Beyond the 'banality of evil': a new understanding of conformity and atrocity

Lead Research Organisation: University of St Andrews
Department Name: Psychology

Abstract

Since the end of the second world war, western social thought has been haunted by the shadow of the holocaust. In 1961 two events came together which have shaped our understanding of the human capacity for inhumanity. The first was the trial of Adolf Eichmann in Jerusalem and Hannah Arendt's subsequent book about Eichmann. She argued that, far from being a monster, what was truly terrifying about him was his ordinariness. She also argued that what made him capable of murdering millions was 'sheer inattention': Eichmann concentrated so hard on the details of his job that he lost sight of the consequences. This was summarised in her phrase 'the banality of evil'.
While the trial was in progress, Stanley Milgram was conducting his famous 'obedience' studies in Yale. Participants were asked to administer an escalating series of electric shocks to a learner each time he made an error in a learning experiment (actually the shocks were not real and the learner was a confederate of the experimenter). To his surprise, many participants went all the way to 450v. This seemed to provide experimental rigour to the notion that ordinary people can act in extraordinarily harmful ways. What is more, Milgram took on board Arendt's explanation of toxic obedience. In the face of authority, he argued, people enter an agentic state whereby they focus exclusively on how well they follow instructions.
This notion of the perpetrator as an 'inattentive bureaucrat' has come to dominate understanding of atrocity in psychology, across different academic disciplines and even in the public domain. It is regularly invoked by the media and commentators every time we see instances of toxic behaviour.
However, despite its dominance, the explanation is deeply flawed and cannot explain variations in levels of obedience, including within Milgram's own studies. Based on a reanalysis of these studiesand also on historical evidence, we have argued that perpetrators are 'engaged followers' rather than 'inattentive bureaucrats'. This has three elements: first, people identify with a cause. Second, the see the cause as noble. Third, they see the authority who tells them to inflict harm in the name of the cause as a legitimate representative. That is, people don't do wrong because they are unaware of what they do, but because they believe it to be right.
In this project, we will provide support for the 'engaged follower' perspective. The work has three elements. The first of these involves collecting new empirical data by employing innovative methods which overcome the ethical objections to Milgram's original research. We will start with conventional experimentation which examines how far people will go in derogating ever more benign groups. This allows us to investigate the impact of our core variables (identification with the cause, glorification of the cause, legitimacy of the representative) in a relatively benign setting. Next, we will draw on findings which show that people behave similarly in virtual reality simulations to conventional psychology experiments but without the same level of emotional intensity or distress. We will develop a virtual reality simulation of the Milgram paradigm and use it to, again, address the impact of our core variables on obedience. Finally, we will plan a full field study working with the police/armed services and drawing on exercises that would be conducted as a matter of course.
The second element will be to organise a series of seminars involving psychologists, historians and practitioners with a view to sharing latest understandings of obedience and atrocity and to create a critical mass of people who can challenge the authority of the 'banality of evil' perspective.
The third element involves dissemination to the public, both through involving the media in the seminar series, through producing a film to illustrate the 'engaged follower' perspective and also through producing a popular book aimed at a general audience.

Planned Impact

This project is aimed to have impact at two levels. First, we aim to affect media and popular understanding of the nature of obedience and the human capacity for atrocity. This is the more immediate and direct form of impact. Second, we aim to affect the understandings and the practice of institutions for whom issues of mistreatment and abuse are potentially highly relevant - the police and the armed services in particular. The impact here is, for the moment, more long-term and indirect.
Popular understanding: Our impact on popular understanding will be achieved both directly though some of the specially designed outputs from our work (the film and the popular book) and also through contacts with the media.
We have a long record of working with mainstream media. For instance, our BBC Prison study was (as the name suggests!) conducted with the BBC and televised as four hour long documentaries. We have regularly contributed to a series of BBC television and radio programmes (e.g. The Today Programme, PM, All in the Mind, Thinking Allowed and Lent Broadcasts on Radio 4, Bang goes the theory on BBC1), we have written a number of pieces for the BBC website and also for a wide variety of print media, notably the Guardian Science Blog on a number of occasions. Specifically, our work on Milgram has featured both on the BBC website and the Guardian website. We have also worked closely with the Science Media Centre on a number of projects.
Through this work, we have developed excellent contacts which we aim to draw on in order to get media involvement in the seminar series. Alongside these seminars (or possibly as part of them), we will seek to set up a debate on 'conformity and atrocity' which will be co-sponsored by a media organisation and hence disseminated by them. In naddition to this, we are regularly contacted by the media on issues relating to obedience and we will continue to disseminate our ideas in this way.
Institutional practice: Over many years, we have worked with the police in order to feed our analyses of crowd behaviour into public order policies and practices. More recently we have worked with the armed services in contributing to the ethics component of their advanced command courses. The aim here is to provide an understanding of the factors which make abuse of host populations and of captives possible and thereby to guard against such abuse. Our research will feed directly to the lectures we give to the armed services. However, with stronger and more convincing evidence (especially in due course when the field study is completed) we hope to use our work to affect the training that personnel are given and also the operational procedures that are used in actual conflict situations (e.g. in Iraq and in Afganistan). While we do not envisage that we will be able to achieve such impact in the short term and directly out of the work done on this project, our hope is that the relationships created in this project and the future work to which it gives rise will enable us to have such impact in due course.

Publications

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Haslam S (2014) Just obeying orders? in New Scientist

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Haslam S (2017) 50 Years of "Obedience to Authority": From Blind Conformity to Engaged Followership in Annual Review of Law and Social Science

 
Title Shock Room 
Description This is a new film about Obedience 
Type Of Art Film/Video/Animation 
Year Produced 2015 
Impact The film won best Australian documentary award at the 2015 Antenna Film Festival 
URL http://shockroomfilm.com/
 
Description This work challenges the traditional notion that people follow instriuctions to do harm to others because they are unaware of the consequences of their actions. Instead it shows how toxic obedience is a function of believing that one is pursuing a noble cause (engaged followership) which in turn stems from the success of an authority figure in getting them to engage with that cause (identity leadership).
Exploitation Route This is of general relevance to understanding toxic behaviour in society. It is of particular relevance in avoiding abuse by agencies such as the police and armed services.
Sectors Communities and Social Services/Policy,Creative Economy,Education,Financial Services, and Management Consultancy,Healthcare,Government, Democracy and Justice,Security and Diplomacy

URL http://www.bbcprisonstudy.org
 
Description We are still at an early stage of our work on obedience, our findings are only now entering the literature, and much of the take-up of these findings is still in the course of being developed. Nonetheless, even with these provisos, we have already had impact in a number of different areas, as outlined below. First, we have used our findings to develop sessions for the Advanced Command Course and for military promotion courses at the UK Defence Academy, Shrivenham. These sessions challenge conventional explanations of how abuse and atrocity occurs and instead alert people to the psychological steps that lead towards such toxic outcomes. In this way we provide 'early warning' signs to prevent the occurrence of abusive events. Second, this work has been presented to policy advisors and researchers for the Scottish Government. We are currently in discussion with the head of the research division concerning a joint series of seminars addressing the relevance of social psychological research (including this research on obedience) to policy makers and practitioners. Third, we have had extended discussions with the US Holocaust Memorial Museum, especially with their educational outreach department. The message from our research fits clearly with their remit and also with recent exhibitions in the Museum (e.g. 'Some were Neighbours' - see http://somewereneighbors.ushmm.org/) which aim to encourage people to reflect on their own capacity to act abusively. Accordingly, we have agreed to collaborate on an online resource which outlines our findings, possibly by linking our own website with the Museum website (which received 18.5 million visits in 2014), but also by using Museum materials within our own online resource. This will be contingent on obtaining funds to develop the 'Milgram stream' of our website. Fourth, we have given a wide range of public talks on our work. In particular, we have spoken to conferences of teachers and of A-level students. We have also written accounts of our work for the A-level Psychology magazine, Psychology Review. In the same way that our previous work revisiting the classic Stanford Prison Experiment has altered the basic school psychology curriculum, so our work is beginning to influence received understandings of Milgram and of obedience. Fifth, as described under key findings, we worked with filmmaker Kathryn Millard to produce a new film about Obedience ('Shock Room'). This film, in which we provide commentary, lays out our 'engaged follower' model and raises the question 'what would you do' if an authority asked you to do harm. The film was released at the Sydney Antenna Film Festival in October, where it won the award for 'best Australian documentary'. It has had two previews, one in Warsaw to some 300 people and one in London where some 700 people sought to attend a hall that only seated some 250. The previews were followed by panel discussions involving ourselves, historians and others to discuss the nature of Obedience. Now the film is released we plan showings and discussions in North America, Australia, the UK and Europe in the course of 2016. These will give very wide exposure to our findings and ideas.
First Year Of Impact 2014
Sector Creative Economy,Education,Government, Democracy and Justice,Security and Diplomacy
Impact Types Cultural,Societal,Policy & public services

 
Title Online Milgram paradigms 
Description We have developed a number of online obedience paradigms, based on the Qualtrics platform. These retain the basic structure of Milgram's obedience studies (an escalating series of actions with negative consequences for a 'victim') 
Type Of Material Model of mechanisms or symptoms - human 
Provided To Others? No  
Impact These studies reopen the possibility of doing research on the factors which influence toxic obedience, while being acceptable within ethical guidelines 
 
Title VR simulation 
Description Along with Mel Slater, we have created a VR simulation of the Milgram obedience paradigm 
Type Of Material Model of mechanisms or symptoms - human 
Provided To Others? No  
Impact This simulation allows for multiple studies of the variables which impact levels of obedience but without the attendant ethical issues 
 
Description Making a film about Obedience 
Organisation Macquarie University
Country Australia 
Sector Academic/University 
PI Contribution Together with Kathryn Millard, we made a film about obedience using a new technique dubbed 'Immersive Digital Realism'. In this, actor are put in the position of naive subjects and improvise their response. This allows us to use their behaviour as data (which has been published in PLoS ONE) as well serve as material for the film. The film has now been completed and won a best documentary award at the Sydney Antenna festival
Collaborator Contribution Kathryn directed, produced and edited the film. We advised on content and appeared as commentators in the film.
Impact The film was shown in the Museum of the History of Polish Jews in Warsaw and was the basis for a panel discussion about obedience and atrcoity. It was shown again at a public screening at the LSE in September 2015 followed by another public discussion It will be shown at the Conference of the International Society for Political Psychology, Warsaw, in Huly 2016. Following this, the film has a distribotor and will soon be on general release
Start Year 2013
 
Description Film showing and discussion (LSE Literary Festival, 2017) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact The film 'Shock Room' based on our project, was screened at the LSE Literary Festival, followed by a discussion involving Stephen Reicher and the author Patrick Flanery.
Year(s) Of Engagement Activity 2017
 
Description Film showing at Museum for the History of Polish Jews 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact We gave a public showing of our film on Obedience at the Warsaw Museum for the History of Polish Jews, followed by a panel discussion.
Year(s) Of Engagement Activity 2015
 
Description Media activities 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact I have made regular media appearances talking about obedience and atreocity: these include a piece for the Sage 'Social Science Bites' series, a piece on Radio 4's 'All in the Mind', an appearance in a Channel 4 documentary on secret recordings of Nazi Prisoners of War, an appearance on a Radio 4 documentary on 'The Nazi Mind'.
Year(s) Of Engagement Activity 2014,2015
 
Description Podcast on 'The Psychology of evil' 
Form Of Engagement Activity A broadcast e.g. TV/radio/film/podcast (other than news/press)
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact I did a podcast for the magazine Prospect on our Milgram research
Year(s) Of Engagement Activity 2018
URL https://play.acast.com/s/headspace2/-76-theexperimentthatgaveusthewrongideaaboutevil-withstephenreic...
 
Description Talk to SChool students 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Schools
Results and Impact I have given regular talks to national audiences of A level students on Milgram and obedience
Year(s) Of Engagement Activity 2014,2015
 
Description Talks to Schools conference 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Schools
Results and Impact I presented on three consecutive days to student a level conferences, with audiences of 1,000 per day.
Year(s) Of Engagement Activity 2018
 
Description Talks to teachers of Psychology 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact I have given regular talks to national meetings of teachers of psychology on Milgram and obedience
Year(s) Of Engagement Activity 2014,2015
 
Description US Holocaust Museum 
Form Of Engagement Activity Participation in an open day or visit at my research institution
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact We visitied the educational department at the US Holocaust Museum to discuss how our work linked to theiors and agreed to make links through their website and one we are planning
Year(s) Of Engagement Activity 2014