External agreement

Lead Research Organisation: University of Surrey
Department Name: English

Abstract

In languages like English, the form of a verb is dependent on the properties of the subject. For instance, we say 'My brother laughs at these photographs' but 'My brothers laugh at these photographs'. The mechanism which provides the correct form of the verb is called agreement: in these sentences the verb agrees with the subject, and the difference in the form of the verb ('laughs' vs. 'laugh') is determined by the fact that the subject in one sentence is third person singular ('My brother') whereas in the other it is third person plural ('My brothers'). The agreement between a verb and its arguments is a familiar and cross-linguistically frequent phenomenon, considered by many linguists, of different theoretical persuasions, to be at the core of language.

Another type of agreement familiar from English, is the agreement between a noun and its modifier: in the examples above 'these' agrees with 'photographs' in plural number (compare the singular alternative 'this photograph'). Since the controller of the agreement, 'photographs' is plural in both sentences, it is not surprising that the form of the demonstrative also plural.

While verbs, adjectives, and demonstratives agree in many languages, a situation in which a preposition (such as 'at' in the examples above) would change in any way is rather unusual. Still, there are languages, such as Welsh and Breton, where the form of a preposition changes depending on the grammatical properties of the noun it introduces.

A situation where the form of a preposition would change depending on the properties of the subject, as verbs do in English, and not with the noun it introduces as in Welsh, is so rare that it until now has escaped linguistic analysis altogether. To give an illustration: if in the example sentences above the preposition 'at' had to appear in two forms: one in accordance with the singular number of the subject 'my brother' and another in accordance with the plural number, 'my brothers', we would consider this to be a very unusual agreement pattern. This type of agreement does not respect the existing syntactic grouping in a sentence but connects elements which belong to different syntactic phrases (such as 'my brother' and 'at'). We call this pattern "external agreement". External agreement challenges existing syntactic models: all current approaches define agreement as a local syntactic relation, i.e. occurring within clear syntactic domain such as verb phrase, noun phrase, prepositional phrase, etc.

External agreement, being extremely rare typologically, appears with fascinating regularity in languages of the Nakh-Daghestanian family spoken in the Caucasus: there are 17 languages with diachronically unrelated instances of external agreement. Such an abundance of examples appearing in languages with considerable variation in their syntactic systems makes external agreement in Nakh-Daghestanian an ideal opportunity for research into morphosyntactic, semantic and pragmatic mechanisms which regulate not only agreement, a fundamental part of a grammar of many languages, but also the less obvious relationships between syntactic elements in a sentence.

Our previous work on agreement gives us the theoretical apparatus necessary for accounting for this challenging phenomenon. Our typological work makes us aware of the range of morphological and syntactic possibilities in agreement systems. Finally, our expertise in Nakh-Daghestanian languages in general enables us to go straight into the intricacies of external agreement patterns.

Our project will (i) investigate the phenomenon of external agreement from a theoretical perspective; (ii) collect new data from little studied and/or endangered languages; (iii) compile a database and make it fully available for public online use; and (iv) publish a book and articles on the significance of our findings for current theories of grammar.

Planned Impact

The core activities carried out for this research constitute theoretical work which has its major impact within syntactic and morphological theory and Caucasian studies. While linguistic research of this kind makes a long-term contribution to a knowledge base that influences developments in social and commercial applications, we have identified two key communities beyond our narrow academic environment where impact will be more immediate. The two impact-beneficiary groups can be identified as:

(i) The native speaker communities of two small endangered/underdescribed languages of Daghestan: Andi (5,800 speakers) and Rutul (around 30,000 speakers).

Although a grammatical description of Andi exists, (Tsertsvadze, 1961, in Georgian), there is no grammar of Rutul, and there is no culturally significant language material for these two largely unwritten languages (no published texts or online recordings and the materials available to speakers are extremely limited).

Recent migration to big cities has had a devastating impact on linguistic and cultural diversity in Daghestan. The low social status of minority languages has caused language transmission to children to decline. Many small Daghestanian languages are not officially recognised, and people perceive them as 'dialects' with low prestige. However, our experience of working with the endangered Archi language spoken in the highlands of Daghestan proved that interest on the international level can change the attitude of the speakers considerably: after 12 years of our work, the presence of Archi in both official and social media rose dramatically: several websites created for the Archi village use our materials. Hard copies of the Archi dictionary (Chumakina et al, 2007), printed specifically for the community, have been warmly welcomed by Archi people, especially those who now live outside the Archi village. Archi language and culture has become more visible in the Daghestanian context and people now are less reluctant to claim their identity as Archi.

The data from Andi and Rutul, the focus languages of this project, will constitute a significant part of the database on external agreement, and we will publish the source data (annotated audio and video materials) online. The potential impact will therefore be a natural result of our academic activities: we will demonstrate to the speakers how highly we value their language, which will help to increase their willingness to pass the languages to younger generations. In addition to this, we will publish a booklet for each language with parallel texts: (a) a myth-like story on the origin of the people, (b) a recipe of a characteristic local food and (c) a collection of folk songs and poems. The materials will be published in a Cyrillic based orthography with Russian translations and colour photographs taken on site. This will demonstrate to the speakers that their languages, however small, are highly valuable on the international level. We will also make these booklets available online.

(ii) Members of the public who have an active interest in languages and/or socio-cultural diversity in general, particularly in issues surrounding language endangerment.

Our work will enhance the general knowledge and appreciation of endangered languages and cultures, bring largely unknown linguistic and cultural traditions to greater public attention, and provide better understanding of the factors that threaten and sustain languages. This will be achieved in part through our participation in large scale public outreach activities organised by the University of Surrey. These popular events - aimed at the general public - are widely publicised and have been well attended by the local community; at the recent Festival of Wonder in Guildford, demand for tickets outstripped the 9000 places available.
 
Description This project produced key findings in three linguistic areas: there are (1) typological, (2) morphosyntactic and (3) diachronic findings on unusual agreement targets in the clausal domain.

1. External agreement from a typological perspective.
The initial focus of this project was on Nakh-Daghestanian language family (comprising over 50 languages in 8 diverse language groups) and indeed, it is in the Nakh-Daghestanian languages that the most striking instances of external agreement were registered. Besides that, we have established a variety of unusual targets in nine other language families: Anim, Arawakan, Bantu, Indo-European, Kartvelian, Khoisan, Uralic, Songhay, Torricelli and in two linguistic isolates: Elamite and Nivkh.
The clausal agreement targets beyond the verb established during this project include practically every part of speech - yet the likelihood that members of any given category might agree are starkly asymmetrical, and within word classes there is substantial variation in terms of which members can agree. Most widely spread are externally agreeing adverbs registered in four groups spoken across Eurasia, namely Romance, Indo-Aryan, Nakh-Daghestanian, and Uralic, most notably in the Samoyedic branch. Externally agreeing adpositions are much more restricted in their distribution. To date, we know only of examples in the Nakh-Daghestanian, Anim, Romance and Songhay groups. In the data we have observed, it is never the case that all adpositions within any given language have the potential for agreement. For instance, in Kwarandzyey (Songhay) just one adposition agrees, while Ripano (Romance) has at least two and Coastal Marind (Anim) has four. In each case, the languages have many other items classed as adpositions that do not agree. This is clearly a lexically specified phenomenon. Just as adpositions can have external controllers of agreement, so too can complementizers. In the most robust examples, this is always the subject of the matrix clause (as documented in Bantu languages). This typically occurs in the context of a verb of speech or cognition, where the subject of the matrix verb is also the source of the content of the complement clause. It remains an open question whether agreement is ever possible with non-subjects that fulfil the semantic role of source within a matrix clause.
Perhaps the most surprising agreement targets we have identified are nouns and pronouns. The most robust evidence of nouns functioning as arguments agreeing with other arguments is observed in Andi (Nakh-Daghestanian). There is little doubt based on the data presented that the experiencer argument in affective constructions has many properties associated with subjects. The question that remains concerns whether this should be considered agreement - or an example of verbal concord, that operates over the entire sentential domain.
2. Morphosyntactic properties of unusual agreement targets.
Given that the archetypal properties of agreement are so closely tied to the special role of verbs in the clause, it seems reasonable to ask whether non-verbal agreement targets are subject to the same constraints as verbal targets, or whether their behaviour is better explained using different principles. The cross-linguistic evidence demonstrates that agreement-like processes involving non-verbal targets vary considerably from language to language. Within Romance varieties the potential for agreement on adverbs is lexically, structurally and semantically determined. For instance, in Cosentino, verb-oriented adverbs agree following an active-stative split: a particular semantic class of intransitive subjects and nominal objects control agreement. But there is a mismatch between the behaviour of the verb and adverb. In transitive clauses with a verb-oriented adverb, the verb agrees with the subject in person and number, and the adverb agrees with the object in gender and number. In Ripano, where adverbs never agree with subjects but not objects, an alternative analysis is required. In the Nakh-Daghestanian languages, agreeing adverbs include a range of different spatial, temporal and manner adverbs. Many of the agreeing spatial adverbs resemble intransitive adpositions. Strikingly, Nakh-Daghestanian adverbs retain their ability to agree even in clauses headed by verbs which do not show agreement. Finally, in Samoyedic languages, the adverbs agree in the same way as verbs except that the agreement has started showing signs of erosion (there are instances where the adverb uses default third person singular agreement, unlike what is seen on the verb).
3. Diachronic sources of agreement of unusual targets.
One of the research questions for this project was "How does external agreement develop?", and we have established several diachronic sources for unusual agreement targets. The category which has the most variety in terms of sources is - not unexpectedly - the word class which is typologically most likely to exhibit external agreement, namely, adverbs. Agreeing adverbs frequently develop from adjectives, as happens in Italo-Romance varieties, in Andi and some other Nakh-Daghestanian languages. But adjective is just one of the possible diachronic sources for agreeing adverbs; in Samoyedic languages many agreeing adverbs are diachronically based on nouns, and agreement morphology is not based on that seen on verbs but rather resembles possessive suffixes from the nominal paradigm. Agreeing adpositions often develop from non-finite verbal forms such as converbs and agreeing nouns in Nakh-Daghestanian most likely incorporate agreeing locative copulas.
Exploitation Route This project has brought radically new data to the discipline of linguistics. The languages of the Nakh-Daghestanian family, spoken in the Caucasus and accessible almost exclusively through Russian, demonstrate an abundance of so-called 'external agreement', a morphosyntactic phenomenon practically unknown in linguistics up to now and even predicted to be impossible by some major linguistic theories. By putting this new data into wide circulation in an internationally accepted format, we challenge existing views on agreement, one of the central grammatical phenomena, and hope to gain a new level of understanding of the limits on variation in human language.
As the project grew, a wide range of external agreement phenomena was discovered outside the Nakh-Daghestanian family, most notably in the Anim, Indo-European, Kartvelian and Uralic families. The results of this project make a significant contribution to linguistic typology, as well as to syntactic and morphological theory where agreement in the clause has been modelled around the verb and its arguments; we have established that agreement can involve adverbs, adpositions, conjunctions, complementisers, and even nouns and pronouns. We have investigated the dependencies within the clause between the agreement behaviour of more familiar targets such as verbs and the more unusual targets we have focused on; and have established semantic, pragmatic and structural factors regulating the agreement behaviour of externally agreeing unusual targets.
Sectors Other

 
Title Database of non-verbal agreement targets 
Description The database contains information on agreement targets in over 100 languages, including maps showing the global distribution of agreement targets and case study page outlining the agreement behaviour in 4 case study languages in Nakh-Daghestanian family, and profiles of 50 languages from around the world. The database is still under development but will be made available to general public in 2023. 
Type Of Material Database/Collection of data 
Year Produced 2023 
Provided To Others? No  
Impact All of the data contained in the database underpins the publications that we have generated for the project and are currently writing as future outcomes of the project. 
URL https://agreementtargets.surrey.ac.uk
 
Description A typology of agreement domains 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Paper given by Oliver Bond, Marina Chumakina and Steven Kaye at Kiel University, November 19, 2019.
Year(s) Of Engagement Activity 2019
 
Description A typology of locality 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Paper given by Oliver Bond, Marina Chumakina and Steven Kaye at the workshop "The many facets of agreement", University of Zurich, October 3, 2019.
Year(s) Of Engagement Activity 2019
URL http://www.dai.uzh.ch/conference
 
Description Agreement as an exponent of nominal inflection 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Paper given by Marina Chumakina at the workshop "New Fields for Morphology", University of Surrey, November 3, 2018
Year(s) Of Engagement Activity 2018
URL http://nfmw.github.io/
 
Description Bond, Oliver, Steven Kaye and Marina Chumakina. 2022. A typology of agreement targets. Paper given at the 55th Societas Linguistica Europaea meeting (SLE 55), University of Bucharest, August 26, 2022. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact talk given at SLE conference
Year(s) Of Engagement Activity 2022
 
Description Bond, Oliver, Steven Kaye and Marina Chumakina. 2022. A typology of agreement targets. Paper given at the Department of Comparative Language Science Colloquium, University of Zurich, April 6, 2022. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact talk given at colloquium
Year(s) Of Engagement Activity 2022
 
Description Bond, Oliver, Steven Kaye and Marina Chumakina. 2022. Alignment splits in adverbial agreement. Paper given at the 14th Conference of the Association of Linguistic Typology (ALT 14), University of Texas at Austin, December 15, 2022. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact talk given at ALT Texas
Year(s) Of Engagement Activity 2022
 
Description Chumakina, Marina, Oliver Bond and Steven Kaye. 2022. Agreeing adpositions. Paper given at the 14th Conference of the Association of Linguistic Typology (ALT 14), University of Texas at Austin, December 15, 2022. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact talk given at ALT in Texas
Year(s) Of Engagement Activity 2022
 
Description Chumakina, Marina. 2022. Locative forms in Nakh-Daghestanian as an example of a transcategorial paradigm. Paper given at the 13th Mediterranean Morphology Meeting (MMM13), University of the Aegean, Rhodes, May 20, 2022. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Talk given at conference
Year(s) Of Engagement Activity 2022
 
Description External agreement in Forest Enets 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Paper given by Marina Chumakina and Olesya Khanina at the workshop on External agreement at 52nd Societas Linguistica Europaea meeting (SLE 52), University of Leipzig, August 21, 2019.
Year(s) Of Engagement Activity 2019
URL http://sle2019.eu/
 
Description External agreement: Introduction 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Paper given by Marina Chumakina, Oliver Bond and Steven Kaye to introduce the workshop on External Agreement at the 52nd Societas Linguistica Europaea meeting (SLE 52), University of Leipzig, August 21, 2019.
Year(s) Of Engagement Activity 2019
URL http://sle2019.eu/
 
Description Imperfectives in Archi 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Paper given by Marina Chumakina at IMMOCAL workshop, Paris, September 6, 2018.
Year(s) Of Engagement Activity 2018
 
Description Kaye, Steven. 2021. Clausal agreement on adverbial expressions in Andi. Paper given at the conference Language Documentation and Linguistic Theory (LDLT) 6, SOAS/online, December 17, 2021. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact talk at conference
Year(s) Of Engagement Activity 2021
 
Description Kaye, Steven. 2021. Nominal stems in East Caucasian. Paper given as part of the second "Online course on East Caucasian languages", Linguistic Convergence Laboratory, HSE Moscow, November 17, 2021. Available on YouTube: https://www.youtube.com/watch?v=yG1L06NkLUE 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact talk at workshop
Year(s) Of Engagement Activity 2021
URL https://www.youtube.com/watch?v=yG1L06NkLUE
 
Description Kaye, Steven. 2021. Talychi du nord. Two classes given as part of the course "Langues du Caucase", ILARA Paris, October 25 + 29, 2021. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Talk at conference
Year(s) Of Engagement Activity 2021
 
Description Kaye, Steven. 2022. Becoming morphology: an Andic case study of functional divergence in grammaticalization. Paper given at the 13th Mediterranean Morphology Meeting (MMM13), University of the Aegean, Rhodes, May 20, 2022. 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact talk at MMI conference
Year(s) Of Engagement Activity 2022
 
Description Locality and information structure 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Paper given by Oliver Bond, Marina Chumakina and Steven Kaye at the University of Münster, November 20, 2019.
Year(s) Of Engagement Activity 2019
 
Description Multiple agreement targets in Nakh-Daghestanian languages 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Poster presented by Marina Chumakina & Steven Kaye at the workshop "Multiple Agreement across Domains", Berlin, November 9, 2018.
Year(s) Of Engagement Activity 2018
URL https://sites.google.com/site/multipleagreement/home
 
Description Nominals as agreement targets in Andi (Nakh-Daghestanian): 'Agreement between arguments' revisited 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Paper given by Steven Kaye at the workshop on External agreement at 52nd Societas Linguistica Europaea meeting (SLE 52), University of Leipzig, August 21, 2019.
Year(s) Of Engagement Activity 2019
URL http://sle2019.eu/
 
Description Non-local agreement domains 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Professional Practitioners
Results and Impact Paper given by Oliver Bond, Marina Chumakina and Steven Kaye at SOAS, University of London, October 30, 2019.
Year(s) Of Engagement Activity 2019
 
Description Nouns as targets for clausal agreement 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Paper given by Marina Chumakina, Oliver Bond and Steven Kaye at the 13th Conference of the Association for Linguistic Typology, University of Pavia, September 6, 2019.
Year(s) Of Engagement Activity 2019
URL https://sites.google.com/universitadipavia.it/alt2019/home
 
Description Some challenges of Nakh-Daghestanian agreement from the view of LFG 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact Paper given by Oliver Bond, Marina Chumakina & Steven Kaye at the 27th South of England LFG meeting (SE-LFG27), SOAS, February 9, 2019.
Year(s) Of Engagement Activity 2019
URL https://sites.google.com/site/selfgmeetings/home/selfg27
 
Description The ?-complex in Avar-Andic-Tsezic 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Paper given by Steven Kaye at the workshop "Western East Caucasian", Collège de France, Paris, January 28, 2020.
Year(s) Of Engagement Activity 2020
URL https://immocal.ifeaistanbul.net/category/paris-workshop
 
Description The abundance of rarity in one linguistic family: agreement targets in Nakh-Daghestanian 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Paper given by Marina Chumakina at the workshop "The many facets of agreement", University of Zurich, October 3, 2019.
Year(s) Of Engagement Activity 2019
URL http://www.dai.uzh.ch/conference
 
Description Unusual agreement in Nakh-Daghestanian 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact Paper given by Steven Kaye at the 26th South of England LFG meeting (SE-LFG26), SOAS, October 27, 2018.
Year(s) Of Engagement Activity 2018
URL https://sites.google.com/site/selfgmeetings/home/selfg26
 
Description Unusual agreement targets in Nakh-Daghestanian languages 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Poster presented by Marina Chumakina at the workshop "Linguistic Theory, Meet Languages of the Caucasus!", at the 3rd Crete Summer School of Linguistics, Rethymno, July 24, 2019
Year(s) Of Engagement Activity 2019
URL https://sites.google.com/view/creteling-caucasus/home