Novel microcapsule designs and manufacturing processes
Lead Research Organisation:
University of Leeds
Department Name: Chemical and Process Engineering
Abstract
This project aims to tackle major industrial challenges, which limit the full uptake of microencapsulation technology in a broad range of areas including paints and coatings, home and personal care, agrochemicals and lubricants to name but a few.
Ideal microcapsules are typically core-shell structures, of sizes in the range of micrometres, capable of retaining valuable active ingredients such as pharmaceutical drugs or fragrance oils within their core and releasing them in a controlled manner at a location and rate that is predetermined. In order to design efficient microcapsule systems, it is critical that the properties of both microcapsule core and their protective shell are well controlled and fully optimised for their specific application. This includes for example delivery of enzymes in washing powders, of pesticides for agro-chemicals, of flavours in foods, of biocides in paints/coatings and of antioxidants in cosmetics.
Currently, most commercial microcapsules are spherical structures with a shell made from synthetic or bio-sourced polymers. These designs suffer from significant drawbacks, including: a) microcapsule shell porosity is often too high and does not allow for efficient retention of the active ingredients before the intended delivery - this is a significant challenge in medical applications to minimise the side effects from leaching drugs; b) microcapsule deposition and retention on the targeted surface is often too low - this leads to a very large proportion of microcapsules containing perfume oils being washed down the drain in a washing machine cycle, thus potentially causing both water contamination and higher doses needed (i.e. increased product cost); c) polymer shells are often made from synthetic non-recyclable and non-biodegradable materials, which cause environmental pollution when they unintentionally accumulate, a major current environmental safety concern currently being increasing regulated; and d) microcapsules are mostly manufactured from precursor objects in the form of emulsion droplets, which are typically produced using very energy-intensive and wasteful processes.
Addressing the important challenges above is key if the large potential of microencapsulation technology is to be harnessed a) for more targeted and more efficient delivery (including the use of much lower dosages and the drastic reduction in side effects) of pesticides in agricultural fields, potent drugs in treating serious diseases for example and b) for developing new solutions in a wide variety of industries, for example via designing new energy storage devices for more efficient home insulation.
On this basis, our project will combine the strength of three of the most active UK academic groups and strongly committed key industrial partners to develop solutions to these challenges, including:
- Developing a low energy manufacturing process to produce the emulsion droplet precursors to microcapsules;
- Designing and testing a range of alternative microcapsule shell inorganic chemistries (i.e. not organic polymers) that improve properties of current systems, including:
- More robust and less permeable shells to decrease shell permeability and thus also reduce potential for undesired leaching (and side effects) of the encapsulated active ingredients;
- More sustainable and biodegradable shells that do not linger in the locations they accumulate;
Producing microcapsules of non-spherical shapes to improve their deposition and retention on the targeted surfaces (through increased surface area of interaction with the surfaces), thus enabling more efficient use and lower dosages of active ingredients to be achieved.
The project will fund 3 post-doctoral researchers working on the various aspects discussed above via EPSRC and a combination of the academic institutions and the industrial partners will provide additional funding for 2 PhD students also working on parts of the overall project.
Ideal microcapsules are typically core-shell structures, of sizes in the range of micrometres, capable of retaining valuable active ingredients such as pharmaceutical drugs or fragrance oils within their core and releasing them in a controlled manner at a location and rate that is predetermined. In order to design efficient microcapsule systems, it is critical that the properties of both microcapsule core and their protective shell are well controlled and fully optimised for their specific application. This includes for example delivery of enzymes in washing powders, of pesticides for agro-chemicals, of flavours in foods, of biocides in paints/coatings and of antioxidants in cosmetics.
Currently, most commercial microcapsules are spherical structures with a shell made from synthetic or bio-sourced polymers. These designs suffer from significant drawbacks, including: a) microcapsule shell porosity is often too high and does not allow for efficient retention of the active ingredients before the intended delivery - this is a significant challenge in medical applications to minimise the side effects from leaching drugs; b) microcapsule deposition and retention on the targeted surface is often too low - this leads to a very large proportion of microcapsules containing perfume oils being washed down the drain in a washing machine cycle, thus potentially causing both water contamination and higher doses needed (i.e. increased product cost); c) polymer shells are often made from synthetic non-recyclable and non-biodegradable materials, which cause environmental pollution when they unintentionally accumulate, a major current environmental safety concern currently being increasing regulated; and d) microcapsules are mostly manufactured from precursor objects in the form of emulsion droplets, which are typically produced using very energy-intensive and wasteful processes.
Addressing the important challenges above is key if the large potential of microencapsulation technology is to be harnessed a) for more targeted and more efficient delivery (including the use of much lower dosages and the drastic reduction in side effects) of pesticides in agricultural fields, potent drugs in treating serious diseases for example and b) for developing new solutions in a wide variety of industries, for example via designing new energy storage devices for more efficient home insulation.
On this basis, our project will combine the strength of three of the most active UK academic groups and strongly committed key industrial partners to develop solutions to these challenges, including:
- Developing a low energy manufacturing process to produce the emulsion droplet precursors to microcapsules;
- Designing and testing a range of alternative microcapsule shell inorganic chemistries (i.e. not organic polymers) that improve properties of current systems, including:
- More robust and less permeable shells to decrease shell permeability and thus also reduce potential for undesired leaching (and side effects) of the encapsulated active ingredients;
- More sustainable and biodegradable shells that do not linger in the locations they accumulate;
Producing microcapsules of non-spherical shapes to improve their deposition and retention on the targeted surfaces (through increased surface area of interaction with the surfaces), thus enabling more efficient use and lower dosages of active ingredients to be achieved.
The project will fund 3 post-doctoral researchers working on the various aspects discussed above via EPSRC and a combination of the academic institutions and the industrial partners will provide additional funding for 2 PhD students also working on parts of the overall project.
People |
ORCID iD |
| Olivier CAYRE (Principal Investigator) |
Publications
Al-Sharabi M
(2024)
Magnetic zinc oxide/silica microbeads for the photocatalytic degradation of azo dyes
in Colloids and Surfaces A: Physicochemical and Engineering Aspects
Al-Sharabi M
(2025)
Multicore silica microcapsules containing a-tocopherol for potential consumer product applications
in Materials Advances
Baiocco D
(2024)
Environmentally friendly calcium carbonate-polydopamine microcapsules with superior mechanical, barrier, and adhesive properties
in Sustainable Materials and Technologies
Baiocco D
(2025)
Organic-Inorganic Multilayer Microcarriers with Superior Mechanical Properties for Potential Active Delivery in Fast-Moving Consumer Goods
in Industrial & Engineering Chemistry Research
Lobel B
(2024)
Current Challenges in Microcapsule Designs and Microencapsulation Processes: A Review
in ACS Applied Materials & Interfaces
Lobel BT
(2024)
Nonspherical Particle Stabilized Emulsions Formed through Destabilization and Arrested Coalescence.
in Langmuir : the ACS journal of surfaces and colloids
Manga M
(2023)
Exploring effects of polymeric stabiliser molecular weight and concentration on emulsion production via stirred cell membrane emulsification
in Polymer Chemistry
Pittaway P
(2023)
Continuous synthesis of block copolymer nanoparticles via telescoped RAFT solution and dispersion polymerisation in a miniature CSTR cascade
in Reaction Chemistry & Engineering
| Description | Through this award, the joint research team at the Universities of Leeds, Birmingham and Cambridge has developed encapsulation systems that can improve the performance of a broad range of products in industries such as agrochemicals, coatings, home and personal care.. For example, various options to replace the microcapsules (or microbeads) currently used within clothes conditioner products have been developed with key understanding of the behaviour of the components within these microcapsules being developed for the first time. This is important as most current microcapsule systems are synthesised from non-biodegradable, petroleum-derived materials that will imminently be the subject of strict European regulations to prevent the important challenge of plastic pollution in rivers, seas and oceans. Our team's work will allow such products to remain performant while formulating them with materials that will have a lowered impact on the environment and our food chain. |
| Exploitation Route | The bio-compatible microcapsule shells that have been developed in this project can be further expanded upon by formulation companies to create products that can respond to rapidly evolving regulations in this area. Specifically, industrial partners of this project are now funding additional work towards these goals. |
| Sectors | Agriculture Food and Drink Chemicals Pharmaceuticals and Medical Biotechnology |
| Description | The findings of this project are contributing to industrial partners moving away from developing non-biodegradable microencapsulation systems, which are currently used in every-day formulated products such as conditioners and coatings for example. Our findings, when communicated to our industrial partners (both specific partners of this project and other companies), are influencing decisions made by industry when developing new or improved products, particularly when considering the need for industry to adhere to upcoming European legislation on microplastics. An example of a direct influence of our project is a research project contract currently being drawn between the University of Leeds and a company (name currently cannot be revealed) producing microcapsules for applications in the products mentioned above. This new project will expand our knowledge and system development for maximising capsule retention on surfaces and moving away from petroleum-derived components of the system. |
| First Year Of Impact | 2024 |
| Sector | Agriculture, Food and Drink,Chemicals |
| Impact Types | Economic |
| Description | PhD studentship funding for student OO |
| Amount | £136,800 (GBP) |
| Organisation | Givaudan |
| Sector | Private |
| Country | Switzerland |
| Start | 08/2022 |
| End | 03/2026 |
| Description | Researcher Development & Travel Grant - Awarded to Dr Ben Lobel for 1-month visit to Japan for conference presentations and a 2 week research visit in Prof. Syuji Fujii's labs at OIT |
| Amount | £500 (GBP) |
| Organisation | Royal Society of Chemistry |
| Sector | Charity/Non Profit |
| Country | United Kingdom |
| Start | 08/2023 |
| End | 10/2023 |
| Description | Rideal Travel Bursary awarded to Dr Ben Lobel, post-doctoral researcher working on this project in Leeds |
| Amount | £250 (GBP) |
| Organisation | Society of Chemical Industry |
| Sector | Charity/Non Profit |
| Country | United Kingdom |
| Start | 08/2022 |
| End | 09/2022 |
| Description | Exploring cyclodextrin behaviour at oil-water interfaces |
| Organisation | University of Newcastle |
| Country | Australia |
| Sector | Academic/University |
| PI Contribution | PhD student OO spent two weeks operating a specialised instrument at the University of Newcastle to complement data obtained in Leeds. OO is in their 2nd year of PhD and their project is funded by one of the industrial partners of the EPSRC-funded project 'Novel microcapsule designs and manufacturing processes'. OO's project is complementing the research conducted within the EPSRC project. Contribution to the University of Newcastle towards OO's project is significant and will allow for a better understanding of the systems studied. |
| Collaborator Contribution | See above |
| Impact | Outputs will come in the form of presentations of the data at conferences and eventually will be included in journal publications |
| Start Year | 2023 |
| Description | Towards sustainable microcapsules |
| Organisation | University of Birmingham |
| Department | School of Chemical Engineering |
| Country | United Kingdom |
| Sector | Academic/University |
| PI Contribution | As part of this EPSRC project, the three teams in Birmingham, Cambridge and Leeds are working together. Several visits to Leeds from the researchers at Birmingham and Cambridge have taken place over the last year, resulting in some joint projects being started. Leeds is contributing to some characterisation on systems developed both at Birmingham and Cambridge and the project being led by Leeds will also benefit from access to characterisation facilities in Birmingham. |
| Collaborator Contribution | See above. Birmingham will provide access to both a micromanipulation and a surface retention rig, which the project in Leeds will benefit from. Joint publication between is being planned on this basis. Joint abstracts for various conferences have already been submitted and accepted for the researchers to give oral presentations, including at UK Colloids 2023 in Liverpoool. |
| Impact | The outputs in Leeds for this grant so far is linked to the activities of the post-doctoral research associate employed in the School of Chemical and Process Engineering. They have: - Obtained a Rideal Travel Bursary (from the RSC/SCI) to attend the European Colloid and Interface Society Conference 2022 in Crete, - Given poster presentations at the following 3 conferences/meetings: a) Sir Eric Rideal Lecture/Award 2021 (delayed due to COVID) in London, b) Sir Eric Rideal Lecture/Award 2022 in London and c) European Colloid and Interface Society Conference 2022 in Crete (Poster) - Been awarded best poster presentation at the Rideal Lecture and Symposium on Polymer Colloids on 8th April 2022 in London |
| Start Year | 2020 |
| Description | Towards sustainable microcapsules |
| Organisation | University of Cambridge |
| Department | Department of Engineering |
| Country | United Kingdom |
| Sector | Academic/University |
| PI Contribution | As part of this EPSRC project, the three teams in Birmingham, Cambridge and Leeds are working together. Several visits to Leeds from the researchers at Birmingham and Cambridge have taken place over the last year, resulting in some joint projects being started. Leeds is contributing to some characterisation on systems developed both at Birmingham and Cambridge and the project being led by Leeds will also benefit from access to characterisation facilities in Birmingham. |
| Collaborator Contribution | See above. Birmingham will provide access to both a micromanipulation and a surface retention rig, which the project in Leeds will benefit from. Joint publication between is being planned on this basis. Joint abstracts for various conferences have already been submitted and accepted for the researchers to give oral presentations, including at UK Colloids 2023 in Liverpoool. |
| Impact | The outputs in Leeds for this grant so far is linked to the activities of the post-doctoral research associate employed in the School of Chemical and Process Engineering. They have: - Obtained a Rideal Travel Bursary (from the RSC/SCI) to attend the European Colloid and Interface Society Conference 2022 in Crete, - Given poster presentations at the following 3 conferences/meetings: a) Sir Eric Rideal Lecture/Award 2021 (delayed due to COVID) in London, b) Sir Eric Rideal Lecture/Award 2022 in London and c) European Colloid and Interface Society Conference 2022 in Crete (Poster) - Been awarded best poster presentation at the Rideal Lecture and Symposium on Polymer Colloids on 8th April 2022 in London |
| Start Year | 2020 |
| Description | Continuous Professional Development course on Microencapsulation at the University of Leeds |
| Form Of Engagement Activity | Participation in an activity, workshop or similar |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Industry/Business |
| Results and Impact | This is an annual course/workshop run by the faculty of Engineering and Physical Sciences at the University of Leeds. The course director is Dr Olivier Cayre (and formerly also Prof. David York). The 3-day course involves both provision of detailed information on methods and techniques used in Microencapsulation with specific practical demonstrations to exemplify the concepts taught in the course. Speakers from both academia and industry come to teach on the course and over the last 2 years, a particular effort has been made to focus the course on providing solutions to formulate more sustainable and biodegradable microcapsules. The course is typically attended by between 25 and 40 (mainly industrial) delegates. All 3 PDRAs employed on this grant in Leeds, Birmingham and Cambridge presented at the course in 2023. |
| Year(s) Of Engagement Activity | 2022,2023 |
| URL | https://eps.leeds.ac.uk/short-course/995/microencapsulation |