AWAKE: a proton-driven plasma wakefield acceleration experiment at CERN
Lead Research Organisation:
The University of Manchester
Department Name: Engineering and Physical Sciences
Abstract
Over the last fifty years, accelerators of ever increasing energy and size have allowed us to probe the fundamental
structure of the physical world. This has culminated in the Large Hadron Collider at CERN, Geneva, a 27-km long
accelerator which has discovered the Higgs Boson and is about to embark on searches for new phenomena such as
Supersymmetry. Using current accelerator technology, future high energy colliders will be of similar length or even longer.
As an alternative, we are pursuing a new technology which would allow a reduction by about a factor of ten in length and
hence would be expected to reduce the cost by a significant fraction.
The idea presented here is to impact a high-energy proton beam, such as those at CERN, into a plasma. The free,
negatively-charged electrons in the plasma are knocked out of their position by the protons, but are then attracted back by
the positively-charged ions, creating a high-gradient electric "wakefield" and an oscillating motion is started by the plasma
electrons. Experiments have already been carried out impacting lasers or an electron beam onto a plasma and accelerating
gradients have been observed which are 1000 times higher than conventional accelerators. Given the much higher initial energy of available proton beams, it is anticipated that the electric fields it creates in a plasma could accelerate electrons in
the wakefield up to the teraelectron-volts scale required for a future collider, but in a single stage and with a length of a few
km. Such a collider is, however, many years in the future and test experiments are first needed.
The AWAKE collaboration will perform a first proof-of-principle experiment at CERN. The experiment will use a high-energy
proton beam to impact on a plasma cell of about 10 m and measure the energy change in a bunch of electrons which will
travel behind the proton beam. Observing significant energy changes in the electrons would demonstrate the concept of
this form of acceleration which has so far only been studied in simulation.
The UK has several groups (Central Laser Facilities, Cockcroft Institute, Imperial College, John Adams Institute,
Strathclyde and UCL) in the collaboration preparing the AWAKE experiment in CERN. We propose a programme to
develop a wide-range of instrumentation which will the allow us to successfully build the experiment and extract the physics
necessary to demonstrate the power of this approach. A crucial part is being able to build a plasma cell with a uniform
density over lengths much longer than previously tried. We will also deliver elements of the electron source to be fired into
the plasma at exactly the right time so as to feel the largest possible accelerating gradient in the wakefield created by the
proton beam. To determine the success of the experiment, we will measure the properties of the plasma and the energy
and spatial profile of the electron beam after it has been accelerated in the plasma. Finally, our results will improve
simulations of plasma wakefields to give us more confidence in our expectations of a larger-scale experiment and help us
best optimise its layout and capabilities.
If successful, this experiment will lead to a further larger-scale project to accelerate bunches of electrons of small spatial
extent with high particle numbers and ultimately a new form of acceleration which could lead to future, energy-frontier
particle physics experiments. This technique has the potential to radically alter the frontier of high energy physics with
accelerators as performant as currently planned or required, but at a tenth of the length and hence cost. With the
significantly larger acceleration gradients and smaller spatial extent, plasma-based accelerator technology could also lead
to vastly smaller synchrotron light sources which probe the structure of e.g. proteins and table-top accelerators of lower
energy for use in hospitals or industry.
structure of the physical world. This has culminated in the Large Hadron Collider at CERN, Geneva, a 27-km long
accelerator which has discovered the Higgs Boson and is about to embark on searches for new phenomena such as
Supersymmetry. Using current accelerator technology, future high energy colliders will be of similar length or even longer.
As an alternative, we are pursuing a new technology which would allow a reduction by about a factor of ten in length and
hence would be expected to reduce the cost by a significant fraction.
The idea presented here is to impact a high-energy proton beam, such as those at CERN, into a plasma. The free,
negatively-charged electrons in the plasma are knocked out of their position by the protons, but are then attracted back by
the positively-charged ions, creating a high-gradient electric "wakefield" and an oscillating motion is started by the plasma
electrons. Experiments have already been carried out impacting lasers or an electron beam onto a plasma and accelerating
gradients have been observed which are 1000 times higher than conventional accelerators. Given the much higher initial energy of available proton beams, it is anticipated that the electric fields it creates in a plasma could accelerate electrons in
the wakefield up to the teraelectron-volts scale required for a future collider, but in a single stage and with a length of a few
km. Such a collider is, however, many years in the future and test experiments are first needed.
The AWAKE collaboration will perform a first proof-of-principle experiment at CERN. The experiment will use a high-energy
proton beam to impact on a plasma cell of about 10 m and measure the energy change in a bunch of electrons which will
travel behind the proton beam. Observing significant energy changes in the electrons would demonstrate the concept of
this form of acceleration which has so far only been studied in simulation.
The UK has several groups (Central Laser Facilities, Cockcroft Institute, Imperial College, John Adams Institute,
Strathclyde and UCL) in the collaboration preparing the AWAKE experiment in CERN. We propose a programme to
develop a wide-range of instrumentation which will the allow us to successfully build the experiment and extract the physics
necessary to demonstrate the power of this approach. A crucial part is being able to build a plasma cell with a uniform
density over lengths much longer than previously tried. We will also deliver elements of the electron source to be fired into
the plasma at exactly the right time so as to feel the largest possible accelerating gradient in the wakefield created by the
proton beam. To determine the success of the experiment, we will measure the properties of the plasma and the energy
and spatial profile of the electron beam after it has been accelerated in the plasma. Finally, our results will improve
simulations of plasma wakefields to give us more confidence in our expectations of a larger-scale experiment and help us
best optimise its layout and capabilities.
If successful, this experiment will lead to a further larger-scale project to accelerate bunches of electrons of small spatial
extent with high particle numbers and ultimately a new form of acceleration which could lead to future, energy-frontier
particle physics experiments. This technique has the potential to radically alter the frontier of high energy physics with
accelerators as performant as currently planned or required, but at a tenth of the length and hence cost. With the
significantly larger acceleration gradients and smaller spatial extent, plasma-based accelerator technology could also lead
to vastly smaller synchrotron light sources which probe the structure of e.g. proteins and table-top accelerators of lower
energy for use in hospitals or industry.
Planned Impact
This project is naturally a multi-disciplinary pursuit involving accelerator, plasma and particle physicists as well as
engineers and technical staff. If successful, this method of acceleration could provide a new cost-effective route to high
energy colliders of much reduced length or higher energy. This application is for significant development and is wide-ranging
in scope and the purchase of equipment and consumables for the different instrumentation will be of benefit to UK
industry. As we in the UK have been involved with a significant fraction of this project from the start, and with the significant investment
requested here, should the final goal be realised, there is potential for economic stimulus to the UK which building a largescale
research facility brings. This will involve the potential for large industrial contracts, training for students and other
staff and knowledge exchange between academic institutes and industry arising from the R&D and the method of plasma
wakefield acceleration.
The final aim of this project is to build an accelerator for investigation of fundamental particles and forces, however, the
principle of plasma wakefield acceleration could revolutionise accelerators in general. The accelerating gradients achieved
are up to three orders of magnitude higher than current techniques allowing a corresponding reduction in the size (and
cost) of future accelerators. This could then benefit any branch of science, health or industry which uses particle
accelerators. An example is for future free electron laser facilities which could benefit significantly from this technique in
which the acceleration of electrons takes place using a much shorter accelerating structure.
Diagnostic techniques developed here could benefit many plasma wakefield experiments with different goals or
applications. Additionally, the improved simulations of the dynamics of the plasma will aid our understanding of plasmas in
general. Therefore the work done here could benefit accelerators planned for other industries using the technique of
plasma wakefield acceleration.
Finally, the physics behind the accelerator R&D and the final goal of an energy-frontier collider will excite future students
and captivate the public in much the same was as the Large Hadron Collider has. Having the UK as part of such a cutting-edge programme is essential in order that we provide leadership in experiments on the nature of the physical world and with wide-ranging benefits to society. Any economic impact, as mentioned above, can only be achieved through being a strong partner.
And the societal benefit of encouraging students to study physics and improving the general public's knowledge of science can best be achieved if we are part of future pursuits.
engineers and technical staff. If successful, this method of acceleration could provide a new cost-effective route to high
energy colliders of much reduced length or higher energy. This application is for significant development and is wide-ranging
in scope and the purchase of equipment and consumables for the different instrumentation will be of benefit to UK
industry. As we in the UK have been involved with a significant fraction of this project from the start, and with the significant investment
requested here, should the final goal be realised, there is potential for economic stimulus to the UK which building a largescale
research facility brings. This will involve the potential for large industrial contracts, training for students and other
staff and knowledge exchange between academic institutes and industry arising from the R&D and the method of plasma
wakefield acceleration.
The final aim of this project is to build an accelerator for investigation of fundamental particles and forces, however, the
principle of plasma wakefield acceleration could revolutionise accelerators in general. The accelerating gradients achieved
are up to three orders of magnitude higher than current techniques allowing a corresponding reduction in the size (and
cost) of future accelerators. This could then benefit any branch of science, health or industry which uses particle
accelerators. An example is for future free electron laser facilities which could benefit significantly from this technique in
which the acceleration of electrons takes place using a much shorter accelerating structure.
Diagnostic techniques developed here could benefit many plasma wakefield experiments with different goals or
applications. Additionally, the improved simulations of the dynamics of the plasma will aid our understanding of plasmas in
general. Therefore the work done here could benefit accelerators planned for other industries using the technique of
plasma wakefield acceleration.
Finally, the physics behind the accelerator R&D and the final goal of an energy-frontier collider will excite future students
and captivate the public in much the same was as the Large Hadron Collider has. Having the UK as part of such a cutting-edge programme is essential in order that we provide leadership in experiments on the nature of the physical world and with wide-ranging benefits to society. Any economic impact, as mentioned above, can only be achieved through being a strong partner.
And the societal benefit of encouraging students to study physics and improving the general public's knowledge of science can best be achieved if we are part of future pursuits.
People |
ORCID iD |
Guoxing Xia (Principal Investigator) | |
Oznur Apsimon (Researcher) |
Publications

Apsimon O
(2019)
A numerical approach to designing a versatile pepper-pot mask for emittance measurement
in Nuclear Instruments and Methods in Physics Research Section A: Accelerators, Spectrometers, Detectors and Associated Equipment

Bracco C
(2016)
AWAKE: A Proton-Driven Plasma Wakefield Acceleration Experiment at CERN
in Nuclear and Particle Physics Proceedings

Caldwell A
(2016)
Path to AWAKE: Evolution of the concept
in Nuclear Instruments and Methods in Physics Research Section A: Accelerators, Spectrometers, Detectors and Associated Equipment

Gschwendtner E
(2016)
AWAKE, The Advanced Proton Driven Plasma Wakefield Acceleration Experiment at CERN
in Nuclear Instruments and Methods in Physics Research Section A: Accelerators, Spectrometers, Detectors and Associated Equipment

Hanahoe K
(2017)
Simulation study of a passive plasma beam dump using varying plasma density
in Physics of Plasmas

Li Y
(2017)
High-quality electron beam generation in a proton-driven hollow plasma wakefield accelerator
in Physical Review Accelerators and Beams

Li Y
(2017)
Multi-proton bunch driven hollow plasma wakefield acceleration in the nonlinear regime
in Physics of Plasmas

Li Y
(2019)
High-quality positrons from a multi-proton bunch driven hollow plasma wakefield accelerator
in Plasma Physics and Controlled Fusion

Muggli P
(2018)
AWAKE readiness for the study of the seeded self-modulation of a 400 GeV proton bunch
in Plasma Physics and Controlled Fusion

Turner M
(2019)
Experimental Observation of Plasma Wakefield Growth Driven by the Seeded Self-Modulation of a Proton Bunch.
in Physical review letters
Description | We demonstrated for the first time that the long proton bunch could be modulated into short micro bunches and the external electron bunch can be trapped and accelerated. This new technology paves a way for future compact collider design based on proton driven plasma wakefield acceleration. |
Exploitation Route | The plasma source, the beam and plasma diagnostics, the softwares could be used by other researcher. |
Sectors | Education Energy Environment Healthcare Other |
URL | https://www.nature.com/articles/s41586-018-0485-4 |
Description | Our research results was reported in the website of University of Manchester. The link is here: https://www.manchester.ac.uk/discover/news/manchester-physicists-help-pave-the-way-for-new-genertaion-of-particle-physics-experiments/. |
Sector | Education |
Description | AWAKE, proton driven plasma wakefield acceleration experiment at CERN-one year grant |
Amount | £200,000 (GBP) |
Organisation | Science and Technologies Facilities Council (STFC) |
Sector | Public |
Country | United Kingdom |
Start | 09/2016 |
End | 09/2017 |
Description | I co-organized the Tactile Collider event in our School of Physics and Astronomy |
Form Of Engagement Activity | Participation in an activity, workshop or similar |
Part Of Official Scheme? | No |
Geographic Reach | Regional |
Primary Audience | Other audiences |
Results and Impact | On 28th November 2018, I co-organized the Tactile Collider event in our School of Physics and Astronomy. We introduced the physics of particle accelerators and Higgs boson to students who are blind or partially sighted. The event attracted more than 60 students from the local area of Manchester. We received very kind feedback from those students. |
Year(s) Of Engagement Activity | 2018 |
Description | I organised and participated the Manchester Science Festival at MOSI |
Form Of Engagement Activity | Participation in an activity, workshop or similar |
Part Of Official Scheme? | No |
Geographic Reach | National |
Primary Audience | Schools |
Results and Impact | I helped organise and participated the Manchester Science Festival at MOSI on 29th October 2017. We received about 1100 school kids and their parents. The key theme was about particle accelerators in Daresbury lab and how these particle accelerators work. I also introduced the LHC and how the plasma accelerators work to the audiences. |
Year(s) Of Engagement Activity | 2017 |