Investigating socioeconomic inequalities in oral health using the Adult Dental Health Survey

Lead Research Organisation: Newcastle University
Department Name: Newcastle University Business School

Abstract

An overview of the dental conditions of the British population suggests that the best oral health is enjoyed by those towards the top of the social scale, while the worst oral health afflicts those towards the bottom. This project aims to measure the unequal distribution of good oral health across the population, to investigate why it is unequal, and to establish whether it is getting more or less unequal over time. This is an important time in the development of dental services and the findings will feed directly into the development of health policy in the UK and inform international efforts to reduce inequalities in oral health.

It is understandable that not everyone enjoys the same level of health, because of the ageing process, gender differences and different genetic endowments. However, when people are in need of care, there are over-arching equity considerations. These determine that individuals with different levels of need are treated differently in order to meet their needs (vertical equity), while those with the same level of need are treated the same (horizontal equity).

The problem for policy makers and practitioners are the health inequalities that are potentially avoidable and unjust, specifically those that are related to wealth, education or social position. These reflect wider inequalities in life's opportunities, in turn preventing people from maximising their own potential, affecting the wider economy and society as a whole.

Oral health is a key element of health overall, and those suffering from poor oral health face considerable social and financial burdens. The impact on a person's employment opportunities from having (for example) unattractive teeth as a young adult, or social opportunities because of poorly-fitting dentures later in life, are easy to see. Further, the costs of improving oral health can spiral, even within a national health system. Expenditure on oral health reaches over £5Bn annually in England alone (NHS and private), yet it is an area which has been largely overlooked in the inequalities literature. In this study we investigate the issues surrounding oral health inequalities through the analysis of a unique secondary dataset - the UK Adult Dental Health Survey. This has been run five times, roughly every decade from 1968 to 2009, and in this study we will use the 1988, 1998 and 2009 data.

This project will investigate four issues. Firstly, it is important to measure the level of socioeconomic inequalities and to know what aspect of oral health to measure. Using statistical methods applied to a range of oral health outcomes and socioeconomic indicators, we will identify a broad range of oral health inequality measures, revealing the differences between inequalities in clinical measures (e.g. the number of teeth) and how people report their own health (e.g. oral health related quality of life). This is a time of great change in dental services, so these will provide benchmarks against which policy interventions can be assessed. Secondly, this project will investigate the interactions and influences of a range of indicators of social position and wealth on oral health. These are often complex and unless they are understood it is difficult to develop policies to improve health for everyone, but understanding them means that it is possible to intervene to improve health. Thirdly, the project will investigate how these myriad social and economic influences lead to inequalities. This means that any intervention or policy change intended to improve health, improves health for those who most need it. The final element will be to look at the time trend of oral health inequality, comparing recent data (2009) with data from the decades previously (1988 and 1998). This is a unique possibility with the data we have and will give a richer understanding of how the world of oral health is changing and how urgent any intervention may be.

Planned Impact

This project will contribute significantly to the understanding of socioeconomic oral health inequalities in the UK. We anticipate national and international impacts for researchers and practitioners. Impacts will be delivered through workshops, seminars, conferences, publications, and digital and traditional media. These are described in the Pathways to Impact.

Who will benefit?
The applicants are multidisciplinary and highly skilled, and the project is relevant to researchers, nationally and internationally, from a wide range of disciplines. There will be direct and indirect beneficiaries of this research. Directly, the outcomes will benefit academics in the areas of social science, economics, social epidemiology, public health and clinical dental research, where research on oral health inequalities will fill an important gap in the inequalities literature. Indirectly, this will stimulate further research into oral health inequalities.
The most important reason for researching inequalities is to aid the formulation of interventions to reduce inequality, with direct public benefits. It will benefit policy makers, and through evidence-based policy, it will benefit patients and the public. With the importance of oral health inequalities increasingly acknowledged, and the experience of the project team in communicating with and guiding decision makers, the transition to benefit is clear. Internationally it will benefit the International Association for Dental Research and the World Health Organization through their research programmes on oral health inequalities. It will benefit practitioners and patients because the results will guide policy and practice in oral health.

How will they benefit?
The benefits of this research will be diverse and wide-ranging. The nature of oral disease is complex and, due to its cumulative nature, inherently related to the life-course and so there will be short and long term benefits. By identifying the level of socioeconomic inequalities in oral health, where they lie and the factors and groups that could be targeted to reduce these inequalities, there is a real prospect of using the findings directly to 'fine tune' health systems to address problems arising from inequalities. There is the opportunity to feed directly into current reforms in England, but there is also relevance elsewhere in the UK and around the world. The results will inform academics and policy makers how inequalities change over time and over the life-course, and longer term, they will provide a benchmark to monitor inequalities in the future and to evaluate the impact of policies on the evolution of health inequalities.
Practitioners and patients will benefit from an understanding of vulnerable oral health groups. This has further consequences for general health and health inequalities, with conditions such as diabetes having oral symptoms identifiable at check-up. Further, by identifying vulnerable groups and determinants of inequality it can identify interventions that do not rely on the utilisation of health care services.
The academic community will benefit from the comprehensive investigation into socioeconomic inequalities in oral health. The research will provide an up-to-date set of results that academics can use as a baseline for future research into inequalities. The methods will provoke a discussion regarding the properties of the methods used, which determinants to include and their contribution to overall health inequalities. This will also fill a gap in the literature where oral health inequalities have been largely overlooked when compared to inequalities in other health outcomes.
The academic community will benefit from the comparison of the results from using objective and subjective oral health outcomes. This will be important for providing validity when subjective health outcomes are all that are available, and it will also demonstrate whether the pathways behind these health outcomes differ.

Publications

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Description The objectives of this research were to:
1. To measure the nature and presence of socioeconomic inequalities using different objective and subjective measures of oral health and oral health related quality of life. This objective is focused on the different variables and different measures that can be used to calculate inequality.

2. To assess whether, and to what degree, socioeconomic inequalities are explained by a) oral health behaviours, b) dental service/care provision, and c) the interactions between oral health behaviours and dental health provision. This objective is focused on the pathways, including neighbourhood deprivation factors.

3. To decompose socioeconomic inequalities in health into the contributions of the socioeconomic and behavioural determinants of the oral health outcome. This objective builds on Objectives 1 and 2 and allows us to investigate inequalities having controlled for potential confounding factors.

4. To investigate the trends in oral health inequalities and the determinants of oral health inequalities across time from 1988 to 2009 by following age cohorts over a 21-year period. This objective allows us to consider inequalities at different stages in the life-course, and across different age-groups.
For objective 1 this project has made considerable inroads into measuring and understanding inequalities in Great Britain. Using the 1998 and 2009 waves of the Adult Dental Health Survey this project has provided a thorough investigation into oral health inequalities. In fact, across the whole range of self-reported and clinical outcomes this would count as one of the most comprehensive investigations into any aspect of health inequality. We have published three papers based on this work. We have found considerable heterogeneity in measures of health inequality - especially in our analysis on the 2009 data. The use of self-reported and clinical outcome measures, and the use of different markers of SES status have reaffirmed the difficulties inherent in measuring inequalities.

We have demonstrated the importance of considering health inequalities by age groups and how different outcomes measures demonstrate inequalities for different age-groups. The starkest result is the existence of considerable health inequalities in the older population regarding the number of teeth, and the existence of health inequalities in self-reported outcomes among the young. These results suggest key cohort effects - for example the expectation of good oral health is different for the young than for the old.
We have also shown that some inequalities exhibit gradients where there are differences across different socioeconomic groups and some inequalities are less gradated. For example being in the highest wealth group is protective for caries compared to all other social groups.
2. The analysis of the pathways of oral health is ongoing - with a conference paper submitted to the International Association of Dental Research Conference in Boston (March 2015). Using the 2009 wave of the Adult Dental Health Survey, we modelled the effect of socioeconomic position (SEP) on both subjective (self-rated oral health) and clinical measures of oral health (number of teeth). The results are demonstrating inequalities in oral health for both outcomes. SEP had a predominant direct effect on oral health, with lower SEP associated with worse oral health. Behavioural factors and dental care pathways accounted only partly for these inequalities, indicating the need for public health action towards the broader determinants of health. The intention is to complete this work in the New Year and report final findings next year.

3. Objective 3 has taken two paths. Firstly the decomposition of inequalities in 1998 was completed and published. We found that the socioeconomic factors affecting oral health outcomes differ with the measures of oral health, with income and economics activity being associated with higher inequalities in the number of teeth. For the 2009 data the decomposition work is still ongoing and has been linked into objective 4 - considering trends from 1998 to 2009. Our results demonstrate that inequalities are still present even in the face of improving oral health. Furthermore, there are clear increases in inequality in self reported oral health wellbeing - suggesting that expectations regarding oral health have changed over time.
The intention is to submit this work for publication in the New Year.

4. Part of the trends work has been subsumed into objective
3. The intention of the project was to also consider the use of the 1988 data. This data was in a more difficult storage format than we first thought. As part of our project we have cleaned up the data and it will shortly be in a usable format. It is our intention to submit this data to the data archive as one of the outputs of our project.
Exploitation Route These results highlight the need for different policy responses for different outcomes and different age groups. For example, for caries - where the wealthiest are protected - then proportionate universalism may not be the required result. For number of teeth the changing age of the population means that focus on the oldest groups may be appropriate.

All of our research is ongoing. The research teams across Newcastle, UCL and NatCen have worked extremely well together and although the funding of the grant has finished we are still collaborating. Alternative sources of funding are now being considered to drive this important work forward. Although our findings have been important further research is needed to further support our outputs.
Sectors Education,Healthcare,Government, Democracy and Justice,Pharmaceuticals and Medical Biotechnology

 
Description Our impact strategy has focused on including policy makers, practitioners industry and special interest groups. With results emerging from the project, impact is still in its early stages and is developing as outputs are generated. Currently we are informing the key groups of our results in order to develop impact in the future. We have, from early on in our project, included decision makers from Public Health England in our project design and in the dissemination of results. Our initial meeting in September 2013 has been followed up at meetings of the newly formed International Centre for Oral Health Inequalities Research and Policy (ICOHIRP). This Centre, based at UCL under the leadership of Prof. Watt (CI) and including members of the project grant as founding members, contains academics and policy makers and has been an outstanding forum for communicating the development of our project. The results were presented at the ICOHIRP launch conference held in London in May 2015. Prof Jimmy Steele presented many of the key results at one of the key note addresses. The results also featured heavily in the accompanying monograph "Social Inequalities in oral health: from evidence to action". The PI and several of the CIs contributed material to this work. http://www.icohirp.com/monograph.html We have been in contact with industry bodies to highlight how our work can benefit their agenda of contributing to society. The presentation by Prof Steele to the Colgate 'partners' meeting in New Jersey is one key example. At these meetings Colgate bring together a small number of clinical experts together to discuss Colgate's global strategy and priorities. These types of events provide opportunities to use our results to align industry strategy with policy. Reducing inequalities in oral health can be tackled by industry initiatives supporting policy initiatives. In addition, Dr Tsakos presented the key findings of our research and discussed the policy implications in a research event at King's Fund in London in October 2014. The event, titled "Making better decisions for public health: Insights from secondary data" was organised by the ESRC SDAI Health and Wellbeing and was attended by representatives of Public Health England, the NICE, the Office of National Statistics, local authorities across the country, non-governmental organisations, funding bodies (Welcome Trust, NIHR, ESRC, ), industry and a diverse range of academics. However, informing policy and industry is only part of the impact story - it is also vital the practitioners and patients are also included in dissemination in order the achieve impact. In order to enhance potential impact we have also presented our results to commissioners, practicing dentists and public health leads (Prof. Jimmy Steele presentation) and Profs Steele and Watt and Dr. Tsakos were lead contributors to the workshop "Oral Health Inequalities: Translating Research Into Public Health Action" organised by the Global Oral Health Inequalities Research Network at the International Association for Dental Research conference in Dubrovnik in September 2014. Finally we have been in contact with the British Dental Health Foundation and we are currently in the process of organising a presentation for them. Two of the published articles recieved wide press coverage (November 2014). Articles appeared in the Daily Mail, Telegraph and Independent. Prof. Jimmy Steele was interviews on BBC Breakfast TV, and Prof. Wildman was intervied on BBC radio York. The research team were widely cited during this period. The project also made the headlines in a Guardian piece relating to DIY dentistry (April 2015). Prof Wildman was widely quoted and was interviewed on BBC radio. With results still emerging it is challenging at this moment to demonstrate long term impact. The project is, at this moment, feeding into key groups from which impact may develop. Tackling health inequalities is a complex multidimensional problem and it will take time for impact to emerge. However, we believe that we are feeding into the right groups.
Sector Healthcare,Government, Democracy and Justice
Impact Types Societal

 
Title Cleaning the 1988 Adult Dental Health Survey 
Description The 1988 ADHS was not in a usuable format. The data were unclear and the variables poorly defined. We have taken the data and recoded and reorganised it to make it comparable to the 1998 and 2009 datasets. The intention is to make this data available as a research output. 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact This recoding will allow the further investigation of trends in health inequalities. 
 
Title Linking ADHS data 
Description The Adult Dental Health Survey has been linked to full income data and to postcode level data meaning that more in-depth analysis of socioeconomic characteristics and neighbourhood effects were possible. 
Type Of Material Database/Collection of data 
Provided To Others? No  
Impact We are able to provide richer results for investigating health inequalities, especially income related oral health inequalities. 
 
Description Founding of the International Centre for Oral Health Inequalities Research and Policy (ICOHIRP) 
Organisation University College London
Department International Centre for Oral Health Inequalities Research and Policy (ICOHIRP)
Country United Kingdom 
Sector Academic/University 
PI Contribution ICOHIRP is an international centre that was founded during the life of the of the ESRC project by Prof Richard Watt (CI). Members of the grant team were founding members (Prof. Jimmy Steele (CI), Dr George Tsakos (CI), Prof John Wildman (PI)). This centre brings together individuals from policy, practice and academia to further research in the area of Oral Health Inequalities. Membership is international and it is providing an excellent network for presenting and discussion work.
Collaborator Contribution The Centre includes member from Deparment of Health policy makers and other academics investigating oral health inequalities. They have been able to comment and offier advise on our project as it has developed through our presentations to the Centre.
Impact Presentation at the International Centre for Oral Health Inequalities Research and Policy (ICOHIRP) - John Wildman, Jimmy Steele Multi-disciplinary - Dentistry, Economics, Epidemiology, Public Health Dentistry
Start Year 2014
 
Description RAINDROP 
Organisation Newcastle University
Department School of Dental Sciences
Country United Kingdom 
Sector Academic/University 
PI Contribution I was invited to be on the NIHR funded RAINDROP grant (PI Dr. Chris Vernazza) guiding and advising on resource allocation in dentistry. This has led to the further appointment of a post-doctoral research fellow researching resource allocation and dental contracts, funding by the Dental School at Newcastle University.
Collaborator Contribution Research design. Data analysis. Peer review Journal and conference papers.
Impact Vernazza CR, Carr K, Wildman J, Gray J, Holmes RD, Exley C, Smith RA, Donaldson C. Resource allocation in NHS dentistry: Recognition of societal preferences (RAINDROP): Study protocol. BMC Health Services Research 2018, 18(1), 487. Multidisciplinary - Dentistry, Economics, Public Health Research, Health Economics
Start Year 2017
 
Description Consultation meeting with Public Health England 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? Yes
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact There was considerable interest in the project. Representatives from public health England highlighted diffficulties they faced in dealing with health inequalities.

Our research questions were refined to consider a wider range of oral health outcomes, acknowledging the multifaceted nature of oral health and the complexities of oral health inequalities.
Year(s) Of Engagement Activity 2013
 
Description Improving dental care and oral health - a call to action 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? Yes
Geographic Reach National
Primary Audience Policymakers/politicians
Results and Impact The event stimulated thinking in the area of health inequality and sparked discussions of how to implement real change.

The event results in the publishing of a paper by the Deparment of Health summarising the key ways of tackling health inequalities.
Year(s) Of Engagement Activity 2014
URL http://www.england.nhs.uk/ourwork/qual-clin-lead/calltoaction/dental-call-to-action/
 
Description Presentation and involvement with ICOHIRP 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? No
Geographic Reach International
Primary Audience Policymakers/politicians
Results and Impact The International Centre for Oral Health Inequalities Research and Policy is a multi-disciplinary, policy/practioner/academic Centre with an international membership and focus. Four members of the research team are part of the Centre (Watt, Steele, Tsakos and Wildman). The Centre has provided a forum for presenting our research project and results as they arise - allowing us to contact a network of national and international policy makers and researchers. It is also starting to provide a basis for wider collaboration beyond the current grant.

A monograph highlighting the role of the Centre is currently under production. Sections of the monograph will draw on health inequalities research that has been conducted as part of the grant.
Year(s) Of Engagement Activity 2013,2014
 
Description Presentation to Colgate Partners meeting 
Form Of Engagement Activity A formal working group, expert panel or dialogue
Part Of Official Scheme? Yes
Geographic Reach International
Primary Audience Professional Practitioners
Results and Impact Colgate were interested in the results and there was a wide ranging discussion of how Colgate could contribute to the health inequalities agenda, especially in Europe.

We are currently waiting for developments from the meeting
Year(s) Of Engagement Activity 2014