Uncovering the Environment: The Use of Public Access to Environmental Information

Lead Research Organisation: University of Dundee
Department Name: Law

Abstract

This project examines whether the policy of providing access to environmental information has successfully engaged the public and achieved the intended environmental benefits. Analysis of statistical data, questionnaires and interviews will show how the right to access this information is being used. The findings will be placed in their context to see whether access to information is making a difference to public participation and substantive outcomes in environmental regulation.

The right to access information held by public authorities has been a major feature in changes to governance in recent decades. Parallel to this has been the establishment of a specific public right of access to environmental information. In addition to the reasons for wider freedom of information (seeking greater openness and transparency, increasing scrutiny and accountability, encouraging public trust and participation in governmental procedures) this has been driven by a desire to enhance environmental protection, "[r]ecognizing that, in the field of the environment, improved access to information and public participation in decision-making enhance the quality and the implementation of decisions, contribute to public awareness of environmental issues, give the public the opportunity to express its concerns and enable public authorities to take due account of such concerns" (Aarhus Convention). There are separate laws at international, EU and national levels ensuring the right of access to environmental information, distinct from wider freedom of information legislation. Moreover, for environmental information in the UK, emphasis was placed on making data available on publicly accessible registers rather than simply entitling members of the public to make specific requests for information held by public authorities.

This project will evaluate the impact of access to environmental information by examining how the right of access is being used in practice and how far the objectives noted above are being satisfied. This will be achieved by examining the scale and nature of the use of the right, studying who is seeking information, what sort of information is being sought and what use is being made of it and gathering the experiences of those holding information, those using it and those affected by it. This will be achieved by gathering data on requests for information and on usage of the information which is proactively disseminated, through research with those holding and obtaining information, as well as with regulatory bodies affected by the deployment of the knowledge obtained. The project will focus on Scotland which provides a large, varied but manageable study area where the researchers have strong collaboration with the key public bodies and the expertise to put findings into the wider context of environmental debates, conflicts and policies.

This research will benefit those concerned with environmental matters and freedom of information. Members of the public (including politicians, the media and NGOs) will gain a better understanding of the actual and potential use of information rights and see examples of their effective use to influence and scrutinise government, on policy, procedure and substantive decisions. Public authorities holding environmental information will gain an awareness of how the right of access is being used, informing their procedures for handling requests and their policies on what information should be published pro-actively. Insight can be gained into easing the burdens of fulfilling the legal requirements and how the governance processes can be made more efficient and effective. For the Scottish Information Commissioner and others charged with oversight of public access to information, the understanding of who is seeking what information and using it in what ways will enable them to tailor their advice and support, for members of the public and public authorities, in order to benefit all concerned.

Planned Impact

The social value of this research is shown by the willingness of key bodies to collaborate. Some findings can have immediate impact on the practice of the users and holders of information, whereas others feed in to longer-term consideration and reform of how the legal structures are shaped and used. Five broad categories of beneficiary are:

1) Seekers and users of information: The assumption behind providing access to environmental information is that this information will be useful to various parties. An understanding of who is seeking information and how it is being accessed and used will assist actual and potential users of such data, whether individuals, NGOs, facilitating organisations, or others. Areas where opportunities are being missed can also be identified. The impact on the practice of information holders will also benefit users.

2) Holders of information: A greater understanding of the kinds of information sought, by whom and to what ends, will assist the bodies holding information in meeting the aims of access and in complying with their legal obligations. If information can be presented in ways that satisfy the needs of those seeking it, the resource-intensive task of dealing with individual requests for information can be avoided and greater efficiency and public satisfaction achieved. The collaboration in this project by SEPA and SNH show their appreciation of the value of the study and their willingness to learn lessons from it.

3) Policy- and decision-makers who are presented with information: Providing information to the public is intended to enable greater and more effective engagement with and scrutiny of the bodies making policy and regulatory decisions, many of which are also holders of information as noted above. A greater understanding of how information is being used in presenting arguments to them, and of areas where better use of information would avoid misguided or misplaced representations or public campaigns, will assist them.

4) Overseers of freedom of information: The legal right of access to environmental information is overseen by bodies charged with promoting, monitoring and enforcing public access: the Scottish Information Commissioner, the Information Commissioner and the Aarhus Convention Compliance Committee. All of these bodies will benefit from a better understanding of how the right is being used and where problems arise because of a mismatch of expectations and practice.

5) Policy-makers determining the shape of freedom of information law: The current rules are largely dictated by the need to comply with EU law on this matter. With the proposed withdrawal of the UK from the EU, policy-makers will have more freedom to shape the details of the law, although the UK's obligations under the Aarhus Convention will continue to impose a clear requirement to ensure that information remains accessible.

Since the right of access to environmental information is enshrined in EU and international law, the findings of the project will be relevant not just in the UK but across a wider area, particularly in Ireland where within the context of broadly similar governmental structures, issues of access to information have proved particularly challenging (Ryall (2011)).

The impacts above will be obtained through (see the Pathways to Impact):
- the collaboration of key bodies in the project, including as members of the Advisory Board
- stakeholder workshops to discuss preliminary findings
- presentations at conferences and events run by specialist bodies (e.g. Centre for Freedom of Information) and practitioner bodies (e.g. UKELA) connected with freedom of information and environmental governance
- short articles and blogs in journals and websites directed at professional audiences and environmental groups
- a conference at which findings will be disseminated to researchers and practitioners
- a brief summary of the project's findings which will be widely disseminated.

Publications

10 25 50
 
Description From the emergent findings of the research project there are four key findings which should be highlighted. Firstly, contemporary research on the right of access to environmental information places a greater focus on the disclosure of environmental information on request at the expense of proactive disclosure efforts. This is important because it does not match the fact that in practice users make much greater use of proactively disclosed information. There is thus a distortion in how the right is viewed, hindering attempts at enhancing the processes for holders of information and its users. Secondly, the majority of users do not hold environmentally-minded motives when using the right, contrary to the altruistic aims in creating the right. This is significant for understanding why public authorities consider some users to be "abusing" the right, and raises questions on the connection (or lack thereof) between environmental motives and protecting the environment. Finally, modern developments in technology have driven the right to evolve in ways that was not initially envisioned by the Aarhus Convention or subsequent domestic legislation. Such evolution has an impact on how the right is guaranteed, and the project may yet find that the current legislative framework does not adequately accommodate these technological developments. A final observation is the need to reflect the diversity between the various parties involved; a simple classification into "users" and "holders" of information does not capture the range of interests, experience and objectives involved on both sides of the proess.
Exploitation Route While the project is still ongoing, the findings can be used by both users of the right and by Scottish public authorities to facilitate the flow of environmental information from government to the public and enhance how the right is guaranteed in practice.The findings are also of interest to the Scottish Information Commissioner, as they can inform the policy decisions which underpin freedom of information law. We have given evidence to the Scottish Parliament's post-legislative scrutiny of the Freedom of Inofrmation (Scotland) Act 2002.
Sectors Environment,Government, Democracy and Justice

URL https://sites.dundee.ac.uk/envinfo/
 
Description The project has had some impact on how campaign groups understand and conduct their work. In an email to the research team, Planning Democracy has indicated that the project's emerging findings provided information that enabled them to understand why public authorities respond to requests for planning information differently to other requests for non-environmental information. In practice, this will influence how they respond to public authorities in the future. The Scottish Information Commissioner has used findings from the research in assessing the workings of the Freedom of Information system during the Covid pandemic and both the Campaign for Freedom of Information in Scotland and the Environmental Rights Centre Scotland have been discussing our work with us, particularly in the context of the consultation in early 2023 on reforms to the Freedom of Information (Scotland) Act 2002. A response to the consultation will be submitted directly, informed by our findings.
Sector Environment,Government, Democracy and Justice
Impact Types Societal,Policy & public services

 
Description Professor Colin Reid presenting oral evidence to the Public Audit and Post-legislative Scrutiny Committee In Relation to the post-legislative scrutiny of the Freedom of Information (Scotland) Act 2002
Geographic Reach Local/Municipal/Regional 
Policy Influence Type Contribution to a national consultation/review
URL https://www.parliament.scot/S5_Public_Audit/Meeting%20Papers/Meeting_Papers_for_3_October_PUBLIC.pdf
 
Description Project findings have been used in an official report on the how freedom of information has been affected by the Covid pandemic.
Geographic Reach Local/Municipal/Regional 
Policy Influence Type Citation in other policy documents
URL https://www.itspublicknowledge.info/uploadedfiles/FOI_During_and_After_the_Pandemic_Special_Report.p...
 
Description Submitting evidence to the Scottish Environment Protection Agency Waste Data Consultation
Geographic Reach Local/Municipal/Regional 
Policy Influence Type Contribution to a national consultation/review
URL https://consultation.sepa.org.uk/communications/waste-data-consultation/
 
Description Submitting written evidence to the to the Public Audit and Post-legislative Scrutiny Committee In Relation to the post-legislative scrutiny of the Freedom of Information (Scotland) Act 2002
Geographic Reach Local/Municipal/Regional 
Policy Influence Type Contribution to a national consultation/review
URL https://www.parliament.scot/S5_Public_Audit/General%20Documents/03_Prof_Reid_Academics_Dundee_Univer...
 
Title Interview data from project 
Description Data from interviews with users of the right of access to environmental information in Scotland, and with organisations that receive requests for this information. Anonymised data is to be shared in accordance with the informed consent of participants. 
Type Of Material Database/Collection of data 
Year Produced 2020 
Provided To Others? No  
Impact As well as having fed into project work, this research dataset is due to be published in the UK Data Archive. Wider impacts will potentially arise following this. 
 
Title Survey data from project 
Description Anonymised results from survey of users of the right of access to environmental information in Scotland. To be shared in accordance with informed consent of participants. 
Type Of Material Database/Collection of data 
Year Produced 2020 
Provided To Others? No  
Impact As well as having fed into project work, this research dataset is due to be published in the UK Data Archive. Wider impacts will potentially arise following this. 
 
Description Multi-lateral Partnership with the Scottish Information Commissioner, Scottish Environmental Protection Agency and Scottish Natural Heritage 
Organisation NatureScot
Country United Kingdom 
Sector Public 
PI Contribution The research team has contributed to this partnership by gathering data on how the right of access to environmental information has been used in Scotland from both members of the public and Scottish public authorities. Further, the research team utilises their expertise in conducting legal and human geography studies to analyse this data and produce it into various project outputs (such as academic articles, presentations, blog posts etc).
Collaborator Contribution The collaborating partners contribute to this partnership by acting as members of the project's Advisory Board, reviewing the progress of the research project and advising on future work plans, opportunities for dissemination and lines of enquiry. Further, both Scottish Natural Heritage and the Scottish Environment Protection Agency are providing the project with access to their data on proactively disclosed environmental information that they hold.
Impact Currently, this partnership has allowed the project to conduct a workshop on the Environmental Information (Scotland) Regulations 2004 at the Holyrood Freedom of Information 2018 Conference, organised by the Scottish Information Commissioner. Further, the expertise of the collaborating bodies has enabled the research team to write an article of the use of fees and fee schedules in Scotland, which is pending in Environmental Law and Management.
Start Year 2018
 
Description Multi-lateral Partnership with the Scottish Information Commissioner, Scottish Environmental Protection Agency and Scottish Natural Heritage 
Organisation Scottish Environment Protection Agency
Country United Kingdom 
Sector Charity/Non Profit 
PI Contribution The research team has contributed to this partnership by gathering data on how the right of access to environmental information has been used in Scotland from both members of the public and Scottish public authorities. Further, the research team utilises their expertise in conducting legal and human geography studies to analyse this data and produce it into various project outputs (such as academic articles, presentations, blog posts etc).
Collaborator Contribution The collaborating partners contribute to this partnership by acting as members of the project's Advisory Board, reviewing the progress of the research project and advising on future work plans, opportunities for dissemination and lines of enquiry. Further, both Scottish Natural Heritage and the Scottish Environment Protection Agency are providing the project with access to their data on proactively disclosed environmental information that they hold.
Impact Currently, this partnership has allowed the project to conduct a workshop on the Environmental Information (Scotland) Regulations 2004 at the Holyrood Freedom of Information 2018 Conference, organised by the Scottish Information Commissioner. Further, the expertise of the collaborating bodies has enabled the research team to write an article of the use of fees and fee schedules in Scotland, which is pending in Environmental Law and Management.
Start Year 2018
 
Description Multi-lateral Partnership with the Scottish Information Commissioner, Scottish Environmental Protection Agency and Scottish Natural Heritage 
Organisation Scottish Information Commissioner
Country United Kingdom 
Sector Public 
PI Contribution The research team has contributed to this partnership by gathering data on how the right of access to environmental information has been used in Scotland from both members of the public and Scottish public authorities. Further, the research team utilises their expertise in conducting legal and human geography studies to analyse this data and produce it into various project outputs (such as academic articles, presentations, blog posts etc).
Collaborator Contribution The collaborating partners contribute to this partnership by acting as members of the project's Advisory Board, reviewing the progress of the research project and advising on future work plans, opportunities for dissemination and lines of enquiry. Further, both Scottish Natural Heritage and the Scottish Environment Protection Agency are providing the project with access to their data on proactively disclosed environmental information that they hold.
Impact Currently, this partnership has allowed the project to conduct a workshop on the Environmental Information (Scotland) Regulations 2004 at the Holyrood Freedom of Information 2018 Conference, organised by the Scottish Information Commissioner. Further, the expertise of the collaborating bodies has enabled the research team to write an article of the use of fees and fee schedules in Scotland, which is pending in Environmental Law and Management.
Start Year 2018
 
Description "Uncovering the Environment: The Use of Public Access to Environmental Information" Project Blog 
Form Of Engagement Activity Engagement focused website, blog or social media channel
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact The research team has written a blog post every month on a aspect of the right of access to environmental information. Over the previous 4 months (November 2018 - February 2019) these posts have also explored the project's emerging findings. The blog posts are read predominantly by individuals in the UK, but are also read in Ireland, Australia,, the US and China. These posts have increased interest in the project, and we are aware that it has enhanced how Planning Democracy conducts its activities.
Year(s) Of Engagement Activity 2018,2019
URL https://sites.dundee.ac.uk/envinfo/project-blog/
 
Description Accessing Environmental Information in Scotland (Dundee Freedom of Information Conference) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact The principal investigator presented on the right of access to environmental information and the project to various Scottish public authorities, NGOs and professional practitioners. This led to an extended discussion on the right of access to environmental information.
Year(s) Of Engagement Activity 2018
 
Description Attending the Campaign for Freedom of Information in Scotland "15 Years of FOISA" event 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact Dr Whittaker attended the Campaign's meeting on FOISA in Holyrood on 21 January 2020. This meeting was arranged to discuss the release of the Campaign's report on the Freedom of Information Act (Scotland) 2002. Dr Whittaker discussed the report in relation to the findings of the project and made connections with journalists for future project outputs.
Year(s) Of Engagement Activity 2020
URL https://www.cfoi.org.uk/scotland/
 
Description Centre for Freedom of Information, University of Dundee 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Other audiences
Results and Impact The postdoctoral research assistant presented on the project to an audience organised by the Centre for Freedom of Information at the University of Dundee. While this event was regional in nature, hosting both academics from the University of Dundee and the Scottish Information Commissioner, it also attracted Dr Áine Ryall from University College Cork. This presentation initiated discussion on the topic of the right of access to environmental information more broadly.
Year(s) Of Engagement Activity 2018
 
Description Emerging Results Presentation to Scottish Information Commissioner 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Policymakers/politicians
Results and Impact The research team presented on the project's emerging findings to 12 staff members of the Scottish Information Commissioner, including the Commissioner himself. Following the presentation there was an extended discussion on the emerging findings and how they related to the staff's own experiences in guaranteeing and enforcing the right of access to environmental information.
Year(s) Of Engagement Activity 2019
 
Description Holyrood Freedom of Information 2018 Conference Workshop on the Environmental Information (Scotland) Regulations 2004 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact Between 80 and 90 individuals from Scottish public authorities and non-governmental organisations attending the research team's workshops on the right of access to environmental information. The workshops focused on distinguishing between environmental information and non-environmental information, and included a presentation and a group workshop. The workshop sparked numerous discussions on the definition of environmental information and the difficulties Scottish public authorities felt in determining whether a request was for environmental information or not.
Year(s) Of Engagement Activity 2018
 
Description Information Requests Network Meeting (Glenrothes) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact The postdoctoral research assistant presented to approximately 15 freedom of information officers from various Scottish public authorities on the right of access to environmental information and some of the project's early emerging findings. This was received with interest, and some officers expressed interest in taking part in the project.
Year(s) Of Engagement Activity 2018
 
Description NHS FOI Roundtable Workshop 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact On 16 August 2019 20 freedom of information officers from Scottish NHS bodies attended a short workshop ran by Dr Mendel and Dr Whittaker on the right of access to environmental information. This helped to spark further interest in the project, and allowed us to enhance our own thinking on the operation of the right in practice.
Year(s) Of Engagement Activity 2019
 
Description Part 7 Network Meeting 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact The postdoctoral researcher presented on the project's emerging findings to approximately 18 of freedom of information officers from various Scottish public authorities. This sparked questions and discussion on the project's findings, and a number of officers indicated their interest in engaging with the project.
Year(s) Of Engagement Activity 2019
 
Description Professor Reid Presenting the Project's Findings at the Centre for Freedom of Information Conference 2021 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact Professor Reid presented the findings of the "Uncovering the Environment" project to approximately 120 individuals attending the Centre for Freedom of Information's Annual Practiioner. These individuals were a mixture of public sector employees (FOI Officers) and NGOs interested in freedom of information
Year(s) Of Engagement Activity 2021
 
Description Scottish Public Information Forum Presentation 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact On 25 March 2019 Dr Whittaker presented the project's emerging findings to the Scottish Public Information Forum and to other members of the public. The presentation lead to further discussion on the nature of the rigth and its use in practice.
Year(s) Of Engagement Activity 2019
 
Description Uncovering the Environment (Journal of the Law Society of Scotland) 
Form Of Engagement Activity A magazine, newsletter or online publication
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact The Principal Investigator wrote an article for the Journal of the Law Society of Scotland on the project and the right of access to environmental information more generally. This raised the profile of the project, and led to a prolific practitioner who represents bodies using the right to express interest in participating in the survey.
Year(s) Of Engagement Activity 2018
URL http://www.journalonline.co.uk/Magazine/63-9/1026261.aspx#.XGGcaVX7TIV