A BioEngineering approach for the SAFE design and fitting of Respiratory Protective Equipment (BE-SAFE RPE)

Lead Research Organisation: University of Southampton
Department Name: Sch of Health Sciences

Abstract

Respiratory protective equipment (RPE) is widely used to limit the transmission of viruses and bacteria, representing a critical means of controlling Covid-19. In particular, respirator masks of the FFP3/N95 types, originally designed to protect against airborne dust particles, have been widely used to protect healthcare workers (Fig 1). It is essential that these masks fit tightly against the face to make an airtight seal, checked by fit testing. However, these masks are typically designed for a white male workforce, providing a limited range of size and geometry. This can lead to overtightening to compensate for a poor fit, which is associated with soft tissue injuries, as well as an increased risk of infection. This multidisciplinary project will investigate the fit and biomechanics of RPE devices, to ensure provision of a safe interface with users. Computational modelling and MRI will be used to explore how the soft tissues of the face deform in contact with a mask. These models will be informed through experimental monitoring of mechanical and thermal loads during RPE application and the associated changes in local skin physiology. In addition, the project will utilise existing databases of face shapes to investigate the fit of masks on a more representative range of users. This will lead to the development of design templates for new masks (working with UK manufacturers), standard test methods (STMs) to evaluate the risk of facial injury (working with testing and standards organisations), and intelligent fitting software to ensure that users select the correct mask.

Publications

10 25 50
 
Description The research team have been working with partners in the UK to identify key factors in fitting respiratory protective equipment in healthcare settings. In collaboration with our partners NHS England and Improvement we were able to access and analyze respirator fitting data from over 5000 NHS workers. We conducted a secondary analysis of a national database of fit testing outcomes collated between July to August 2020. Key demographics including age, gender, ethnicity and face measurements were compared to fitting outcome in a variety of respirator designs. A mixed-effects logistic regression model was used to determine the factors which affected fit testing outcome. During our analysis we included a total of 9,592 observations from 5,544 healthcare workers were included in the analysis. The mixed-effects logistic regression model identified that males experienced a significantly (p<0.05) higher fit test success than females (OR = 1.57; 95% CI: 1.31 to 1.88). Those with non-white ethnicities demonstrated significantly lower odds of successful mask fitting; Black (OR = 0.66; 95% CI: 0.51 to 0.86), Asian (OR = 0.60; 95% CI: 0.50 to 0.71) and Mixed (OR = 0.79; 95% CI: 0.64 to 0.99). Thus, this analysis demonstrated that in the early phase of COVID-19, females and non-White ethnicities were less likely to have a successful respirator mask fitting in England.

Commercially available FFP3 respirators underwent an MR safety evaluation prior to commencing the MRI study. This identified three respirators that were safe for the volunteer to wear whilst in an electromagnetic field. Ten healthy volunteers were recruited to undergo several MRI scans with and without a respirator in situ. Both female and male (4 female / 6 male) volunteers participated in the study and consented to a quantitative fit test prior to their MRI examination. The Easimask FSM18 and Handanhy 9632 were a good fit for 60% of volunteers compared to only 10% successful fit for the GVS F31000. Up to 10mm of deformation observed in cheek soft tissue. Max Green Lagrange strains of up to 0.4 observed when participant is wearing a respirator. Gravity flattened the cheek soft tissues up to 3mm in supine during the participants MRI scan.

In order to provide an intelligence means of identifying which masks fit specific face shapes a novel software application was developed. This was adapted from an algorithm designed to support prosthetics socket fitting and subsequently the goodness of fit of non-invasive respirator masks. To accommodate the materials that respirators are made from, a unique non-linear fitting method was implemented optimized through comparison to the MRI data. The algorithm was developed to reflect both gapping and indentation caused by commercial respirator devices. Several goodness of fit metrics are produced to support respirator assessment, these include a deformation value, gapping values and optimum fit percentage. As per the experimental data, the facial anthropometrics resulted in significant associations with goodness of fit parameters.
Exploitation Route We are currently applying for further funding to extend this research. In addition, the reports to the Department of Health and Social Care, and NHS England and Improvement have enabled them to identify specific mask performance and trends in fitting outcomes. This will be used to create better understanding of respirators to procure and how to meet the needs of the diverse population of healthcare workers.
Sectors Healthcare

 
Description Our findings have been used by policy makers in NHS England and Improvement and the Department of Health and Social Care to understand fitting outcomes of respiratory protective equipment in the NHS. This was used to report back to government officials regarding respirator procurement and the need to increase the number of respirators available to accommodate the diverse population of healthcare workers. It also identified critical trends in fitting outcomes, and the need for improved fitting practices particularly in those with a non-white ethnicity. Working with NHS England and Improvement we have also supported the publication of guidelines to protect skin health whilst wearing personal protective equipment, which was informed by our research.
First Year Of Impact 2021
Sector Healthcare
Impact Types Policy & public services

 
Description Guidelines for skin safety during the application of personal protective equipment
Geographic Reach National 
Policy Influence Type Participation in a guidance/advisory committee
Impact Published in April 2020 by NHS England and NHS Improvement to protect clinicians from pressure injuries, the guidelines, titled Helping prevent facial skin damage beneath personal protective equipment, include recommendations from the Group on the use of a barrier skin wipe, mask fitting (e.g. do not over-tighten), regular inspection and regular breaks from mask wearing (every two hours).
URL https://www.england.nhs.uk/coronavirus/documents/helping-prevent-facial-skin-damage-beneath-personal...
 
Title respirator fitting 
Description The dataset includes the face geometry (.stl files) of 8 individuals, scanned with a MRI 3D imaging technique, with and without respirator in situ (loaded and unloaded, respectively). It also includes for each individual the result of a respirator to face registration characterised by different degree of respirator's deformation and the respirator's goodness of fit result. MicroCT scan of the respirator and its corresponding parameters are also included. This data set was generated between 28.12.2020 and 27.06.2022. 
Type Of Material Database/Collection of data 
Year Produced 2022 
Provided To Others? Yes  
Impact Data set for publication 
URL https://doi.org/10.5258/SOTON/D2381
 
Description Department of Health and Social Care 
Organisation Government of the UK
Department Department of Health and Social Care
Country United Kingdom 
Sector Public 
PI Contribution We have analysed fitting outcome data from the DHSC from 70,000 NHS workers in a range of clinical settings. Using logistic regression analysis we could determine the best performing respirators and regions in the UK.
Collaborator Contribution The provision of fitting outcome data from 70,000 healthcare workers. Presenting and attendance at key stakeholder sandpit events organised by the BE-SAFE team.
Impact Report back to the DHSC regarding fitting outcome data and ongoing collaboration on developing a tool to support respirator fitting. This involved healthcare scientists, bioengineers and statisticians.
Start Year 2021
 
Description NHS England and Improvement 
Organisation NHS England
Department NHS Institute for Innovation and Improvement
Country United Kingdom 
Sector Public 
PI Contribution We collaborated with NHS England and Improvement to analyse 6 months of respiratory protective equipment fitting outcome data. This was reported back to key individuals in the organisation and the Department of Health. The results from the retrospective analysis has also resulted in a manuscript being submitted. Following this collaboration, NHS England and Improvement have reported to the government regarding respiratory protective equipment inequalities and have continued to work with the team in following sandpit events.
Collaborator Contribution NHS England and Improvement provided data from 50,000 respirator fittings within NHS hospitals. The data included the gender, ethnicity and age of participants, along with outcomes from specific respirator testing. They have attended sandpit events and supported our research investigations.
Impact Report to NHS England and Improvement regarding factors affecting respiratory protective equipment fitting. This involved a multidisciplinary team of healthcare scientists, bioengineers and statisticians.
Start Year 2021
 
Title COntactless Mask Fit-testing sYstem (COMFY) 
Description Scanning tool for the prediction of respirator fitting in healthcare workers. 
Type Support Tool - For Fundamental Research
Current Stage Of Development Early clinical assessment
Year Development Stage Completed 2022
Development Status Under active development/distribution
Impact A first in kind tool to support respirator protective equipment fitting in NHS workers using a technology platform. Clinical study conducted in IRAS ethics (IRAS ID: 300826, Sponsor reference number: RHM O&G0298). 
 
Title AmpScan - respirator modification 
Description The software enables individuals to import head scans, fit a respirator and establish goodness of fit parameters. 
Type Of Technology Software 
Year Produced 2021 
Open Source License? Yes  
Impact Currently under evaluation. 
 
Description BE-SAFE RPE sandpit event 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Industry/Business
Results and Impact The sandpit meeting is designed to promote exchange of ideas between these clinicians, industrialists, academics and partners. Knowledge transfer will be a key outcome throughout the network, achieved through the established partnership and the proposed expansion our collaborative network.
Specific aims of the sandpit meeting are to provide:
• An overview of the state-of-the-art in mask fitting outcomes and key research priorities
• Opportunities for scientists and industrialists to translate their research into commercialization of new respiratory protective equipment
• Directions for R&D, such that they meet the needs of healthcare workforce, including technologies for more efficient fitting protocols.
• A convivial atmosphere with sufficient time for informal discussions, and encourage follow-up contacts between scientists, healthcare and medical personnel, and industrialists.

We had 35 individuals attend from a range of sectors including respirator manufacturers, Department of Health and Social Care, NHS England and Improvement, fit testers working in different NHS hospitals, and academia.
Year(s) Of Engagement Activity 2021