HERMES: High dEnsity Silicon GeRManium intEgrated photonicS

Lead Research Organisation: University of Southampton
Department Name: Optoelectronics Research Ctr (closed)

Abstract

HERMES is aimed at realising a Ge and GeSi material platform that will be aimed primarily at sustaining optical interconnect circuits to meet the density, data rate and power consumption requirements for the continuation of Moore's law beyond 2020. The ITRS roadmap shows a saturation of the number of electrical pins required for input/output on microprocessors beyond 2020 to about 3000 with current technology. This saturation with an ever increasing latency and a limited on-chip clock speed is a bottle neck that high density optical interconnects have to alleviate. To meet the ITRS 2020 goals the target is clear, with over 100 Tb/s off chip IO capability and power consumption for an entire optical link on the order of 100fJ/bit.
This work proposes a solution to this problem and provides a novel means of fabrication to go beyond the capabilities of standard planar silicon photonics circuits. To do so we aim to develop a multilayer optical platform based on localised Germanium/Silicon compounds on insulator compatible with the fabrication of micrometre sized cavity based structures enabling devices such as modulators and detectors. The growth of laser sources based on III/V materials or doped Germanium could also be envisioned but this is beyond the scope of this proposal. The proposed platform will establish a means to fabricate and demonstrate micrometre scale optical devices fit to tackle the 3 dimensional, high density, low voltage and low capacitance requirements needed for very large scale optical integration necessary for optical on chip interconnects.

Planned Impact

The results will have a scientific impact in a number of fields and over a range of different timescales. Most immediate will be the development and demonstration of a platform that will be able to sustain integrated localised Ge or SiGe on grown or deposited oxide of variable thichness. This will enable the use of standard silicon wafer and remove the need for expensive Silicon on Insulator substrates which will therefore make the fabrication of optical devices more cost effective. The technique is also CMOS compatible and has the potential to enable the integration on the same platform of nanocavities devices by locally growing Germanium and III/V lasers, detectors as well as modulators based on the frantz Keldish effect or even QCSE devices.

These will be of benefit to a number of UK manufacturers, particularly for Echerkon Technologies Ltd (who has an established relation with the University of Southampton) and IQE whos is one of the leading global supplier of advanced semiconductor wafers and provide advanced crystal growth technology (epitaxy) to manufacture semiconductor wafers ('epi-wafers') to the major chip manufacturing companies.
Echerkon Technologies Ltd has developed a deposition platform which could enhance the cost advantages, by adapting the company's core technology for the production at research and commercial scale, of the Silicon and Germanium containing films. The combination of the device and production development using UK indigenous innovation will make a positive impact to expand the high-tech manufacturing goals, which have been widely recognised as a vital component for the future economic growth of the UK.

The team recognises that combining innovative device development with a mix of novel and demonstrated deposition and growth methods will deliver a significant leap, it is understood that additional risks have to be mitigated. A parallel device fabrication based on more matured methods will be used as a safer fall back route should there be unexpected complication or delays in the high innovation pathway.
This project is expected to be a stepping stone that will contribute to improving quality of life for consumers and to wealth creation, such as low-cost and complex Si chips for next-generation computers and higher-capacity communication systems. The impact on society will be through the enhanced performance of ICT platforms for the next 20 years and beyond, for the digital economy and the reduction in greenhouse gases and reduced energy usage of these platforms. This will be enabled by the development of CMOS compatible laser integrated with Silicon and Germanium photonics and electronics. Direct benefits include: the ability to fabricate fully integrated photonic circuits on Silicon and germanium on insulator, providing a solution for limited interconnectivity in future generations of microprocessors; and enabling freestanding remote sensors combined with processing electronics. This will provide improved performance and functionality and open up a number of new applications.
The project offers an excellent training opportunity for students both in terms of technical training, research skills, experience and exposure to commercial entities such as Echerkon Technologies Ltd and IQE. We anticipate that immediate commercial exploitation will be through two main routes. First, through licensing of intellectual property and a programme of knowledge transfer to our project partners and to other industrial collaborators. Second, where substantial development is required to establish the value of an innovation, through spin-out activity. Intellectual property arising from the research will be managed with reference to an IP agreement formed at the beginning of the project.
 
Description The research led to the discovery of a new semiconductor deposition method that was filed in two different patent applications and resulted in numerous publications. This new technique enables the fabrication of tunable composition of group IV crystalline compounds on insulator which could lead to new ways of fabricating optical and electronic devices with unprecedented performances.
The research led to international industrial interest and further funding in the form of a fully funded PhD studentship.
The PhD student who worked on the project won the EPSRC ICT pioneers award taking place in London in 2015 and also gained employment as a research fellow at NTU in Singapore whilst remaining a visiting researcher in Southampton.
Exploitation Route The findings of this project define a new technological building block and will be of high importance for people doing research in electronics and integrated optics.
Currently industry showed interest into the outcome of this project by funding a phd studentship to analyse the possibility to integrate the novel fabrication process to their product line. Due to the early demonstration of capabilities in SIGe and Ge work undertaken in the project, a close Industrial partnership with renewed funding has been established with 2 research contracts and one funded studentship established to date.
Sectors Aerospace, Defence and Marine,Digital/Communication/Information Technologies (including Software),Electronics,Healthcare,Other

 
Description The output was published at a post deadline oral presentation at IEEE group IV photonics conference in Paris and multiple publications. The findings have generated interest from companies and research centers such as IBM(USA), Soitec (france), Huawei(UK), IHP(Germany), Sandia (USA) and Rockley photonics(UK). As the findings propose a new way of fabrication and therefore a new technological building block for electronics and optical integrated systems, national and international collaboration are being setup to provide the expertise, funding and critical mass necessary to develop the findings further into viable products that will serve different area of the industry and society. Rockley photonics have dedicated funding towards a PhD studentship to determine whether the concept developed in the project could be integrated into the fabrication process and result in new products. Rockley photonics has funded another two research projects to purse related research on the material system and associated devices. The material work developed in this project has had impact in a number of projects such as the H2020 COSMICC where the material system was developed further into devices fabricated at Southampton and within St microelectronic standard Si photonic platform.
First Year Of Impact 2015
Sector Aerospace, Defence and Marine,Digital/Communication/Information Technologies (including Software),Electronics,Healthcare,Other
Impact Types Societal,Economic

 
Description Horizon 2020
Amount € 470,000 (EUR)
Organisation European Commission 
Sector Public
Country European Union (EU)
Start 12/2015 
End 12/2018
 
Description Plasmoniac
Amount € 4,114,926 (EUR)
Funding ID 871391 
Organisation European Commission H2020 
Sector Public
Country Belgium
Start 01/2020 
End 12/2023
 
Description Studentship
Amount £85,000 (GBP)
Organisation Rockley Photonics 
Sector Private
Country United States
Start 01/2016 
End 06/2019
 
Description industry
Amount £473,450 (GBP)
Organisation Rockley Photonics 
Sector Private
Country United States
Start 06/2015 
End 07/2017
 
Description industry
Amount £95,221 (GBP)
Organisation Rockley Photonics 
Sector Private
Country United States
Start 12/2017 
End 02/2019
 
Title APPARATUS COMPRISING AT LEAST ONE OPTICAL DEVICE OPTICALLY COUPLED TO AT LEAST ONE WAVEGUIDE ON AN OPTICAL CHIP 
Description Apparatus comprising at least one optical device (106) optically coupled to at least one waveguide (111) on an optical chip (100), characterised in that: (i) the optical device (106) is optically aligned with the waveguide (111) by aligning means (114, 116); (ii) the aligning means (114, 116) comprises at least one male member (114) and at least one female (116) member which locate together; (iii) one of the male member (114) and the female member (116) is positioned on the optical chip (100); (iv) the other one of the male member (114) and the female member (116) is positioned on a capping chip (102); and (v) the apparatus includes a mirror (108) for reflecting light from the optical device (106) to the waveguide (111). 
IP Reference US2016018601 
Protection Patent application published
Year Protection Granted 2016
Licensed No
Impact The invention claimed is: 1. Apparatus comprising at least one optical device optically coupled to at least one waveguide on an optical chip, characterised in that: (i) the optical device is optically aligned with the waveguide by aligning means; (ii) the aligning means comprises at least one male member and at least one female member which locate together; (iii) one of the male member and the female member is positioned on the optical chip; (iv) the other one of the male member and the fe
 
Title Electro-optic device 
Description An electro-optic device, comprising a layer of light-carrying material; and a rib, projecting from the layer of light-carrying material, for guiding optical signals propagating through the device. The layer of light-carrying material comprises a first doped region of a first type extending into the rib, and a second doped region of a second, different type extending into the rib such that a pn junction is formed within the rib. The pn junction extends substantially parallel to at least two contiguous faces of the rib, resulting in a more efficient device. In addition, a self-aligned fabrication process can be used in order to simplify the fabrication process and increase reliability and yield. 
IP Reference US2013188902 
Protection Patent granted
Year Protection Granted 2013
Licensed No
Impact The invention claimed is: 1. An electro-optic device, comprising: a layer of light-carrying material; and a rib, projecting from the layer of light-carrying material, for guiding optical signals propagating through the device; wherein the layer of light-carrying material comprises a first doped region of a first type extending into the rib, and a second doped region of a second, different type extending into the rib such that a pn junction is formed within the rib, substantially parallel to
 
Title Melt-Growth of Single Crystal Alloy Semiconductor Structures and Semiconductor Assemblies Incorporating Such Structures 
Description Constant composition of silicon germanium on insulator using liquid phase epitaxy. 
IP Reference GB1410106.7 
Protection Patent application published
Year Protection Granted 2014
Licensed No
Impact PhD students have been funded as a result.
 
Title Melt-Growth of Single Crystal Alloy Semiconductor Structures and Semiconductor Assemblies Incorporating Such Structures 
Description Tunability of silicon germanium composition on insulator using the same deposition process. 
IP Reference GB1507821.5 
Protection Patent application published
Year Protection Granted 2015
Licensed No
Impact Studentship has been funded as a result.
 
Title Melt-growth of single-crystal alloy semiconductor structures and semiconductor assemblies incorporating such structures 
Description A single-crystal alloy semiconductor structure or method of fabricating the same comprising: forming a seed 7 containing an alloying material on a substrate 3; providing a structural form 11 of a host material on the substrate which is crystallized to form the single-crystal alloy semiconductor structure, the structural form comprising a main body 31 which extends from the seed and a plurality of elements 33 connected in spaced relation to the main body; applying heat such that the structural form has a liquid state; and cooling such that the structural form nucleates at the seed and crystallizes as a single crystal to provide an alloy semiconductor structure. In one embodiment, the plurality of elements provide reservoirs of the alloying material in liquid state, such that successive ones of the plurality of elements act to maintain, in liquid state, an available supply of the alloying material to a growth front of the single crystal in the main body of the respective structural form. In one embodiment the host material may be germanium and the alloying material may be silicon. 
IP Reference GB2530128 
Protection Patent granted
Year Protection Granted 2016
Licensed No
Impact Additional research funding
 
Description Huawei 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Industry/Business
Results and Impact Meeting related to the research project reporting the outcome of the project.
Year(s) Of Engagement Activity 2014,2015
 
Description Rockley 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Industry/Business
Results and Impact Meeting regarding the project resulting in funding of PhD student.
Year(s) Of Engagement Activity 2014,2015,2016
 
Description St Microelectronics 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Industry/Business
Results and Impact Early discussion and meetings relating to the outcome of the project which led to the funding of the European project COSMICC.
Year(s) Of Engagement Activity 2015,2016