Markets in the Making of Multilateral Military Interventions (4MI): International Organizations and Private Military and Security Companies

Lead Research Organisation: Brunel University London
Department Name: Politics, History and Law

Abstract

The contemporary proliferation of PMSCs is attracting considerable attention. In particular, their involvement in the military interventions in Iraq and Afghanistan where they already outnumber US soldiers is controversially debated. The suggestion that local PMSCs hired by NATO forces to protect supply convoys have diverted funds to the Taliban has led to new criticisms of the industry. At the same time the case illustrates that there is very little known about the collaboration between international organizations and PMSCs. While there has been a growing literature on the outsourcing of military and security services by the US and the UK, research on whether and how international organizations use PMSCs has been largely theoretical or based on anecdotal evidence.

This project addresses this gap by examining the collaboration between the UN, NATO and the EU and major PMSCs in the four largest ongoing military interventions on land and sea:
(1) the UN mission in the Democratic Republic of Congo,
(2) the NATO operation in Afghanistan,
(3) the EU intervention in Bosnia-Herzegovina, and
(4) their interconnected maritime operations against pirates in the Gulf of Aden.

The key question of the research is: When (and why) does the collaboration between international organizations and PMSCs in multilateral military operations impact negatively on the achievement of mission objectives? Assuming that negative effects are not only attributable to the companies, but also to the organizations that hire them, the project examines equally the practices of both actors. It investigates specifically how the distinct practices of international organizations and PMSCs in the areas of regulation, operation and representation shape their interaction and impact on the main objectives of military operations, such as the provision of a stable and secure environment and/or security sector reform. Building on the Theory of Practices and existing PMSC research, the project develops an innovative theoretical perspective to test and possibly revise three broad hypotheses on what kinds of practices may have negative consequences for each mission.

The relevance of this project is highlighted by the fact that international organizations and their member states are increasingly pressed to reconcile their ambitions and responsibilities for global security governance with smaller armed forces and financial resources. The need for an integration of civilian and military capabilities, including the use of PMSCs, has been put at the forefront by many Western governments, also in the UK. As a result the question of whether and under what circumstances the international collaboration with PMSCs has negative consequences is of increased importance. In future multilateral interventions policy makers, military planners and the public will have to consider carefully whether and how PMSCs may play a part.

This project makes a major contribution to national and international policy making by helping them to assess the implications. But the research also benefits international organizations and the private military and security industry. By analysing which practices are supportive or detrimental to their collaboration and the overarching security objectives of the mission, the project provides vital guidance for both actors. Finally, the project has major applications to global security governance. Its focus on the impacts of current organizational and corporate practices aims to improve the provision of security in and by multilateral military interventions. The research findings thus contribute to increasing security for international military and civilian staff as well as for the populations of the host nations, which are often among the most vulnerable.

Planned Impact

The project benefits a broad range of public and business users. Since the UK Strategic Defence and Security Review (2010: 3) has identified the integration of civilian and military capabilities as a key strategy for conflict interventions the research is directly relevant to British policy makers. The project assists the government in its assessment of how the collaboration between international organizations and PMSCs affects its security objectives and policies as a major contributor to multilateral military operations. In addition, it advises policy makers on how the practices of PMSCs may be improved in order to answer public concerns about the UK as home state of a large PMSC industry. To achieve these aims the project provides the British government with new empirical data and analysis of the involvement and impact of PMSCs on multilateral military interventions. Importantly, its focus on the interaction between business and international organizational practices and how they shape the provision of security governance suggests new and creative solutions for improving the participation of PMSCs in military interventions, including but also going beyond national and international regulation.

The project is equally relevant to decision makers and planners in the UN, NATO and the EU as well as other international organizations involved in global security governance. Since the former have, until recently, hired PMSCs primarily to fill urgent operational requirements there is a lack of planning and knowledge with regard to the consequences. The research informs these organizations about the potential benefits and problems of this collaboration by identifying where the regulatory, operational and representation practices of PMSCs support or clash with their own and how this impacts on the realization of key mission objectives. It also supports international organizations in identifying best practices that enhance their interaction with PMSCs.

A third beneficiary are the national military contingents which carry out multilateral operations and interact directly with PMSCs. As a report by FINABEL (2008), the organization of the Chiefs of Staff of the Armies in Europe, suggests, military commanders are concerned about the wide variety of policies on PMSCs. The project helps to address these concerns by providing a comparative analysis of the regulatory and operational practices of the UN, NATO and the EU with regards to PMSCs. In addition, the research informs military leaders and planner about the distinct ways of thinking about and implementing security that characterize PMSCs and may impact on military interventions.

Finally, the project assists in making British PMSCs more successful in an increasingly competitive global market. The UK's security industry is the largest and most respected outside the US. Nevertheless, the downscaling of the interventions in Iraq and Afghanistan is forcing also British companies to search for new markets. The provision of services to international organizations and maritime operations has been identified as two areas for growth. So far, however, many international organizations have been reluctant to use PMSCs because of negative publicity and impacts on the ground. The project advises PMSCs on how they can improve their business practices in the areas of regulation, organization and representation. For this it has gained the support of ADS, the UK government's partner in the regulation of PMSCs, and the British Association of Private Security Companies (see letters of support). By reframing the issue of collaboration in terms of whether and what corporate practices undermine or support those of international organizations and their security objectives, the project suggests new ways of thinking about promoting their services that go beyond efficiency and effectiveness and give greater concern to their political, societal and security impacts in international interventions.
 
Description Our ESRC research project has generated a wealth of new empirical material and important new insights into the collaboration between the United Nations (UN), NATO and the European Union (EU) and Private Military and Security Companies (PMSCs) in international military interventions and its consequences for the mission and host populations. Among others, three key findings expand and revise existing knowledge.
(1) One key finding is that contracting with PMSCs is highly dispersed and differentiated among multiple agencies within the UN, NATO and the EU. Previous research and public perception has therefore seriously underestimated the scale and importance of PMSC use by these organizations. In our three case studies -MONUSCO in the Democratic Republic of Congo, ISAF in Afghanistan and EUFOR in Chad/CAR - PMSCs provided up to 95% of military and security support services. The consequences of this fragmentation are significant. Not only is there a lack of transparency and accountability since the true extent of PMSC contracting is 'hidden' within numerous and diverse budgets. In addition, different regulatory and contractual approaches, insufficient information exchange and sometimes even competition among individual agencies impede the control of PMSCs.
(2) A second important result is that local PMSCs play a much larger role in UN, NATO and EU missions than is commonly assumed due to the focus on global companies such as Blackwater. While international PMSCs often serve as 'prime contractors', i.e. as managers of multi-service awards, a myriad of local subcontractors usually carry out the actual work. In particular, armed and unarmed security services are frequently provided by local companies and employees. One implication of local subcontracting is the dilution of regulatory and contractual control because of unclear lines of accountability and disputes over jurisdictional responsibility. Recent international efforts to (self)regulate PMSCs are also ineffective since they rarely apply to local firms. Another problem is the creation of indigenous security industries which undermine security sector reforms directed at demobilization, demilitarization and the creation of state monopolies on violence. Local security firms provide instead legal guises for the continued influence of armed militias, warlords and corrupt patronage networks.
(3) A third key finding regards the emergence of 'Security Risk Management' as a common approach shared by public and private security professionals. This finding confirms our theoretical propositions that the collaboration between the international organizations and PMSCs facilitates militarization and 'bunkerization', i.e. the seclusion of international missions behind barbed walls. Security Risk Management does so because it focusses exclusively on the protection of mission staff and perceives local civilians, who are the purported beneficiaries of the international interventions, primarily as a potential danger. International missions are thus increasingly armed and sealed off from their surroundings, while the environment is monitored by drones. Regulating PMSCs is viewed as a part of reputational risk management rather than as a mechanism for effectively protecting local civilians from human rights abuses. As a consequence Security Risk Management contributes to undermining the ability of international missions to win the 'hearts and minds' of host populations.
Exploitation Route Our research outcomes have important implications for academic research, policy makers, UN, NATO and EU practitioners, PMSC industry and the general public. First, they show that international organizations play a central and growing role in the use and regulation of PMSCs in multilateral military interventions. Second, they identify the creation of local security industries in conflict regions as a major obstacle to mission objectives and long-term peace and stability. Third, they highlight that new regulations are ineffective if they focus on international PMSCs. To engage with our beneficiaries we have pursued diverse dissemination strategies, involving academic articles, policy reports, conference papers, the media, public debates, expert panel presentations at the UN and the EU, and a concluding project workshop with representatives from all stakeholder groups. Our findings have already been taken forward in several ways. The UN has revised its regulations for private security firms to apply also to unarmed local companies in countries such as the Democratic Republic of Congo. Transparency International has submitted our report on PMSCs for discussion at the international Munich Security Conference 2016. The European Parliament has investigated the EU's collaboration with PMSCs by inviting us to speak to its Security and Defence Committee.
Sectors Aerospace, Defence and Marine,Government, Democracy and Justice,Security and Diplomacy

 
Description Commentary on European Parliament Draft Report on Private Security Companies 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact I advised a Member of the European Parliament on a draft report on Private Security Companies which is currently being debated by the EP's Foreign Affairs and Security and Defence Committees. My advice included critique of the current draft as well as proposals for more suitable policy demands to be included in a revised draft report.
Year(s) Of Engagement Activity 2017
 
Description Expert Panelist at a Public Hearing of the European Parliament Subcommittee on Security and Defence (Brussels) 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach Regional
Primary Audience Policymakers/politicians
Results and Impact I provided an expert briefing on the use of Private Military and Security Companies by the European Union at a Public Hearing of the European Parliament Subcommittee on Security and Defence. The audience consisted of EMPs and EU officials. My briefing caused surprise and further question at the extent of EU military and security contracting.
Year(s) Of Engagement Activity 2015
URL http://www.europarl.europa.eu/ep-live/en/committees/video?event=20151203-0900-COMMITTEE-SEDE
 
Description Expert Panelist at a public hearing on the Use of Private Military and Security Companies, organized by the UN Working Group on Mercenaries, United Nations (Geneva) 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact The Panel was attended by the representatives of UN member states, Private Military and Security Companies and NGOs. Discussed were the new UN regulations on the use of armed security contractors, its gaps and possible improvments.

My Panel presentation was published as an article in the International Community Law Review (2014). I circulated the article among officials within the UN security management system who expressed their agreement with some of my observations and arguments.
Year(s) Of Engagement Activity 2014
URL http://www.ohchr.org/EN/Issues/Mercenaries/WGMercenaries/Pages/StudyOnPMSC.aspx
 
Description Expert panelist at a conference on civil security, organized by the Free University Berlin (Berlin) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Other audiences
Results and Impact I acted as an expert speaker on a panel on knowledge transfer between academic research on private security and the industry. Other panelist included politicians and industry representatives. The conference was attended more than 200 academics and practitioners.
Year(s) Of Engagement Activity 2014
 
Description Expert panelist at a public debate about the regulation of Private Military and Security Companies, organized by Robert Bosch Stiftung and Transparency International (Berlin) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact I presented my research findings and proposals for the regulation of PMSCs as a panelist during a public debate organized by Transparency International and the Robert Bosch Stiftung in Berlin, Germany. The panel also included members of the German Parliament and industry associations. The debate was attended by more than 50 policy makers, practitioners, NGOs and the general public.
Year(s) Of Engagement Activity 2016
URL https://www.transparency.de/fileadmin/pdfs/Regionalgruppen/Treffen_und_Veranstaltungen/Einladung_Pod...
 
Description Key note speaker at an expert workshop on private security companies in the Balkans, organized by DCAF (Belgrade) 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact I acted as key note speaker during an international workshop on private security companies in the Balkans.
Year(s) Of Engagement Activity 2016
 
Description Panelist at an international practitioner workshop organized to disseminate the findings from the project (Frankfurt) 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact I presented the findings from the project during a practitioner workshop held in Frankfurt, Germany. The workshop participants included industry representatives, officials from the United Nations, NGOs and academics involved in the regulation and use of Private Military and Security Companies.
Year(s) Of Engagement Activity 2016
 
Description Speaker at a practitioner workshop on Private Military and Security Companies, organized by Transparency International (Berlin) 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach National
Primary Audience Industry/Business
Results and Impact I acted as speaker during an expert workshop on the uses and regulations of Private Military and Security Companies organized by Transparency International in Berlin. The workshop primarily engaged with industry representatives, military personnel and other practitioners.
Year(s) Of Engagement Activity 2016
URL https://www.transparency.de/fileadmin/pdfs/Weitere_Termine/Veranstaltungen_2016/Programm_Expertenges...
 
Description Speaker at an international postgraduate conference on the privatization of public regulation and enforcement (Utrecht, Netherlands) 
Form Of Engagement Activity A talk or presentation
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Postgraduate students
Results and Impact I presented findings from my project during an international postgraduate conference for law students at the University of Utrecht.
Year(s) Of Engagement Activity 2016