Empowering heritage: understanding the cultural costs of South Africa's energy futures
Lead Research Organisation:
UNIVERSITY COLLEGE LONDON
Department Name: Institute of Archaeology
Abstract
Accessible, reliable energy grids are credited as crucial to modernization in African countries, with transitions to renewable and low-carbon energy systems accompanying promises of just energy provision for all. In South Africa, democratization in 1994 brought national guarantees of energy justice and heritage justice: revitalizing African pasts long-denied by racist governments. However, building energy infrastructure to achieve development targets damages archaeological remains, producing conflict between access to power and to African pasts only recently affirmed as public resources. Across the continent, these impacts vary based on geography, energy type, and national regulations but their cumulative cultural cost remains unknown at any scale due to barriers to data availability. And as in many post-colonies, South Africa's industrial reforms compelled developers to mitigate the effects of building on archaeological sites, but this lack of accessible data has precluded any effort to evaluate the outcomes of this accountability system.
This project offers an unprecedented analysis of the archaeological impacts of South Africa's energy sector through novel use of the national regulatory repository SAHRIS, chronicling how governmental and non-governmental actors have attempted to salvage the past from destruction in the service of progress. We interrogate how three decades of deregulation, privatization, and shifts to renewables have affected archaeological data at risk of loss, and shed new light on where and to whom that loss has accrued. We provide an urgently-needed assessment of the tradeoffs between energy and heritage justice as South Africa navigates an on-going crisis of blackouts and failing grids, and prepares to expand access to renewables. Energy transitions succeed or fail based partly on social factors, and in sub-Saharan Africa heritage costs have never been examined as such a factor; our groundbreaking project rectifies this gap and aims to facilitate South Africa's energy futures. We focus on South Africa's most archaeologically-rich provinces (Western Cape and Limpopo) for their wealth of heritage sites, diversity of energy types and infrastructures deployed, and long-term interventions to achieve heritage justice across rural and urban areas. This selection allows us to analyse the relationship between heritage and industry across major population centres and energy catchment areas, while locating this analysis within a detailed understanding of domestic political arenas; this complements the prevailing disciplinary model of highly localized case study.
As a preliminary to more in-depth questions, we will produce a database collating all regulatory decisions from SAHRIS related to energy infrastructures in Western Cape and Limpopo since 1994. Our database will link all permitted actions within the lifespan of an energy project, enabling us to view the decision-making process from archaeological impact assessment to mitigation and salvage. For all reports, we will extract archaeological data on artefact types and time periods, buried and surface features, and human remains. Our database will permit targeted questions about the geographical distribution of archaeological impacts, the heritage costs of specific energy types and infrastructures, the frequency of different regulatory outcomes, and the vulnerabilities of different forms of archaeology.
To contextualize our findings within on-going research and national priorities for heritage and development we will organize a policy workshop in Year 2. We will disseminate our finds through seminars and conferences in cross-disciplinary African Studies fora in South Africa and the UK. We will produce four publications, including a policy review paper for South Africa's heritage regulatory agency, an open access monograph with UCL Press, and articles in top archaeology and development studies journals.
This project offers an unprecedented analysis of the archaeological impacts of South Africa's energy sector through novel use of the national regulatory repository SAHRIS, chronicling how governmental and non-governmental actors have attempted to salvage the past from destruction in the service of progress. We interrogate how three decades of deregulation, privatization, and shifts to renewables have affected archaeological data at risk of loss, and shed new light on where and to whom that loss has accrued. We provide an urgently-needed assessment of the tradeoffs between energy and heritage justice as South Africa navigates an on-going crisis of blackouts and failing grids, and prepares to expand access to renewables. Energy transitions succeed or fail based partly on social factors, and in sub-Saharan Africa heritage costs have never been examined as such a factor; our groundbreaking project rectifies this gap and aims to facilitate South Africa's energy futures. We focus on South Africa's most archaeologically-rich provinces (Western Cape and Limpopo) for their wealth of heritage sites, diversity of energy types and infrastructures deployed, and long-term interventions to achieve heritage justice across rural and urban areas. This selection allows us to analyse the relationship between heritage and industry across major population centres and energy catchment areas, while locating this analysis within a detailed understanding of domestic political arenas; this complements the prevailing disciplinary model of highly localized case study.
As a preliminary to more in-depth questions, we will produce a database collating all regulatory decisions from SAHRIS related to energy infrastructures in Western Cape and Limpopo since 1994. Our database will link all permitted actions within the lifespan of an energy project, enabling us to view the decision-making process from archaeological impact assessment to mitigation and salvage. For all reports, we will extract archaeological data on artefact types and time periods, buried and surface features, and human remains. Our database will permit targeted questions about the geographical distribution of archaeological impacts, the heritage costs of specific energy types and infrastructures, the frequency of different regulatory outcomes, and the vulnerabilities of different forms of archaeology.
To contextualize our findings within on-going research and national priorities for heritage and development we will organize a policy workshop in Year 2. We will disseminate our finds through seminars and conferences in cross-disciplinary African Studies fora in South Africa and the UK. We will produce four publications, including a policy review paper for South Africa's heritage regulatory agency, an open access monograph with UCL Press, and articles in top archaeology and development studies journals.
People |
ORCID iD |
| Rachel King (Principal Investigator) | |
| Peter Mitchell (Co-Investigator) |
| Description | This research aimed to establish the cultural cost of energy production, and how impacts on cultural heritage from changing energy-related development affect the public's relationship to governance and public resources. Our study focused on South Africa because 1) the country's efforts to grapple with these problems come amidst a longer transition to democracy and a contested pivot to renewable energy; and 2) because South Africa's national digital database of heritage management information is licensed as open access but has never previously been used for research purposes. Our project broke new ground in terms of building new computational tools for processing SAHRA's data, and identifying the power of these data for addressing cutting-edge problems of energy justice. Our key findings included identifying where government incentives for power producers to transition to renewable energy did not ultimately reduce the archaeological impacts of these producers; in fact, and contrary to policymakers' assertions, coal-mining companies represented major claimants on these incentives, which enlarged their spatial footprint and increased the amount of archaeological remains that the mines affected. By contrast, new greenfield solar projects represent the least archaeologically-impactful type of project. We also quantified the responsiveness of SAHRA as heritage regulator to changes in the government's energy distribution policies, evidencing phases wherein SAHRA was able to react quickly and effectively within particular geographical areas. These findings were included in an expert presentation to a policy think-tank in Johannesburg and as part of an invited consultation from SAHRA. The historical trajectories of heritage impacts established through this work formed the basis of the monograph 'The Neoliberalisation of Heritage in Africa', which the PI published in early 2025. Data pertaining to the impacts of energy development on burial grounds underpin a publication currently under review with the journal Africa Spectrum (co-authored with collaborators at the Society, Work, and Politics Institute), and a paper on our methodology is in preparation for the journal 'Antiquity'. |
| Exploitation Route | This project represents the first-ever use of South Africa's national heritage database for systematic research, and demonstrates its power as a resource for examining the relationship between governance, development, and the national heritage estate. We have set a precedent that is already being followed by colleagues working on the continent, as evidenced by feedback we received during presentations on our work. This was particularly visible in a conference session at the Association of Southern African Professional Archaeologists in June 2024, wherein we presented our methodology to the main professional body of heritage practitioners in the region who also represent the primary users of SAHRA's database. Outputs from our work are already being used by colleagues working on other large spatial database projects on the African continent, notably the MAEASaM Project funded by Arcadia. The PI has presented on project outcomes at conferences related to African Studies (African Studies Association of the UK), which highlight the insights our methodology can offer into governance and regulation as well as heritage preservation. These presentations have particularly highlighted the richness of our dataset as a counter-balance to archives of development that are often difficult to access (e.g. mining houses' records), and we anticipate other users of our research will include colleagues from a range of disciplines: history, geography, urban studies, economics, and energy humanities. This was an anticipated outcome of our funding application and we believe we have achieved it. |
| Sectors | Energy Environment Government Democracy and Justice Culture Heritage Museums and Collections |
| Description | We were invited to present our methodology and results to South Africa's heritage regulator in order to demonstrate the usability and limitations of its digital heritage database. This database had only ever been used as a repository and therefore accessibility for research and evaluation was minimal and untested. Our assessment highlighted changes to the regulator's data architecture, metadata, and database design that would enable South Africa to better assess its efficacy in protecting the national estate. We also contributed policy recommendations for using these modifications to track cumulative heritage impacts from development - no other nation is doing this comprehensively and South Africa could become a world leader in this field. This recommendation was incorporated into an address to ministers during South Africa's celebrations of 30 years since democratisation. It has also fed into SAHRA's new data management strategy, which is set to go live in 2025. Our findings have also been used by fellows at the Public Affairs Research Institute think tank to complement their work on just energy transitions. We have surfaced previously unidentified impacts to heritage caused by uptake of renewable energy subsidies, which were intended to reduce environmental impact. Our work shows this is not the case and PARI fellows are now scrutinising these subsidies more closely. |
| First Year Of Impact | 2024 |
| Sector | Construction,Environment,Government, Democracy and Justice,Culture, Heritage, Museums and Collections |
| Impact Types | Policy & public services |
| Description | Policy presentation for Public Affairs Research Institute |
| Geographic Reach | National |
| Policy Influence Type | Participation in a guidance/advisory committee |
| Description | Revising South Africa's national policy on spatial heritage data management |
| Geographic Reach | Multiple continents/international |
| Policy Influence Type | Contribution to a national consultation/review |
| Impact | Prior to our work there had been minimal use of SAHRA's spatial heritage database for academic purposes. By sharing with SAHRA a wide range of potential uses of this database, and the benefits to protecting the historical environment that these can yield, we demonstrated to the regulator that there was a wide range of public and intellectual benefits to be had by making their datababse more accessible (with appropriate privacy measures in place). We have been informed by the Spatial Inventory Unit that they are undertaking reforms in the accessibility of their data, with the effect that more academic researchers will be able to do intensive, large-scale and comparative work using data held by SAHRA. This will also lead to greater awareness of heritage impacts caused by construction, as more researchers and archaeologists will be able to access records of earlier impact assessment and management, and thereby better forecast potential damage represented by new development schemes. We have been told that these changes will come into effect once a new database management framework is in place, which will ideally be in 2025. |
| Title | SAHRIS Data Diachronic Spatial Analysis Tool |
| Description | The tool builds upon the outcome of the SAHRIS Data Transformation Tool, transforming the point features derived from the SAHRIS dataset into a comprehensive framework for spatial statistical analysis. This analysis focuses on elucidating the dynamics between infrastructural variables and the spatial distribution of SAHRIS heritage cases. A significant aspect of this tool is its diachronic approach, which enables users to trace and comprehend the temporal evolution in the recording of heritage cases. It is implemented as automated scripts in the open-source software R, seamlessly integrated with Quarto. |
| Type Of Material | Data analysis technique |
| Year Produced | 2023 |
| Provided To Others? | No |
| Impact | The tool enables tracing of changes over time in the recording of heritage cases in the SAHRIS database, thereby highlighting pitfalls in recording practices and issues in heritage protection policies. Being fully automated, it has the potential to continue this type of analysis with datasets that continuously emerge from SAHRIS's ongoing operations, even beyond the lifespan of this project. |
| Title | SAHRIS Data Transformation Tool |
| Description | The tool employs a range of data reduction and transformation techniques to automatically convert and standardize the datasets provided by SAHRIS, the South African Heritage Resources Agency database. It efficiently identifies and corrects errors in dataset entries and harmonizes various spatial recording formats into simplified point features. It is implemented as automated scripts in the open-source software R, seamlessly integrated with Quarto. |
| Type Of Material | Data analysis technique |
| Year Produced | 2023 |
| Provided To Others? | No |
| Impact | The SAHRIS Data Transformation Tool is crucial for advancing spatial statistical analyses. Remarkably, the tool facilitates automatic processing of datasets directly from SAHRIS, requiring minimal user intervention. This feature ensures its utility for ongoing data handling, extending beyond the project's lifespan, and is accessible to diverse research and governmental groups. |
| Description | Collaboration with Society, Work, and Politics Institute for legal resourcing |
| Organisation | University of the Witwatersrand |
| Country | South Africa |
| Sector | Academic/University |
| PI Contribution | The Society, Work, and Politics Institute (SWOP) is part of a legal cooperative that advocates for restitution on behalf of development-affected communities. In November 2023, Empowering Heritage team members participated in a half-day workshop to discuss legal strategies that could make use of our project data. Specifically, we discussed how our geospatial data could provide greater spatial resolution on whether developers had transgressed 'no-go' areas and installed infrastructure in areas designated as burial grounds. We are contributing to a briefing document that will feed into on-going court cases. |
| Collaborator Contribution | Partners have provided analyses of relevant legal frameworks governing social impact mitigation associated with development work, which represents a level of expertise beyond current project members'. This has enriched our understanding of project impacts and has helped to structure the outputs that we intend to put forward in the coming year. |
| Impact | This collaboration is multi-disciplinary, spanning: laws, sociology, political science, archaeology. |
| Start Year | 2023 |
| Description | Cambridge African Archaeology Group Presentation |
| Form Of Engagement Activity | A talk or presentation |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Professional Practitioners |
| Results and Impact | We presented our point process model and some early interpretations of our dataset to an audience of c 30 in-person and 15 online at a session of the Cambridge African Archaeology Group in October 2023. Cambridge currently hosts two major projects aiming to capture large quantities of geospatial archaeological data but with limited plans for analysing these; as such, our presentation was aimed at illustrating an innovative approach to these datasets with a focus on sustainable data storage and re-use. The PI on one of the two large projects just mentioned has requested that we conduct a follow-up, focused workshop specifically bringing our dataset and methodologies in dialogue with their project. This will take place early in 2024. |
| Year(s) Of Engagement Activity | 2023 |
| Description | Expert advisory discussion on movable heritage for Asian Development Bank |
| Form Of Engagement Activity | A formal working group, expert panel or dialogue |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Industry/Business |
| Results and Impact | Dr King participated in an expert advisory discussion on movable heritage policy for the Asian Development Bank (ADB) as part of their on-going project to revise environmental and social standards (ESS). Data derived from Empowering Heritage informed this discussion, particularly with respect to the ways movable heritage safeguarding intersects with other areas of development activity including resettlement and public service provision. This input will be used to shape the ESS which will go into effect within the next two years and form the basis of compliance monitoring for all loans made by the ADB. Dr King's input is on-going as the ESS are stil in consultation. |
| Year(s) Of Engagement Activity | 2023 |
| Description | Media interviews on heritage management in South Africa |
| Form Of Engagement Activity | A press release, press conference or response to a media enquiry/interview |
| Part Of Official Scheme? | No |
| Geographic Reach | International |
| Primary Audience | Public/other audiences |
| Results and Impact | South Africa's heritage institutions were in the news in October when the national heritage agency permitted a Virgin Galactic customer to take hominin fossils on a space flight. I spoke with two news outlets - Nature and Live Science - to describe how heritage law, permitting, and management functions in South Africa. This then led to discussion of what the space flight could mean for standards of heritage preservation going forward. This media coverage was referenced in official statements released by multiple proefssional bodies for archaeology on the African continent and globally, and became subject to response by key persons involved in other arenas (eg a podcast interview given by one of the proponents of the space flight). |
| Year(s) Of Engagement Activity | 2023 |
| URL | https://www.livescience.com/archaeology/i-am-horrified-archaeologists-are-fuming-over-ancient-human-... |
| Description | Oxford African Studies Centre presentation |
| Form Of Engagement Activity | A talk or presentation |
| Part Of Official Scheme? | No |
| Geographic Reach | Local |
| Primary Audience | Professional Practitioners |
| Results and Impact | In October 2023 Dr King gave a presentation to the Oxford African Studies Centre, which runs an MPhil in African Studies and draws primarily on political science, history, economics, and development studies in its research and policymaking. The aim of the presentation was to illustrate that archaeology and heritage management constituted a rich, under-explored arena for approaching the Centre's key themes of democracy, development, and social well-being in critical context. This led to questions and discussions from audience members, and Dr King received a number of follow-up emails from MPhil students asking to take on case studies arising from Empowering Heritage as part of their dissertation projects. |
| Year(s) Of Engagement Activity | 2023 |