Political Party Database Project: How Parties Shape Democracy

Lead Research Organisation: University of Sussex
Department Name: Sch of Law, Politics and Sociology

Abstract

In a period of economic crises and rapidly changing communication opportunities traditional political actors have faced increasing challenges to their legitimacy. Yet despite these changes, political parties remain key actors in parliamentary democracies. They channel political recruitment, structure political choices, and offer opportunities for meaningful political participation. Because of this, it is vital to understand how parties' structures and resources shape democratic life. Unfortunately, the comparative study of political parties as organizational actors has been held back by the lack of systematically-collected cross-national data, and by the lack of standard vocabulary for conceptualizing and testing the impact of party resources and structures.

The Political Party Database Project aims to fill both gaps. Our multi-national research team is collecting data on 138 parties in 19 countries in order to conduct theory-driven tests of competing scholarly claims about the impact of party organizational variation. Our investigations include examination of the relationships between party resources and their links to society and between party rules and social representation. We are also assessing the impact of specific candidate-selection procedures on both descriptive representation and electoral success. This proposal requests funds to help us complete our analyses for publication, and to enable us to use our initial data as the first installment in a new public database on party organization. This regularly-updated database will be an on-going resource for students of politics as well as for reformers seeking to improve representation and increase political participation. The three Principal Investigators (respectively based in UK, USA and Germany) for this proposal will jointly coordinate team efforts to collect and update party data, to prepare manuscripts for publication, and to publicize findings and the new data resources to academic audiences, political practitioners and the media.

Planned Impact

Who will benefit from this research?

Given the project's objectives of understanding changing party structures, resources and links to state and society, the scope for external impact on non-academic practitioners and users is considerable. For instance, policy-makers and others will be able to use the database to identify and profit from the experiences of parties which have implemented changes such as internal primaries or quotas for ethnic minority candidates. Potential beneficiaries include the parties themselves and the democracy-promoting organizations which have been working to strengthen political parties in developing democracies, including USAID, IFES (International Foundation for Electoral Systems), GRECO (Group of States Against Corruption), International IDEA (International Institute for Democracy and Electoral Assistance), the National Democratic Institute, the International Republican Institute, the Westminster Foundation for Democracy, the Hansard Society (UK), the German Parteienstiftungen, and the Netherlands Institute of Multiparty Politics. These organizations often look to established democracies to understand how certain mechanisms have operated within stable polities. The democracy-promoting value of the database should grow as we add more (and mostly newer) democracies to our data collection effort (note that since the ORA application was submitted earlier this year we have been approached by specialists on parties in South East Asia and Latin America who wish to join the project). In short, we expect that our own analyses and the Party Organization Database itself will be highly useful for party officials, public interest groups and think-tanks, and for citizens seeking to address emerging gulfs between political parties and those they claim to represent.

How will they benefit?

This project will enhance public understanding of the impact of political parties' resources and structures, which is an increasingly important project in an era of growing popular distaste for parties (Dalton and Weldon 2005). In response to this public disaffection, policy-makers have made varied attempts to re-engage citizens and bolster support for political processes. Many of these responses limit the role of political parties, whether by introducing non-partisan decision structures (e.g., citizen juries, referendums), by restricting parties' access to some types of resources (e.g., imposing party finance restrictions), or by regulating party decision-mechanisms (e.g., changing candidate selection rules). In addition, parties have responded by altering their own internal structures. Yet as promising as some of these solutions may seem to their advocates, so far there is little systematic study of which mechanisms really reduce gaps between parties and their constituents. The analyses that we are producing for this project will contribute to these debates about how best to strengthen party-based representative democracies. For instance, we will investigate whether high levels of state finance inevitably erode party links to social groups, under what circumstances the expansion of women's participation within parties leads to expanded female participation in legislatures, and how organizational resources affect and reflect shifting power balances between professionalized legislatures, professionalized extra-parliamentary parties, and 'presidentialized' party leaders.
 
Description This research has succeeded in creating the Political Party Database (PPDB), which is founded on a major survey of party organizations in parliamentary and semi-presidential democracies. The project's first round of data covers 122 parties in 19 countries. A new round of data was gathered in 2017-18, so that Round 2 now covers 277 parties in 36 parliamentary and presidential democracies. Round 1 of the PPDB is now in the public domain, having been made available through the project website (http://www.politicalpartydb.org/); it has also been deposited at the UK Data Archive. Round 2 will be publicly available in the summer or autumn of 2021. We have published a major new book setting out some of our key academic findings (Susan Scarrow, Paul Webb & Thomas Poguntke, 'Organizing Political Parties: Representation, Participation, and Power', Oxford University Press, 2017) plus a long article based on the PPDB project which came out in the journal 'Party Politics' (November 2016). The latter paper describes the scope of the database, then investigates what it tells us about contemporary party organisation in these countries, focussing on parties' resources, structures and internal decision-making. It examines party-family and within country organizational patterns, and where possible makes temporal comparisons with older datasets. Our analyses suggest a remarkable coexistence of uniformity and diversity. In terms of the major organisational resources on which parties can draw, such as members, staff and finance, the new evidence largely confirms the continuation of trends identified in previous research: i.e., declining membership, but enhanced financial resources and more paid staff. We also find remarkable uniformity regarding the core architecture of party organisations. At the same time, however, we find substantial variation between countries and party families in terms of their internal processes, with particular regard to how internally democratic they are, and in the forms that this democratisation takes. All this suggest that well-known overarching models of political party organisation on which the comparative parties literature is founded are of very limited use, because they have little general application.

In the book 'Organizing Political Parties', the analysis is taken much further, of course. After an introductory chapter in which we set out our analytical framework, the remainder of the book is sub-divided into two sections. The first consists of a number of chapters which deal with aspect of party organization as 'dependent variable' - that is, as a thing to be described and explained. Under the title ' How Parties Organize', this section includes chapters which: address the distribution of resources and measure the organizational strength of parties (Paul Webb & Dan Keith); examine the relationship between the 'three faces' of party organization - ie, national headquarters, the party in public office, and the party memberships (Luciano Bardi, Enrico Calossi, and Eugenio Pizzimenti); examine the development of party finance, with particular emphasis on the surprisingly limited impact of state subsidies on party membership (Ingrid van Biezen and Petr Kopecky); consider the formal organizational links between parties and external social groups (Elin Haugsgjerd Allern and Tania Verge); and measure and describe patterns of intra-party democracy across the world (Niklas Bolin, Nicholas Aylott, Benjamin von dem Berge, and Thomas Poguntke).

Part 2 of the book then moves on to consider party organization as an 'independent variable' - that is, its impact on the external world of politics. This includes chapters that examine the impact of parties' financial dependence on the state on citizens' feelings about parties (Marina Costa Lobo and Isabella Razzuoli); consider the impact of party candidate selection rules on women's representation (Scott Pruysers, William P. Cross, Anika Gauja, and Gideon Rahat); look at the costs of party membership on political participation (Karina Kosiara-Pedersen, Susan E. Scarrow, and Emilie van Haute); examine the effects of party organization on party policy programmes (Annika Hennl and Simon Tobias Franzmann); and identify the impact of party organizational strength on the legislative behaviour of politicians. After a concluding chapter by the editors, the book concludes with an Afterword by Richard S. Katz, one of the most influential scholars of political party organizations in the postwar era.

Overall, this book provides a wealth of detail about contemporary political party organizations and their impact on the external environment. Above all, it demonstrates the following key things:

1. Party organization still matters. What is more, this is the case notwithstanding the fact that our focus is largely only on what the 'official story' of party rules and statutes shows. In future work we intend to study how far these official stories correspond to informal or 'real' stories (as some observers would term them) of party organizational life.

2. Party ideal types that have become familiar means by which scholars categorize and describe parties are in reality of very limited empirical utility - simply because only a minority of parties can meaningfully be assigned to the well-known types of cadre, mass, catch-all or cartel party. In our view, these stylised descriptions of political parties no longer conform to the multifaceted universe of political parties in the 21st century.

3. These labels have been devised by scholars who have seen parties largely as a product of their changing socio-political environments, but a key implication of our work is that parties are to a very significant extent also masters of their own fate in that they are capable of making organizational choices. They may often not know the consequences of their decisions but they use organization as a tool in the pursuit of their political goals. The PPDB projects suggests something more subtle than the usual ideal types:

a. That party organizational patterns may be influenced by their socio-political environments, but these environments are relatively diverse and there is always scope for varied strategic choices at the level of the individual party, which makes for diversity of outcome.

b. Party organization is a competitive phenomenon. Organizational choices and strategies tend to be imitated by rival parties in the same country, which explains why country effects are almost always stronger than party family effects in our analyses.

We conclude that, in an age of increasing challenges to political parties, it is imperative to monitor and better understand the consequences of such organizational choices for democracy at large. There is still much work to be done in this regard, and our most recent endeavours have started to address this with a paper that investigates the impact of party organization on the popular legitimacy of democracy (see Webb, Scarrow & Poguntke 'Party organization and satisfaction with democracy: Inside the blackbox of party organisation', International Political Science Review, 2019 https://www.tandfonline.com/doi/abs/10.1080/17457289.2019.1698047?journalCode=fbep20).

A further round of publications is scheduled, based on analysis of Round 2 data. To this end two online conferences have been staged (summer 2020, early 2021) at which team members have presented a number of papers which are intended for publication in a journal special issue.
Exploitation Route They provide a basis for further academic research and the PPDB itself will undoubtedly be of widespread use to political scientists and, we hope, to non-academic beneficiaries. The PPDB was made publicly available in January 2017 via the project website. This website also includes an archive of electronic versions of the original political party statutes and rule books on which much of the research is based. There was a formal 'launch conference' in Duesseldorf in May 2017 at which academics and non-academic beneficiaries (from parties, media, think-tanks) were in attendance.

The database itself has already been gradually extended as more parties and countries have been added, and downloaded many times, as follows:
Round 1a - 3065 downloads
Round 1a.2 (update) - 431 downloads
Round 1a.3 (update) - 4302 downloads
Round 1b.1 (update) - 2826 downloads
Round 1a._1b_consolidated (update) - 1905 downloads

The PPDB has therefore fed into in peer-reviewed publications. All of this is clear evidence of the value of the PPDB to other users, so I am confident that the data will be widely used by academic and non-academic users on a regular basis from now on. This is especially the case since we have extended the dataset by adding new countries from Latin America, Asia and Africa, as well as further parts of Europe. In addition, the PPDB 'template' has been emulated by other scholars who wish to create their own similar party organizational databases (see, eg, 'OPCAT' - The Observatory for Catalonia Political Parties, http://www.politicalpartydb.org/news/).
Sectors Government, Democracy and Justice

URL http://www.politicalpartydb.org/
 
Description As of 7 February 2022, the original PPDB dataset (1a) and its various updates have been downloaded 17,769 times from the project and Harvard Dataverse websites. These figures are a good indication of its widespread utility to secondary users. I suspect that most of these users are academics, but given the work we have done in publicising it to non-academic beneficiaries, it is likely that some are from the media, think-tanks, political parties or governmental sector. In addition to data use by secondary researchers, the PPDB was used by the PI in an 'Analytic Exchange' briefing on developments in European party politics aimed at US State Department Bureau of Intelligence & Research officials in May 2018 ('Changing Political Leadership in Europe: The Rise of Generation Slim Fit?', May 18, 2018, Carnegie Endowment for International Peace, Washington DC. A new round of the PPDB, taking in more than 270 parties from nearly 50 countries will become publicly available in 2022.
First Year Of Impact 2017
Sector Education,Government, Democracy and Justice
Impact Types Societal

 
Description Citation in public debate about level fo state subsidies to political parties in Portugal
Geographic Reach Europe 
Policy Influence Type Contribution to a national consultation/review
Impact In September 2016 the two main Portuguese political parties, PS and PSD, announced that they were about to eliminate the cuts which had been previously been implemented to party public subsidies following the EU bailout to the country several years previously. This would have increased the budget to parties by about 4.5 million euros. However, three smaller parties, BE, PCP and CDS, were against this move. PPDB project members from Portugal, Professor Marina Costa-Lobo from the Insitute of Social Sciences at the University of Lisbon, was able to enter the public debate by citing evidence reported in the Poguntke et al 'Party Politics' article (published in November 2016), where it was clearly shown that relative to GDP Portuguese parties enjoy some of the highest party incomes, and are some of the most dependent on public subsidies, in Western Europe. Subsequently, the PSD changed its position to state that it would instead vote in Parliament to make the cuts to party subsidies permanent. The following links are to relevant Portuguese media reports: http://www.jornaldenegocios.pt/economia/politica/detalhe/partidos_portugueses_entre_os_mais_ricos_da_europa.html http://www.dn.pt/portugal/interior/pais-pobre-mas-partidos-sao-dos-mais-ricos-da-europa-face-ao-pib-5404409.html http://www.dn.pt/portugal/interior/portugal-no-topo-no-rendimento-anual-dos-partidos-5402790.html http://www.tsf.pt/politica/interior/partidos-funcionam-acima-das-possibilidades-do-pais-5403081.html https://www.publico.pt/politica/noticia/financiamento-publico-de-partidos-portugueses-e-dos-mais-altos-1744964 The news went viral - all major news outlets have run articles on it. Also, the social networks have been commenting and sharing these news items.
 
Title PPDB 1b.1 Update 
Description This update of the original dataset was added in November 2018. Data on parties from 6 extra countries are included in this new version. 
Type Of Material Database/Collection of data 
Year Produced 2018 
Provided To Others? Yes  
Impact As of 28 January 2019, this dataset had been downloaded 1753 times by secondary users. 
URL https://dataverse.harvard.edu/dataset.xhtml?persistentId=doi:10.7910/DVN/ZFLCMF
 
Title PPDB version 1b 
Description This is a supplement to the existing database. The original dataset which was released to the public in February 2017 included data on 122 parties in 19 parliamentary democracies, covering more than 300 variables. In January 2018 data covering the same 300-plus variables has now been added for a further 24 parties in 6 countries. These six countries extend the data to new geo-political regions (Latin America and South-East Asia) and presidential democracies (Brazil, Chile, Mexico, South Korea). We will continue to add more countries and parties to the dataset. This new addition to the dataset is not currently available to the public becuase it is being beta-tested by members of the PPDB team, but it will be released by the second quarter of 2018. 
Type Of Material Database/Collection of data 
Year Produced 2018 
Provided To Others? No  
Impact Too early for any impacts yet. 
URL http://www.politicalpartydb.org/
 
Title Political Party Database Version 1a.3 (2017 Update) 
Description This is a database on party rules, procedures, resources and personnel covering 122 parties from 19 countries. The data is comprised of basic party information and three modules incorporating information on party resources and events, party structures and institutions, and national legislative elections. In total there are more than 150,000 cell entries. The data includes observation across several years for many of the parties and both quantitative and qualitative information. It can be explored and downloaded from our Dataverse site, where it will be routinely updated as we expand to more parties. It is available from the project website in SPSS, STATA and EXCEL format. The codebook is also available in PDF from this site. The full correct citation for the data is Thomas Poguntke; Susan Scarrow; Paul Webb, 2016, "Political Party Database Round 1a". 
Type Of Material Database/Collection of data 
Year Produced 2017 
Provided To Others? Yes  
Impact As of 5 February 2019, this data set has been downloaded 2252 times from the PPDB project website. We have seen evidence that other scholars are using it for their own research, but it is too early to gauge the impact on academic or non-academic outputs. We know that the PPDB template has been emulated by at least one other related research group (OPCAT - the Observatory for Catalonia Political Parties). We have also publicised the PPDB via the launch conference in May 2017 and a Democratic Audit of the UK blog (both set out in other parts of this ResearchFish submission), but we cannot yet gauge the impact of these activities. 
URL http://www.politicalpartydb.org/data/
 
Description How Parties Organize, and Why It Still Matters: Introducing the Political Party DataBase 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact This is a conference intended to launch the new OUP book (Organizing Political Parties) and the dataset itself, held in Duesseldorf, Germany, 3-4 May 2017. Apart from the academic team member, invitees include members of the key German and Austrain party research foundations (Konrad-Adenauer Stiftung, the Friedrich-Ebert Stiftung, the Austrian Karl-Renner-Institut, the Austrian Political Acadamy of the ÖVP, Vienna), and international think tanks, including the Netherlands Institute for Multiparty Democracy (The Hague), Die Progressives Zentrum, The Hansard Society (UK), The Electoral Reform Society (UK), the McDougall Trust (UK), and Demos (UK), and NGOs like the Office of Democracy and International Human Rights (Poland) and International IDEA (Stockholm). In addition, representatives of natinoal media organisations, academic and postgraduates from outside the project are also invitees.
Year(s) Of Engagement Activity 2017
 
Description How Parties Organize: Launch Conference of Political Party Database Project 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact On May 4th 2017 the Political Party Database Project successfully launched its database introducing to public party organizational data from 19 countries and 122 parties. The conference was held in the Haus der Universität in Düsseldorf, Germany and welcomed 90 national and international guests: party researchers, fellow political scientists, practitioners, and students discussed the project's current and future impact. The project leaders Prof. Thomas Poguntke (Heinrich Heine University), Prof. Susan E. Scarrow (University of Houston, Texas, US), and Prof. Paul D. Webb (University of Sussex, Brighton, UK), who introduced the project and presented some of the major insights of their book. On Friday, May 5th, the international research team held a closed workshop to discuss the future of the project, especially the next round of collecting data. The project aims for more cases, announcing data from Latin America (Brazil, Chile and Mexico), Japan, South Korea and Romania.
Year(s) Of Engagement Activity 2017
URL http://www.politicalpartydb.org/news/
 
Description Presentation on the Political Party Database project and its key findings to date to audience of academics and PhD stdents at Nihon University (College of Law), 12 January 2018 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact A dozen PhD students and a number of professors from Nihon University, Tokyo, attended a 2 hour lecture and question & answer session on the work of the PPDB. As a result of this, I have recently been contacted by one of the the professors interested in translating the book 'Organizing Political Parties' into Japanese. Discussions are ongoing with Oxford University Press about this.
Year(s) Of Engagement Activity 2018
URL http://www.politicalpartydb.org/
 
Description Talk given to US State Department officials at 'Analytic Briefing' on 'Political Leadership in Europe' 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Approximately 40-50 officials from the US State Department attended this 'Analytic Exchange' on political leadership in Europe, in Washington DC, 18 May 2018. I presented a talk on the theme 'The presidentialization of politics in Europe', a substantial part of which drew on Political Party Database evidence regarding intra-party democracy and the powers of party leaders in Europe. The presentation sparked much discussion and debate afterwards. The convenor of the event, Kathy Guiducci-Ferry (Foreign Affairs Program Officer at the US State Department's Bureau of Intelligence & Research) wrote to me afterwards saying 'Your presentation was excellent! We appreciated that you took time to travel and join us. Thank you for sharing your knowledge and perspective' (email dated 16 June 2018).
Year(s) Of Engagement Activity 2018
 
Description Teaching PhD students at European Consortium of Political Research Summer Schoool on Political Parties, University of Nottingham 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact 25 high-quality research students from across European universities who are work on PhDs concerning political parties attended this annual two-week summer school. The location of this school, which has run for 25 years now, has varied over the years and this was the first occasion on which it has been held at the University of Nottingham. On each day a different researcher who is prominent in the field attends and presents his or her recent research to the students, before discussing and commenting on some of the students' own work. I was invited to talk about the culmination of ESRC-funded Political Parties Database project and set out some of our major findings; this is cutting edge work that had not been published at the time of the Summer School. In addition I was able to talk about a second ESRC-funded reseaech project in which I am involved as a co-investigator, the British Party Members Project.
Year(s) Of Engagement Activity 2016
URL https://www.nottingham.ac.uk/politics/events-list/2016/ecpr-summer-school.aspx