Understanding non-elastic effects in accretionary wedges using the Kaikoura earthquake: Investigating a major potential tsunami hazarard

Lead Research Organisation: University of Sheffield
Department Name: Geography

Abstract

When an earthquake occurs, elastic energy that has been stored in rocks that have been undergoing gradual distributed deformation is released suddenly along one or more planar discontinuities known as faults. By definition faults are non-elastic, as they relieve stored elastic energy, localising damage. However, where the rocks on either side of the fault are not significantly damaged, horizontal and vertical coseismic surface movement determined from field observations, InSAR, or other techniques may be used to construct an elastic half-space model that predicts the direction and magnitude of slip at a full range of depths on the fault plane. However, in some cases these models are compromised by non-elastic behaviour of rock bodies, leading to inconsistent surface rupture results and likely significant errors in slip-at-depth estimates. Non-elastic effects in this sense may be caused by movements on subsidiary faults, folding of rock strata, change of shape of soft, deformable zones, and viscoelastic deformation of the ductile lower crust; these effects are witnessed most evidently by post-seismic movements, commonly observed in the days to months after large earthquakes, and also by aftershock earthquake events that are located off the main fault.

Improving our understanding of these effects is important, as the relationships between fault slip and earthquake magnitude forms a significant component of seismic hazard analysis. In this specific case, improving our model of slip along all faults involved in the 2016 Kaikoura earthquake will enhance models of crustal stress accumulations in this region, key to developing improved short and medium term earthquake forecasts and seismic hazard analysis. Further, developing an improved insight of the mechanisms that pertain in accretionary prisms located above subduction interfaces is highly significant for understanding tsunami generation, both in New Zealand and elsewhere.

We have an opportunity to take advantage of recent significant conceptual and processing developments in the field of 3-D strain modelling made at the Earth Observatory of Singapore (EOS), an Institute of Nanyang Technical University, Singapore. Combining geophysical and mathematical skills, the group headed by Asst. Prof. Sylvain Barbot has developed an approach to modelling complexity in crustal deformation that is significantly more computationally efficient than previous numerical approaches. This represents an unprecedented opportunity to take advantage of the very large and complex Kaikoura earthquake of 14th November 2016 to study in detail how accretionary wedges adjust their shapes as the position of tectonic plates, and the different components of the continental-ocean margin, evolve through time. The high quality data that we have collected as part of our on-going NERC urgency award (NE/P021425/1) makes this an attractive research collaboration for the EOS research team, while for us, it significantly extends the scope of our project, providing the opportunity to leverage our results to develop significant discoveries in the fundamental behaviour of fault movement, earthquake generation and landscape evolution. This will add significant value to the existing NERC-funded project, and form the basis for longer term research collaboration, whilst delivering important new information for seismic hazard analysis, helping to build resilience against natural hazards.

Planned Impact

In the short term, during the time-period of the International Opportunities Fund (IOF) grant, the direct beneficiaries will be our NERC urgency project (NE/P021425/1) partners GNS Science (New Zealand), our industry partner Geospatial Research Ltd (GRL, UK) on that project, as well as the local rural landowners around the rupture on the northern extend of the South Island of New Zealand. GNS Science will benefit from a significantly enhanced analysis of existing observations beyond that performed to date, providing an improved understanding of the geological and fault structures at depth over a significant area. This analysis will also provide an opportunity to re-evaluate past earthquakes in the Marlborough Fault Zone (MFZ) and beyond, for example the historic ruptures of 1848 (estimated Mw of 7.8) on the Awatere fault and 1855 (estimated Mw of 8.2) on the Wairarapa fault. This MFZ is located close to New Zealand's capital city, Wellington (population 400,000), besides other significant population centres (Christchurch, Nelson, Blenheim), and improved understanding of the processes involved in MFZ earthquakes has significant potential implications for estimating seismic hazard. This event has likely increased stress on faults in and around Wellington, but understanding non-elastic effects is highly significant in estimating where and by how much.

In both New Zealand and beyond, significant hazard is posed by tsunamis generated either directly by sub-sea surface rupture during earthquakes, or by undersea slides triggered by seismic shaking. The presence of "pop-up" structures in the 2016 Kaikoura earthquake, at a range of scales, highlights the need for understanding their genesis. Where these are located underwater, they have the potential to represent significant tsunamigenic sources. Pop-ups may themselves be regarded as a form of non-elastic response; determination of the particular geometric and frictional properties of faults responsible for these structures is important in understanding how and where non-elastic effects away from the main faults present themselves, and the threat that they may represent for submerged accretionary prisms above subduction zones such as in SE Asia.

During our recent fieldwork, we have developed relationships with around a dozen rural landowners whose properties straddle faults involved in the 2016 event. Landowners' on-going observations of ground movements, fence ruptures, changes in water courses and other effects were valuable in planning our early research efforts for our urgency project, such as GNSS site selection. Landowners are also keen to gather all information regarding on-going deformation, in particular for vertical movements that have implications for the vulnerability to future flooding and modified drainage issues.

Longer Term and indirect impacts and benefits:

Development of these novel mathematical and modelling techniques, and their application to such a large and well-instrumented event, will widen impact by providing an approach for the improved interpretation of future events globally. Over the much longer term into the next decade, far beyond the timescale of this IOF project, the potential beneficiaries will be organisations charged with updating earthquake rupture forecasts and populations that these forecasts are designed to help protect. Updates to national scenarios will benefit populations with improved forecasts that are more likely to include the potential for these large complex earthquake rupture events, and by improving the preparedness for large earthquakes, resulting in reduced fatalities, injuries and property losses.

Publications

10 25 50
 
Description The background to the application for this award was the expectation from our own observations and information published and released by other researchers that there was a significant non-elastic component to this earthquake. However, our findings from consideration of the data collected as part of our associated NERC Urgency award strongly suggest that this is not the case here, and instead the patterns observed result from a greater degree of complexity of smaller rigid/elastic blocks at a spatial scale not well recovered by many of the techniques applied by other researchers. These findings represent the framework for our forthcoming publications (one in press, one in preparation) of the results from this and the associated Urgency award.
Exploitation Route The interpretation of the events that took place during an earthquake during the days and weeks after the event will probably need to note the apparent complexity and scale dependence of different information sources when attempting some form of joint inversion or interpretation. We note that New Zealand's GNS Science, responsible for seismic hazard assessment are changing their approach to this in the light of information from this and our ongoing NSFGEO-NERC joint project in the same area.
Sectors Construction,Education,Energy,Environment,Government, Democracy and Justice,Transport

 
Description The findings of the tsunami modelling research is being used to update forthcoming risk reduction policies.
First Year Of Impact 2021
Sector Environment
Impact Types Societal,Economic,Policy & public services

 
Description EOS collaboration 
Organisation Nanyang Technological University
Department Earth Observatory Singapore
Country Singapore 
Sector Academic/University 
PI Contribution We have contributed data, observations and ideas during our research.
Collaborator Contribution They have contributed expertise in numerical modelling and simulation.
Impact The outcome so far is the award of an additional NERC International Opportunities Fund grant which commenced in 2018.
Start Year 2017
 
Description ATD-2021 invited talk 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Invited talk to French meeting "Active Tectonics and Dating" held in Praz-sur_Arly, Haut Savoire, France, 14-16th September 2021. The talk was titled "Luminescence Dating Techniques applied to Active Tectonic Contexts" and was made to an audience both in person at the meeting venue, but also on-line. The focus of the meeting was improved understanding of seismic hazard and fault movement in France, with a particular emphasis on nuclear safety. There was significant debate, discussion and engagement with me following my presentation, including invitation for involvement in a forthcoming workshop in France.
Year(s) Of Engagement Activity 2021
URL https://www.sigma-2.net/agenda/international-workshop-on-active-tectonics-and-dating.html
 
Description BGS visit 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Industry/Business
Results and Impact A day visit by the PI to BGS, Keyworth, Notts to discuss outcomes of study, implications for UK seismic hazard analysis and possible future collaboration, October 2019
Year(s) Of Engagement Activity 2019
 
Description BGS visit to Sheffield 
Form Of Engagement Activity Participation in an open day or visit at my research institution
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Industry/Business
Results and Impact A visit to the University of Sheffield by the Chief Geologist for England and colleagues to discuss different research collaboration possibilities, June 2019
Year(s) Of Engagement Activity 2019
 
Description CEREGE 2022 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact Presentation and practical exercises focussed at developing an improved understanding of how chronological methods, in particular OSL and IRSL dating, can be used to determine the timing of past seismic events and to evaluate fault slip rates.
Year(s) Of Engagement Activity 2022
 
Description COMET 2019 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact A short presentation about active tectonics and the relationship between spatial and temporal complexity based on both the 2016 Kaikoura earthquake and previous Marlborough region earthquakes, at the NERC COMET annual meeting, June 2019.
Year(s) Of Engagement Activity 2019
 
Description EGU 2019 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Talk at EGU 2019 relating spatial & temporal fault complexity to landscape development: comparing the Mw 7.8 Kaikoura Earthquake, 2016, to past behaviour of the Marlborough Fault System, New Zealand.
Year(s) Of Engagement Activity 2019
 
Description EGU talk 2022 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Talk at the European Geosciences Union congress in Vienna 23-27th May 2023, titled "New luminescence chronological tools for dating and tracing sediment movement", based on findings from research in New Zealand as part of several projects.
Year(s) Of Engagement Activity 2022
URL https://doi.org/10.5194/egusphere-egu22-12285
 
Description EGU2018 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Oral presentation at the European Geosciences Union conference in Vienna, 2018, within a session focussed at seismic hazard analysis including a significant number of non-academic professionals from different government agencies charged with seismic hazard analysis. The talk was entitled "Understanding fault complexity in New Zealand: Relationship of the 2016 Mw7.8 Kaikoura earthquake to previous deformation within the Marlborough Fault Zone". The audience also included postgraduate students from across Europe and the world. The presentation resulted in multiple conversations with participants, and discussion of the implications of the projexct findings and ideas for other hazard contexts.
Year(s) Of Engagement Activity 2018
 
Description EOS visit 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact Presentation at the Earth Observatory Singapore (EOS), Nanyang Technological University attended by wide range of audience members, followed by a workshop with EOS colleagues. Subsequent discussion about additional future research possibilities and application of technical developments made during the project, as well as outreach activitiues making use of existing EOS networks in SE Asia.
Year(s) Of Engagement Activity 2018
 
Description Fieldwork outreach 2019 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact During several visits, the team engaged members of the public in some of the areas of New Zealand most significantly affected by the Kaikoura earthquake, and talked to them about likely outcomes such as increased flood risk following river channel migration and elevation changes.
Year(s) Of Engagement Activity 2019
 
Description LED2021 talk 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact Presentation at the LED2021 International conference held on-line in September 2021. There were 464 participants from around the world who took part, including 101 students and 75 ECRs. There were ~2800 logins during the 5 day meeting, and >5400 since presentations were uploaded
Year(s) Of Engagement Activity 2021
URL https://led2021.wordpress.com/thank-you-for-being-part-of-led2021/
 
Description NTU visit 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Discussions and presentations during project meeting at NTU Singapore, May 2019
Year(s) Of Engagement Activity 2019
 
Description Oxford seminar 2020 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact Departmental seminar at Earth Sciences, University of Oxford, and discussions with collaborators, colleagues and students about IRSL dating, January 2020
Year(s) Of Engagement Activity 2020
 
Description Rhodes AGU 2021 talk 2 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Talk at AGU 2021 in New Orleans, USA, titled "T43B-02 - Improving and assessing luminescence chronological approaches for the determination of slip rate and in paleoseismology". Several audience members approached me to discuss issues further following the presentation.
Year(s) Of Engagement Activity 2021
URL https://agu.confex.com/agu/fm21/meetingapp.cgi/Paper/955157
 
Description TSG 2018 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact Presentation at the 2018 Tectonics Study Group meeting in Plymouth, UK, entitled "Sub-parallel normal and thrust faulting in the same earthquake?" presenting results from the Urgency Award and establishing the intellectual framework for the associated IOF award. This was a large audience including participants from outside academia.
Year(s) Of Engagement Activity 2018
 
Description Talk to Malvern U3A geology group 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Public/other audiences
Results and Impact Talk about relationships between geomorphology, earthquakes, landscape evolution and geochronology, focussing in particular on New Zealand, using data from this suite of projects.
Year(s) Of Engagement Activity 2021
 
Description Talk to Shropshire Geological Society 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Public/other audiences
Results and Impact Talk about relationships between geomorphology, earthquakes, landscape evolution and geochronology, focussing in particular on New Zealand, using data from this suite of projects.
Year(s) Of Engagement Activity 2020
 
Description UoA 2020 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Talk about my research in active tectnics and luminescence dating at the University of Alabama, Tuscaloosa, USA
Year(s) Of Engagement Activity 2020
 
Description UoC Santiago 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Departmental seminar in the Department of Earth Sciences, University of Chile, Santiago, Chile, with discussion and further interaction with department members after the close of the formal session, on 24 August 2022.
Year(s) Of Engagement Activity 2022