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Impact of prophylactic CPAP in the delivery room (DR-CPAP) on neonates <1500g in a low-resource setting: A feasibility trial

Lead Research Organisation: Mbale Clinical Research Institute
Department Name: Research

Abstract

A birth that occurs before the start of the 37th week of pregnancy is termed a preterm birth. Complications of preterm births are the leading cause of under-five deaths worldwide. Inadequate lung development is a common and serious complication in preterm births, and is believed to be the leading cause of these preterm deaths. The highest risk of inadequate lung development is in infants born <1500g, termed very low birthweight (VLBW) infants. Unfortunately there are limited treatments available for inadequate lung development in low-resource settings. A number of studies have shown that simple and low-cost breathing support called bubble continuous positive airways pressure (bCPAP) can be safely and effectively implemented in low-resource settings. Indeed, we have shown a 44% reduction in preterm mortality in VLBW infants in our neonatal unit in Uganda following the implementation of bCPAP (Okello et al., 2019). Currently, there are no definitive studies and no consensus on the ideal time to start CPAP in preterms neonates in low-resource settings. In high-income countries (HICs), early CPAP has been shown to reduce the need for mechanical ventilation and artificial lung surfactant, neither of which are available in low-resources settings leaving the preterm neonates with no further options for treatment.

It is our belief, that early prophylactic CPAP in the delivery room in a low-resource setting is feasible, acceptable and safe and has the potential to reduce preterm mortality substantially. The feasibility of initiating CPAP in the delivery room has never been studied in a LIC. This pilot study is designed to determine the feasibility and acceptability of initiating CPAP in VLBW infants in the delivery room (DR-CPAP). It will also evaluate the safety of DR-CPAP in this setting through monitoring the number and nature of any adverse events. It will also determine the feasibility of randomizing VLBW infants within 15 minutes of birth to receive either DR-CPAP or to receive standard CPAP in the neonatal unit when clinically indicated. This pilot study will also evaluate the acceptability of using deferred consent in the delivery room for neonatal emergencies in this setting. Together these results will provide important data and knowledge to inform the design of a future larger multi-centre trial that will evaluate the impact of DR-CPAP on mortality and morbidity in VLBW infants.

Technical Summary

Complications of prematurity are the leading cause of deaths in children under the age of five and the majority occur in low income countries. The predominant reason for these preterm deaths is respiratory distress syndrome (RDS). In high-income countries (HICs), the use of early CPAP, within 15 minutes of delivery, can reduce the need for mechanical ventilation and surfactant in the treatment of RDS. In low-resource settings, where access to mechanical ventilation or artificial surfactant is limited, when CPAP fails there are limited options for care.

We hypothesise that initiation of early prophylactic CPAP in the delivery room (DR-CPAP) will reduce the rate of CPAP failure and therefore the neonatal mortality rate in low-resource settings. This project will develop and test for feasibility, acceptability and safety a protocol for DR-CPAP, which if successful can later be tested for efficacy in a future trial. The feasibility of initiating CPAP in VLBW neonates within 15 minutes of delivery in this low-resource setting will be evaluated. The acceptability of administering CPAP in the delivery room will be assessed. The safety of DR-CPAP will be evaluated through adverse events. This project will ensure that deferred consent with prior assent is acceptable to both the mothers and the medical staff for a trial of neonatal emergency care. We will pilot low-cost third party randomisation and assess if neonates can randomised within 15 minutes of delivery to allow initiation of DR-CPAP within a suitable timeframe. This study will validate secondary outcomes for the future trial. The strong involvement of health leaders, medical staff, and mothers at all stages will ensure that if successful, the intervention will be both acceptable to the communities and more effectively scaled-up.

Together these findings will allow us to design a large and robust multi-centre unblinded randomised controlled trial to evaluate the impact of DR-CPAP on mortality in VLBW infants.

Planned Impact

PLEASE SEE PATHWAY TO IMPACT ATTACHMENT
 
Description Inclusion of CPAP into the Ugandan National Protocols for Care of the Small and Sick Newborn
Geographic Reach National 
Policy Influence Type Participation in a guidance/advisory committee
Impact The implementation of CPAP using the aforementioned protocols was disseminated by a national neonatal in-service training programme which was co-led by the Principal Investigator of DR-CPAP. This pilot training programme trained 81 neonatal nurses across the country, and will be run annually.
 
Description Early Career Grants Programme 2023
Amount £5,000 (GBP)
Funding ID NIH 054 
Organisation Royal Society of Tropical Medicine and Hygiene 
Sector Charity/Non Profit
Country United Kingdom
Start 01/2024 
End 12/2024
 
Description Emollient therapy for very low birthweight infants (<1500g) in Uganda: effects on survival, infection, growth and development
Amount kr 12,000,000 (NOK)
Organisation Research Council of Norway 
Sector Public
Country Norway
Start 01/2024 
End 12/2029
 
Description Improving survival, growth and development of very low birthweight preterm infants in Sub-Saharan Africa 
Organisation University of Bergen
Country Norway 
Sector Academic/University 
PI Contribution The DR-CPAP team has been recognised both nationally and internationally as a skilled neonatal clinical research team, demonstrating capacity to undertake high-level investigations including echocardiograms, cranial ultrasound scans and lung ultrasound scans and to provide quality neonatal care in a low-resource setting. Our research team is now collaborating with University of Bergen, Norway; Busitema University, Uganda; Save the Children, UK; Makerere University, Kampala; and Stanford University, United States, to develop future neonatal research projects to answer the key research questions highlighted by the WHO working group for preterm and low birthweight infants. Through extensive involvement of the end-users through our Community Advisory Board meetings, Focus Group Discussions and Key Information Interviews, DR-CPAP has successfully developed culturally acceptable methods for neonatal emergency consent, implementation of the study design. On this background, we have demonstrated an ability to screen, consent, recruit and follow-up our participants. Together with the capacity developed for state of the art neonatal investigations, MCRI is now considered a centre of excellence for neonatal research.
Collaborator Contribution Our partners in the University of Bergen, Norway and the University of Stanford, United States have supported our neonatal research group to develop grant proposals for PhD scholarships and for further neonatal clinical trials. Our trial co-ordinator from the DR-CPAP research team has just been awarded a PhD scholarship at University of Bergen to pursue a PhD in neonatal research in Uganda after DR-CPAP has been completed this year. A second candidate, will be joining our neonatal research team to take on a second PhD scholarship at the University of Bergen. Partnering with Busitema University, Mbale, Uganda, has allowed one of our team (Research Nurse) to undertake a Master's in Public Health with a dissertation in preterm care.
Impact doi: 10.1093/inthealth/ihad052. PMID: 37480339 doi: 10.1186/s12887-023-04040-y. PMID: 37147698 doi: 10.12688/gatesopenres.13359.1. eCollection 2021. PMID: 35299830
Start Year 2022
 
Description Community Advisory Board - DRCPAP 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Patients, carers and/or patient groups
Results and Impact The first Community Advisory Board (CAB) meeting was held before commencement of recruitment of participants, on 11th January, 2023.
This meeting introduced the CAB to the protocol of the DR-CPAP trial and explained the background and theory of the trial to the members. The study design was presented including the consent procedure. Feedback from this meeting was used to refine the trial Standard Operating Procedures and highlight potential areas for improvement in a future large-scale trial.

The CAB included the following 19 people.
1. Christian leader (1)
2. Muslim leader (1)
3. Mother of a previous preterm infant (2)
4. Healthcare worker - neonatal nurse from Mbale Regional Referral (1)
5. Community health worker (2 midwives from health centre 3 and 4)
6. Village Health Team (2 members)
7. Technical person (Study site coordinator, 1)
8. Senior Midwife from Mbale Regional Referral Hospital (1)
9. Social Scientist (1)
10. Traditional Birth Attendant (1)
11. Pregnant woman (2)
12. Mother of a preterm infant (2)
13. Father of a preterm infant (2)

Key discussion
- Need for sensitisation in the surrounding health facilities prior to study recruitment
- Need for posters in MRRH and surrounding health facilities to increase awareness of the project
- Suggestion to audio record (not visual) the verbal consent process
- Suggestion to audio record (not visual) the randomisation, intervention period for better documentation of timings and events
Year(s) Of Engagement Activity 2023
 
Description Health Centre Visits to surrounding facilities 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Professional Practitioners
Results and Impact Visits were made by the DRCPAP Trial team to our 4 health centre IVs that regularly refer preterm infants and mothers in preterm labour to Mbale Regional Referral Hospital (MRRH) Neonatal Unit.
Visits were made by the Trial Co-ordianator and one of the Research Assistants.
Updated training on the management of preterm infants was provided together with information on the DR-CPAP study.
Posters, that had been designed in conjunction with the Community Advisory Board were provided to be displayed in the maternity wards.
Year(s) Of Engagement Activity 2023
 
Description Public and patient development of study awareness materials 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Patients, carers and/or patient groups
Results and Impact In the Community Advisory Board it was noted that leaflets and posters were needed in the recruitment site and the surrounding health facilities to explain more about prematurity and more about the DRCPAP study.
The working group developed a simple handout that has been printed as posters and handouts and distributed in the relevant health facilities during sensitisation workshops.
Year(s) Of Engagement Activity 2023