The Garden of Forking Paths: material-indeterminacy driving open-form composition for clarinets

Lead Research Organisation: University of Leeds
Department Name: Sch of Music

Abstract

In a 2018 talk on Practice Research, composer Liza Lim asked playfully 'when I play the cello, how do I know it's not playing me?' She refers to the growing body of research (from music, philosophy, psychology etc.) around the ecology of music, and how an instrument is like a prosthetic limb (Bateson 1972) that extends the "musicking" mind (Small 1998) through the body and into the world. Lim's statement paraphrases Michel de Montaigne asking in 1580 "how do I know when I play with my cat that it's not playing with me?", crucially replacing the living cat with an inert and lifeless cello, here elevated to "living" status as a thought-experiment. For me, this is interesting not because cellos might actually have minds, but because following-through on the question "what is the cello's agency in the world?" allows all sorts of interesting and creative possibilities for composition. For example, "what sound does the cello "want" to make?" can be answered by playing it in the most neutral way possible, simply putting energy into the cello with the bow to observe what sound comes out. Trying different ways of energising the cello soon reveals its preferences. By limiting the imposition of human musical taste on it, the cello's own music emerges. The next step is to ask how can the instrument "play" the player?

My project follows-through on that question, radically extending it to ask how can I compose music where the instrument leads the player, ultimately allowing the instrument to define how the music unfolds in performance. Unlike the largely stable cello, this project focusses on the clarinet, an inherently unstable instrument which, through years of training, a player learns to control. When we examine what sounds the clarinet "wants" to make, we find a bewildering array of noise-sounds and "multiphonic" timbres; where instead of one note, there are multiple simultaneously competing notes, all interfering to create a complex and ambiguous soundworld in delicate balance. These kinds of sounds in themselves are now ubiquitous in new-music and experimental music, with composers using them in different ways across a continuum from uncritical "sound effects" through to a careful and nuanced manipulation of the sounds. However, for all this familiarity with unstable and non-standard sounds, the dominant paradigm is that of control, wherein the composer defines a sound and the performer strives to produce it accurately every time. My project takes the other path to ask what compositional possibilities are opened-up if we replace control with "support"? If rather than defining specific sounds, the composer's role is to create a system where the player is always responding to the preferences of the instrument, allowing it lead her through the labyrinth of its sonic complexities. The primary role of the player here is energising the instrument and allowing the contingent and unstable sounds to dominate, using their technical skills to support the delicate balance of complex sounds and allowing the instrument to lead. For example, this can be achieved by directing the player to focus on bringing out the lesser of two competing pitches in any given sound: like a spelunker exploring a complex cave system, avoiding the path most travelled may lead one in a circle or it may open up whole new unexplored areas. The project's objective is to find and disseminate compositional strategies that constrain the infinite possibilities into meaningful-and novel-forms without damping the agency and physical materiality of the instrument.

Through working closely with specialist clarinettists, an acoustician, and graphic designer. I will compose multiple pieces for one and two clarinets that outline a variety of strategies and notations. All of which is documented rigorously and continuously online to maximise public engagement.

Planned Impact

Who might benefit from this research?
All the below are global networks, with impacts targeted at respected centres of stakeholder groups to maximise impact:

Specialist new-music composers and performers (not limited to
Non-specialist composers and clarinetists (for generally applicable techniques)
Other artists interested in intersections between materiality and performance
Audiences and Promoters of new-music and new-arts
Public-engagement with science via arts practice

How might they benefit?
This research will have a transformative effect on specialist new-music composers and performers by opening up a rich and novel area for artistic research at a highly apposite cultural moment. The project will create rigorously documented strategies for composing and performing with material agency and material indeterminacy. New-music is ripe for change in this area because many stakeholders currently use the right building-blocks-unstable sounds, noise elements, multiphonics, etc.-but have not made the lateral leap to allowing the instrument to lead the unfolding performance. My research opens-up this new path, catalysing a range of new ideas around materiality and performance. This primarily impacts single-reed instruments in the first instance, but the ideas will spread as other instrumentalists take up the challenge to develop related strategies: the PI already has related research for bowed instruments: funding proposals are in development, adding to research leadership potential.

New-music composers and performers are familiar with some techniques used here, but not the novel way they are deployed. They will gain a new perspective to ignite creative possibilities beyond the PI's personal compositional preferences. A rising tide raises all ships; the PI uses the techniques to write his music, and the techniques are disseminated and transformed through the network of composers/performers.

The research guides young composers and performers (all instruments) past the false divide between standard and extended techniques, that all techniques flow from the physicality of the instrument. Placing the power in the hands of composers/performers to access more sounds in their chosen style. Composers who prefer traditional sounds and control of the instrument will also benefit from the greater nuance and evidenced range of sounds available.

Non-specialist single-reed performers will be specifically targeted by the composed studies as general exercises to improve tone and timbral control: via tutor networks and paid advertisement in a key clarinet trade publication. The techniques developed through the project can (ironically) also help players to control the unstable and undesirable sounds at the edges of standard tone production.

The general topic of how materials interact with performance and art is a very current topic (see CfS), and interest in new-materialist philosophy and practice-as-research is generating a productive cross-arts conversation around intersections between materiality and performance. While only limited project resources are directed outside the music stakeholders, non-music artists interested in materiality have several pathways to connect this approach to materiality with their own interests through the many public-facing outputs. The PI has strong connections to non-Music arts through his leadership at Leeds (CePRA & CAVE-see CV) allowing this research to expand into further interdisciplinary funded projects.

Promoters of new-music will benefit from performance outputs that offer exciting new artistic directions to connect with audiences. Specifically, 'materiality' as a topic is a rising tide across all artforms, increasing cross-arts audience, and integrating music with other arts. Also, this research has a strong public-engagement aspect that is very well suited to educational/outreach workshops (e.g. museums and galleries) across performance, sound, acoustics, and art/science.

Publications

10 25 50
 
Title Collection of Studies and Exercises for the Contingent Clarinet 
Description An ongoing collection of pieces for clarinet solo and duo that explore different techniques for contingency in clarinet playing. These pieces are designed to introduce trained players to specific techniques such as 'loading' and 'venting' that present a non-standard approach to clarinet performance. The early pieces are relatively simple, with only minimal differences from standard notation, while later pieces make more use of contingency and new notational paradigms. The pieces so far (11-3-2021) include: Loading study no.1 Chalumeau venting study no.1 Register venting study no.1 Register Venting with Embouchure Shifts Register venting contingent tones "wax & wane" 
Type Of Art Composition/Score 
Year Produced 2021 
Impact Impacts thus far are limited to the students of the project partner (RNCM), but they have made use of the techniques in their own work. 
URL https://forkingpaths.leeds.ac.uk/music/
 
Title Fringing 
Description 10min piece for solo clarinet. Written for Heather Roche, premiered at HCMF 2021. 
Type Of Art Composition/Score 
Year Produced 2021 
Impact none to date. 
URL https://forkingpaths.leeds.ac.uk/music/
 
Title Maquette for Natura Naturans 
Description 15min piece for solo clarinet. Some of this piece re-appears in modified form in 'Natura Naturans', since this was a study for that later piece. 
Type Of Art Composition/Score 
Year Produced 2021 
Impact none to date. 
URL https://forkingpaths.leeds.ac.uk/music/
 
Title Natura Naturans 
Description Concerto for solo clarinet and prepared string orchestra. Written for the BBC SSO under Ilan Volkov. Premiered at Tectonics Festival (Glasgow). 
Type Of Art Composition/Score 
Year Produced 2021 
Impact The work was very positively received, and has since been requested by renowned chamber group 'Apartment House' as an arrangement for chamber ensemble for performance later in 2022 at the Wigmore Hall in London. 
URL https://forkingpaths.leeds.ac.uk/music/
 
Title Natura Naturans II 
Description An arrangement of 'Natura Naturans' for chamber group (clarinet + sextet of strings). 
Type Of Art Composition/Score 
Year Produced 2022 
Impact This arrangement of an orchestra piece into chamber form significantly increases the possibility for further performances (greater reach and dissemination), Additionally, the performance was at the prestigious Wigmore Hall (London) and was broadcast on BBC Radio 3. I have subsequently been approached by an opera director who is interested in staging the work, which is a further potential dissemination route). 
 
Title Strata: for prepared clarinet solo 
Description 10min piece for solo clarinet with adapted barrel: with three holes drilled in it, stoppered with corks. Written for Carlos Cordeiro, premiered in Leeds. 
Type Of Art Composition/Score 
Year Produced 2021 
Impact Due to the unusual nature of the clarinet preparation, this work has not been played since the premiere, so has not had impact outside the immediate circles of myself and the performer. However, I see this as the first iteration in a long trajectory along a highly novel research trajectory for wind instruments prepared in this way. 
URL https://forkingpaths.leeds.ac.uk/music/
 
Title an instrument is polarised inside itself 
Description This composition applies key research insights to a more unusual member of the clarinet family, the basset clarinet. Commissioned by Jonathan Sage for the York Late Music Festival, and premiered on 05/03/2022, St Saviourgate, York. 
Type Of Art Composition/Score 
Year Produced 2022 
Impact In this instance, the piece has only had a single performance, but it will be included on an upcoming CD, which will have much greater reach. 
 
Description This project developed a novel approach to composition and performance of experimental music. The research focussed on the clarinet but the insights have relevance across a broad range of instruments, not just woodwinds. The key principle of this approach is to begin with the physics of the instrument, rather than the traditional approach of using the fixed notes of Western harmony (C, C#, D etc). Instead of controlling the instrument to produce a single specific sound to fit an external reference point (such as western tuning standards), this project focusses on how the instrument can have an agency of its own when unstable sound is produced, subverting the player's skill in controlling the instrument and, instead, supporting the emergence of indeterminate sounds in an exploratory mode of playing. The 'forking paths' of the title are the ways that any given sound can unfold differently as it is being played, which requires the player to develop heightened skills of listening around the edge of the sound, for which resonances might be coaxed out, for what might be revealed.

The clarinet is a resonant tube with 24 holes which are selectively opened by a cunning arrangement of fingers and mechanical pads to produce the pitches and timbres needed for its traditional repertoires. Clarinettists are trained to manipulate fingers and airflow to reliably produce these sounds with speed, agility, and artistry. This project takes that instrument and treats each of the ca. 300,000 possible configurations of holes as a separate instrument with its own characteristic resonances and behaviours, which might include single pitches, multiphonic sounds (multiple pitches sounding together), or a variety of resonant noise and 'pitchy' air sounds. The project borrows some concepts from dynamical systems theory to treat these behaviours as 'phase spaces', different states that can be moved through by the player carefully manipulating airflow and pressure. Thus each 'fingering' (that is: a given configuration of open/closed holes) is a space of possibilities, with its own hierarchy of sounds and pitches across a continuum of very-likely-to-emerge to rare and contingent sounds that might only emerge under the most unusual of circumstances. The exploration of each fingering then becomes something like a problem in climbing or bouldering, where many possible routes present themselves, but the player has to feel their way from state to state through the instrument, dealing with the contingent states their movement reveals in the moment of performance.

The project is primarily compositional, with insights into the possibilities (and limits) of this novel approach to the instrument as a starting point for composition and how better to support clarinettists in working with this research (a subset of outcomes comprises 'study' pieces which introduce clarinettists to the concepts and notations). The project builds on the experimental music tradition (following, above all, John Cage) by developing notational tools to structure the indeterminate as a set of consequences (rather than simply arbitrary sounds). The key concept here is in fixing emergent sounds as reference points in the piece as they happen.
Exploitation Route The key stakeholders are composers and clarinettists who specialise in contemporary music and the ecosystems of audiences, promoters, and cultural institutions in which they work. The outcomes of this research can be taken forward by both of these groups in the form of new music, and further development of the research insights as techniques (clarinet technique, notation, compositional strategies and forms). These stakeholder groups are tightly knit and interdependent across the academic and industry landscape. Further stakeholder groups include composers and musicians who are less specialised in radical musics but will take an interest in the novel approach offered here: the technical insights around 'support' and listening to the instrument offer significant benefits to clarinettists of any specialism. Academic theorists will take forward the contribution to developments in experimental music, indeterminacy, and improvisation as a response to contingency. Academic study of materiality from a variety of disciplines will find insights here in relation to working with contingent materialities.
Sectors Creative Economy,Education,Culture, Heritage, Museums and Collections

URL https://forkingpaths.leeds.ac.uk/
 
Description Composers have made use of the notational models developed by the project as a new way to engage with the instrument and with indeterminacy. Seven composers wrote new compositions using project resources, which prompted very useful and interesting discussions that helped develop the research, and also about needs of the community. Social media engagement with examples was very enthusiastic, and revealed interest from other composers to use the notational innovations. Clarinettists have used the specific clarinet techniques and Study compositions to help students develop technical facility and control. Three professional clarinettists have expressed an interest in the pedagogical techniques, and offering to collaborate on further study compositions.
First Year Of Impact 2021
Sector Creative Economy,Education,Culture, Heritage, Museums and Collections
Impact Types Cultural

 
Description RNCM Student Lab 
Organisation Royal Northern College of Music
Country United Kingdom 
Sector Academic/University 
PI Contribution I provide the research-in-progress for the RNCM students to work with and transform: this includes expertise, insights, training.
Collaborator Contribution RNCM students and staff have provided a valuable testing ground for the research, and for ways to communicate the research to clarinettists and composers who are not already specialists in this area. This has included: - RNCM composers writing their own music based on insights and techniques developed in the project. - RNCM students in general providing feedback on notations and techniques; through both discussion groups and also by recording performances.
Impact The students from the RNCM have been involved in a laboratory-style "shadow project" where they make their own artistic outcomes based on research-in-progress shared from the main project. Outcomes so far: Compositions: José Del Avellanal: three breaths (after Ben) Simon Knighton: Sound Sculpture No.1 Zakiya Leeming: Output VI Tywi Roberts: Slushball
Start Year 2019
 
Description Birmingham Conservatoire talk 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Undergraduate students
Results and Impact A talk on the project to students at Birmingham Conservatoire. This included both a tutorial session for a select group of PGRs, and a more general talk for mostly UG students.
Year(s) Of Engagement Activity 2022
 
Description Online Symposium 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact This was an online symposium with a largely academic audience (UK, US, Australia) but also included non-academic stakeholders; professional composers/musicians, and students. There was a rich discussion across the day, and the 20 video papers each have between 120-533 views: all hosted on youtube so there will be a mixed audience.
Year(s) Of Engagement Activity 2021
URL https://forkingpaths.leeds.ac.uk/symposium/
 
Description Queens University Belfast (22-2-23), invited presentation to composers + researchers 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Postgraduate students
Results and Impact 27 people attended a talk as part of the research seminar series. Two composers subsequently requested more information and follow-up conversations as this overlapped with their own research interests.
Year(s) Of Engagement Activity 2022
 
Description Queens University Belfast (23-2-23), concert presentation with Heather Roche (clarinet) 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Public/other audiences
Results and Impact 37 in-person and 68 online attendees of a concert presented at the Sonic Arts Research Centre at Queens University Belfast. Heather Roche played a concert of research outputs from the project, and some related pieces.
Year(s) Of Engagement Activity 2022
 
Description RNCM talk 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Undergraduate students
Results and Impact While the RNCM were a project partner and I worked directly with many of their students, I also did a general talk to students to reach a wide cohort of young composers and musicians who are all in professional training.
Year(s) Of Engagement Activity 2021
 
Description Royal Academy of Music Talk 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Undergraduate students
Results and Impact A talk for composition students at the Royal Academy of Music. They were very engaged, and though they mostly came from quite a traditional background (compositionally) they asked very interesting questions and were very open to the research insights from this project.
Year(s) Of Engagement Activity 2022
 
Description University of Hull (23-2-23), invited presentation to composers + researchers 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach Local
Primary Audience Undergraduate students
Results and Impact 35 people attended an online talk for the University of Hull's composition seminar. Most of the attendees were undergraduate composers, with some postgraduates and professional composers in attendance also.
Year(s) Of Engagement Activity 2022
 
Description listening-to-the-clarinet workshop 
Form Of Engagement Activity Participation in an activity, workshop or similar
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Professional Practitioners
Results and Impact This was a one-day workshop in London on the project outcomes around listening. 12 people were in attendance. Engagement and discussion within the workshop was excellent and highly focussed; the event was very successful. The event was captured on video and this will be edited down to a short film for 2022 release; to reach a wider audience with a distilled message. We are currently applying for more funding to run a series of these workshops across the country.
Year(s) Of Engagement Activity 2021