NATO after Afghanistan

Lead Research Organisation: University of Birmingham
Department Name: POLSIS

Abstract

NATO has in the post Cold War period confronted a series of internal crises generated by external events (in the Balkans, Iraq, Afghanistan and Libya) which have raised questions over its purpose, effectiveness and even its very survival. These questions have become more insistent as NATO has set a deadline of 2014 to terminate its combat mission in Afghanistan. This is already being regarded as a significant watershed - not simply for Afghanistan, which with NATO assistance is rapidly constructing a national army and police force, but for the Alliance itself, which at that point may well face the prospect of mission failure (Chaudhuri and Farrell, 2011). Whatever the outcome, the ISAF mission by 2014 will have been the longest and costliest in NATO's history and will have exacted a severe human, political and financial cost upon its lead nations (including the UK). Such a state of affairs, will (and arguably, already has had) far-reaching implications for NATO's strategic predilection for expeditionary, out-of-area missions. Thus, the Libya mission has eschewed counter-insurgency and nation-building, and has been premised on a narrowly-defined political and normative justification. It thus stands as an example of the type of operation NATO may favour. That mission nonetheless has also given rise to adverse comment - on the absconding of American leadership, capability deficiencies and unequal burden-sharing (Clarke, 2011).

The paradox of NATO's susceptibility to crisis is that the Alliance has demonstrated an ongoing versatility in the face of a rapidly evolving security environment. NATO has reformed its command structures and strategic concept, enlarged its membership, undertaken a variety of out-of-area operations and established partnerships with key state actors and international organisations. It has also developed a wide range of security tasks - missile defence, anti-piracy missions, cyber defence and security-sector reform among others. Yet NATO continues to attract criticism from NGOs, academics, journalists and even its own member governments for being slow to adapt, directionless and ill-equipped to meet its stated objectives. In this light, a number of fundamental questions arise of both academic and policy significance:

1. What explains the seeming disjuncture between NATO's ongoing activism and the narrative of crisis which it attracts?
2. What are the underlying structures of power, norms and governance which inhere in NATO and, more broadly, within which the organisation is 'nested'? How do these structures explain the persistence of the organisation?
3. How effective has NATO been in developing and discharging its post-Cold War missions?
4. Is the Afghan crisis a qualitatively new one for the Alliance? And will it prove of lasting consequence in shaping NATO purpose?

In addressing these questions, the proposed seminar series begins from a premise that theoretical attention to NATO is currently underdeveloped. Considerable benefit is thus to be had from sustaining academic dialogue on the Alliance. Not only does this help fashion NATO theory, it also contributes to broader debates on institutional adaptation in international relations, organisational learning and the structures of international order. The seminars will draw upon an international group of scholars informed both by mainstream theory and approaches which have only recently been applied to NATO. This academic network on NATO is a work in progress and so the seminar series is geared toward developing and taking forward an innovative research agenda.

Academic reflection, however, requires validation in practice. Propositions on the Alliance will thus be submitted to the test of empirical and policy-relevant case studies as well as the opinion of policy makers and interested civil society groups. Each seminar will be devoted to a specific set of issues that are of theoretical, normative and policy concern.

Planned Impact

The benefits to the academic and policy community lie in the development of a group of NATO scholars connected, in turn, to the broader community of scholarship in International Relations (and its disciplinary sub-sets: Security Studies, Peace Studies, Strategic Studies etc.). This will result in a range of joint activities and outputs (detailed in Pathways to Impact).

Practitioners will be drawn from UK government agencies, NATO member-country embassies and permanent delegations, NATO officials (based at NATO HQ, Brussels and Supreme Headquarters Allied Powers Europe [SHAPE], Mons) and officials from a number of other relevant international organisations (these are detailed in the Case for Support). This practitioner network is diverse and scattered across a range of agencies. Access will be facilitated by the formal links enjoyed by co-applicants Smith and Hallams to UK defence and security bodies given their training roles at Sandhurst and Shrivenham. Both have considerable experience of engagement with users in presenting and organising policy and academic related materials. For practitioners, the benefits lie in their exposure to policy-relevant empirical, critical and theoretical materials provided by academics, and their direct involvement in dialogue with both academic and NGO participants. Practitioners, further, will be involved directly in the seminars as presenters and, where possible, will contribute to dissemination (through contributions to blogs and short on-line commentaries).

NGO and civil society actors will also be beneficiaries. This will include a number of London and Brussels-based think tanks (the Royal Institute of International Affairs, the International Institute for Strategic Studies, Egmont - the Royal Institute for International Relations etc.) as well as bodies of policy advocacy such as the NATO Watch, the British-American Security Information Council and the Brussels-based ISIS-Europe. Each maintains dedicated web-spaces which will be utilised to disseminate seminar materials. These groups will also participate directly in seminar activities and will benefit from the dialogue with practitioners and academics - a three-way dialogue rare in this policy area.

The seminar series will contribute to the broad public and policy dialogue currently in train on the lessons learnt from the Afghan and Libyan campaigns. By engaging directly with NATO and national officials as well as opinion formers, the seminars provide an opportunity for critical and open dialogue on an issue of central concern to UK foreign policy. The seminars' aim, therefore, is to enhance evidence-based policy making and specifically to:

- connect academic, practitioner and civil society networks;
- generate recommendations on UK-NATO relations and UK security and defence policy;
- reach informed judgements on the operational and organisational development of NATO and transatlantic relations;
- consider the normative implications if NATO action (and thus contribute to policy-relevant debates on humanitarian intervention and Responsibility to Protect).

Dissemination of seminar discussion and findings is essential to furthering these objectives. In addition to the activities outlined in Pathways to Impact, the PI will ensure a prominent media profile for each seminar utilising the marketing facilities at the University of Birmingham. Local media partners will also be utilised. This will entail invitations to security correspondents of national newspapers for the London-based seminar and international correspondents (Financial Times, International Herald Tribune) for the meeting in Brussels.

Publications

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Mark Webber (2013) 'NATO: Crisis, What Crisis?' in Great Decisions

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Sperling J (2014) Security governance in Europe: a return to system in European Security

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Webber M (2013) NATO beyond 9/11

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WEBBER M (2014) Repairing NATO's motors in International Affairs

 
Description Five seminars were held as follows: 1. Royal United Services Institute, London, December 2012 (36 participants) 2. Royal Military Academy Sandhurst, June 2013 (45 participants) 3. University of Birmingham, September 2013 (30 participants) 4. UK Defence Academy, Shrivenham, January 2014 (33 participants) 5. Brussels, May 2014 (27 participants) The themes of the seminars conformed (with minor amendment) to those in the application. Programmes and attendance lists are available upon request (for scheduled participants per seminar, see bracketed figures above). Attendance was by invitation only, with repeat participation in some cases. Unsolicited requests for attendance were accommodated in every instance, although these were low in number. The size of attendance was reasonably large for a seminar format with participants ranging across NGOs, academia, government, international organisations (including NATO) and the military. We were able to strike a balance between this large number and active and informed participation. The main activity of the award was the seminars themselves but contacts generated gave rise to the investigators being involved in parallel meetings on related themes at seminars in Oslo (Norwegian Institute for Defence Studies), Moscow (Institute of Europe) and Vancouver (Simon Fraser University in collaboration with the NATO Defence College). Seminars were held under the Chatham House Rule. Summaries of individual seminars have, in some cases, been disseminated (Sandhurst Occasional Paper 16, 2013); a web site is under development to mount materials relevant to the series as a whole. The main findings of the Seminar Series are: - the proposition that 'NATO is in crisis' was evident as a narrative construct, but the starting assumption of our original proposal that NATO was versatile and adaptable was affirmed; - that versatility is evident in various technical areas of defence collaboration and in operations (the latter has been apparent in Afghanistan, and the former has become more important as national defence budgets have been reduced); discussions with experts in government and NATO were essential in teasing out this crucial finding; - the drawdown in Afghanistan is part of a broader picture of a Western (and thus NATO) retreat from global military engagement (important here was Seminar 2, which focussed on the Syrian crisis and NATO's distance from that conflict); - the attenuation of its activities does not diminish NATO's importance for its members. The organisational, technical, operational and political benefits of the Alliance continue to be evident. For different reasons, this is true for large (US) and medium (UK) military powers as well as small and vulnerable ones. These considerations align with both instititionalist and realist interpretations of NATO; - the paradox of NATO (highlighted in our proposal) is clear: an organisation often criticised as ineffectual and in crisis, nonetheless survives as the principal vehicle of transatlantic and pan-European defence cooperation. Why does this paradox persist? There are two explanations. First, because it has adapted so successfully since the end of the Cold War, NATO has become the victim of inflated expectations. And second, NATO's unique military, political and institutional assets make it the natural choice for action in the absence of workable alternatives. (The latter point was one conclusion of Seminar 5 at which the crisis in Ukraine was considered); - in an age of defence austerity and a broadened security agenda involving often irresolvable problems, NATO needs to steer toward an agenda that is modest but achievable. That agenda should (and, to some degree, does) entail an Alliance commitment to policies of readiness, reassurance and renewal. (See sources immediately below for an elaboration of this finding). The Seminars' findings are summarised in a short article by the PI in the ESRC's annual Britain in 2015. The major published outcome is an article co-authored by the three co-investigators - 'Repairing NATO's Motors', International Affairs, Vol.90(4), July 2014.
Exploitation Route The insights on NATO's agenda remain relevant given the NATO anniversary summit scheduled for late 2019 and the challenges to the alliance posed by the Trump administration in the US.
Sectors Aerospace, Defence and Marine,Education,Government, Democracy and Justice

 
Description P-I has been involved in policy-relevant work through two invitations to confer with the UK Prime Minister's National Security Advisor in relation to the 2014 NATO summit and an invitation to confer with the NATO team (in May 2015) at the Foreign and Commonwealth Office on preparations for the 2016 NATO summit in Warsaw. P-I has been involved in two 'catalyst' meetings (in London and Brussels) organised by the Institute for Conflict Cooperation and Security, University of Birmingham, on the Ukraine crisis attended by government officials and NGOs (these were held in January 2015). P-I was a co-author of the University of Birmingham Policy Commission on 'The Security Impact of Drones', which has had considerable media attention since its publication in September 2014. The P-I has been invited to a workshop in Bologna, Italy, in October 2015 organised by NATO's Allied Command Transformation which will consider the agenda for the July 2016 NATO summit in Warsaw. Attendance at a follow-up workshop occurred in October 2018. The P-I has also attended two policy-focused workshops at the NATO Defence College in Rome in 2016 and 2018.
First Year Of Impact 2015
Sector Aerospace, Defence and Marine,Security and Diplomacy
Impact Types Policy & public services

 
Description British International Studies Association Model NATO 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Schools
Results and Impact Dissemination of information on NATO with role playing activity

Some schgools sought follow-up engagement with PI
Year(s) Of Engagement Activity 2014