Non-invasive prenatal genetics and genomics in England, France and Germany - Exploring practical ethical issues 'on the ground'
Lead Research Organisation:
University of Oxford
Department Name: Population Health
Abstract
This project proposes a new approach to explore ethical issues arising from the clinical implementation of genomics in antenatal care in the twenty first century. Situated at the interface between sociology, bioethics and law/social policy this research seeks to gain in-depth understanding of the situations in which these questions emerge and are experienced by the key-stakeholders (health professionals, patients, scientists, policy-makers), and provide insight into the underlying value systems which promote them.
This comparative investigation takes non-invasive prenatal testing (NIPT) in England, France and Germany as a case study. NIPT is a rapidly developing genomic technology that is constantly widening its scope and opening up new possibilities in reproductive medicine. Since 2011, NIPT, which uses cell-free foetal DNA in the maternal blood, has been commercially available worldwide. NIPT can be done early in pregnancy - in the first trimester - and is considered highly reliable for detecting common chromosomal anomalies (e.g. trisomy 21, 18 or 13). NIPT for these anomalies is not used as a diagnostic test at present and so a positive NIPT test requires invasive testing for confirmation. Research is also being done to investigate the usefulness of the test for microdeletions (e.g. cri-du-chat syndrome) and for single gene disorders. Some authors suggest that, in the future, it could be used to sequence the whole-genome of a foetus.
The introduction of NIPT into routine antenatal care carries not only benefits but also raises important ethical questions about the meaning of health, illness and disability, the scope of public health interventions, social inclusion and exclusion as well as reproductive choice. These issues require careful analysis within their specific contexts.
By 2020 NIPT will be freely available to women at risk of common chromosomal anomalies in England, France and Germany. Although all three healthcare systems agree that NIPT should be used as a screening tool, they differ with regard to: the risk thresholds they use, their public discourses about genomics, screening policies, professional regulations and laws regarding prenatal genetics/genomics.
The aim of this project is to conduct an in-depth investigation of the ethical issues arising from NIPT in three different socio-cultural contexts within Europe (England, France and Germany).
To achieve this aim, the project has three research and two impact objectives:
1. Provide insight into the values and socio-political particularities that shape the (future) use and regulation of NIPT within different socio-cultural contexts.
2. Describe the views and normative arguments presented in public debates on the ethical and social implications of NIPT, and identify the principal actors who influence these debates in each country-site.
3. Gain in-depth understanding of the experiences and practical-ethical problems the principal actors encounter in practice and investigate how these are resolved.
4. Impact on prenatal screening policy by changing the way we think about the ethical issues arising in practice, nationally and internationally.
5. Develop a comparative empirical bioethics approach as an innovative tool in healthcare research.
This empirical bioethics project involves document analysis (of professional and ethics guidelines, policies, laws, bioethics and social sciences literature, media), conceptual analysis (of the normative arguments raised in each country) and comparative empirical research (observations, interviews, focus groups) with patients, healthcare professionals, scientists, policy-makers. The data generated will be analysed together in an iterative process. The aim is to provide a contextual understanding of the practical ethical issues raised by NIPT within their socio-cultural, legal and structural context. This will generate important elements for the development of models of good practice within Europe.
This comparative investigation takes non-invasive prenatal testing (NIPT) in England, France and Germany as a case study. NIPT is a rapidly developing genomic technology that is constantly widening its scope and opening up new possibilities in reproductive medicine. Since 2011, NIPT, which uses cell-free foetal DNA in the maternal blood, has been commercially available worldwide. NIPT can be done early in pregnancy - in the first trimester - and is considered highly reliable for detecting common chromosomal anomalies (e.g. trisomy 21, 18 or 13). NIPT for these anomalies is not used as a diagnostic test at present and so a positive NIPT test requires invasive testing for confirmation. Research is also being done to investigate the usefulness of the test for microdeletions (e.g. cri-du-chat syndrome) and for single gene disorders. Some authors suggest that, in the future, it could be used to sequence the whole-genome of a foetus.
The introduction of NIPT into routine antenatal care carries not only benefits but also raises important ethical questions about the meaning of health, illness and disability, the scope of public health interventions, social inclusion and exclusion as well as reproductive choice. These issues require careful analysis within their specific contexts.
By 2020 NIPT will be freely available to women at risk of common chromosomal anomalies in England, France and Germany. Although all three healthcare systems agree that NIPT should be used as a screening tool, they differ with regard to: the risk thresholds they use, their public discourses about genomics, screening policies, professional regulations and laws regarding prenatal genetics/genomics.
The aim of this project is to conduct an in-depth investigation of the ethical issues arising from NIPT in three different socio-cultural contexts within Europe (England, France and Germany).
To achieve this aim, the project has three research and two impact objectives:
1. Provide insight into the values and socio-political particularities that shape the (future) use and regulation of NIPT within different socio-cultural contexts.
2. Describe the views and normative arguments presented in public debates on the ethical and social implications of NIPT, and identify the principal actors who influence these debates in each country-site.
3. Gain in-depth understanding of the experiences and practical-ethical problems the principal actors encounter in practice and investigate how these are resolved.
4. Impact on prenatal screening policy by changing the way we think about the ethical issues arising in practice, nationally and internationally.
5. Develop a comparative empirical bioethics approach as an innovative tool in healthcare research.
This empirical bioethics project involves document analysis (of professional and ethics guidelines, policies, laws, bioethics and social sciences literature, media), conceptual analysis (of the normative arguments raised in each country) and comparative empirical research (observations, interviews, focus groups) with patients, healthcare professionals, scientists, policy-makers. The data generated will be analysed together in an iterative process. The aim is to provide a contextual understanding of the practical ethical issues raised by NIPT within their socio-cultural, legal and structural context. This will generate important elements for the development of models of good practice within Europe.
Planned Impact
Knowledge exchange with various researchers will play an important role throughout this project. A two-way dialogue will allow this research to have an impact on stakeholders and practices. At the same time it will help us to embed our research in practice which will enable us to frame our research questions and improve our analysis.
Who might benefit from this research?
We will engage with pregnant women/couples, health professionals in foetal/reproductive genomics medicine (midwives, consultants, counsellors, geneticists) and policy-makers in England, France and Germany.
NIPT raises important ethical and practical questions. It is imperative that those using, providing and regulating this test (women/couples, health professionals and policy-makers) understand its potential impact and are involved in relevant discussions about its implementation. In addition to this, this project seeks to gain in-depth understanding of ethical questions that arise in practice in three national contexts. It is therefore important that we engage with the relevant stakeholders to refine our research questions, improve and confirm our understanding of ethical issues that arise in practice, but also discuss our findings and reflect together with the stakeholders on models of good practice.
How might they benefit from this research?
We will run a series of dialogue events in the three countries that will involve guided conversations with a broad range of pregnant women/couples and health professionals. Our team will propose talks that include information about the scientific issues as well as the ethical and social aspects of NIPT. These talks will give women/couples and professionals the opportunity to discuss, share and reflect upon their experiences, and ethical and social questions raised by the use of NIPT. These exchanges will enable pregnant women/couples and front-line professionals to make their voice heard, be listened to, take active influence on our research and the issues we will address, and to feed into policy debate.
Furthermore, our team will hold two one-day international workshops with health professionals, policy-makers and patient representative from the three countries. The workshops will present an opportunity for these actors to share their experience with our team and learn from our empirical findings and theoretical analysis.
Recommendations for good ethical practice can have a positive impact, but only when they address ethical issues that concerned groups encounter in practice. By involving the relevant stakeholders, we will avoid making claims that are based on purely theoretical arguments that are distanced from practical contexts. This will have a positive impact on the use and regulation of NIPT and inform good ethical standards in each country.
In addition to the events and workshops, we will disseminate our findings and write a policy-focused paper that we will present to and discuss with women through e.g. the UK charities ARC (Antenatal Results and Choices) and Down's Syndrome Association, and with doctors through e.g. the BSGM (British Society for Genetic Medicine). We will also reach out to the UK National Screening Committee and Public Health England (PHE) Screening. Similar dissemination channels will be used in Germany and France. Our policy-focused paper will address the emerging ethical issues including women's and health professionals' needs and concerns regarding the use of NIPT. Such issues will include recommendations e.g. for improved patient communication and information about the test, its possibilities and limitations, and its possible social, ethical and individual impact on women/couples or the future child. The recommendations will address country specific issues as well as common issues in the three countries, and beyond.
Who might benefit from this research?
We will engage with pregnant women/couples, health professionals in foetal/reproductive genomics medicine (midwives, consultants, counsellors, geneticists) and policy-makers in England, France and Germany.
NIPT raises important ethical and practical questions. It is imperative that those using, providing and regulating this test (women/couples, health professionals and policy-makers) understand its potential impact and are involved in relevant discussions about its implementation. In addition to this, this project seeks to gain in-depth understanding of ethical questions that arise in practice in three national contexts. It is therefore important that we engage with the relevant stakeholders to refine our research questions, improve and confirm our understanding of ethical issues that arise in practice, but also discuss our findings and reflect together with the stakeholders on models of good practice.
How might they benefit from this research?
We will run a series of dialogue events in the three countries that will involve guided conversations with a broad range of pregnant women/couples and health professionals. Our team will propose talks that include information about the scientific issues as well as the ethical and social aspects of NIPT. These talks will give women/couples and professionals the opportunity to discuss, share and reflect upon their experiences, and ethical and social questions raised by the use of NIPT. These exchanges will enable pregnant women/couples and front-line professionals to make their voice heard, be listened to, take active influence on our research and the issues we will address, and to feed into policy debate.
Furthermore, our team will hold two one-day international workshops with health professionals, policy-makers and patient representative from the three countries. The workshops will present an opportunity for these actors to share their experience with our team and learn from our empirical findings and theoretical analysis.
Recommendations for good ethical practice can have a positive impact, but only when they address ethical issues that concerned groups encounter in practice. By involving the relevant stakeholders, we will avoid making claims that are based on purely theoretical arguments that are distanced from practical contexts. This will have a positive impact on the use and regulation of NIPT and inform good ethical standards in each country.
In addition to the events and workshops, we will disseminate our findings and write a policy-focused paper that we will present to and discuss with women through e.g. the UK charities ARC (Antenatal Results and Choices) and Down's Syndrome Association, and with doctors through e.g. the BSGM (British Society for Genetic Medicine). We will also reach out to the UK National Screening Committee and Public Health England (PHE) Screening. Similar dissemination channels will be used in Germany and France. Our policy-focused paper will address the emerging ethical issues including women's and health professionals' needs and concerns regarding the use of NIPT. Such issues will include recommendations e.g. for improved patient communication and information about the test, its possibilities and limitations, and its possible social, ethical and individual impact on women/couples or the future child. The recommendations will address country specific issues as well as common issues in the three countries, and beyond.
Publications
Boardman F
(2023)
Not putting the cart before the horse: the complex social and ethical terrain of prenatal exome sequencing.
in European journal of human genetics : EJHG
Bowman-Smart H
(2022)
Non-invasive prenatal testing in Germany: a unique ethical and policy landscape
in European Journal of Human Genetics
Horn D
(2022)
Le(s) paysage(s) éthique(s) du dépistage prénatal non invasif en Angleterre, en France et en Allemagne : résultats d'une analyse documentaire comparative
in Cahiers Droit, Sciences & Technologies
Horn R
(2022)
NIPT and the concerns regarding 'routinisation'.
in European journal of human genetics : EJHG
Horn R
(2023)
Managing expectations, rights, and duties in large-scale genomics initiatives: a European comparison.
in European journal of human genetics : EJHG
Lewis C
(2022)
Mixed-methods evaluation of the NHS Genomic Medicine Service for paediatric rare diseases: study protocol
in NIHR Open Research
Perrot A
(2023)
Women's preferences for NIPT as a first-line test in England and France: Challenges for genetic counseling practices.
in Journal of genetic counseling
Perrot A
(2021)
The ethical landscape(s) of non-invasive prenatal testing in England, France and Germany: findings from a comparative literature review
in European Journal of Human Genetics
Description | The comparison of the ethical issues arising from NIPT in England, France and Germany shows how each country defines the principle of reproductive autonomy and weighs it against other principles and values, such as, human dignity, disability rights and the duty of care of health professionals. More particularly, the comparison shows how these differences depend on each country's cultural context, guiding policies, and the use/expansion of the technological advances. In France, currently, the expansion of NIPT beyond the three common trisomies (T21, T18 and T13) highlights the increasing complexity of achieving informed consent and the importance of ensuring the quality of counselling that respect reproductive choices of women by supporting their understanding of the scope and limitations of genome-wide prenatal screening. In Germany, we see how public health policies and approaches to NIPT reflect the echoes of the past, which on the one hand opens new opportunities to access the test (free for all depending on the individual situation), while on the other hand it poses challenges to consistency of care, quality of information and decision-making that is free of social pressure. |
Exploitation Route | The outcomes might 1) support health professionals in critically reflecting about their practices, 2) inform the development of further policies and practical guidance on NIPT in the three countries studied. |
Sectors | Healthcare |
URL | https://www.ethox.ox.ac.uk/Our-research/research-projects/nipt |
Description | The ongoing research and findings so far have informed the development of practical guidance, chaired and co-authored by the PI: Ethical issues in prenatal genetic diagnosis: guidance for clinical practice from the Joint Committee on Genomics in Medicine (comprising the Royal College of Physicians, Royal College of Pathologists and British Society for Genetic Medicine) (2022). The document was written by Ruth Horn (chair), Alison Hall, and Anneke Lucassen, in collaboration with the working group. |
First Year Of Impact | 2023 |
Sector | Healthcare |
Impact Types | Policy & public services |
Description | Presentation for NHS England Screening and Immunisation Teams |
Geographic Reach | Local/Municipal/Regional |
Policy Influence Type | Influenced training of practitioners or researchers |
Impact | Through this presentation we have highlighted common concerns with informed consent and delivery of information about NIPT and NIPT results in routine clinical practice, and presented alternative approaches that can better improve care and service delivery for pregnant women. This will improve service delivery through the further education of the NHS workforce. Furthermore, we have educated practitioners on the broader ethical questions surrounding NIPT, which influences how they communicate about, deliver and understand NIPT service delivery. |
Description | UK-FR GENE |
Organisation | Paris Diderot University |
Country | France |
Sector | Academic/University |
PI Contribution | Together with my colleague Marie Gaille, Paris 7, CNRS, I launched the UK-FR Genomics and Ethics Network in 2019. We aim to provide a platform of discussion and exchange to academics, clinicians and policy makers in the field of genomics in England and France. We hold regular workshops to identify joint as well as different ethical issues in the implementation of genomic medicine in the two countries. In 2021, we invited colleagues from Germany to join the network. |
Collaborator Contribution | Marie Gaille, and recently, Jennifer Merchant (University Paris 2) and I convene regular workshops with various colleagues working in the field of genomic medicine, and prepare papers based on the workshop contributions. |
Impact | Gaille M, Horn R; UK-FR GENE (Genetics and Ethics Network) Consortia. The ethics of genomic medicine: redefining values and norms in the UK and France. Eur J Hum Genet. 2021 May;29(5):780-788. doi: 10.1038/s41431-020-00798-2. |
Start Year | 2019 |
Description | Interview for press (Germany) |
Form Of Engagement Activity | A press release, press conference or response to a media enquiry/interview |
Part Of Official Scheme? | No |
Geographic Reach | National |
Primary Audience | Public/other audiences |
Results and Impact | 30 min Interview with "Die Debatte - Wissenschaft im Dialog" to inform an article and a public debate on international perspectives of prenatal diagnosis, authored by Mirjiam Klein. |
Year(s) Of Engagement Activity | 2022 |
Description | Non-invasive prenatal testing (NIPT): Facilitating pregnant women's personal choices' ? |
Form Of Engagement Activity | Participation in an activity, workshop or similar |
Part Of Official Scheme? | No |
Geographic Reach | National |
Primary Audience | Patients, carers and/or patient groups |
Results and Impact | 255 people attended the webinar ('live event') produced on Teams by Adeline Perrot on Thursday 8 December from 1pm to 2pm for the general public in France (pregnant women, health professionals, associations, policy-makers, students in midwifery, fetal medicine and genetics). The webinar took place as follows: one introduction and two 10-minute presentations by a physician (Alexandre Vivanti, Associate Professor of Obstetrics and Gynaecology at the Antoine Béclère Hospital (Paris Saclay University), ) and an association member (Anne Evrard, Bien Naître and Ciane). The audience was able to ask questions in the chat room. This webinar generated a lot of thoughts and questions about how to respect the values and preferences of women (and couples) when offering prenatal screening. Following the webinar, we received many requests to access the replay. It has been posted on YouTube with 74 views to date. |
Year(s) Of Engagement Activity | 2022 |
URL | https://www.youtube.com/watch?v=S6R097681bc |
Description | Presentation at BSGM Lunch and Learn |
Form Of Engagement Activity | A talk or presentation |
Part Of Official Scheme? | No |
Geographic Reach | International |
Primary Audience | Professional Practitioners |
Results and Impact | The PI (Ruth Horn) was invited to present the Joint Committee of Genomic in Medicine's guidance on ethical issues of prenatal diagnosis, for which she was the lead and joint first author, at the online Lunch and Learn Seminar of the British Society for Genetic Medicine. |
Year(s) Of Engagement Activity | 2022 |
Description | Presentation at RCOG |
Form Of Engagement Activity | A formal working group, expert panel or dialogue |
Part Of Official Scheme? | No |
Geographic Reach | National |
Primary Audience | Professional Practitioners |
Results and Impact | PI (Ruth Horn) was invited to present the Joint Committee of Genomic in Medicine's guidance on ethical issues of prenatal diagnosis for which she was the lead and joint first author at the Genomic Taskforce Meeting of the Royal College of Obstetricians and Gynecologists. |
Year(s) Of Engagement Activity | 2022 |
Description | Presentation for global genomics community at The Festival of Genomics & Biodata |
Form Of Engagement Activity | A talk or presentation |
Part Of Official Scheme? | No |
Geographic Reach | International |
Primary Audience | Professional Practitioners |
Results and Impact | The activity consisted of a power point presentation of the NIPT study to both a lay and expert audience. This led to exchanges for clarification but also to improve the personal or professional information of the audience members. |
Year(s) Of Engagement Activity | 2022 |
URL | https://www.festivalofgenomics.com/adeline-perrot |
Description | Public debate with medical students for choice in Augsburg (Germany) |
Form Of Engagement Activity | A talk or presentation |
Part Of Official Scheme? | No |
Geographic Reach | Local |
Primary Audience | Public/other audiences |
Results and Impact | Medical students for choice in Augsburg (Germany) organised a public debate on reproductive choice and prenatal testing. The PI, Ruth Horn, was invited as a discussant. |
Year(s) Of Engagement Activity | 2022 |
Description | Request for interview/quotes - Clinical Omics |
Form Of Engagement Activity | A press release, press conference or response to a media enquiry/interview |
Part Of Official Scheme? | No |
Geographic Reach | National |
Primary Audience | Media (as a channel to the public) |
Results and Impact | The purpose was to assist Helen Albert, science journalist and editor of Clinical Omics magazine (https://www.clinicalomics.com/), in her preparation of an article for the Nov/Dec 2021 issue on advances in prenatal testing and carrier screening. I answered her questions about the ethical issues raised by the development of prenatal screening techniques. I have detailed the different ethical issues and the differences in each country according to cultural and political contexts. |
Year(s) Of Engagement Activity | 2021,2022 |
URL | https://www.liebertpub.com/doi/full/10.1089/clinomi.08.06.16 |