Nonviolent Repression and the Escalation of Conflicts over Self-Determination (NRECS)
Lead Research Organisation:
University of Bath
Department Name: Politics, Languages and Int Studies
Abstract
Civil wars constitute the leading source of political violence today. Millions have died as a result of civil wars (i.e., intrastate armed conflicts), and millions more have been injured physically or psychologically. What is more, civil wars are a key source of poverty, hunger, public health crises, and forced displacements. Civil wars can threaten regional stability and, as demonstrated by Kashmir, even raise the specter of nuclear war. Accordingly, one of the most important goals for social scientists is to study the causes of civil wars and thereby lay the basis for effective early warning systems that can be used by policy-makers to devise effective conflict prevention efforts. Unfortunately, though, our ability to explain and, by consequence, predict civil wars remains limited. Building on recent advances in civil war research, the NRECS project argues that we can dramatically improve our knowledge about the causes of civil wars by paying increased attention to the process of conflict escalation from nonviolent claims to civil war. Furthermore, the project argues that understanding the process of conflict escalation requires a simultaneous cognitive shift away from structural explanations to the study of conflict dynamics and state repression. In this vein, NRECS aims to investigate the role of nonviolent restrictions of ethnic rights - a form of indiscriminate state repression - in the violent escalation of self-determination conflicts.
More specifically, the NRECS project will make several important contributions to existing research. First, NRECS will collect and make publicly available new data on nonviolent restrictions of ethnic rights worldwide (e.g., restrictions of autonomy or language rights) that far exceeds existing sources in terms of detail and case coverage. Second, NRECS will use that data to conduct the most systematic analysis to date of the correlation between nonviolent restrictions of ethnic rights and the risk that self-determination conflicts escalate and become civil wars. Third, NRECS will for the first time test whether the escalatory potential of nonviolent restrictions of ethnic rights is limited to major autonomy revocations or whether it extends to more minor cases (e.g., restrictions of language rights). In another first, NRECS will study the conditions under which nonviolent restrictions of ethnic rights are most strongly associated with violent escalation, and thereby address the long-standing puzzle of when repression "works" and when it backfires. Finally, NRECS will field two survey experiments in Catalonia (Spain) and Donbas (Ukraine), making it one of the first civil war studies to combine observational and experimental methods. The survey experiments will make it possible to go beyond correlation and provide causal evidence on the micro-foundations of the link between nonviolent restrictions and conflict escalation.
By collecting new data and advancing our knowledge about the causes of civil wars, NRECS ultimately hopes to improve our ability to accurately predict future civil wars. Reliable early warning of impending crises and civil wars is necessary for diplomats and policy-makers to devise effective mitigation plans, mobilize resources, and coordinate responses. To maximize the potential for societal impact, the project includes an ambitious dissemination plan to ensure that new knowledge is transferred to practitioners, including both policy-makers and non-governmental organizations dedicated to conflict prevention.
More specifically, the NRECS project will make several important contributions to existing research. First, NRECS will collect and make publicly available new data on nonviolent restrictions of ethnic rights worldwide (e.g., restrictions of autonomy or language rights) that far exceeds existing sources in terms of detail and case coverage. Second, NRECS will use that data to conduct the most systematic analysis to date of the correlation between nonviolent restrictions of ethnic rights and the risk that self-determination conflicts escalate and become civil wars. Third, NRECS will for the first time test whether the escalatory potential of nonviolent restrictions of ethnic rights is limited to major autonomy revocations or whether it extends to more minor cases (e.g., restrictions of language rights). In another first, NRECS will study the conditions under which nonviolent restrictions of ethnic rights are most strongly associated with violent escalation, and thereby address the long-standing puzzle of when repression "works" and when it backfires. Finally, NRECS will field two survey experiments in Catalonia (Spain) and Donbas (Ukraine), making it one of the first civil war studies to combine observational and experimental methods. The survey experiments will make it possible to go beyond correlation and provide causal evidence on the micro-foundations of the link between nonviolent restrictions and conflict escalation.
By collecting new data and advancing our knowledge about the causes of civil wars, NRECS ultimately hopes to improve our ability to accurately predict future civil wars. Reliable early warning of impending crises and civil wars is necessary for diplomats and policy-makers to devise effective mitigation plans, mobilize resources, and coordinate responses. To maximize the potential for societal impact, the project includes an ambitious dissemination plan to ensure that new knowledge is transferred to practitioners, including both policy-makers and non-governmental organizations dedicated to conflict prevention.
People |
ORCID iD |
| Micha Germann (Principal Investigator) |
Publications
Germann M
(2023)
Do Voting Advice Applications Affect Party Preferences? Evidence from Field Experiments in Five European Countries
in Political Communication
Germann M
(2022)
Scaling Up? Unpacking the Effect of Deliberative Mini-Publics on Legitimacy Perceptions
in Political Studies
Germann M
(2025)
Mini-Publics, (Lack of) Representativeness, and Legitimacy Beliefs
in British Journal of Political Science
Germann M
(2022)
Pax populi? An analysis of the conflict resolution potential of referendums on self-determination
in European Political Science Review
Wheatley J
(2024)
Do candidates' policy positions matter in regional elections? Evidence from the 2021 elections to the Welsh Senedd
in Regional & Federal Studies
| Description | The funding has allowed me to collect new global data on self-determination movements (i.e., movements making claims for increased autonomy or outright secession), 1945-2020. The data collection has now completed, and I have begun to analyze the data. Among key findings so far range that restrictions of ethnic rights represent a key explanation for why self-determination movements escalate from nonviolence to violence. This applies especially in contexts where states are weak and there are pre-existing grievances. Second, another important finding is that contrary to existing theorizing, the economic value is not a strong predictor of state's behavior towards self-determination challengers. That is, states are no more or less likely to make concessions to a self-determination movement if the movement makes demands for a territory that is more or less economically developed, or has more or fewer natural resources. The grant also promised survey experiments to explore the micro-level foundations of the macro--level consequences of ethnic rights restrictions. I am currently in the final planning stage for these experiments, and will field them before the grant will come to an end in August 2025. |
| Exploitation Route | First, findings from the project will inform and policy-making. Conflicts over autonomy and secession are among the most frequent sources of major political violence. Hence, insights generated through this project are likely to inform policy-making and the design of conflict prevention measures. Second, findings from this project will inform future research into the reasons why self-determination conflicts turn violent, and, more generally, research on the dynamics of intra-state conflicts. Finally, all data collected as part of this project will be made publicly available for other researchers and the general public to use. |
| Sectors | Education Government Democracy and Justice Security and Diplomacy |
| Description | Work emerging directly as a result of this grant has been used as a basis in a 2021 report by the UCL Constitution Unit on a possible future referendum on the unification of the island of Ireland; in a 2022 report by the Stockholm International Peace Research Institute; and in a 2023 report by Conciliation Resources. Second, in 2022, I was invited to a workshop at Warwick University, where I presented results of ongoing research. The workshop included academics but also Home Office staff, who fed back to policy-makers. Third, the grant supported several interviews in media and podcasts. Fourth, in April 2025 I will be visiting the Berghof Foundation in Berlin, an international NGO focused on conflict prevention, to share results of my research. This will also be an excellent opportunity for me to learn about priorities of practitioners, which will be helpful when thinking about my future research priorities. |
| First Year Of Impact | 2021 |
| Sector | Government, Democracy and Justice,Security and Diplomacy |
| Impact Types | Societal Policy & public services |
| Description | Citation in NGO/thinktank report |
| Geographic Reach | Multiple continents/international |
| Policy Influence Type | Citation in other policy documents |
| URL | https://www.sipri.org/publications/2022/policy-reports/elements-planetary-emergency-environment-peac... |
| Description | Citation in expert report |
| Geographic Reach | Europe |
| Policy Influence Type | Citation in other policy documents |
| URL | https://www.ucl.ac.uk/constitution-unit/sites/constitution_unit/files/working_group_final_report.pdf |
| Description | Work referenced in NGO report |
| Geographic Reach | Multiple continents/international |
| Policy Influence Type | Citation in other policy documents |
| URL | https://rc-services-assets.s3.eu-west-1.amazonaws.com/s3fs-public/Mediating_self-determination_confl... |
| Title | GeoSDM |
| Description | GeoSDM provides digital maps of the territories claimed by all self-determination movements included in the SDM 2.0 dataset (Germann 2024). The dataset also provides a selection of spatial variables generated on the basis of this data, such as the proximity of claimed territories to international land borders, presence of natural resources in claimed territories, or their economic value more generally. |
| Type Of Material | Database/Collection of data |
| Year Produced | 2024 |
| Provided To Others? | No |
| Impact | The fulfillment of the project made it necessary to collect spatial information on the claimed territories of self-determination movements. GeoSDM is the product of these efforts. I am currently working on several research papers using this data, and it will be made publicly available upon the publication of the first article. |
| Title | Replication Data for: Mini-Publics, (Lack of) Representativeness, and Legitimacy Beliefs |
| Description | Data and statistical code necessary to replicate "Mini-Publics, (Lack of) Representativeness, and Legitimacy Beliefs", forthcoming in the British Journal of Political Science |
| Type Of Material | Database/Collection of data |
| Year Produced | 2025 |
| Provided To Others? | Yes |
| Impact | Publication of an article in the British Journal of Political Science. |
| URL | https://dataverse.harvard.edu/citation?persistentId=doi:10.7910/DVN/7QYL3N |
| Title | Replication Data for: Pax Populi? An Analysis of the Conflict Resolution Potential of Referendums on Self-Determination, forthcoming in European Political Science Review |
| Description | Data and statistical code (Stata) required to replicate the analyses reported in the paper. |
| Type Of Material | Database/Collection of data |
| Year Produced | 2022 |
| Provided To Others? | Yes |
| Impact | Publication of an article in the European Political Science Review (Pax Populi?) |
| URL | https://dataverse.harvard.edu/citation?persistentId=doi:10.7910/DVN/UAVN8Q |
| Title | Replication Data for: Wheatley, Jonathan, and Germann, Micha. "Do Candidates' Policy Positions Matter in Regional Elections? Evidence from the 2021 Elections to the Welsh Senedd", forthcoming in Regional & Federal Studies. |
| Description | All data and statistical code necessary for the replication of the results reported in: Wheatley, Jonathan, and Germann, Micha. "Do Candidates' Policy Positions Matter in Regional Elections? Evidence from the 2021 Elections to the Welsh Senedd", forthcoming in Regional & Federal Studies. |
| Type Of Material | Database/Collection of data |
| Year Produced | 2024 |
| Provided To Others? | Yes |
| Impact | Publication of an article in Regional & Federal Studies |
| URL | https://dataverse.harvard.edu/citation?persistentId=doi:10.7910/DVN/4TRJYZ |
| Title | Replication data for: Germann, Micha, Fernando Mendez, and Kostas Gemenis. "Do voting advice applications affect party preferences? Evidence from field experiments in five European countries", forthcoming in Political Communication |
| Description | This repository includes all data files and statistical code necessary to reproduce the results reported in both the paper itself and the online appendix. |
| Type Of Material | Database/Collection of data |
| Year Produced | 2023 |
| Provided To Others? | Yes |
| Impact | Publication of an article in Political Communication. |
| URL | https://dataverse.harvard.edu/citation?persistentId=doi:10.7910/DVN/HURBH3 |
| Title | SDM 2.0: A Global Dataset on Self-Determination Movements |
| Description | SDM 2.0 identifies 502 self-determination movements in 124 countries between 1945 and 2020. The dataset includes time-varying information on the exact claims made by self-determination movements, their involvement in armed conflict with the state, state responses to self-determination movements in the form of concessions and restrictions of ethnic rights, and a range of other concepts for all 502 self-determination movements. Via the GeoSDM extension (Germann, Puglia, and Schvitz 2024), SDM 2.0 also provides geo-spatial data identifying the territories claimed by all 502 self-determination movements, as well as data on a range of attributes of these territories, such as their size, the proximity to international land borders, and their economic value. All coding decisions are justified in an extensive set of coding notes, which is made available as part of the dataset. |
| Type Of Material | Database/Collection of data |
| Year Produced | 2024 |
| Provided To Others? | No |
| Impact | A key part of the funding was granted to collect new global data on self-determination movements. This is the product that resulted. I am currently working on several projects related to this dataset, and it will be made publicly available upon the publication of the first research output. |
| Description | Berghof Foundation Visit (2025) |
| Organisation | Berghof Foundation |
| Country | Germany |
| Sector | Charity/Non Profit |
| PI Contribution | I will visit the Berghof Foundation in early April to share results of my research project, and receive valuable inputs from conflict prevention scholars on research priorities for the future. |
| Collaborator Contribution | I will receive valuable inputs from conflict prevention scholars on research priorities for the future. |
| Impact | Research presentation at Berghof Foundation, Berlin, April 2025 |
| Start Year | 2025 |
| Description | Research stay UPenn Jan-Feb 2023 |
| Organisation | University of Pennsylvania |
| Country | United States |
| Sector | Academic/University |
| PI Contribution | As promised in research grant, I visited UPenn (more specifically Penn's Identity and Conflict Lab) in Jan-Feb 2023 to work with Prof Nicholas Sambanis on a joint project using the global data on self-determination movements (SDMs) I am currently collecting. |
| Collaborator Contribution | We're currently in an early stage of collaboration where the focus has been on conceptual work, mapping of the field, and thinking about ways how to analyze the data once data collection will be completed later in 2023. |
| Impact | No concrete outputs as of yet, though past collaborations have led to several research papers including: Germann, Micha, and Nicholas Sambanis (2021). "Political Exclusion, Lost Autonomy, and Escalating Conflict over Self-Determination." International Organization 75(1):178-203. Sambanis, Nicholas, Micha Germann, and Andreas Sch¨adel (2018). "SDM: A New Dataset on Self-Determination Movements with an Application to the Reputational Theory of Conflict." Journal of Conflict Resolution 62(3):656-686. |
| Start Year | 2023 |
| Description | CH Stiftung für eidgenössische Zusammenarbeit, "Erhöht e-voting die Stimmbeteiligung?" |
| Form Of Engagement Activity | Engagement focused website, blog or social media channel |
| Part Of Official Scheme? | No |
| Geographic Reach | National |
| Primary Audience | Public/other audiences |
| Results and Impact | Blog piece summarizing state of the literature on the effects of internet voting on turnout |
| Year(s) Of Engagement Activity | 2023 |
| URL | https://chstiftung.ch/ch-blog/erhoeht-e-voting-die-stimmbeteiligung |
| Description | Podcast: E-Voting ist zurück - ist das eine gute Nachricht? |
| Form Of Engagement Activity | A broadcast e.g. TV/radio/film/podcast (other than news/press) |
| Part Of Official Scheme? | No |
| Geographic Reach | National |
| Primary Audience | Professional Practitioners |
| Results and Impact | Interviewed on podcast by leading Swiss IT magazine "Inside IT" along with senior civil servant. |
| Year(s) Of Engagement Activity | 2023 |
| URL | https://www.inside-it.ch/podcast-e-voting-ist-zurueck-%E2%80%93-ist-das-eine-gute-nachricht-20230616 |
| Description | Radio Interview (Radio SRF, Heute Morgen) |
| Form Of Engagement Activity | A press release, press conference or response to a media enquiry/interview |
| Part Of Official Scheme? | No |
| Geographic Reach | National |
| Primary Audience | Public/other audiences |
| Results and Impact | Interviewed on national Swiss radio in relation to past research on internet voting's effects on electoral turnout |
| Year(s) Of Engagement Activity | 2022 |
| URL | https://www.srf.ch/news/schweiz/stimmabgabe-im-ausland-kein-e-voting-mehr-stimmbeteiligung-der-fuenf... |