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Explaining non-state armed groups perpetration of mass atrocity crimes

Lead Research Organisation: University of Leeds
Department Name: Politics and International Studies

Abstract

Since 2010, there has been a 'dramatic resurgence' of violent conflict around the world (United Nations, 2018, p. v). As part of this trend, mass atrocity crimes, defined as genocide, war crimes, crimes against humanity, and ethnic cleansing (GWCE), have become 'the new normal' (Human Rights Watch 2018). At this time of writing, the Global Centre for the Responsibility to Protect (GCR2P) identifies seven countries that are 'currently' experiencing GWCE, three at 'imminent risk', seven of 'serious concern', and thirteen being 'monitored' because they have experienced GWCE in the recent past (Global Centre for the Responsibility to Protect 2019). These crises have seen millions of people killed, tens of thousands raped, and underpin an unprecedented refugee crisis. Although mass violence is not a new phenomenon, non-state armed groups such as Al Qaeda, Islamic State, Boko Haram, Lord's Resistance Army, and Al-Shabaab are increasingly playing a critical role in the perpetration of atrocity crimes leading to key policymakers calling for urgent research on this specific threat (see case for support).

Responding to this new reality, the project answers the following primary research question: under what conditions do non-state armed groups perpetrate GWCE? The funding will enable us to develop the first dataset in the world that collects systematic evidence on non-state armed groups perpetrating GWCE, which we call 'correlates of non-state mass atrocities' (CONMA). To do this, we will analyse six countries and three themes. The former refers to the Central African Republic, the Democratic Republic of Congo, Iraq, Nigeria, Syria and Somalia. The latter focuses on i) interactions, for example, between the non-state armed group[s] themselves, other actors such as the government, and external actors such as UN peacekeepers, ii) local factors, for instance, geography, economics, population density, as well as natural resources, and iii) group characteristics, such as age, ideology, and external support.

The scientific impact develops in three stages. First, the unique dataset 'CONMA' will provide the necessary information to run statistical analysis to explain why, when, and where mass atrocities happen in our six chosen countries. Second, we will develop hypothesis based on our three themes that can be tested through future academic inquiry. Third, the project seeks to drive forward quantitative research into the causes of non-state armed groups perpetrating mass violence. This advance in knowledge will allow us to provide policy recommendations in order to improve international, regional, and national strategies toward mass atrocity prevention with a specific focus on policymakers in the United Nations (UN), the European Union (EU), the United Kingdom (UK), and Africa (the four case study governments and organisations such as the African Union).

We will work with three project partners, GCR2P (New York and Geneva), Aegis Trust (Kigali), and Protection Approaches (London), as well as an advisory board consisting of Alex Bellamy, Gyorgy Tatar, Ivan Simonovic, Karen E. Smith, and Kristian Skrede Gleditsch. As part of our impact strategy, we will hold end of project workshops in London, New York, and Kigali.

Outputs will include i) publicly available dataset and codebook, ii) six articles in high ranking journals, iii) an Analysis Framework for the United Nations Office on Genocide Prevention and the RtoP, iv) co-created policy reports with each project partner focusing on the UN, the UK, the EU, and African mass atrocity prevention strategies, v) blogposts, vi) infographics, and vii) presentations at conferences and policy-orientated meetings.

Planned Impact

The project will contribute towards evidence based policy-making focusing on international, regional, and national mass atrocity prevention strategies. The recommendations will enable policymakers to have a better understanding of early warning indicators as well as improving their knowledge of where to allocate resources.

United Nations (UN)
I. Office on the Prevention of Genocide and the RtoP.
The research speaks to the core mandate of the Office which is made up of a small team of staff that lack the resources to conduct large scale research projects. Despite its size, the Office has significant influence as it creates 'Analysis Frameworks' that are used to train policymakers at the international, regional, and national level. We will create the first Framework of Analysis focusing on non-state armed groups which will identify new risk and trigger factors.
II. The UN Special Advisors on Genocide Prevention and the RtoP.
The advisors play a critical role in shaping international, regional, and national approaches. Specifically, they write the UN Secretary General's annual report on the RtoP which is discussed in the UN General Assembly. The reports incorporate input from experts and we will work with the Advisors to write our findings into an annual report.
III. We will also seek to have impact on other parts of the UN such as Peacekeeping, Political Affairs, and Human Rights Council. For example, the sub-national data will evidence the impact that the presence of UN Peacekeepers has on non-state armed groups perpetrating GWCE.

Regional and national level decision makers, especially in the UK, the EU, and Africa
I. The UK is a permanent member of the UN Security Council and commits itself to playing a critical role in mass atrocity prevention. Problematically, the UK Government's conflict prevention strategy has a mass atrocity blind spot (see case for support). The project's policy recommendations will strengthen the UK Government's ability to identify areas of high risk at an early stage.
II. The EU. The European External Action Service has developed an EU toolkit on mass atrocity prevention. The Co-I was a roundtable discussant at the pre-launch (October 2018) alongside Roberta Dirosa (Policy Officer on RtoP at the European External Action Service). The project will allow us to identify new risk and trigger factors that can either be written into a revised EU Toolkit or act as a supplementary set of policy recommendations.
III. Africa. We will focus on the four governments from the case studies chosen as well as regional organisations such as the African Union and its member states as these are heavily involved in Somalia, CAR, the DRC, and Nigeria. The sub-national country specific data will provide unique insight into where to allocate resources within the four countries. The project will also allow policymakers to consider how the findings may be applicable to other countries in Africa.

RtoP networks & NGOs
The research speaks to the core purpose of the following networks & NGOs. The findings will benefit those directly engaged in the six case studies, provide insight for those tackling non-state armed groups in their own countries, and identify new indicators for those seeking to pressure actors to act early.
I. RtoP Focal Points. 61 countries and two regions (the EU) have appointed an RtoP Focal Point who are senior level officials responsible for the promotion of RtoP at the national level.
II. Global Action Against Mass Atrocity Crimes (GAAMAC), which brings together governments, international and regional organisations, civil society, and academia with the stated objective of preventing GWCE.
III. Group of Friends on the RtoP (51 countries).
IV International Atrocity Prevention Working Group (7 countries).
V. NGOs. Apart from project partners, we prioritise i) UNA-UK, and ii) The International Coalition of the RtoP because of their influence on the actors identified above.

Publications

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Adrian Gallagher (AG) And Helena Hinkkainen (HH) (2023) The Responsibility to Protect and Armed Groups

Related Projects

Project Reference Relationship Related To Start End Award Value
ES/V000292/1 01/01/2021 30/08/2021 £399,827
ES/V000292/2 Transfer ES/V000292/1 31/08/2021 29/06/2023 £321,902
 
Description We have conducted some preliminary analysis of the data and a summary of the key findings so far is:
1) There is variation in drivers of MA crimes for each of our 6 cases.
2) Non-state and state atrocity perpetration are linked in some of our cases, but not in all of them.
3) In terms of demography and geography: Higher population density, more forest coverage and economic activity seem to predict higher number of atrocities in half of our cases (3/6). More built up areas in a given district predicts more mass atrocity events in 4/6 of our cases and previous mass atrocity events predicts more mass atrocity events in a given district-month (5/6).
Exploitation Route One way in which the outcomes can be viewed is that atrocity crimes are likely to be context specific in the sense that based on our preliminary analysis, there is variation in the determinants of atrocity crimes across our cases. This information can aid policy-makers as well as scholars in focusing more context and case specific analysis and interventions. In addition, these outcomes also highlight that there is a need for more data collection to be able to study the variation of atrocity crimes more broadly.
Sectors Government

Democracy and Justice

Security and Diplomacy

 
Description The United Nations Office on the Prevention of Genocide and the Responsibility to Protect asked Dr Gallagher (CoI) to provide oral expert evidence ahead of the 2025 report by the UN Secretary-General. The Secretary-General publishes as a report each year dedicated to the Responsibility to Protect. Dr Gallagher was asked to fill in a survey ahead of the meeting. He submitted around 6,000 words, as part of which, he explained that armed groups continue to perpetrate mass atrocities. Some of his evidence was based on the findings we have generated from this project. He was then one of around twelve experts who joined the 90 minute meeting with the United Nations Special Advisor on the Responsibility to Protect.
First Year Of Impact 2025
Sector Security and Diplomacy
Impact Types Societal

Policy & public services

 
Title Correlates of Non-state Mass Atrocities (CONMA) 
Description This data collection has finished and we are working on publications from the data before publishing the dataset for other users. The following numbers report what the team of coders have read through in terms of Nexis news articles and how many data points (observations) the number of reports has generated. This is the final data collection summary across 12 different variables (atrocity event types): Nigeria (239000 reports, 1026 events); Syria (781000 reports, 710 events); Somalia (249000 reports, 439 events); CAR (115000 reports, 666 events); DRC (51000 reports, 190 events); Iraq (515000 reports, 678 events). 
Type Of Material Database/Collection of data 
Year Produced 2023 
Provided To Others? No  
Impact This data is now available to us PI and Co-I to use in our analysis and academic publications. We presented tentative findings from the dataset in 3 major impact workshops before the project officially ended. 
 
Description Impact Workshop (New York) 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact Workshop held in the UK Mission to the United Nations in the Dag Hammarskjold building New York. June 2023. Co-organised with the Global Centre for the Responsibility to Protect.

The event attracted around 20 policymakers from the United Nations. We presented for 40 minutes and then answered Q&A for around 30 mins. The format was the same as the previous one (see London event), however, the policymakers had less time. We did follow up briefings with certain key individuals.
Year(s) Of Engagement Activity 2023
URL https://ecr2p.leeds.ac.uk/engaging-with-policymakers-and-practitioners-reflecting-on-our-esrc-projec...
 
Description Impact workshop (Kigali) 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Policymakers/politicians
Results and Impact Impact workshop in Kigali, Rwanda. Co-organised with Aegis Trust.

Around 25 policymakers and practitioners attended the workshop. This was the longest of the three workshops as it was a half day event. We presented findings prior to two Discussants offering their views. We then had Q&A for around 90 minutes and then further discussions over lunch.

We have had several follow up exchanges with individuals from NGOs and the African Union who continue to be interested in the findings and wish to pursue collaborative research and funding opportunities in the future.
Year(s) Of Engagement Activity 2023
URL https://ecr2p.leeds.ac.uk/engaging-with-policymakers-and-practitioners-reflecting-on-our-esrc-projec...
 
Description Impact workshop (London) 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Policymakers/politicians
Results and Impact Impact workshop in London, co-organised with RUSI.

Around 20 policymakers from Europe attended. We presented findings via a PowerPoint presentation (around 40 slides) which a) explained how this unique dataset differs from other datasets out there, b) showed maps of each of the six countries to illustrate specific case study findings and c) summarised the overall findings of the project. The presentation lasted for around 60 minutes which was then followed by Q&A for around 90 minutes. The feedback was oustanding.

We were asked by members of the UK Mass Atrocity Prevention Hub to do a follow up presentation to the Office of Conflict, Mediation and Stabalisation which we did on-line a couple of weeks later. They have since asked us to seek funding to expand the project as they would like to see this data method applied to more cases.
Year(s) Of Engagement Activity 2023
URL https://ecr2p.leeds.ac.uk/engaging-with-policymakers-and-practitioners-reflecting-on-our-esrc-projec...
 
Description Survey Response and meeting with The United Nations Office on the Prevention of Genocide and the Responsibility to Protect 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact The United Nations Office on the Prevention of Genocide and the Responsibility to Protect asked Dr Gallagher (CoI) to provide oral expert evidence ahead of the 2025 report by the UN Secretary-General. The Secretary-General publishes as a report each year dedicated to the Responsibility to Protect. Dr Gallagher was asked to fill in a survey ahead of the meeting. He submitted around 6,000 words, as part of which, he explained that armed groups continue to perpetrate mass atrocities. He was then one of around twelve experts who joined the 90 minute meeting with the United Nations Special Advisor on the Responsibility to Protect.
Year(s) Of Engagement Activity 2025