Digital delivery of Behavioural Activation to overcome depression and facilitate social and economic transitions of adolescents in South Africa

Lead Research Organisation: University of Oxford
Department Name: Psychiatry

Abstract

Depression affects 350 million in the world and will soon be the single greatest burden on health with the peak onset during adolescence. Adolescence is a key time period as social cognitions and executive function evolve dramatically affecting inter-personal functioning and risky behaviours such as unprotected sex (potentially leading to HIV infection and early pregnancy). It is also a time when adolescents have to negotiate a successful transition to productive adulthood and depression can impact on key life outcomes such as education, employment and physical health. Depression is also the most common cause of suicide; now recognized as major problem in South Africa.
Effective treatments for depression in rural South Africa are not available largely due to a dearth of trained professionals. A psychological treatment for depression called Behavioural Activation (BA) has been shown to be as effective as Cognitive Behavioural Therapy (CBT) (the gold standard therapy for depression). BA targets behaviours rather than cognitive processes and attitudes, making it relatively easy to deliver, to adapt cross-culturally, and BA has now successfully been delivered remotely without face-to-face contact. Smartphones and tablet based treatments provide an opportunity to deliver evidence-based therapy to large numbers of individuals.
We aim to develop a scalable digital platform using smartphones and tablets to deliver a culturally adapted version of BA. In the first project phase we will conduct interviews and focus group discussions with adolescents, caregivers, community and education stakeholders to develop a culturally relevant and age appropriate app-based intervention. The functionality, acceptability and usability of the app will be refined through an iterative process with adolescents and schools.
In years 2-3 we will conduct a pilot randomized controlled trial of adolescents (n=200) to test the effectiveness of this platform in reducing depression in adolescents aged between 15 and 18 years. Adolescents will be screened in schools using the PHQ-9 and those diagnosed with mild to moderate depression will be recruited. Participants will either receive BA treatment via smart phones or active monitoring of mood also via smart phones (control group). All participants will be offered a low-end smartphone with limited airtime and accessibility or be guided to use tablets at school.
The app-based BA intervention will comprise of 6 sessions over 10 weeks and will be supplemented by brief support phone calls. The control group will have their mood and psychological functioning monitored on 6 occasions. Appropriate help will be provided to those who present with risk. Assessments will take place at baseline, end of treatment (12 weeks after baseline) and 24 weeks after end of treatment.
The primary outcome will be a reduction in adolescent depression and secondary outcomes include anxiety, risk taking behaviours and a range of economic and decision making measures.
To test whether social cognition and executive function mediate the effects of BA, culturally adapted tests will be developed. We also aim to conduct exploratory statistical mediational analyses to test these potential mechanisms.
The study will be nested within the Agincourt Health and Demographic Surveillance (HDSS) site in MRC/Wits Rural Public Health and Health Transitions Unit (Mpumalanga province) where we have started working closely with the Community Advisory Group to engage local stakeholders and the community who are strongly supportive of this initiative. Formative work will also take place in the Dikgale HDSS (Limpopo province).
This pilot study will ultimately lead to the development of a full-scale treatment trial to support a better management of depression among adolescents living in South Africa. Tackling depression in this way is consistent with the aim of the Department of Health to strengthen primary care and community-based health care systems.

Technical Summary

Depression accounts for more disability-adjusted life-years (DALYs) throughout the world than any other condition or illness. The onset of depression peaks during adolescence, a time characterised by substantial development of the brain, cognition, and social and affective processing. Thus depression can negatively affect social, cognitive and executive functioning leading to greater risk for substance use disorders, suicide, academic underachievement, poor sexual health and significant reduction in future income.

We aim to i) develop a scalable digital platform using smart phones and tablets to deliver a culturally adapted version an effective treatment for depression called Behavioural Activation (BA) ii) conduct a pilot trial to test the effectiveness of this app-based BA intervention in treating depression in 15 to 18 year olds in rural Agincourt sub-district. We will recruit 200 adolescents from schools who will be randomized to receive either 6 sessions of the app-based BA via smart phones/tablets, or active monitoring of mood via smart phones/tablets on 6 occasions. Assessments will take place at baseline, end of treatment (12 weeks after baseline) and 24 weeks after end of treatment.

The main outcome is a reduction in adolescent depression measured using the PHQ-9 and secondary outcomes are: educational outcomes including school attendance and progression; decision-making and impatience across time (present biased decisions and discount rates using choice-based methods); risky behaviours and self-control skills such as unprotected sex and substance misuse. We will also test whether changes in executive functioning and social cognitions mediate the effects of BA in reducing depression and improving educational, economic and risk outcomes.

Planned Impact

Depressed adolescents: Under-resourced healthcare services are unable to provide treatment for even a small proportion of depressed adolescents. A scalable, digital treatment targeting adolescent depression has the potential to improve the lives of many adolescents: (a) depression can have a major impact on social and emotional functioning as well as comprising the ability to become productive members of society. Effectively treating adolescent depression also reduces the likelihood of later episodes of depression. Treatment should enable an individual to successfully engage in educational opportunities, improving life trajectories, and enable the accumulation of human capital. (b) BA has the potential to alter adolescent's propensity to engage in risky behaviours such as unprotected sex which can lead to teenage pregnancy and HIV infection. (c) Depression carries a significant risk of suicide. In South Africa, 9% of all adolescent deaths are due to suicide, 90% of which are associated with mental health disorders (SADAG, 2014). BA has proved to be particularly useful in reducing the frequency of suicide-related behaviours (Hopko, 2003) and has the potential to reduce suicidal behaviour in South African adolescents.

Family members: (a) Symptoms of depression such as withdrawal, hopelessness, low mood, and irritability can have marked effects on interpersonal relationships especially within the family. (b) Many adolescents have their first child by the age of 20 (40% in the Agincourt sub-district) and it is well established that depression in young parents negatively impacts on their offspring. Thus effective treatment of depression could have enormous benefits on the family including the next generation.

Primary health care systems: (a) In line with South Africa's 'Mental Health Policy Framework and Strategic Plan 2013-2020,' this study will inform the delivery of mental health services by identifying best practices, and providing local policymakers with the type of evidence to advocate for government action. (b) If successful, digitally delivered BA has the potential to be easily incorporated into primary care or community services with only limited need for specialized workers. According to recent findings, delivering a scaled-up package of mental health interventions for key mental illnesses in sub-Saharan Africa and south Asia would cost on the order of US$3-$4 per person (Patel et al, 2015). (c) Digital technologies will reduce the burden on primary care systems and enable them to identify depressed adolescents and increase overall access to treatment.

The wider communities: The cumulative global impact of mental disorders in terms of lost economic output has been estimated be approximately US$16 trillion over twenty years (Bloom et al., 2006). In addition, some studies have linked depression to sleep deprivation, drug use, violent crime, and HIV infection which can impact on poverty, inequality and the wider economy. Treating depression is likely to have positive economic and health benefits, not only in those who are treated, but on the wider community. This study may help in raising public awareness of mental health and reduce the widespread stigma and discrimination associated with mental health illnesses. Our research would generate evidence regarding the feasibility and acceptability of a digitally delivered BA intervention, that has the potential to be used by policy makers and Ministries of Health to scale-up care for adolescent mental health, with a key focus being increasing coverage, in line with Universal Health Coverage and the SDGs.
 
Description During the DoBAt Study we developed and pilot tested a novel digital intervention to address depression amongst adolescents in Uganda and South Africa. The intervention was shown to be feasible and acceptable to users and providers alike, and notably achieved high engagement amongst adolescents, which is remarkable for a digital mental health intervention. The analysis of the efficacy of the intervention in reducing symptoms of depression compared to the control is underway and will be reported in due course. As secondary objectives, we also adapted and piloted novel measures of social affective cognition, executive functioning, economic decision-making behaviours and risky behaviours. Despite several unanticipated challenges, including delays caused by the COVID-19 pandemic and resultant school closures, we were able to deliver on all key project objectives, and recruited a total of 195 participants to the trial (our target sample size was 200). Given the feasibility and acceptability of the intervention we are in the process of considering a large scale fully-powered randomised control trial. We are currently engaging with potential investors to develop the intervention further based on our findings from the pilot work, and are also engaging in a series of discussions with local stakeholders about the potential for integrating the intervention into local health and social care systems, which will be essential to ensuring the sustainability of the intervention beyond a trial setting and enabling broad impact on adolescents with depression. A set of workshops are planned for late March 2023.
Exploitation Route The next steps in taking this work forward include:
1. Investing in further development of the Kuamsha app and Peer Mentor Programme based on the findings from our pilot work
2. Engaging with local stakeholders to identify opportunities for integrating the intervention into local health and social care systems
3. Designing and applying for a research grant to support, a large scale clinical trial to assess the effectiveness, cost-effectiveness and implementation of a digital mental health intervention integrated into collaborative stepped-care to treat depression amongst adolescents in low- and middle-income countries (LMICs).
4. Evaluating the effectiveness, cost-effectiveness and implementation of a digital mental health intervention integrated into collaborative stepped-care to treat depression amongst adolescents in low- and middle-income countries (LMICs).
5. If the intervention is effective and cost-effective in a large-scale trial, engaging with policy-makers, funding partners and local stakeholders to integrate the intervention into local health and social care systems and scale it up for broad reach to adolescents in LMICs.
Sectors Communities and Social Services/Policy,Digital/Communication/Information Technologies (including Software),Education,Healthcare,Pharmaceuticals and Medical Biotechnology

 
Description The process of implementing the DoBAt Study has brought to light the high prevalence of depression, anxiety, suicidal ideation, and related social issues amongst adolescents in rural South Africa; the lack of existing psychosocial support services; as well as the barriers and opportunities in accessing psychosocial support for adolescents in this context. We have seen the potential for using a digital intervention integrated into collaborative stepped-care and done important pilot work to understand the feasibility and acceptability of this approach and demonstrated this to local stakeholders. Along the way we have engaged with more than 800 adolescents and their caregivers who consented to be screened for the study, 195 adolescents who were enrolled in the trial, educators from 12 schools, as well as local psychologists, medical doctors, social workers and NGO staff. Our dedicated risk management team identified 12 adolescents with severe adverse events - including severe depression, high risk suicidal ideation and/or a history of recent or ongoing interpersonal or gender-based violence - all of whom were referred, transported and accompanied to initial and follow-up sessions with local health and social care providers. Furthermore, we trained a highly competent field team who implemented a clinical trial and built mental health research capacity in South Africa and Uganda, laying strong foundations for future mental health research.
First Year Of Impact 2022
Sector Digital/Communication/Information Technologies (including Software),Education,Healthcare
Impact Types Societal,Policy & public services

 
Description Africa Oxford (AfOx) Conference Funding
Amount £8,139 (GBP)
Funding ID AfOxConf_006 
Organisation Africa Oxford Initiative 
Sector Academic/University
Country United Kingdom
Start 06/2020 
End 07/2020
 
Description Africa Oxford (AfOx) Travel Grant
Amount £4,950 (GBP)
Funding ID AfiOx-221 
Organisation Africa Oxford Initiative 
Sector Academic/University
Country United Kingdom
Start 09/2022 
End 11/2022
 
Description Applying Behavioural Activation in Low-Income Contexts
Amount $537,000 (USD)
Funding ID Grant ID number: 13711 
Organisation Wellspring Philanthropic Fund 
Sector Charity/Non Profit
Country United States
Start 04/2019 
End 03/2021
 
Description Behavioural Activation in Low-Income Contexts - costed extension
Amount $110,000 (USD)
Funding ID 13711 
Organisation Wellspring Philanthropic Fund 
Sector Charity/Non Profit
Country United States
Start 01/2022 
End 12/2022
 
Description GCRF Facilitation Fund at University of Exeter: Co-constructing the peer mentor component of the DoBAt study
Amount £29,626 (GBP)
Organisation United Kingdom Research and Innovation 
Department Global Challenges Research Fund
Sector Public
Country United Kingdom
Start 01/2019 
End 07/2019
 
Description GCRF and Newton Fund Consolidation Account (GNCA) award - Internal Call, University of Oxford
Amount £145,293 (GBP)
Funding ID 0012851 
Organisation United Kingdom Research and Innovation 
Sector Public
Country United Kingdom
Start 04/2022 
End 03/2023
 
Description Sustainable Health and Well-being
Amount £3,000 (GBP)
Organisation University of Exeter 
Sector Academic/University
Country United Kingdom
Start 12/2020 
End 07/2021
 
Title Development of self-administered tools to assess social-affective cognition and executive functioning 
Description Novel self-administered tablet-based tasks to assess social-affective cognition and executive functioning amongst adolescents were created and piloted as part of the DOBAt Study. 
Type Of Material Physiological assessment or outcome measure 
Year Produced 2021 
Provided To Others? No  
Impact These tools will potentially allow for reliable and valid assessments of social-affective cognition and executive functioning amongst adolescents in low-resource contexts. 
 
Title DoBAt Study Risk Management Protocol 
Description Development of a comprehensive protocol to identify, assess and manage risks associated with trialing an intervention to treat depression amongst adolescents in a low-resource setting. The protocol covers assessment and management of suicidal ideation, inter-personal and gender-based violence, food insecurity, alcohol and substance abuse amongst others. 
Type Of Material Improvements to research infrastructure 
Year Produced 2021 
Provided To Others? No  
Impact This tool has been successfully used to guide risk management for the DoBAt Pilot Trial. We intend the publish a mixed-methods evaluation of the tool's performance, and make the tool publicly available. 
 
Title Training manuals to guide a digital intervention for treating depression using Behavioural Activation 
Description We have developed a comprehensive set of manuals (Peer Mentor Training Manual and Peer Mentor Supervisor Training Manual) to guide a digital intervention for treating depression in collaboration with colleagues with local expertise from the MRC/UVRI & LSHTM Uganda Research Unit, University of the Witwatersrand, University of Exeter, University of Limpopo, and University of Oxford. These manuals provide detailed and specific guidance including an overview of the intervention, step-by-step guides for each session, risk management guidelines and troubleshooting technological issues. To accompany these training manuals, we have developed a training and supervision structure, fidelity checklist, and record-keeping sheets. 
Type Of Material Improvements to research infrastructure 
Year Produced 2021 
Provided To Others? No  
Impact These manuals will allow us to monitor the delivery of the peer mentor component of the digital intervention to ensure high fidelity is retained, risks are identified quickly, and peer mentors are adequately supported. 
 
Description Prof Crick Lund - Alan J Flisher Centre for Public Mental Health, University of Cape Town 
Organisation University of Cape Town
Department Department of Psychiatry and Mental Health
Country South Africa 
Sector Academic/University 
PI Contribution Collaboration with Prof Crick Lund at the Alan J Flisher Centre for Public Mental Health, University of Cape Town. We have worked together to understand the needs of socio-economically disadvantaged adolescents with depression in South Africa, and have considered particularly the issues around management in treatment trials. Our research team have contributed know-how around the development of apps for young people.
Collaborator Contribution Prof Lund's collaboration has brought expertise around the management of risk and particular an understand of local health care and social care systems in this context.
Impact N/A yet.
Start Year 2021
 
Title Kuamsha app - digital intervention to treat adolescent depression 
Description We have developed a digital intervention that will deliver a tailored psychological therapy, Behavioural Activation (BA), among adolescents (15 to 19 years old) living in low-resource settings. We conducted extensive formative research to ensure that the digital intervention is locally and culturally relevant, engaging, and easy to use. To stimulate motivation and performance, the digital platform includes both game design and BA elements, including mood monitoring, in-app points, and notifications/reminders. We plan to conduct a two-arm single-blind individual-level randomised control pilot trial to determine the feasibility, acceptability and determine the preliminary effectiveness of the digital intervention. 
Type Therapeutic Intervention - Psychological/Behavioural
Current Stage Of Development Initial development
Year Development Stage Completed 2021
Development Status Under active development/distribution
Impact N/A 
 
Description Africa Games Week: Games for Change (G4C) 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact We were invited to present the DoBAT study at Africa Games Week in Cape Town, South Africa. The event was run by Games for Change, a nonprofit that empowers game creators and social innovators to drive real-world impact through games and immersive media.
Year(s) Of Engagement Activity 2022
URL https://www.youtube.com/watch?v=EQRZwkGUukE&t=2s
 
Description Data and Safety Monitoring Board for the DoBAt study 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact We appointed an independent Data and Safety Monitoring Board (DSMB) for the DoBAt study; established a DSMB Charter and held the first meeting with the DSMB in June 2021.
Year(s) Of Engagement Activity 2021,2022
 
Description Digital innovation for adolescent mental health 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Event was hosted by Fondation Botnar, Vitol Foundation, and the Belgian Embassy to the United Kingdom. The objective of the event was to explore the opportunities and challenges to using digital innovation, such as artificial intelligence to improve adolescent mental health around the world. The audience included champions of adolescent mental health in the UK, including foundations, civil society, and diplomatic representatives.
Year(s) Of Engagement Activity 2019
URL https://www.fondationbotnar.org/digital-innovation-for-adolescent-mental-health/
 
Description DoBAt Investigators Conference in Oxford 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact 25 DoBAt Study co-investigators from Uganda, South Africa and the UK came together for a 3-day workshop to discuss the emerging findings from the DoBAt Study and to plan publications that would arise from it.
Year(s) Of Engagement Activity 2022
 
Description Kuamsha app: overview and demo 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Supporters
Results and Impact Prof Alan Stein, Ms Megan Davis and Ms Julia R Pozuelo gave a presentation on the progress of this study to a senior member of the Wellspring Philanthropic Fund. The meeting led to conversations about future studies and the approval of a a costed extension for a sister study in Uganda.
Year(s) Of Engagement Activity 2021
 
Description Meetings with the local healthcare providers eg. local Doctors, Psychologists and other health care professionals as well as with the local Community Engagement Office. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact These meetings comprised a series of activities where we presented our concept to different groups to get their input.
Year(s) Of Engagement Activity 2019,2020
 
Description Modifying Behavioural Activation for app delivery for adolescents in low-resource settings 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Professional Practitioners
Results and Impact Prof Alan Stein was invited to present a summary of the work on developing a digital interventions for adolescents in low-resource settings during a a department-wide meeting.
Year(s) Of Engagement Activity 2022
 
Description Series of workshops and user-testing activities to develop the digital intervention 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Study participants or study members
Results and Impact As part of the participatory design process, we conducted several focus groups, workshops, and user-testing activities with adolescents in the study site to explore their preferences around the design of the digital platform, and potential acceptability and feasibility issues. We also consulted clinical psychologists and held two workshops with mental health professionals and community stakeholders to ensure that the digital platform is tailored to the local adolescent population. We are currently undertaking further user testing to improve the acceptability of the digital platform before the start of the pilot RCT in June 2021.
Year(s) Of Engagement Activity 2020,2021
 
Description Series of workshops to test and refine peer mentor component of the digital intervention 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact In August 2020 we hosted two online researcher workshops to identify the structure and key aspects of a peer mentor training manual and supervision structure. We held six additional workshops in December 2020 to test and refine the training materials. This included participatory work with two groups of adolescents (in-school and out-of-school), two groups of potential peer mentors (university students and high school graduates), mental health professionals (psychiatric nurses, psychiatric clinical officer and counselling students), and community stakeholders. Through the workshops, we developed a person specification for peer mentors, their supervisors and for a clinical psychologist to oversee the training and supervision process. These workshops also informed the development of training sessions to be delivered by a Clinical Psychologist and the Peer Mentor Supervisor over a six week period.
Year(s) Of Engagement Activity 2020
 
Description Trial Steering Committee for the DoBAt study 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact We appointed an independent Trial Steering Committee (TSC) for the DoBAt study; established a TSC Charter and held meetings with the TSC in January 2020, November 2020 and October 2021.
Year(s) Of Engagement Activity 2020,2021