network from 2011 to 2014. In the joint projects (see below), we provided methodological considerations, data, software and much discussion.
Collaborator Contribution The network has provided a very fruitful means of scientific exchange. The network initiated joint projects, based (at this stage) around attempts to harmonize standard data analysis procedures.
Impact Two major publications so far: Meel-van den Abeelen, A. S. S., Simpson, D. M., Wang, L. J. Y., Slump, C. H., Zhang, R., Tarumi, T., Rickards, C. A., Payne, S., Mitsis, G. D., Kostoglou, K., Marmarelis, V., Shin, D., Tzeng, Y. C., Ainslie, P. N., Gommer, E., Muller, M., Dorado, A. C., Smielewski, P., Yelicich, B., Puppo, C., Liu, X. Y., Czosnyka, M., Wang, C. Y., Novak, V., Panerai, R. B., Claassen, J. A. H. R. 2014, Between-centre variability in transfer function analysis, a widely used method for linear quantification of the dynamic pressure-flow relation: The CARNet study, Medical Engineering & Physics, 36, pp. 620-627. Transfer function analysis of dynamic cerebral autoregulation: A white paper from the International Cerebral Autoregulation Research Network. Claassen JA, Meel-van den Abeelen AS, Simpson DM, Panerai RB; international Cerebral Autoregulation Research Network (CARNet). J Cereb Blood Flow Metab. 2016 Five conferences have been organized so far, and the next is planned for June 2016 (in Boston).
Start Year 2011
 
Description Chinese Academy of Sciences - Shenzhen, Prof. Jia Liu 
Organisation Chinese Academy of Sciences
Country China 
Sector Public 
PI Contribution Development of join research, including preparation of publications on cerebral autoregulation. Visit to collaborator in China and to his clinical partners
Collaborator Contribution Development of joint research, including preparation of publications. Access to data.
Impact Joint publication - in preparation. Multidisciplinary collaboration involving engineering and medicine.
Start Year 2016
 
Description Leicester 
Organisation University of Leicester
Country United Kingdom 
Sector Academic/University 
PI Contribution Exchange of data, data analysis methods and scientific discussion. Clinical and physiology input and advice.
Collaborator Contribution Exchange of data, data analysis methods and scientific discussion
Impact Improved experimental and data analysis methods for understanding and assessment of cerebral blood flow control and cardiovascular control. Publications (see e.g. EPSRC project) Formation of the Cerebral Autoregulation Research Network (www.car-net.org), which has resulted in an annual international meeting specialising in the field, a number of joint research proposals and two joint multicentre papers, guiding the field into the future. Preparation of joint research proposals (including EU and Transatlantic)
Start Year 2006
 
Description Oxford - autoregulation 
Organisation University of Oxford
Department Department of Engineering Science
Country United Kingdom 
Sector Academic/University 
PI Contribution Exchange of data and signal analysis methods. Exchange of research ideas on cardiovascular and cerebrovascular control.
Collaborator Contribution Exchange of data analysis and modelling methods. Background expertise in cardiovascular and cerebrovascular control.
Impact New proposals and approaches on the integrated analysis of cardiovascular and cerebrovascular control. The collaboration is multidisciplinary, involving physiology and engineering and mathematics.
Start Year 2013
 
Description UFMG 
Organisation Federal University of Minas Gerais
Country Brazil 
Sector Academic/University 
PI Contribution Data analysis methods and analysis of previously recorded signals, in an area closely related to the EPSRC grant (Oxford, Leicester) in terms of approach. Distinct applications. Preparation of joint papers.
Collaborator Contribution Data, data analysis methods and results. Preparation of joint papers. Opportunities to collaborate in other areas in biomedical engineering, including EEG analysis, further specialist data collection, design of hearing aids, signal analysis methods (system identification).
Impact Publications (approximately 5). Multidisciplinary, involving engineering, physiology and anaesthesia.
Start Year 2013
 
Description Hospital Open Day 
Form Of Engagement Activity Participation in an open day or visit at my research institution
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact A experimental rig demonstrating blood flow, its control and measurement was used to raise awareness and interest in visitors of all ages. The presentation sparked much discussion and interest.
Year(s) Of Engagement Activity 2018
 
Description Science Day - 2015 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact A stand at the Southampton Science and Engineering Day on Doppler Ultrasound and cardiovascular function stimulated much lively interest with a wide audience. This is a family-day with many relatively young children and their parents exploring.
Year(s) Of Engagement Activity 2015
 
Description Science Day 2016 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact A stand at the Southampton Science and Engineering Day on Doppler Ultrasound and cardiovascular function stimulated much lively interest with a wide audience. This is a
family day with many relatively young children and their parents exploring a broad range of science demonstrations and presentations.
Year(s) Of Engagement Activity 2014,2015,2016
 
Description Science Day 2017 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact A stand at the Southampton Science and Engineering Day on Doppler Ultrasound and cardiovascular function stimulated much
lively interest with a wide audience. This is a family day with many relatively young children and their parents exploring a broad range of science demonstrations and presentations.
Year(s) Of Engagement Activity 2017
 
Description Science Day 2019 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact A stand at the Southampton Science and Engineering Day on Doppler Ultrasound and cardiovascular function stimulated much lively interest with a wide
audience. This is a family day with many relatively young children and their parents exploring a broad range of science demonstrations and presentations.
Year(s) Of Engagement Activity 2017,2019
URL https://www.sotsef.co.uk/