Expanding safe water and waste management service access to off-grid urban populations in Africa

Lead Research Organisation: University of Southampton
Department Name: Sch of Geography & Environmental Sci

Abstract

According to WHO/UNICEF, whilst 91.8% of urban households in Sub-Saharan Africa (SSA) had access to piped or protected groundwater sources in 2015, only 46.2% had safely managed water available when needed. Vendors provide a key role in supplying urban off-grid populations, with consumption of bottled or bagged water (sachets, water sold in 500ml plastic bags) growing in SSA. Whilst several studies show bottles and bags are usually free from faecal contamination, given that many off-grid urban populations lack solid waste disposal services, when people drink such water, there can be problems disposing of the plastic bags and bottles afterwards.
This project aims to deliver evidence on the different ways that people sell water to off-grid populations and what this means for plastic waste management. We plan to do this in Ghana, where most urban household now drink bagged water, and by way of contrast, Kenya, where the government has banned plastic bags. In this way, we want to widen access to safe water and waste management services among urban off-grid populations, by supporting water-sellers and waste collectors to fill the gaps in municipal services.
Both countries (and many others elsewhere) already have nationwide household surveys that collect data on the food and goods people consume and the services they have. However, as yet, these surveys have not been connected to the problem of waste management. We plan to visit marketplaces, buying foods and then recording packaging and organic waste. By combining this information with the household survey data, we can work out how much domestic waste like plastics gets collected and how much is discarded or burned, ultimately entering the atmosphere or oceans.
In Ghana, we will also survey informal waste collectors in urban Greater Accra. We want to find out how much these small businesses support waste collection and recycling across this urban region (particularly plastic from bagged water), so we can help government identify gaps in waste collection coverage. We also believe highlighting the important role of small waste collectors could lead to greater business support for such collectors. We will also evaluate whether community education campaigns to encourage domestic waste recycling reduce the amount of waste and plastic observed in the local environment. Such campaigns are currently pursued by several local charities with support from the Plastic Waste Management Project.
In Kenya, where water is usually sold in jerrycans rather than bagged, the jerrycan water often gets contaminated. We plan to find out whether this jerrycan water is safer under an arrangement known as delegated management. This involves a water utility passing on management of the piped network to a local business in slum areas, so as to reduce vandalism of pipes and bring water closer to slum-dwellers. We will compare water quality in areas with and without this arrangement to see if it makes the water sold safer. We also plan to bring water-sellers and consumers together to find and test ways of reducing contamination of water between a jerry-can being filled and water being drunk at home. Rather than imposing a solution, we want to work together with vendors and consumers on this issue, but there are for example containers designed to keep water cleaner that we could explore.
Through these activities, we thus plan to develop evidence on different strategies for water-sellers to deliver safer water to people lacking piped connections, whilst managing plastic waste at the same time. In Ghana, this involves trying to increase recycling and waste collection for bagged water, which is relatively safe. In Kenya, this involves trying to reduce contamination of water sold in reusable jerrycans. Alongside our household survey evidence on how domestic waste is managed in slums, this should help governments plan waste and water services in poorer areas of Africa's expanding cities.

Planned Impact

The project's ultimate beneficiaries are urban and peri-urban communities who lack one or more essential services in Greater Accra and Kisumu County. These constitute at least 600,000 to 800,000 people in Accra city alone, whilst around 60% of greater Kisumu's population of 500,000 live in slums. Indirectly, other such populations across Africa, an estimated 53 million people, could also benefit from the project. These populations stand to benefit from reduced exposure to unsafe water and thereby reduced mortality and morbidity from diarrhoea, e.g. cholera, reduced exposure to flooding from blocked storm drains, pests, and other hazards from unmanaged urban waste. The entry of unmanaged waste into rivers and then oceans potentially impacts populations globally through its ecological impacts and the unknown consequences of human micro-plastic consumption, particularly given long-distance transport of micro-plastics. The project addresses this by generating evidence on waste collection businesses and effectiveness of community-based waste management education.

Immediate beneficiaries are informal service providers to these populations. This includes waste collectors, who could benefit from greater business support, if their contribution to waste collection was quantified via WP2. Sachet water companies and water vendors or kiosk businesses could also benefit from greater business opportunities through increased policy support for delegated management of water services in slums. This could happen, were there evidence that Kenya's delegated management model increased water safety via WP3, or were there evidence that community education could promote recycling and offset environmental impacts of sachet consumption.

Immediate beneficiaries also include local government, e.g. the Accra and other Metropolitan Assemblies and Ministry of Health in Ghana, responsible for waste management. They could benefit through evidence on which food products result in large unmanaged waste volumes or identification of areas unserved by informal waste collectors, which could then inform policy on service delivery, other waste that could be collected alongside sachet sleeves, or sales taxes on food products. Evidence on delegated management and its impact on water safety could inform the Lake Victoria Water Services Boards and Kisumu County government's service delivery policies. National statistical agencies within and beyond the study countries stand to benefit from the development of a new domestic waste profiling module for inclusion in household budget surveys (WP1), which could then increase the relevance of the data they generate for waste management policy. NGOs working in affected communities, e.g. the CONIWAS NGO group in Ghana, could benefit from evidence on waste management and water safety intervention effectiveness, whilst the WHO/UNICEF team responsible for international monitoring of water access could benefit from the enhanced household survey methodology. This could enable generation of a new indicator for monitoring unmanaged plastic waste from packaged water consumption. We plan to invite all these organisations to the workshops described below.

Postgraduate students at participating African universities should benefit from engaging with this international project through their dissertations, increasing their career prospects. This in turn could lead to additional benefits, as these trained individuals take up posts in the environmental health sector.

Alongside a project web site, drawing on our existing networks, we will engage with beneficiaries through stakeholder workshops at the project's start and end, via two government staff members working directly on the project team, and via our project steering committee. We plan to write short policy briefs to make our findings readily accessible to those in government. We will monitor the impact of all these activities.
 
Description We have developed methods to examine plastic waste streams from domestic food and drink consumption using existing nationwide household survey data sets, which record food consumption and expenditure. Via a case study published in 'Environmental Research Letters', we quantified mismanaged plastic waste from domestic consumption of cooking oil and packaged (bottled or bagged) water in urban Greater Accra, Ghana and in Kenya using two such household surveys. Except for cooking oil in Kenya, we found most consumption of these products takes place in households with waste collection services. Packaged water generates considerably more mismanaged waste than packaging for oils in Greater Accra, whereas mismanaged waste from oils exceeds that from packaged water in Kisumu. More recently, we have found via a three country study that disposable diaper consumption among households lacking waste services can also be quantified via household expenditure surveys, potentially supporting advocacy for product innovation. These case studies suggests that whilst household expenditure surveys are an under-used resource with potential for understanding domestic waste streams internationally, uncertainties translating expenditure into quantities of plastic, particularly insufficiently detailed food/beverage coding, restrict their value when quantifying plastic waste.
We have conducted environmental surveys of discarded waste in off-grid areas of both cities. These surveys indicate that off-grid areas of Kisumu contain over three times more mismanaged waste than that of Greater Accra. Disposable nappies or diapers locally constitute a growing component of this waste in Kisumu, whilst discarded plastics from packaged (sachet) water are more frequently found in Greater Accra, reflecting urban lifestyle changes and supporting the findings of our household survey analysis. We also measured agreement between different surveyors when recording mismanaged waste in the urban off-grid environment, finding that there is excellent agreement between surveyors when recording large waste piles and waste burning, but only low to moderate agreement when recording waste composition (e.g. the proportion of plastic waste in the off-grid environment). These findings about the reliability of observations of waste in slums can help with interpretation of similar survey data from other countries. In comparing transect-derived waste observations with Google StreetView coverage, finding significantly lower waste pile densities and waste burning in areas with Google StreetView. This finding highlights the need for future studies using StreetView to account for coverage bias in quantifying waste management in cities with off-grid neighbourhoods.
We have completed a post hoc evaluation of the water safety impacts of Kisumu's delegated management model (DMM) of water service delivery, which gives micro-operators responsibility for service delivery in low income areas. Preliminary findings indicate that the model largely eliminates water hand-cart operators and associated handling as a water contamination risk, but that kiosk operators in DMM areas report more interruptions than elsewhere. Post-collection microbial contamination of stored water remains high in both DMM and non-DMM areas, but lower than reported in previous studies of Kisumu.
Exploitation Route The findings noted above are relevant to international agencies in relation to sustainable development goal (SDG) monitoring, particularly of SDGs 6 and 11, which concern the provision of adequate, safe water and affordable housing for all. Via national household survey data, it enables generation of indicators quantifying the effect of domestic consumption of disposable diapers and packaged water in bottles or bags on mismanaged waste, and thereby how these two SDGs intersect. Our work on the potential of household surveys for understanding domestic waste streams, particularly plastics, could help inform national plastic waste management strategies, by better understanding the way in which changing patterns of consumption contribute to domestic waste. Estimates of mismanaged disposable diaper waste via household expenditure surveys could also be used to advocate to industry for diaper product innovation.

Our assessment of the reliability of environmental waste surveys in slums could support city-scale waste management monitoring and planning in these areas by municipal authories or civil society groups. Our finding from fieldwork that Google StreetView coverage is biased towards areas with less waste burning could inform national or international mismanaged waste monitoring by data scientists analysing such imagery.

Our findings on the water safety impacts of Kisumu's delegated management model are of direct relevance to Kisumu's county government, represented on our steering committee, but are also relevant effectiveness evidence to inform strategies for water service delivery to low income populations in other cities in Kenya and beyond, for example via Kenya's water regulator and utility professional network.
Sectors Agriculture, Food and Drink,Communities and Social Services/Policy,Environment,Other

 
Description We are reporting on the third year of our project, which was affected by the global pandemic and then by budget uncertainty, so impacts remain preliminary at this stage. The project activities relate to Greater Accra, Ghana, and Kisumu, Kenya and include an assessment of the impacts on water quality of Kisumu's delegated management model, a programme that seeks to sub-contract water services to micro-operators in low income urban areas. Since this activity is concerned with the delivery of water services in such areas, it relates to Target 6.1 of Sustainable Development Goal 6. This goal seeks to achieve universal and equitable access to safe and affordable drinking water for all by 2030. Similarly, the project's focus on water and waste services in slums relates to Sustainable Development Goal 11, particularly Target 11.1 which seeks to ensure access for all to adequate, safe and affordable housing and basic services by 2030. Finally, the project seeks to quantify domestic waste streams by building on consumption information collected through household surveys. In doing so, it supports Target 11.6, which seeks to reduce the per capita environmental impact of cities through support to municipal and other forms of waste management. The pandemic led to delayed fieldwork and meant that there was little in-person contact between the three country teams until mid-2022, but since then, we have been able to carry out engagement activities (e.g. the latest Greater Accra project steering committee meeting) in person. Our initial project stakeholder engagement meeting in Ghana was covered by national television in January 2021, which raised public awareness of the environmental and public health consequences of lack of water and waste services in cities. In 2022, discussions between Prof. Hill and Ghana Statistical Services concerning the combined impact of exposure to inadequate water and waste services on health have led to plans for analysis of Ghana's newly released population census data. In 2022, the project's post hoc impact evaluation of Kisumu's delegated management model of water service delivery was introduced as a case study into the environmental health curriculum at Ghana School of Public Health. In seeking to ensure gender equality, we have explicitly examined the gender composition of our two national steering committees and invited delegates to our initial stakeholder engagement workshops. In recruiting staff to the project, our institutions require that interview panel members are made aware of issues such as unconscious bias and approaches to counteract such issues.
First Year Of Impact 2021
Sector Agriculture, Food and Drink,Communities and Social Services/Policy,Education,Environment,Other
Impact Types Societal

 
Description Festival of Social Science Public Debate 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact This activity was intended to highlight the value of social science in monitoring water, sanitation, and waste service delivery. A mixed group of ca 25 students from Ghana School of Public Health and members of the British public attended an online debate, where speakers debated the relative merits of a consumer-based view of service delivery versus a service-provider based view. Following the event, the project team discussed ways of embedding the debate event within teaching at University of Ghana and at Jaramogi Oginga Odinga University of Science and Technology, Kenya, particularly if either country experienced a further lockdown and had to teach students online.
Year(s) Of Engagement Activity 2021
URL https://festivalofsocialscience.com/events/quiz-debate-water-and-waste-services-a-who-knows-best-1/
 
Description Greater Accra Project Steering Committee Meeting, September 2022 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Policymakers/politicians
Results and Impact Our Greater Accra steering committee (with representation from both local government and industry in the water and waste sectors) met in September to review interim project findings and project progress, with researchers from Kenya presenting on Kisumu's delegated management model and project evidence on its impacts on water safety. There was discussion around the most appropriate strategy for project dissemination ('bottom-up' or 'top-down'), around the case for integrating solid waste within WASH, and over whether delegated management was an appropriate model for peri-urban areas or small towns in Ghana. Prof. Hill (University of Southampton) met with the National Statistician (Ghana Statistical Services) and his deputy, making follow-up plans for related analysis of the newly released 2021 population census micro-data.
Year(s) Of Engagement Activity 2022
 
Description Initial stakeholder engagement meeting in Accra, Ghana 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact Around 30 Ghanaian stakeholders drawn from local and national government, community groups and local political representatives, and academia within Greater Accra, Ghana attended a workshop in Accra in a socially distanced setting on 4th February 2021. The workshop outlined the plans for the project, with participants invited to feed into the design. This was followed by questions and discussions afterwards, particularly around the challenges of measuring environmental waste but also the need to capture all components of informal waste chains. The event attracted media coverage and led to plans for a one-off technical committee meeting where key participants could advise on specific aspects of the study design.
Year(s) Of Engagement Activity 2021
 
Description Kisumu project steering committee meeting, November 2022 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact The Kisumu project steering committee met to hear preliminary findings from the project on 17th November, particularly concerning initial evidence on water safety aspects of Kisumu's delegated management model of water service delivery, but also on patterns of mismanaged waste across the city.
Year(s) Of Engagement Activity 2022
 
Description Media reporting of stakeholder engagement event in Ghana 
Form Of Engagement Activity A press release, press conference or response to a media enquiry/interview
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact On 14th February, the online media channel Modern Ghana reported on our project stakeholder launch event, highlighting both the activities taking place through the project and also the plastic waste management problems raised by growing packaged water consumption to the Ghanaian general public. Dr. Dzodzomenyo of University of Ghana was interviewed as part of the coverage.
Year(s) Of Engagement Activity 2021
URL https://www.modernghana.com/news/1061424/ug-school-of-public-health-hold-inception-workshop.html
 
Description Meetings with master operators providing water services under delegated management 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Industry/Business
Results and Impact Two meetings were held with groups of master operators from Kisumu's informal settlements so as to raise awareness of the project component looking at the water safety impacts of the city's delegated management scheme. The project team from Jaramogi Oginga Odinga University of Science and Technology was joined by representatives of the Kisumu Water and Sewerage Company. 50 flyers were distributed and plans were made for project engagement with master operators across the city.
Year(s) Of Engagement Activity 2021
 
Description National TV coverage of project workplan by Ghana Broadcasting Corporation 
Form Of Engagement Activity A broadcast e.g. TV/radio/film/podcast (other than news/press)
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact Ghana Broadcasting Corporation ran a short piece explaining the scope of our project on its national news, 6th January 2021, including interviews with Dr. Mawuli Dzodzomenyo of University of Ghana. The broadcast set out the plastic waste management issues raised by growing packaged water consumption in Ghana, leading to subsequent debate about these issues.
Year(s) Of Engagement Activity 2021
 
Description Presentation at Amsterdam International Water Week 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Around 45 water sector professionals, researchers and postgraduate students attended an online presentation at Amsterdam International Water Week, which highlighted the role of coarsened exact matching for selecting control areas for an impact evaluation of Kisumu's delegated management model scheme. This generated discussion about the delegated management model and the extent to which it was transferable and should be disseminated more widely from existing sites like Kisumu to other cities in low / middle income countries.
Year(s) Of Engagement Activity 2021
URL https://aiww2021.com/programme/
 
Description Presentation by Alex Wamutamba (JOOUST) at the 3rd International short course on integrated water resource management 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact Alex Wamutamba (JOOUST, Kenya) presented on patterns of post-collection microbial contamination of drinking-water and household water storage and treatment practices in Kisumu, Kenya, sparking discussion about strategies for reducing contamination risk among postgraduate students present, with around 50 project flyers being distributed.
Year(s) Of Engagement Activity 2023
URL https://gt.linkedin.com/posts/alex-wamatuba-a57a36170_collaboration-sdgs-sdg6-activity-7024673003858...
 
Description Presentation by Dr. Shaw at 2022 Sixth Symposium on Circular Economy and Urban Mining: Capri, Italy 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Dr. Shaw (University of Southampton) presented preliminary findings on a low-cost method to identify the plastic resin type of a macro-plastic fragment or item to a mixed audience of waste practitioners and academics. The method has potential for use in low resource settings for 'citizen science' and as a screening tool for field officers to assess regulatory compliance with labelling of plastic packaging via market surveillance. The presentation resulted in a link being made with a South African group, both over the potential use of the low-cost method, but also over methods to manage waste arising from growing consumption of disposable diapers among low income communities.
Year(s) Of Engagement Activity 2022
URL https://www.sumsymposium.it/
 
Description Project presentation to BSc Population Geography students, University of Southampton 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Undergraduate students
Results and Impact Prof. Hill presented on the project to a group of undergraduates studying on the BSc in Population Geography at University of Southampton, leading to a discussion of the role of household surveys in quantifying mismanaged waste streams. 12 students expressed interest in the project, with some interested in pursuing linked dissertations.
Year(s) Of Engagement Activity 2021
 
Description Seminar as part of population and enviroment day at the Institut national d'études démographiques, Paris 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Postgraduate students
Results and Impact A mixed audience of 30 researchers, postgraduate students and household survey practitioners attended a presentation by Dr. Heini Vaisanen on the use of nationally representative household surveys to quantify mismanaged waste arising from consumption of products such as packaged water or disposable diapers. This led to discussion afterwards, raising awareness of this potential use of household surveys among a largely Francophone audience.
Year(s) Of Engagement Activity 2023
 
Description Seminar on household expenditure surveys for mismanaged waste quantification, University of Stirling (Prof. Wright) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Postgraduate students
Results and Impact on 8th Dec 2022, Prof. Wright (University of Southampton) presented project findings on the use of household expenditure surveys for mismanaged waste quantification via an invited research seminar to a mixed group of researchers and postgraduate students at the University of Stirling.
Year(s) Of Engagement Activity 2022
 
Description Stakeholder engagement workshop, Circle, Greater Accra, Ghana 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Industry/Business
Results and Impact A workshop was held in Greater Accra, Ghana with waste collector association members and leaders, local government, and waste sector professionals to raise awareness and invite comments about plans for a pilot evaluation of community education's impact on waste separation and recycling. Detailed comments from those assembled were fed into the protocol.
Year(s) Of Engagement Activity 2022
 
Description Steering Committee meetings in both Ghana and Kenya 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact 2 separate steering committee meetings were held in the two study countries in Accra and Kisumu, with that in Ghana on 3rd November 2020 and that in Kenya on 16th October 2020. These were attended by representatives of various organisations, including the sachet manufacturers' association and The Accra Metropolitan Assembly in Ghana and the Kisumu County government, water utilities (KIWASCO and Wandiege WatSan), and the waste sector in Kenya. Attendees were all Ghanaian and Kenyan nationals. Project plans were reviewed, as were the terms of reference for the committee, with relevant similar initiatives identified and potential key linkages for onwards use of project outputs. In Ghana, plans were made for a subsequent technical review meeting to provide input to specific technical aspects of project implementation.
Year(s) Of Engagement Activity 2020
 
Description Steering committee meeting, Ghana 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact A steering committee meeting was held in Accra on 9th December 202, attended by representatives of various organisations, including the sachet manufacturers' association and The Accra Metropolitan Assembly. Attendees were all Ghanaian nationals. Project plans were reviewed and an update was provided on progress with fieldwork to date, alongside some preliminary analyses of mismanaged waste streams arising from consumption of oils and packaged waters, estimated via the Ghana Living Standards Survey 7.
Year(s) Of Engagement Activity 2021
 
Description Virtual meeting of Kisumu county WASH network 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact The project was presented via a webinar to the Kisumu County WASH network, so as to raise awareness among service provider organisations and community groups, but also highlight the nature of the data to be generated. The 30 present for the webinar were all Kenyan nationals. Smaller related follow-up meetings took place in both Nairobi and Kisumu, with around 150 project flyers being distributed to those interested. This attracted detailed input on the proposed protocol for fieldwork, and raised awareness about the data to be generated through the project.
Year(s) Of Engagement Activity 2020
 
Description Web site for the Water and Waste project 
Form Of Engagement Activity Engagement focused website, blog or social media channel
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact We developed a project web site, setting out the plans for the project to a general audience, leading to some queries via a web form from interested parties.
Year(s) Of Engagement Activity 2020,2021
URL https://waterandwaste.org/