Evolution of feathers and colours in birds and dinosaurs

Lead Research Organisation: University of Bristol
Department Name: Earth Sciences

Abstract

We propose to investigate the evolution of feathers and colours in dinosaurs and birds, taking advantage of innovative new imaging and numerical phylogenetic techniques as well as our unique collaboration with key researchers in Beijing. The origin of birds is a hot topic that attracts attention from palaeobiologists, evolutionists, ecologists, physiologists and developmental biologists interested in evolutionary innovations (feathers), major diversifications (birds), and reasons for high current biodiversity, all fundamental aspects of macroevolution.

Our study materials consist of tens of thousands of fossil birds and dinosaurs from the Jehol Group of north-east China, a sequence of hundreds of metres of ancient lake deposits from the Early Cretaceous, some 131-120 million years ago. These collections created a sensation in the mid 1990s when the first dinosaurs with feathers were announced. Up to now, almost no work has been done on the fine-scale anatomy of those feathers to reveal their secrets. Access to the materials can happen only through collaboration with Chinese colleagues, and this is now possible.

Preliminary work, funded by a NERC Small Grant, has shown that nearly all well-preserved feathers and dinosaur and bird specimens from the Jehol Group reveal astonishing details of feather ultrastructure. In particular, we have seen excellent examples of both kinds of melanosomes embedded within the feather structure, and looking exactly like those organelles in modern feathers. The exciting aspect of this discovery is that these melanosomes are responsible for feather colours, ranging from white, grey, and black (produced by eumelanosomes) to reds and yellowish browns (phaeomelanosomes). Our revolutionary discovery will be published in Nature early in 2010.

We identify three main questions.
1. How did feathers originate? Are all modern feathers, from simple filaments, through downy and pennaceous feathers, part of a continuum that relate to a single origin event somewhere among Dinosauria? What is the distribution of feather types across Dinosauria living and extinct? Are there other structures, such as solid bristles and barbless quills among modern birds, and among fossil Dinosauria, that might have originated independently from reptilian scales? Do the oldest fossil feathers and feather-like structures provide any clues about how a reptilian scale became a feather? Current debates concern the identity of fossil feathers.

2. How did feather evolution relate to the high biodiversity of birds? As we map the acquisition of the morphological characters (skull, skeleton and feathers) that differentiate birds from reptiles onto dated phylogenetic trees, how does the sequence of acquisition of those features match changes in diversity and disparity, and the origin of major clades? Are modern feather types, and related dermal structures (e.g. the scales on the feet of birds), the result of an interplay in genomic regulation of promoters and inhibitors? How do feather types map onto major clades among dinosaurs and birds, and do these coincide with any particularly speciose clades?

3. What do feather colours and patterns tell us about the evolution of behaviour? Does the order of acquisition of aspects of feather morphology tell us anything about possible reasons for the origin of feathers? Further, can these feather morphologies, colours, and patterns indicate the point of origin of behaviours such as pre-mating sexual display, camouflage, warning, and pecking order? The fossils will test functional scenarios for the origin of feathers from evidence on the nature and timing of acquisition of characters. Ornithologists discuss reasons for the origin of feathers, whether primarily for display, flight, insulation, sunscreens, insect catching, or assisting running and jumping. The observation that pennaceous feathers originated after simpler feather types indicates that feathers did not originate for flight.

Planned Impact

Our results will advance and inform debate in the areas of the big questions we pose. We shall engage a wide global community from academics to schoolchildren. The academic community are the pivotal route to societal impact; the data we acquire will be made available for further scrutiny and research and is thus the key component in our impact pathway.

1. Academic Professionals: We shall run a workshop in yr 2 M4-6 in Bristol aimed at UK-based workers. It will follow immediately from our research visit by Chinese colleagues and we will bring together additional keynote speakers (invited from US and Europe) to foster exchange of theoretical and observational results. PI, Co-I and PDRA will take a prominent role in the workshop presentation. We will host a themed session at a major International Conference - GSA 2012. This will provide an international stage presence, impacting on several hundred delegates and has the potential for wide media impact. It will attract all the principal experts in the field, and is a low-cost, but maximum-impact event.

2. Graduate students: The Bristol MSc in Palaeobiology attracts 15-20 students each year, and a further 5-10 PhD students in Bristol are involved in related projects. We shall offer four or five linked Masters projects each year, supervised by PI and Co-I, on aspects of the wider project. Further, these students (MSc, PhD) will attend M-level classes also offered to Year 4 undergraduates (below) presented by the team, including contributions from our Chinese colleagues when they visit. Zhang has already taught at M level when he was a postdoc in Bristol. Further, the Project Student PGRA will benefit in training by being part of a large NERC-funded project, as well as being a member of the PhD community of some 50 students in the Department, for whom the University and Department offer extensive training in scientific and graduate skills.

3. Undergraduates: Will benefit from lectures by members of the research team as part of M-level course in Palaeontology and Evolution, and invited seminars by Chinese visitors during their research visits. These will additionally involve practical classes showing the methods of laboratory analysis. We would also expect the web-based resources outlined below to act as an entry point into the field for the global undergraduate community.

4. Young Learners: We target KS2 and KS4 pupils (and teachers). Our previous experience has identified ways to engage and excite such age groups, and we consider it a priority, at a time of declining interest in science among school leavers, to address the issue of the future education and employment of next generations.

5. General Public: With the Darwin bicentenary in 2009, and heightened interest in evolution, many adult members of the public are engaged by how researchers, including those funded by NERC, are further honing our knowledge of large-scale evolution, including the evolution vs. creationism debate.

Deliverables:
(1) 3 discussion/ debates about evolution and creationism
(2) 30 school visits
(3) Web resources on macroevolution involving student internships
(4) Interpretation of our research results
(5) 3 Workshops in Bristol, Denver (GSA), Beijing

We have extensive experience at all levels, having hosted major international conferences, special seminars, teaching at all levels, and running large funded engagement programmes: 'The Bristol Dinosaur Project' (HLF, £284k) reaches 15,000 school children in person each year. Further, we propose to interpret our research results. Through our recent press releases (typically 5-10 per year), we have experience of writing for the press, including catching the attention of journalists. We have also initiated a new concept, the explanatory web page, for each new piece of research, where we provide bite-sized, and highly illustrated web pages aimed at the Wikipedia level, but carefully presented for accuracy and authoritativeness.
 
Title Book: 'Dinosaurs: New Visions of a Lost World" (Thames & Hudson, London, New York) 
Description The book features 15 dinosaurs and pterosaurs, each presented with detailed narrative of how its external appearance (skin, feathers, armour plates, colours, patterns) is reconstructed based on fossil evidence, including stories from our NERC-funded work with Chinese collaborators. The publishers paid Bob Nicholls (Paleocreations, Bristol) to generate 15 stunning artworks for the book. 
Type Of Art Artefact (including digital) 
Year Produced 2021 
Impact Bob Nicholls' artowkrs have been widely reproduced and appreciated, as well as the book selling moderately well on both sides of the Atlantic, and with several translations in the offing. The book has already been reprinted, and the author, PI Mike Benton, is invited as a result to give numerous talks in the UK and worldwide (China, India, USA). 
URL https://www.thamesandhudsonusa.com/books/dinosaurs-new-visions-of-a-lost-world-hardcover
 
Description We have identified 'feather' analogues in ornithischian dinosaurs (Kulindadromeus; Science 2014), thus suggesting strongly that all dinosaurs had the ability to generate feathers. In addition, we have now identified filament/ feather analogues in pterosaurs, and have a paper under review (2018). This suggests that all ornithodirans possessed an array of feathers and that feathers of a very simple sort characterise all pterosaurs and dinosaurs. Further, we collaborated with colleagues in China in describing the first finding of a dinosaur tail in amber - preserving all fine details of skin and feathers. Since our last report we have now published our work on feathers in pterosaurs, likely a challenging and surprising result. Finally, we identified feather analogues in pterosaurs, therefore suggesting feathers arose in the Early Triassic, in Avemetatarsalia, the clade that includes dinosaurs, pterosaurs and their relatives - this changes perceotions on origins of feathers and their role as part of a suite of adaptations to endothermy in most larger Triassic tetrapods, during recoverry of life in the aftermath of the end-Permian mass extinction.
Exploitation Route We need to look at more examples of exceptionally preserved dinosaur skin and feathers, to further explore the evolution of feathers, the diversity of feather types, and feather colour throughout fossil birds, dinosaurs and pterosaurs.
Sectors Education

URL https://dinocolour.blogs.bristol.ac.uk/
 
Description We applied our knowledge to interpret feather-like structures in the new ornithischian dinosaur Kulindadromeus. This led to a flurry of interest on the internet, and new illustrations by many artists. Other papers have all attracted great interest among the public. Our 2016 report of a dinosaur tail in amber in Current Biiology attracted wide interest, and was one of the top-ten most reported papers across all of science in 2016-7, with altmetric >3000. Our recent (January 2019) report of feathers in pterosaurs attracted wide interest, with altmetric of 940. In 2021, PI Mike Benton published a book 'Dinosaurs: New Visions of a Lost World' (Thames & Hudson, London, New York) in which the external appearance of 15 dinosaurs and pterosaurs is presented in detail, using detailed evidence from the NERC award, and other cognate research from elsewhere.
First Year Of Impact 2021
Sector Education,Culture, Heritage, Museums and Collections
Impact Types Societal

 
Description ERC Starter Award to Maria McNamara, PDRA on the NERC grant
Amount € 1,500,000 (EUR)
Organisation European Research Council (ERC) 
Sector Public
Country Belgium
Start 02/2016 
End 01/2021
 
Title Data from: A Triassic crown squamate 
Description Here we report a modern-type lizard from the Late Triassic of England (202 Ma), comprising a partial skeleton, skull, and mandibles. It displays at least 15 unique squamate traits, and further, shares unidentatan and anguimorph apomorphies. The new find fixes the origin of crown Squamata as much older than had been thought, and the revised dating shows substantial diversification of modern-type squamates following the Carnian Pluvial Episode, 232 million years ago. The data set comprises five 3D models compiled from primary X-ray scan data. 
Type Of Material Database/Collection of data 
Year Produced 2022 
Provided To Others? Yes  
URL http://datadryad.org/stash/dataset/doi:10.5061/dryad.hhmgqnkkr
 
Title Dataset for Ecomorphological diversification of squamates in the Cretaceous 
Description Squamates (lizards and snakes) are highly successful modern vertebrates, with over 10,000 species. Squamates have a long history, dating back to at least 240 million years ago (Ma), and showing increasing species richness in the Late Cretaceous (84 Ma) and early Paleogene (66-55 Ma). We confirm that the major expansion of dietary functional morphology happened before these diversifications, in the mid Cretaceous, 110-90 Ma. Until that time, squamates had relatively uniform tooth types, which then diversified substantially and ecomorphospace expanded to modern levels. This coincides with the Cretaceous Terrestrial Revolution, when angiosperms began to take over terrestrial ecosystems, providing new roles for plant-eating and pollinating insects, which were in turn new sources of food for herbivorous and insectivorous squamates. There was also an early Late Cretaceous (95-90 Ma) rise in jaw size disparity, driven by the diversification of marine squamates, particularly early mosasaurs. These events established modern levels of squamate feeding ecomorphology before the major steps in species diversification, confirming decoupling of diversity and disparity. In fact, squamate feeding ecomorphospace had been partially explored in the Late Jurassic and Early Cretaceous, and jaw innovation in Late Cretaceous squamates involved expansions at the extremes of morphospace. 
Type Of Material Database/Collection of data 
Year Produced 2021 
Provided To Others? Yes  
URL http://datadryad.org/stash/dataset/doi:10.5061/dryad.f1vhhmgvw
 
Title Mesozoic squamate mandible ecomorphospaces 
Description Among modern vertebrates, squamates (lizards and snakes) are one of the most successful groups, with over 10,000 species and a broad range of ecological adaptations. Molecular phylogenetic studies point to the end-Cretaceous mass extinction, 66 million years ago (Ma) as the trigger for massive expansion of diversity in the Paleogene, and yet squamates had had a long fossil record dating back to the Triassic, over 240 Ma. Here we show that this diversity expansion was preceded by an expansion of morphological disparity and ecological function in the mid-Cretaceous, 120-100 Ma. We explore traits of the jaws and teeth as indicators of diet, and show that whereas all major modern clades had emerged by the Middle Jurassic (170 Ma), they had a limited range of dentitions, jaw shapes and sizes; ecomorphological diversity, range of body sizes, and overall trophic disparity all expanded substantially in the mid-Cretaceous, 120-100 Ma. This corresponds to the Cretaceous Terrestrial Explosion, when angiosperms began to take over terrestrial ecosystems, providing new roles for plant-eating and pollinating insects, which were in turn new sources of food for herbivorous and insectivorous squamates. The second, larger diversification of squamates happened in the Paleogene as angiosperms diversified further forming the first tropical rainforests. 
Type Of Material Database/Collection of data 
Year Produced 2020 
Provided To Others? Yes  
URL http://datadryad.org/stash/dataset/doi:10.5061/dryad.msbcc2fw3
 
Title Qin et al Communications Bio 
Description Supplementary data for Qin et al. 2023 Communications Biology dinosaur claw function 
Type Of Material Database/Collection of data 
Year Produced 2023 
Provided To Others? Yes  
URL https://data.bris.ac.uk/data/dataset/27ui6v0q9a69y2ekvtrdueserp/
 
Description Terrestrial ecosystems of the Mesozoic 
Organisation Chinese Academy of Sciences
Department Institute of Vertebrate Paleontology and Paleoanthropology
Country China 
Sector Learned Society 
PI Contribution Continuing field work
Collaborator Contribution Continuing fieldwork and publication
Impact Numerous publications, shared students.
Start Year 2013
 
Description Dinosaur feathers and colour website 
Form Of Engagement Activity Engagement focused website, blog or social media channel
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact A new web site built from earlier web sites. Now linked by Wikipedia under 'Dinosaur feathers'
Year(s) Of Engagement Activity 2019,2020,2021
URL https://dinocolour.blogs.bristol.ac.uk/
 
Description Dinosaurs Rediscovered 
Form Of Engagement Activity A magazine, newsletter or online publication
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact My book 'Dinosaurs Rediscovered' (published by Thames & Hudson, hardback 2019; paperback 2020) featured our work on dinosaur feather colour as a lead item and major chapter. I spoke at 15 events in 2019 and 2020 (including British Association for the Advancement of Sciences; Hay Book Festival; Edinburgh Science Festival; York Festival of Ideas, etc, etc) in promoting the book, and using our work on dinosaur colour and dinosaur feathers as lead items. I also gave large invited Zoom talks to audiences in China (organised by Scientific American China, October 2020; 2000 attending) and India (organised by University of Mumbai, November 2020; 600 attending).
Year(s) Of Engagement Activity 2019,2020,2021
URL https://dinocolour.blogs.bristol.ac.uk/
 
Description Dinosaurs: New Visions of a Lost World (Thames & Hudson, London, New York) - book 
Form Of Engagement Activity A magazine, newsletter or online publication
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact It's a book, based on the work of the NERC grant, plus related research, focusing on the science of reconstructing the external appearance of dinosaurs, pterosaurs and marine reptiles.
Year(s) Of Engagement Activity 2021,2022
URL https://www.thamesandhudsonusa.com/books/dinosaurs-new-visions-of-a-lost-world-hardcover
 
Description Dinosaurs: New Visions of a Lost World - lectures related to the publication of the book 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact From September 2021, when the book was published, I have presented 20 lectures to different bodies, some live (e.g. in Norwich Cathedral, at the feet of 'Dippy' the dinosaur), but mostly via Zoom, but some to large audiences overseas, including China (Nanjing University; 1300 in attendance) and Mumbai Geological Society in India (550 attending). At present, I give on average one lecture on this topic per week, all relating to the book, but explaining and promoting the NERC-funded work.
Year(s) Of Engagement Activity 2021,2022
 
Description Lectures to geological societies (ten events over ten years) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Postgraduate students
Results and Impact Lectures about 'The greatest mass extinction of all time', based on the fieldwork and analyses of Russian redbed deposits, funded by the NERC grant.
Year(s) Of Engagement Activity Pre-2006,2006,2007,2008,2009,2010,2011,2012,2013,2014,2015,2016,2017
URL http://palaeo.gly.bris.ac.uk/PTB/
 
Description Presentation to students in Wuhan (China) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Undergraduate students
Results and Impact We presented a session on methods used to identify feather types and colour in feathers of fossil birds and dinosaurs to a group of undergraduates and masters students at China UNiversity of Geosciences, by invitation.
Year(s) Of Engagement Activity 2017