A typology of defectiveness

Lead Research Organisation: University of Surrey
Department Name: Languages and Translation Studies

Abstract

An important design feature of language is the use of productive patterns. We have 'enjoy' ~ 'enjoyed', 'agree' ~ 'agreed', and many others. On the basis of this productive pattern, if we meet a new verb 'transduce' we know that there will be the form 'transduced'. Even if the pattern is not fully regular, there will be a form available, as in 'understand' ~ 'understood'. Surprisingly, this principle is sometimes violated, a phenomenon known as defectiveness, which means there a gap in a word's set of forms. The missing singular form of English 'scissors' is one example, and more striking instances can be found in languages with more complex systems of inflection (for example, Russian nouns that lack a genitive plural, or verbs which lack a first person singular form).
Although such gaps have been known to us since the days of Classical grammarians, they remain poorly understood. It is generally assumed that the rules of language encode how things are to be done, and that speakers extrapolate these rules to all the words they encounter. This is how language is structured, and this how language is learned, or so we think. Defectiveness contradicts these assumptions, because it seems to require that speakers know that for certain words, not only should one not employ the expected rule, one should not employ any rule at all. This is a serious problem, since it is probably safe to say that all reigning models of grammar were designed as if defectiveness did not exist, and would lose a considerable amount of their elegance if it were properly factored in. However, at present, we cannot go very far in addressing the issue, since we have only fragments of data from an odd assortment of languages, each with its own peculiarities and each being given its own analysis. But the problem is too challenging to yield to this piecemeal approach. In order to make any substantial assessment of what defectiveness implies for grammatical theory, we need a much deeper and more extensive understanding of its typological range. We pose the following research questions:

1. How prevalent is defectiveness in the world's languages?
2. What grammatical features can be affected?
3. What kinds of paradigms are subject to gaps?
4. How does defectiveness arise historically? What happens to it over the course of time?

These questions will be addressed by the construction of larges-scale cross-linguistic and typological databases (which will be made publicly available over the internet as part of the Surrey Morphological Databases project), and historical case studies of selected phenomena. Further, we will raise awareness of the importance of defectiveness for linguistic theory by holding a dissemination conference. The results of these investigations will be of interest to all linguists interested in the architecture of inflection, to typologists, to psycholinguists and to researchers in language acquisition.

Publications

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BAERMAN M (2010) Defectiveness and homophony avoidance in Journal of Linguistics

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Baerman M (2010) Defective Paradigms

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Baerman, M (2009) The diachrony of defectiveness in Chicago Linguistic Society 43 (2)

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Brown, Dunstan, Carole Tiberius, Marina Chumakina, Greville G. Corbett, Alexander Krasovitsky (2009) The Use of Databases in Cross-linguistic Studies

 
Description There were four objectives outlined in the original proposal:

Objective 1. 'Put the study of the key phenomenon of defectiveness on a sound empirical base, by producing a representative body of examples.'

We produced two databases which together constitute the largest collection of examples yet available. Each example is extensively annotated, which allows the user to understand it in the context. The first database (cross-linguistic), is designed to assess the prevalence of defectiveness. It is thus of the established type: it involves a survey of 100 languages (distributed genetically and geographically), and of these languages, 47 yielded relevant material. The second database was innovative in setting up a schema of the logically possible types, according to three categories: (i) word class, (ii) morphosyntactic feature, and (iii) paradigmatic correlation, i.e. whether the gap corresponds to a morphological or a morphosyntactic category (or neither). Within this schema, 29 distinct types are described.

Objective 2. 'Make these results widely and freely available.'

The two databases are available via the project website. The website also includes an annotated bibliography of works on defectiveness, and presentation materials from the conference (see following). Additional means of dissemination have included (i) a two-day conference at the British Academy ('Defective paradigms: missing forms and what they tell us'), which had 55 registered participants, (ii) a volume of selected papers from that conference published by, and a number of (iii) conference/seminar talks, and (iv) journal articles and book chapters.

Objective 3. 'Lay out the ramifications that defectiveness has for linguistic theory.'

Prior work on defectiveness has made rather opportunistic use of selected examples that formed only a tiny corpus, in order to make very specific points. By expanding the stock of examples and subjecting them to a theory-neutral analysis, we have raised the level of argumentation for future work. In particular, we have shown that the ongoing debate which opposes a deterministic approach (paradigm gaps are the predictable result of the interaction of components of the grammar) to a stipulated approach (gaps are morphologically marked, and simply memorized as such) should give way to an approach that combines the two, and recognizes the key role in this played by historical change.

Objective 4. 'Test specific proposals about the historical genesis of defective paradigms.'

The role of diachrony, though often considered, had not been subject to sustained empirical scrutiny prior to this project. We conducted three detailed historical case studies of the development of defective paradigms, each of which involves a typologically distinct pattern: (i) the missing first person singular in Russian, where the gap corresponds to a morphological stem alternation, (ii) the missing oblique case forms of 'someone' and 'something' in Russian, where the gap corresponds to the morphosyntactic opposition of direct and oblique cases, and (iii) the missing first person plural of stative verbs in Tamashek, where the gap does not correspond to any natural class. In addition, these case studies involved varied methodology (corpus analysis, traditional philological work and, reconstruction based on variation across related dialects).
Exploitation Route 1. The subject is of huge significance for linguistics. Given what is generally believed about the way in which language
works, we do not expect apparently arbitrary gaps. Our theories predict that such gaps would be filled. And yet
defectiveness goes against the general trend and against all of the predictions. Indeed Professor Stephen Anderson (until
recently, the President of the Linguistic Society of America) remarked that the existence of defectiveness and the then
lack of research on t
Sectors Education

URL http://www.defectiveness.surrey.ac.uk/index.html
 
Description The effect outside academia is through advancing our understanding of natural language. Since language has such a key role in our lives, the eventual benefits of such advances are enormous, in areas as diverse as language teaching and speech therapy, but the lead-time from theoretical advance to practical outcome is rather long. While we carry out the research with the longer term benefit in view, we are mindful that it is much harder to provide evidence for this section than for the remaining ones.
First Year Of Impact 2006
Sector Education
Impact Types Cultural

 
Title 100-language cross-linguistic survey of defectiveness 
Description To gain an impression of the prevalence of inflectional defectiveness in the languages of the world, we have surveyed a controlled sample of 100 languages, based on the list used for the World Atlas of Language Structures. 
Type Of Material Database/Collection of data 
Year Produced 2009 
Provided To Others? Yes  
Impact The database has proven to be a valuable tool in linguistic research. 
URL http://www.defectiveness.surrey.ac.uk/WALS/index.htm
 
Title Typological database of defectiveness 
Description This database illustrates different types of defective paradigm according to various morphological and morphosyntactic parameters: Word class: what word class do the defective lexemes belong to? Morphosyntactic category: what morphosyntactic features characterize the missing forms? Paradigmatic correlation: can the gap(s) in the paradigm be described in terms of an easily definable morphological category (e.g. a word missing a particular morphological stem) or a morphosyntactic category (e.g. a verb missing its past tense or 1st person singular)? 
Type Of Material Database/Collection of data 
Year Produced 2009 
Provided To Others? Yes  
Impact The database has been a valuable tool to researchers and educators in linguistics. 
URL http://www.smg.surrey.ac.uk/Defectiveness/
 
Description 'A realizational approach to the morphology of the Kokota NP', UKARG Workshop, School of Oriental and African Studies. 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation paper presentation
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2008
 
Description Can there be a Table of the features and their values? Invited paper at the Universals Workshop, Harvard University 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation keynote/invited speaker
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2008
 
Description Canonical inflection classes. Decembrettes6 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation keynote/invited speaker
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact discussions ensued
Year(s) Of Engagement Activity 2008
 
Description Canonical typology: taking stock, workshop 'Grammatical Constructions in Time and Space', University of Oslo 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation paper presentation
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2008
 
Description Congruent and incongruent morphological defectiveness. LAGB London Sep 2007 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation paper presentation
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Discussions ensued
Year(s) Of Engagement Activity 2007
 
Description Corbett, Greville G. 'A canonical approach to case in Slavonic', Invited lecture at the conference Croatian Syntax Days, Osijek. 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation keynote/invited speaker
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2008
 
Description Corbett, Greville G. 'Adjectives, features and lexical categories', Colloque international sur Les adjectifs, Université Lille 3. 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation keynote/invited speaker
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2007
 
Description Corbett, Greville G. 'Canonical features and their interaction with Part of Speech categories', Invited paper Workshop on Markedness and Underspecification in the Morphology and Semantics of Agreement (MUMSA), Harvard University. 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation keynote/invited speaker
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2008
 
Description Corbett, Greville G. 'Words of the world's languages: celebrating diversity', Department of Chinese Studies, National University of Singapore. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2008
 
Description Defective paradigms, Association for Linguistic Typology, Paris. 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation paper presentation
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2007
 
Description Defectiveness and homophony avoidance. Decembrettes6 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation keynote/invited speaker
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact discussions ensued
Year(s) Of Engagement Activity 2008
 
Description Defectiveness and morphosyntactic deviance, Workshop on Theoretical Morphology, University of Leipzig. 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation paper presentation
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2008
 
Description Defectiveness: typology and diachrony; Defective paradigms: missing forms and what they tell us, London. 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation keynote/invited speaker
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2008
 
Description Defectiveness:typology and diachrony. Conference 'Defective paradigms:missing forms and what they tell us', London April 208 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation paper presentation
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact discussions ensued
Year(s) Of Engagement Activity 2008
 
Description Diachrony of defectiveness. Chicago Linguistic Society 43. 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation paper presentation
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2007
 
Description Morphological defaults. MorPa workshop, Toulouse 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation keynote/invited speaker
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact discussions ensued
Year(s) Of Engagement Activity 2008
 
Description Morphosyntactic features and their penumbras', Max Planck Institute for Psycholinguistics, Nijmegen, The Netherlands. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2008
 
Description Morphosyntactic features: canonical and non-canonical, University of Zagreb. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2008
 
Description Morphosyntactic features: not everything goes, University of Oslo. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2008
 
Description Origin and development of defective paradigms', 13th International Morphology Meeting, Vienna. 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2006
 
Description The historic roots of Russian defective verbs', American Association of Teachers of Slavic and East European Languages, Chicago. 
Form Of Engagement Activity Scientific meeting (conference/symposium etc.)
Part Of Official Scheme? No
Type Of Presentation paper presentation
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2007
 
Description The world's words: how different can they be? Zagreb Linguistics Circle 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Other academic audiences (collaborators, peers etc.)
Results and Impact Information taken from Final Report
Year(s) Of Engagement Activity 2008