Geodesics, extension of holomorphic functions and the spectral theory of multioperators

Lead Research Organisation: Newcastle University
Department Name: Sch of Maths, Statistics and Physics

Abstract

One of the most successful and beautiful branches of mathematics in the nineteenth and twentieth centuries was the theory of analytic functions. These are functions which are smooth enough to have a gradient at every point of a region of the complex plane. The theory has had enormous importance for the understanding of several branches of physics and engineering, as well as playing an essential role in pure mathematics. Since the 1920s or thereabouts there has been an analogous development of a theory of analytic functions of several variables, which is also significant for science and technology.

In particular, some engineering design problems require the construction of functions of a single variable which are rational (that is, expressible by a formula involving only addition, multiplication and division), take their values in some prescribed target region of higher-dimensional complex space and meet some further specifications. For certain special target regions there is a well-developed theory already; this theory plays a significant role in `H infinity control', a branch of control engineering.

The present project will provide the opportunity for the PI to study new operator-theoretic methods at the University of California at San Diego, mainly, from Professor Jim Agler. His deep understanding of several complex variables and operator-theoretic methods are vital for the project. The proposed research will extend existing theory to include other target regions of engineering relevance, building on discoveries about the geometry and function theory of such regions by many mathematicians. One of our principal aims is to develop a theory of rational functions from a disc or half-plane to regions such as the symmetrised bidisc which parallels the classical theory. There are substantial difficulties in carrying out such a development: here are three of them. Firstly, whereas the classical target regions are homogeneous, meaning that any point is like any other, the symmetrised bidisc is inhomogeneous, so that some points have special geometric properties. Secondly, whereas classical domains are convex, the symmetrised bidisc is not even isomorphic to a convex domain. Furthermore, the symmetrised bidisc has sharp corners, for which reason many of the results of mainstream several complex variables do not apply to it.

Nevertheless, research over the past decade has shown that the symmetrised bidisc and some similar domains have a rich geometry and function theory, exhibiting fascinating new features that do not appear in classical domains. We shall exploit the close connection between the symmetrised bidisc and two classical domains (the bidisc and the unit ball of the space of 2 x 2 matrices) to identify sets in the symmetrized bidisc with the norm-preserving extension property and to get new properties of $\Gamma$-contractions. We intend to do likewise for other target domains, which we call quasi-Cartan domains, to indicate their close connection with the classical `Cartan domains'.

The results of the project will be significant for researchers in several complex variables and in the theory of linear operators; there are many of both categories worldwide. They will also be significant for control engineers, particularly those who use the technique of `mu-synthesis' for the design of automatic controllers for linear plants subject to structured uncertainty.

Planned Impact

In the first instance this research will benefit to specialists in two substantial branches of mathematical analysis, namely, operator theory and several complex variables. Complex variable theory is fundamental to several important topics in physics and engineering, notably electrical circuits, quantum mechanics, systems theory and control theory. Classically it is functions of a single complex variable that are most important, but there are also more recent applications which require the theory of analytic functions of several variables. Examples are multi-dimensional circuit theory and control theory. In the latter application the extra variables typically represent uncertainties in the plant model. Earlier work of Agler and Young have shown how the analysis of the function theory of certain domains in higher-dimensional complex space can lead to the solution of special cases of the ``mu-synthesis problem", an important, hard problem in control engineering. The present project will lead to a better understanding of analytic functions on a broad class of higher-dimensional domains, and hence potentially to applications in physics and engineering. In particular it has a bearing on the control of systems with structured uncertainty. This is a significant problem in "H infinity control", a branch of control engineering that has been applied within the past two decades to a wide range of products, including automatic pilots for aircraft, wind farms and CD reading heads, among many other devices. Accordingly the outcome of the proposed research may in the longer term play a part in an important technology.

Publications

10 25 50

publication icon
Agler (2019) Calcular algebras in Mathematical Proceedings of the Royal Irish Academy

publication icon
Agler J (2018) Characterizations of Some Domains via Carathéodory Extremals in The Journal of Geometric Analysis

publication icon
Agler J (2019) Geodesics, Retracts, and the Norm-Preserving Extension Property in the Symmetrized Bidisc in Memoirs of the American Mathematical Society

publication icon
Agler J (2019) Calcular Algebras

publication icon
Agler J (2019) Calcular algebras in Mathematical Proceedings of the Royal Irish Academy

publication icon
Agler J (2018) Non-commutative manifolds, the free square root and symmetric functions in two non-commuting variables in Transactions of the London Mathematical Society

publication icon
Agler J (2017) Realization of functions on the symmetrized bidisc in Journal of Mathematical Analysis and Applications

 
Description 1) What were the most significant achievements from the award?

We discovered far-reaching facts about the complex geometry and function theory of the symmetrized bidisc G and some other domains in low-dimensional complex space; these facts have just been published in a Memoir of the American Mathematical Society. Some highlights are:
(i) a classification of the complex geodesics of G into five types and an analysis of the properties of each type;
(ii) a description of the holomorphic retracts in G;
(iii) a description of the subsets of G that have the norm-preserving extension property;
(iv) the fact that not all the sets in (iii) are holomorphic retracts;
(v) some applications of the results to the theory of spectral sets of commuting tuples of operators on Hilbert space.

We also exhibited several other domains that contain subsets which have the norm-preserving extension property but are not holomorphic retracts. The existence of such sets was an unexpected outcome of our research.
We proved numerous results about analytic maps from the unit disc in the complex plane to some quasi-Cartain domains, in particular, maps having some extremal properties. We gave procedures for the construction of such maps subject to interpolation conditions.
We found a way of characterizing the symmetrized bidisc in terms of some of its intrinsic geometry, so that any domain having these geometrical properties is in fact isomorphic to G.
We gave a complete description of all solutions of the Caratheodory extremal problem for many tangents to the symmetrized bidisc, including a proof that, generically, there is a unique solution for a given tangent.

2) To what extent were the award objectives met?

The objectives were more than met. We solved all the problems we posed about the symmetrized bidisc and went on to prove many further theorems, mostly in the same area, but some more distantly related (such as those in a long paper on symmetric analytic functions of non-commuting variables).

We have published 14 research papers and 2 research monographs with the support of this grant.
Exploitation Route Our research will benefit specialists in two substantial branches of mathematical analysis, namely, operator theory and several complex variables. We have lectured on our results at conferences and seminars, and have active plans to do more of the same.

The analysts L. Kosinski, J. McCarthy, T. Bhattacharyya and H. Sau have already published research which makes use of our discoveries. They have written about extensions of bounded holomorphic functions on the tridisk, norm-preserving extensions of bounded holomorphic functions and holomorphic functions on the symmetrized bidisc (realization, interpolation and extension).

We ourselves have plans to investigate some problems which arise from the results of this project.

We believe that, though less immediately, our research will play into systems theory, as practiced in academic departments of engineering. The construction of rational analytic maps from a one-dimensional disc into structured domains in n-dimensional complex space is an important step in engineering design.
Sectors Aerospace, Defence and Marine

URL https://doi.org/10.1090/memo/1242
 
Description Characterizations of the Bidisc and the Symmetrized Bidisc via Carath\'eodory extremals
Amount £1,200 (GBP)
Funding ID A Scheme 4 grant 41730 of LMS 
Organisation London Mathematical Society 
Sector Academic/University
Country United Kingdom
Start 05/2018 
End 07/2018
 
Description Geodesics, retracts, and the extension property in the symmetrized bidisc
Amount £1,200 (GBP)
Funding ID A Scheme 4 grant 41527 of LMS 
Organisation Imperial College London 
Department MRC London Institute of Medical Sciences
Sector Academic/University
Country United Kingdom
Start 06/2016 
End 07/2016
 
Description Intrinsic Directions and Orthogonality in the Symmetrized Bidisc
Amount £1,000 (GBP)
Funding ID A Scheme 4 grant 41829 of LMS 
Organisation London Mathematical Society 
Sector Academic/University
Country United Kingdom
Start 09/2019 
End 10/2019
 
Description LMS Invited Lectures 2017 grant
Amount £4,000 (GBP)
Organisation London Mathematical Society 
Sector Academic/University
Country United Kingdom
Start 04/2017 
End 05/2017
 
Description Visiting Professorship for Jim Agler
Amount £4,000 (GBP)
Organisation Newcastle University 
Sector Academic/University
Country United Kingdom
Start 03/2017 
End 05/2017
 
Description Geometry of the symmetrized bidisc and Operator analysis 
Organisation University of California, San Diego (UCSD)
Country United States 
Sector Academic/University 
PI Contribution Prof. Agler and CI Prof. Nicholas Young (Newcastle, Leeds) and PI Dr. Zinaida Lykova have done research together on 1. geodesics, retracts, and the norm-preserving extension property in the symmetrized bidisc, and 2. geometric characterizations of the symmetrized bidisc. Prof. Agler (UCSD), Prof. John McCarthy (Washington Univ. in St Louis) and CI Prof. Nicholas Young (Newcastle, Leeds) published the book ``Operator analysis: Hilbert Space Methods in Complex Analysis", Cambridge Tracts in Mathematics, volume 219, Cambridge University Press, 2020, 389pp.
Collaborator Contribution Re Professor Jim Agler, Department of Mathematics, University of California at San Diego, CA, USA. He is a co-author of several research outputs for this research project. He has provided a lot of new ideas for the project. Prof. Agler also gave eight 50-minute lectures on ``Function Theory by Hilbert Space Methods" to the LMS Invited Lecture Series 2017 meeting, which took place at Newcastle University on 18-22 April 2017.
Impact https://doi.org/10.1016/j.jmaa.2016.10.035 https://doi.org/10.1016/j.jfa.2016.02.004 https://doi.org/10.1016/j.jmaa.2017.04.003 https://doi.org/10.1016/j.aim.2017.12.018 https://doi.org/10.1007/s12220-018-0059-6 https://doi.org/10.1112/tlm3.12015 ISBN: 9781108485449 https://doi.org/10.1016/j.jmaa.2019.01.027 https://doi.org/10.1090/memo/1242 https://doi.org/10.1007/s12220-020-00582-0
Start Year 2016
 
Description Geometry of the symmetrized bidisc and Operator analysis 
Organisation Washington University in St Louis
Department Department of Mathematics and Statistics
Country United States 
Sector Academic/University 
PI Contribution Prof. Agler and CI Prof. Nicholas Young (Newcastle, Leeds) and PI Dr. Zinaida Lykova have done research together on 1. geodesics, retracts, and the norm-preserving extension property in the symmetrized bidisc, and 2. geometric characterizations of the symmetrized bidisc. Prof. Agler (UCSD), Prof. John McCarthy (Washington Univ. in St Louis) and CI Prof. Nicholas Young (Newcastle, Leeds) published the book ``Operator analysis: Hilbert Space Methods in Complex Analysis", Cambridge Tracts in Mathematics, volume 219, Cambridge University Press, 2020, 389pp.
Collaborator Contribution Re Professor Jim Agler, Department of Mathematics, University of California at San Diego, CA, USA. He is a co-author of several research outputs for this research project. He has provided a lot of new ideas for the project. Prof. Agler also gave eight 50-minute lectures on ``Function Theory by Hilbert Space Methods" to the LMS Invited Lecture Series 2017 meeting, which took place at Newcastle University on 18-22 April 2017.
Impact https://doi.org/10.1016/j.jmaa.2016.10.035 https://doi.org/10.1016/j.jfa.2016.02.004 https://doi.org/10.1016/j.jmaa.2017.04.003 https://doi.org/10.1016/j.aim.2017.12.018 https://doi.org/10.1007/s12220-018-0059-6 https://doi.org/10.1112/tlm3.12015 ISBN: 9781108485449 https://doi.org/10.1016/j.jmaa.2019.01.027 https://doi.org/10.1090/memo/1242 https://doi.org/10.1007/s12220-020-00582-0
Start Year 2016
 
Description The International Workshops on Operator Theory and its Applications (IWOTA 2019), Lisbon, Portugal; (IWOTA 2018), Shanghai, China; (IWOTA 2016), St. Louis, USA. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact The International Workshops on Operator Theory and its Applications are well attended (over 120 participants).
The 30th International Workshop on Operator Theory and its Applications (IWOTA 2019), Lisbon, Portugal (over 200 participants).
The International Conference "Interpolation in Spaces of Analytic Functions", Centre International de Rencontres Math\'ematiques (CIRM), Luminy, Marseille, France.
The talks by PI and CoI have stimulated increased interest in the research area. Several papers by other mathematicians are published on this topic since that.
Year(s) Of Engagement Activity 2016,2017,2018,2019
URL https://iwota2019.math.tecnico.ulisboa.pt/