ALTER - Alternative Carbon Investments in Ecosystems for Poverty Alleviation

Lead Research Organisation: Hawassa University
Department Name: Environment Gender & Development Studies

Abstract

ALTER aims to demonstrate that there are real and lasting benefits for wide scale poverty alleviation, particularly for the rural poor, by tackling soil degradation at a range of spatial scales, from field to landscape, and using opportunities within agricultural as well as severely degraded land. Throughout the world, soil degradation impacts on the health, wealth and well-being of rural people in many different ways. Soils have a key supporting role in maintaining agricultural yields, water availability, water quality, resources for grazing animals and other ecosystem services. Some are perhaps less obvious but still valued such as maintaining habitats to support honey-bees and local wildlife. In Africa, soil degradation is recognised as a major constraint to alleviating poverty in rural communities. We have chosen to work in Ethiopia and Uganda where there are contrasting issues of soil degradation in mineral and organic soils are a result of agricultural land use but similar reliance in rural communities' on a range of benefits from soils.

Solutions to soil degradation are not simple and require a much better understanding of how people benefit from soils, what they stand to gain if they can improve the condition of the soils that they manage whether for crops, livestock, timber production or as semi-natural areas, what they would need to do to accomplish this and what barriers may prevent this. In parallel we need to gain better insight into the likely success of different management options to improve soils. Ultimately these options will require some form of investment whether that be via money, time, resources or other mechanisms. We will investigate the relative pros and cons of these mechanisms from the perspective of local people, organisations involved with markets for Payments for Ecosystem Services and national objectives in alleviating poverty. A broader view of carbon benefits and trading is an opportunity to invest in lasting improvements in degraded ecosystems and the livelihoods of the poor that depend on these.

All of this research and evidence building needs to be placed into the context of climate change. We need to establish that whatever might be suitable, acceptable and viable for tackling soil degradation now will have long-term benefits to local people and that these benefits will not be negated by the on-going changes to local climate.

The ALTER project is an international consortium between The James Hutton Institute (UK), University of Aberdeen (UK), Hawassa University (Ethiopia), The Ethiopian Government's Southern Agricultural Research Institute (SARI, Ethiopia), Carbon Foundation for East Africa (CAFEA, Uganda) and the International Water Management Institute (Nile Basin & Eastern Africa Office, Ethiopia). This team brings together natural scientists, social scientists and economists to work together with rural communities and other local decision-makers and facilitators to improve our capacity to predict how human-environment linked systems respond to incentives and other drivers change. This predictive capacity is needed to be able to explore whether different options for change could result in substantive poverty alleviation.

Planned Impact

ALTER seeks to achieve high impact by developing and implementing a Pathways to Impact (PtI) plan that permeates and frames the expected outcomes of all project activities. This PtI has a statement of desired change, that "the overarching aim of ALTER is to establish whether investment in soil carbon can be used to alleviate poverty (in addition to or as an alternative to aboveground carbon) by restoring, enhancing or protecting the goods and services provided by ecosystems in regions where soils are degraded or under threat of degradation".
practices
The desired change as a consequence of ALTER's outputs is that soil degradation is reversed through management to achieve short- and medium-term benefits for poverty alleviation and enhance resilience of ecosystem services, whilst local, national and international capacity to invest in soil is achieved.
The ALTER project would provide the evidence necessary for this change to be promoted by national and international organisations and to provide local people with sound knowledge of opportunities available to tackle soil degradation. We will seek to influence institutions and governance structures that most relate to poverty alleviation. These include National Development Plans and implementation of existing National Adaptation Plans of Action and Nationally Appropriate Mitigation Actions.
The PtI is developed in collaboration with local partners and structured to utilise the Theory of Change and ESPAs Impact and Knowledge Strategies, whilst building on partners' extensive range of experience in stakeholder engagement and research support for policy. There are many opportunities for developing metrics for measuring impact within the project. These include quantifiable measurements of soil carbon, fertility, primary production and flow of ecosystem services leading to poverty alleviation. ALTER will implement a set of Ideals: Innovation: improving on existing practises and building capacity; Inclusion: harnessing the potential of partners, collaborators and wider stakeholders; Implementation: showing how 'good practice' works; Linkage: linking up with previous and existing projects and programmes and Legacy: creating practises, attitudes and organisational structures that outlast the project. We will utilise the PtI Advisory Working Group (see Pathways document) to develop these metrics as appropriate to each location to ensure appropriate coverage and relevance. Whilst ALTER will report to the Research Outcome System, we will also seek to monitor flow of data and information through relevant organisations and maintenance of networks to ascertain the impact on achievement of the Statement of Desired Change.
By engaging with multiple stakeholders, from local communities, research organisations to regional and national government, we will develop working relationships that facilitate two-way dialogues with those we seek to learn from, inform and influence. We will map out networks of stakeholders to ensure an efficient process of engagement that provides a two-way flow of information between the multiple research disciplines. This enables the identification of key actors and targeting of influence efforts to increase the probability of effective change. Engagement with stakeholders, both within ALTER and wider networks will help ensure that all opportunities to influence the contextual drivers are taken. This presents a logical sequence through which ALTER will achieve the desired impact across multiple scales.
We will develop multi-media approaches designed to suit the needs of the range of stakeholders involved. Effort will be channelled through a range of communication media: Policy engagement; Linking to other projects and initiatives; Social networking and new media; Extension services; Workshops; Master classes; Local internet; Academic; Government, planning and policy. The details of activities for each of these media are provided in the Case for Support WP4.

Publications

10 25 50
 
Description Modelling smallholder farmer preferences for soil management measures: a case study from South Ethiopia
Soil degradation is a major environmental problem in Ethiopia posing serious threats to agricultural
productivity and livelihoods. The interactions of numerous socio-economic, demographic, natural, and
institutional factors constitute the underlying causes of soil degradation in the country. However, there
exist evidence gaps on the contextual factors that actually hinder investments on soil conservation
among smallholders in Ethiopia. Using data generated through a stated preference method designed to
eliciting preferences and choices on alternative soil management options among 359 sample farm
households in Southern Ethiopia, this study investigates investment constraints on soil management
technologies among smallholders. A random parameter logit (RPL) model was implemented to estimate
the choice modelling. Results indicate that smallholder farmers are willing to invest in soil
management technologies if appropriate incentive mechanisms, primarily, secured land tenure rights and access to credit are put in place. As land tenure security appears a critical
determinant factor in influencing
technologies and as the prevailing land tenure regime does not allow private property rights on
land in Ethiopia, we suggest secure land rights need to be strengthened in order to enhance agement technologies in the Ethiopia. Furthermore, inducing
adoption of soil management technologies among smallholders necessitates improved access
to credit, via for instance, rural microfinance schemes. Finally, any support provided to
smallholders to encourage adoption of soil management measures should be considered not
only as the on-site private benefit; but also the wider societal off-site benefits through the
provision of multiple ecosystem services.
Exploitation Route publication in journal
Policy brief
Stakeholders workshop
Sectors Agriculture, Food and Drink,Communities and Social Services/Policy,Environment

 
Description The project organized stakeholders workshop to provide feedback on key findings and institutionalized the results. To this effect eight articles complied in proceeding is shared with local and regional stakeholders. In 2017 additional stakeholders consultative workshop organized and book of abstract shared.
First Year Of Impact 2017
Sector Agriculture, Food and Drink,Environment
Impact Types Societal,Policy & public services

 
Description Restoration of areas: an effective strategy to refurbish soil and ecosystem services
Geographic Reach Local/Municipal/Regional 
Policy Influence Type Influenced training of practitioners or researchers
Impact The policy brief has changed the attitude and practice of practitioners at local and regional levels and that of researchers in the area.
 
Description Building Resilience in Ethiopia's Awassa region to Drought (BREAD)
Amount £176,689 (GBP)
Funding ID NE/P004830/1 
Organisation Natural Environment Research Council 
Department NERC PURE programme
Sector Academic/University
Country United Kingdom
Start 01/2017 
End 03/2018
 
Description Improving Organic Resource use in rural Ethiopia (IPORE)
Amount £149,080 (GBP)
Funding ID ES/P002501/1 
Organisation Economic and Social Research Council 
Sector Public
Country United Kingdom
Start 01/2017 
End 10/2018
 
Title Qualitative methods 
Description We used FGD and KII to elicit the community knowledge and experiences on the distribution and benefit form area enclosure. The findings clearly show the multiple benefit the community obtained from area enclosure while it also highlight the unequal benefit from such common pool resources and the human and wild animal conflicts particularly to those households near the enclosure. 
Type Of Material Model of mechanisms or symptoms - human 
Year Produced 2017 
Provided To Others? Yes  
Impact The research finding lead to further study on the willingness of the community to comensate those househods affected by wild animal rides. 
 
Title Quantitative methods 
Description Under this broad method we used household questionnaire survey and choice experiment. 
Type Of Material Model of mechanisms or symptoms - human 
Year Produced 2016 
Provided To Others? Yes  
Impact The household survey contributed to the publication of the link between poverty and ecosystem while the choice experiment gave an insight on the management options of restoration areas. 
 
Title Choice experiment 
Description A choice experiment was conducted (using a household survey) to investigate farmers' preferences for different soil management options 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Title Focus group on livelihood strategies 
Description notes from 3 focus groups (in 3 different communities) on current livelihood strategies in the study area 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Title Focus group on soils 
Description Notes from 3 focus groups on local knowledge and perceptions of soils in the study area 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Title GIS based study of land use dynamics 
Description satellite images and aerial photos were used to analyse which changes in land cover have taken place in the study area. This information can be used to corroborate the causes behind soil degradation in the area. 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Title Household survey 1 
Description Household survey covering livelihoods and household assets 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact the survey data has been used to investigate the relationship between poverty/wealth and the use of natural capital. 
 
Title Household survey on barriers 
Description Household survey investigating the main barriers which prevent farmers from adopting soil management and soil conservation measures. 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Title Household survey on land allocation 
Description Household survey on how farmers allocate land. This will help to understand farmers' decision making and understand the dynamics behind issues of soil degradation. 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Title Participatory mapping 
Description notes and paper maps from participatory mapping exercises in 3 communities to understand what benefits and disbenefits people receive from the environment 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Title Photovoice 
Description notes and geotagged images from photovoice exercise on the positive and negative things people perceive from the local environment 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Title Time lines of change 
Description notes from 3 focus groups creating time lines of change depicting main changes in the study area in terms of livelihoods and land cover. 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Title farmers' planning and decision making 
Description notes from 2x36 interviews with farmers about their planning and decision making regarding farming, and how and why these plans may change due to unforeseen circumstances. Due to the 2015 El Nino, most of the second round of interviews dealt mainly with the impact of the El Nino related catastrophic drought and is therefore more a reflection on how farmers attempt to cope with severe climatic shocks rather than more 'normal' adjustments in their farming operations. 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Title focus group on drivers of land use change 
Description notes from 3 focus groups on the main drivers behind land use change in the study area 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Title focus groups on restoration areas 
Description notes from 3 focus groups on the benefits and disbenefits of restoration areas which are the main communal soil restoration initiative. 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Title wealth ranking exercise 
Description notes from wealth ranking exercises carried out in 3 communities to gain a better understanding of people's perceptions of what characterises different wealth/poverty classes and produce a community classificiation of households in their community in terms of these wealth/poverty classes 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact none so far 
 
Description University and Research system partnership 
Organisation Department of Agriculture and Natural Resources
Country Philippines 
Sector Public 
PI Contribution Hawassa University is one of the comprehensive University in Ethiopia and rarely work with regional government institutions such as research and extension. ALTER project give us an opportunity to work in partnership with Southern Agricultural Research Institute and Bureau of Agriculture and natural Resources. The project help us to do research on different themes and to organize a joint stakeholder workshop which bring together regional and national actors.
Collaborator Contribution The partners contribute in the following areas 1. Sharing research findings 2. Contribute finance, logistic and meeting spaces
Impact 1. Joint research conducted 2. three stakeholders workshop organized
Start Year 2013
 
Description University and Research system partnership 
Organisation Southern Agricultural Research Institute (SARI)
Country United Kingdom 
Sector Charity/Non Profit 
PI Contribution Hawassa University is one of the comprehensive University in Ethiopia and rarely work with regional government institutions such as research and extension. ALTER project give us an opportunity to work in partnership with Southern Agricultural Research Institute and Bureau of Agriculture and natural Resources. The project help us to do research on different themes and to organize a joint stakeholder workshop which bring together regional and national actors.
Collaborator Contribution The partners contribute in the following areas 1. Sharing research findings 2. Contribute finance, logistic and meeting spaces
Impact 1. Joint research conducted 2. three stakeholders workshop organized
Start Year 2013
 
Description University and Research system partnership 
Organisation Southern Agricultural Research Institute (SARI)
Country United Kingdom 
Sector Charity/Non Profit 
PI Contribution Hawassa University is one of the oldest comprehensive University in Ethiopia actively working in teaching, research and community services. It is rarely working with research and extension system. ALTER project bring together Research and extension system and they are working to address problems which has significance to millions of smallholder farmers and policy makers.
Collaborator Contribution 1. Joint research conducted 2. Three stakeholder workshops conducted and the workshop proceeding shared with stakeholders
Impact 1. Joint review of reserach activities 2. Joint meetings 3. Stakeholder conseltation
Start Year 2013
 
Description Local and regional stakeholder workshop, Halaba 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Policymakers/politicians
Results and Impact A workshop was held to inform local and regional stakeholders of the project findings to date and to get their feedback. The event was attended by around 70 participants including local and regional government officials, practitioners and representatives of local farmers' organisations. The event consisted of presentations by members of the project team from Hawassa University as well as addresses by invited officials. This was followed by a general discussion session where the participants commented on the results achieved so far and pointed towards future work.
Year(s) Of Engagement Activity 2015
 
Description Presentation at ESPA conference 2015 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact Presentation given at the annual ESPA conference 2015 on the qualitative work (focus groups, participatory mapping and photovoice) on benefits and disbenefits from restoration areas.
Year(s) Of Engagement Activity 2015
 
Description Presentation at FLARE conference, 2015 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other audiences
Results and Impact Presentation given at the international FLARE conference (on forests and livelihoods) in the run-up to the Paris climate COP 2015. The presentation dealt with benefits and disbenefits from restoration areas and the advantages and draw-back of methods such as participatory mapping and photovoice to investigate these issues
Year(s) Of Engagement Activity 2015