Wave transport in low-density matter, Siegel theta functions, and homogeneous flows

Lead Research Organisation: University of Bristol
Department Name: Mathematics

Abstract

This proposal addresses the fundamental challenge of understanding wave transport in a given medium. The subject is extremely broad, ranging from experimental science to theoretical modelling. Our focus will be on the rigorous mathematical derivation of transport equations from the underlying fundamental laws of physics, and to thus describe effects on scales which are several orders of magnitude above the length scale given by the fine structure of the medium. The exciting aspect of the proposed research is that some of the transport processes we seek to derive are new and will expose subtle corrections to the classical linear Boltzmann equation. The findings of this project will thus not only be of fundamental interest in mathematics and mathematical physics, but also in applied areas where the linear Boltzmann equation serves as a central model; examples include radiative transfer, neutron scattering and semiconductor physics. The tools we employ build on recently developed techniques on the geometric regularisation of theta functions, which in turn uses the dynamics of group actions on homogeneous spaces. The further development of these deep and sophisticated methods will form a major part of this project, and will have independent applications in long-standing questions on the distribution of quadratic forms (i.e. quantitative versions of the Oppenheim conjecture for values in shrinking intervals) and the value distribution of theta functions.

Planned Impact

The nonlinear and linear Boltzmann equations serve as fundamental phenomenological models for a large number of physical applications, including semiconductor physics and radiation damage calculations. Their derivation from microscopic Newtonian or quantum laws is a long-standing problem in mathematical analysis. The exciting aspect of this proposal is that the microscopic laws in crystals or quasicrystals produce new, unexpected macroscopic transport equations, and there is every expectation that the outcomes of this project will have global impact in both the mathematics and physics communities. The PI has a proven track record of publishing in top general mathematics periodicals and specialist journals in number theory, ergodic theory, as well as mathematical and theoretical physics.

In addition to the project's academic impact described above (cf. Academic Beneficiaries), this project will make a significant contribution to the UK's competitiveness and leadership in highly topical research fields. Through its position at the interface of analysis, ergodic theory and number theory, the proposed project furthermore addresses the recommendations of the 2010 International Review of Mathematical Sciences in the three areas (see Case for Support/National Importance for details). Indeed, the interface of analysis, ergodic theory and number theory has seen some spectacular advances in recent years, some of which were recognised by three Fields medals (Lindenstrauss 2010, Avila 2014, Venkatesh 2018).

The project lends itself ideally to public engagement activities. Chaos, quantum physics, and random patterns in simple number systems are topics that can excite a lay audience. The proposed research unifies these subjects in a natural way. The PI has a proven record in public engagement, including several Cafe Scientifique talks with lay audiences and lectures for school children. The project team will develop jointly public engagement activities, which will include lectures, a website and a professionally produced 10min youtube video. The video will explain to a lay audience the fundamental science behind the project and convey the excitement of taking part in ground-breaking research. The team will receive training and support from the host institution's Public Engagement team (www.bristol.ac.uk/public-engagement).

Publications

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Haynes A (2022) A Five Distance Theorem for Kronecker Sequences in International Mathematics Research Notices

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Marklof J (2021) Random Lattices in the Wild: from Pólya's Orchard to Quantum Oscillators in Newsletter of the London Mathematical Society

 
Description 1. We have studied the macroscopic transport properties of the quantum Lorentz gas in a crystal with short-range potentials, and show that in the Boltzmann-Grad limit the quantum dynamics converges to a random flight process which is not compatible with the linear Boltzmann equation. Our derivation relies on a hypothesis concerning the statistical distribution of lattice points in thin domains, which is closely related to the Berry-Tabor conjecture in quantum chaos.

2. Theta sums are finite exponential sums with a quadratic form in the oscillatory phase. We have established new upper bounds for theta sums in the case of smooth and box truncations. This generalises a classic 1977 result of Fiedler, Jurkat and Korner for one-variable theta sums and, in the multi-variable case, improves previous estimates obtained by Cosentino and Flaminio in 2015. Key steps in our approach are the automorphic representation of theta functions and their growth in the cusps of the underlying homogeneous space.

3. We have investigated the fine-scale statistics of roots x of quadratic congruences x^2 = D mod m, with D fixed and m=1,2,3... Uniform distribution of x/m mod 1 was established by Hooley in 1960s. We show that gap distributions, two-point measures and other higher order statistics converge to a non-trivial limit. This is achieved by translating the problem to convergence of certain geodesic random line process in the hyperbolic plane. This geometric interpretation allows us in particular to derive an explicit expression for the pair correlation density of the roots.

4. The three distance theorem (also known as the three gap theorem or Steinhaus problem) states that, for any given real number a and integer N, there are at most three values for the distances between consecutive elements of the Kronecker sequence a, 2a, . . . , Na mod 1. We have considered a natural generalisation of the three distance theorem to the higher dimensional Kronecker sequence a, 2a, . . . , Na modulo an integer lattice. We prove that in two dimensions there are at most five values that can arise as a distance between nearest neighbors, for all choices of a and N. Furthermore, for almost every a, five distinct distances indeed appear for infinitely many N and hence five is the best possible general upper bound. In higher dimensions we have similar explicit, but less precise, upper bounds. For instance in three dimensions our bound is 13, though we conjecture the truth to be seven.

5. We have considered solutions of the time-dependent Schrodinger equation for a potential localised at the points of a Poisson process, and proved convergence of the phase-space distribution in the annealed Boltzmann-Grad limit to a semiclassical Wigner (or defect) measure and show that it is a solution of the linear Boltzmann equation. One key advance over important previous work by Eng and Erdos in a similar setting is that our results hold for general square-integrable initial data associated to Wigner measures, including Langragian states, WKB states and coherent states.

6. We have derived the linear Boltzmann equation in the low-density limit of a damped quantum Lorentz gas for a large class of deterministic and random scatterer configurations. Previously this result was known only for the single-scatterer problem on the flat torus, and for uniformly random scatterer configurations where no damping is required. The damping is critical in establishing convergence-in the absence of damping the limiting behaviour depends on the exact configuration under consideration, and indeed, the linear Boltzmann equation is not expected to appear for periodic and other highly ordered configurations.

7. We have proved the convergence of moments of the number of directions of affine lattice vectors that fall into a small disc, under natural Diophantine conditions on the shift. Furthermore, we show that the pair correlation function is Poissonian for any irrational shift in dimension 3 and higher, including well-approximable vectors. Convergence in distribution was already proved in the work of Strömbergsson and the second author, and the principal step in the extension to convergence of moments is an escape of mass estimate for averages over embedded SL(d,R)-horospheres in the space of affine lattices.
Exploitation Route This is a notable advance in a classic problem and has provided a new geometric interpretation that allows the application of ergodic theoretic techniques. This newly discovered connection is likely to lead to further results.
Sectors Digital/Communication/Information Technologies (including Software),Other

 
Description Chance and Chaos: How do predict the unpredictable, Public Lecture Kaapi with Kuriosity, Jawaharlal Nehru Planetarium, Bengaluru, India, 11 December 2022 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact Public Lecture at the Jawaharlal Nehru Planetarium, Bengaluru, India, 11 December 2022; about 60 local and 40 online participants; Youtube recording with over 2400 views
Year(s) Of Engagement Activity 2022
URL https://www.youtube.com/watch?v=vOKe45bASZc
 
Description Invited feature contribution the the Newsletter of the London Mathematical Society 
Form Of Engagement Activity A magazine, newsletter or online publication
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact Introduction to topical research for a general mathematical audience
Year(s) Of Engagement Activity 2021
URL https://www.lms.ac.uk/sites/lms.ac.uk/files/files/NLMS_493_for%20web.pdf
 
Description The Mathematics of Chaos: From Butterflies to Quantum Kinetics 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact Public lecture on India's National Science Day 2023 at Center for Excellence in Basic Sciences, Mumbai
Year(s) Of Engagement Activity 2023