Tackling Fire in Informal Urban Settlements: An Interdisciplinary Approach

Lead Research Organisation: University of Edinburgh
Department Name: Sch of Social and Political Science

Abstract

Around one billion people across the globe live in shack settlements. Many of these settlements are at constant risk of lethal fires, due to the use of flammable construction materials and contents, open flame lighting, heating and cooking methods, the close proximity of the shacks, and the lack of effective fire services, amongst other factors. Our project focuses on this problem in South Africa (specifically the Cape Town area) where shack fires are an everyday occurrence leading to death and injuries, displacement, and damage to property, possessions, businesses, and communities.

Improving fire safety is extremely difficult in a context where building regulations are largely irrelevant, where residents typically lack available or affordable electricity - forcing them to use candles, stoves or open fires for lighting, heating and cooking - and where socio-legal arrangements discourage the use of more permanent and less flammable construction materials, such as brick. Potential solutions to the problem of informal settlement fires (both in South Africa and elsewhere internationally) must not only be technically sound, but also need to take account of these broader social factors that shape the ways that residents build, maintain, and interact with their built environment.

Our research is unique in its inter-disciplinary scope in that we seek to develop a systematic understanding of both the socio-political and technical factors involved in making informal settlements vulnerable to fire. By compiling existing data, undertaking multi-site surveys, carrying out comparative analysis, and conducting modelling experiments this project will develop grounded, effective solutions.

Our research will assess the effectiveness and practical feasibility of 'technical fixes' like fire retardant paint, smoke alarms, and heat detectors, as well as developing guidelines that communities can use to re-structure their shack settlements to provide effective fire breaks. Being informed by technical best practice and the socio-political realities of life in shack settlements, our findings will enable residents to take action on fire safety and outline where the myriad of actors interested in such issues can most usefully contribute their time, insight, and resources.

Planned Impact

Impact - who will benefit?
The aim of this research is to benefit residents of informal settlements by reducing their vulnerability to fire. Our findings and recommendations will be relevant to reducing fire risks in the many informal settlements that exist around the world, and we plan a range of dissemination methods to inform key global actors. However, our primary focus will be to achieve impactful engagement with the following stakeholders in South Africa:

- Community leaders and residents in informal settlements
- Policy-makers in the Western Cape's Departments of Human Settlements, Local Government, and Environmental Affairs and Development Planning
- Fire and Rescue Services and Disaster Risk Management Centres
- NGOs (including their architects and planners) involved in 'reblocking' efforts to upgrade informal settlements
- Manufacturers of relevant building materials and fire safety solutions

Our South African colleagues have good relationships with key policy actors in South Africa (they have carried out studies for Western Cape Disaster Management, and are conducting shack fire tests with the Western Cape Fire & Rescue Services). Meetings have already been held with the fire services chiefs of Cape Town and the Cape Winelands and with some key NGOs. In order to enhance our engagement with potential beneficiaries, both locally and globally, we have established an advisory board.

Advisory Board
Both the conduct of our research and our impact plans will benefit greatly from the input of an advisory board comprising key practitioners. Two formal advisory board meetings will be held (early in the project to seek advice on the research methodology and on-going engagement plans; towards the end of the project to plan the final dissemination effort). However, board members will be kept informed (and their advice sought) by regular email updates and individual meetings during the course of the project. The following have agreed to take on this role (others, not yet identified, may be added at a later stage):
- Rodney Eksteen - Assistant Director, Fire & Rescue Services, Western Cape Department of Local Government
- Jo da Silva - Arup International Development
- John Twigg - Overseas Development Institute, London

Impact - How will they benefit?
In keeping with the inter-disciplinary nature of this project, impact will cover both social and technical aspects of fire safety in informal settlements, and will provide holistic solutions that take account of the linkage between the two. In practical terms, our data collection and analysis will produce the first systematic account of all the factors involved in South African informal settlement fires, and we will draw on our analysis to produce guidelines for practitioners. Impact will be organised around three main outputs, and this information will be made available both locally in South Africa and to potential users in other parts of world with vulnerable informal settlements (and refugee camps):

1. A comprehensive and systematic description of the characteristics of the informal fire settlement problem in South Africa, with specific focus on Cape Town and the Cape Winelands, including analysis of data limitations and recommendations for improving data collection.

2. Technical guidelines to reduce fire risks, including materials, shack design, fire break width, water access, fire extinguisher provision, and the value or not of fire retardant intumescent paint, smoke alarms, heat detectors, etc.

3. Policy recommendations attuned to local economic, social and political conditions for how to implement these technical guidelines in ways that embed material improvements to ensure their persistence, and to build on existing best practices in communities, while seeking meaningful routes to engagement and education.

Further information on the methods for achieving this impact is included in Pathways to Impact.

Publications

10 25 50
 
Description 1. To understand fire within informal settlements, we need to have an holistic perspective on fire, its value and its uses

Often, when fire is spoken of in the context of informal settlements it is framed as a risk and a danger. However, as we demonstrate in our work, it is crucial to see the multiple meanings, uses and values that people ascribe to fire. In doing so, we have a better understanding of the place of fire within informal settlements and we also are able to talk about informal settlements in ways that are not just characterised by fear, risk, danger, and lack.

2. Fire safety education needs to recognise the existing expertise of informal settlement residents

When informal settlement residents are making choices around fire safety they are doing so within severe structural constraints. And yet, fire safety education often approaches informal settlement residents in ways that ignore these constraints. We argue that fire safety education needs to be reoriented so it is seen as strengthening the existing expertise of informal settlement residents, rather than judging or excluding them as fire safety decision-makers.

3. Restructuring in the name of Fire Safety must account for informal planning processes and informal public authority

Several of the strategies that are being encouraged for fire risk reduction within informal settlements involve the restructuring of informal settlements. Where reblocking / restructuring has been successful it has taken seriously the informal planning that goes into all informal settlements when they are first creating and as they evolve. Unless this planning is fully acknowledged and understood, the restructuring of informal settlements will neither be possible nor sustainable.

Moreover, informal settlements are governed by public authorities that sit below the lowest level of formal representation by the state. Local public authorities within an informal settlement may be multiple, overlapping and contested. Understanding and working with these public authority figures/ organisations is crucial if fire safety interventions are to be effective. Our case study within Imizamo Yethu demonstrates the adverse consequences of misunderstanding the realities of local public authority.

4. Opportunities to 'build back better' in the wake of a disaster are limited

In the wake of disasters, people are often traumatised, displaced, and disconcerted. And yet, the wake of a disaster (such as a fire disaster) has been read as an opportunity for reblocking by some disaster response teams. We argue, on the basis of our findings, that attempts to build back better should focus on the provision of better building materials rather than the restructuring of space. This allows for some improvement in fire safety without risking further harm through the disruption and conflict that can accompany attempts at reblocking.
Exploitation Route We hope that our findings will inform the practices of:

Disaster Management Teams and fire fighters in South Africa
Ongoing fire research through the GCRF Urban Disaster Risk Hub
International Communities of Fire Fighting Practitioners (e.g. Operation Florian)
Sectors Other

 
Description 1. Our findings have been used to feed into policy consultations at the City of Cape Town. We believe that this feedback will enable housing policies and risk reduction policies at the City of Cape Town to be both more equitable and more effective 2. We have developed a Community Discussion Guide from our findings which will be distributed to members of the Informal Settlement Network and Abahlali baseMjondolo in South Africa, shaping community-based fire risk reduction. 3. We have presented our findings internationally to practitioners on fire risk reduction at the World Bank
Sector Other
Impact Types Societal,Policy & public services

 
Description Feedback into the COCT Draft Human Settlements Strategy
Geographic Reach Africa 
Policy Influence Type Contribution to a national consultation/review
 
Description 3 x Community Fire Safety Workshops 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact One of the outputs from our research has been a community discussion guide. This is intended to be a fire safety guide that takes seriously the difficult choices that informal settlement residents have to make around fire safety and helps to facilitate inclusive and empowering fire safety discussions on the ground.

Our three workshops (one with the Informal Settlement Network and two with Freedom Farm residents) were an opportunity to share our community discussion guide with the informal settlement residents, to engage them on our findings and to enable residents to feedback on the discussion guide, shaping its final format
Year(s) Of Engagement Activity 2022
 
Description 6 x Community-Level Knowledge Exchange Events 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Study participants or study members
Results and Impact Working with Shack Dwellers International / Informal Settlement Network we met with community members who had taken part in the research to feedback on our findings, sharing the results of our surveys and building conversations around next steps.
Year(s) Of Engagement Activity 2019
 
Description Fire, Power and Justice conference 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact The final conference for our project was designed to bring together community residents, social movements, professional practitioners and academic researchers to discuss our findings and outputs as well as those of others working in this field. This one-day, international, hybrid event drew participants from the UK, South Africa, and the US, drawing on research and findings from Mexico, South Africa, Kenya, the US, and the UK.
Year(s) Of Engagement Activity 2021
 
Description Understanding Risk Forum - World Bank 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact SJ Cooper-Knock and Khanyisile Brukwe presented the key findings of their qualitative work at the Understanding RIsk Forum at the World Bank Group as part of a broader session on understanding risk and maanging informal settlement fire.
Year(s) Of Engagement Activity 2020
 
Description User engagement 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Our research activities - formal interviews, informal discussions, and planning and carrying out surveys of informal settlements - have involved engagement by Spinardi and Cooper-Knock with the following organisations in South Africa: Cape Town Fire and Rescue Service, Western Cape Disaster Management, eThekwini Fire Department, Informal Settlement Network, Shack Dwellers International, Community Organisation Resource Centre, and Abahlali baseMjondolo.
Year(s) Of Engagement Activity 2017,2018,2019